throbber
UNITED STATES DEPARTIVIENT OF COIVIIVIERCE
`United States Patent and Trademark Office
`Address: (f()MVllSS[()NHR FOR P/\'l'HN'l'S
`P.0 Box 1450
`Alcxaml1i:L V vim 22313-1450
`\vww.nspto.g
`
`APPLICATION NO.
`
`I0/537,825
`
`ISSIJE DATE
`
`05/18/2010
`
`20457
`
`7590
`
`04/28/2010
`
`ANTONELLI, TERRY, STOUT & KRAUS, LLP
`1300 NORTH SEVENTEENTH STREET
`SUITE 1800
`ARLINGTON, VA 22209-3873
`
`PATENT NO.
`
`7718234
`
`ATTOR\IEY DOCKET NO.
`
`CONFIRMATION NO.
`
`S00,4Sl33X00
`
`8517
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 1369 day(s). Any patent to issue from the above—identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
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`
`APPLlCANT(s) (Please see PAIR WEB site http://pair.uspto.goV for additional applicants):
`
`Yasushi Tomioka, Hitachinaka, JAPAN;
`Hidcloshi Abe, Hilachinaka, JAPAN;
`Kalsumi Kondo, Milo, JAPAN;
`
`IR103(Rev. 10/09)
`
`Page 1 of 493
`
`Tianma Exhibit 1002
`
`Page 1 of 493
`
`Tianma Exhibit 1002
`
`

`
`UNITED STATES DEPARTIVIENT OF COIVIMERCE
`United States Patent and Trademark Office
`Address: COMMISS IONER FOR PATENTS
`P.0 Box 1450
`Alexandna, Virgmia Z2313-1450
`wwwxuspto gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAM < ) INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`10/537,825
`
`20457
`
`06/08/2005
`
`Yasushi Tomioka
`
`500.45 I 33X00
`
`8517
`
`7590
`
`04/02/2010
`
`ANTONELLI, TERRY, STOUT & KRAUS, LLP
`1300 NORTII SEVENTEENTII STREET
`SUITE 1800
`
`ARLINGTON, VA 22209-3873
`
`EMMINER
`WU. SHEAN CHIU
`
`ART UN”
`1795
`
`MAIL DATE
`
`04/02/2010
`
`PAPER NUMBER
`
`DELIVERY MODE
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOL—90A (Rev. 04/07)
`
`Page 2 of 493
`
`

`
`Supplemental
`
`Application No.
`
`App|icant(s)
`
`10/537,825
`
`Shean C. Wu
`
`TOMIOKA ET AL.
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL—85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. E This communication is responsive to 3/25/10.
`
`2. XI The allowed claim(s) is/are 1 2.4 and 6-26.
`
`3. IZI Acknowledgment is made ofa claim for foreign priority under 35 U.S.C. § 119(a)—(d) or (f).
`a) X All
`b) E] Some*
`c) E] None
`of the:
`1. El Certified copies of the priority documents have been received.
`2. El Certified copies of the priority documents have been received in Application No. j
`3. IX Copies ofthe certified copies ofthe priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE” ofthis communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`4. D A SUBSTITUTE OATH OR DECLARATION must be submitted. Note the attached EXAM|NER'S AMENDMENT or NOTICE OF
`INFORMAL PATENT APPLICATION (PTO-152) which gives reason(s) why the oath or declaration is deficient.
`
`5. El CORRECTED DRAWINGS (as “replacement sheets”) must be submitted.
`(a) El including changes required by the Notice of Draftsperson’s Patent Drawing Review ( PTO-948) attached
`1) El hereto or 2) I:I
`to Paper No./Mail Date
`(b) I:I including changes required by the attached Examiner's Amendment / Comment or in the Office action of
`Paper No./Mail Date
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`6. I:l DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. El Notice of References Cited (PTO-892)
`2. El Notice of Draftperson's Patent Drawing Review (PTO-948)
`
`3. IX Information Disclosure Statements (PTO/SB/08),
`Paper No./Mail Date 3/25/10
`4. El Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`
`5. El Notice of Informal Patent Application
`6. El Interview Summary (PTO-413),
`Paper No./Mail Date
`.
`7. El Examiner's Amendment/Comment
`
`8. El Examiner's Statement of Reasons for Allowance
`
`9. D Other
`
`/Shean C Wu/
`
`Primary Examiner, Art Unit 1795
`
`US. Patent and Trademark Office
`PTOL-37 (Rev. 08-06)
`
`Notice of Allowability
`
`Part of Paper No./Mail Date 20100330
`
`Page 3 of 493
`
`

`
`Applicationlcontrol No.
`
`App|icant(s)/Patent Under
`Reexamination
`
`S93/‘Ch NOTES
`
`10537825
`
`TOMIOKA ET AL.
`
`Examiner
`
`Shean C Wu
`
`Art Unit
`
`1795
`
`125,126
`123, 134,135
`
`SEARCHED
`
`Subclass
`
`SEARCH NOTES
`
`12/21/09
`12/21/09
`
`Examiner
`sw
`sw
`
`West search, see attachment
`inventor search
`
`Search Notes
`
`Examiner
`
`sw
`sw
`
`INTERFERENCE SEARCH
`
`-31%
`1.25126
`3/30/10
`123,134,135
`3/30/10
`
`U.S. Patent and Trademark Office
`
`Part of Paper No. : 20100330
`
`Page 4 of 493
`
`

`
`Receipt date: 03/25/2010
`
`10537,sg,;§,,~,,QA,t,l: 1795
`Approved for use through 07/31/2006. OMB 0651-0031
`U.S. Patent and I rademark Office: US. L)|:l—’A|-(I M|:N| Ol- COMMERCE
`Under the Paerwork Reduction Act of 1995, no ersons are re uired to resond to a collection of information unless it contains a valid OMB control number.
`Substitute for form 1449A/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`March 25 2010
`
`(use as many sheets as necessary)
`
`A lieation Number
`Filing Date
`First Named Inventor
`Art Unit
`Examiner Name
`Attorne Docket Number
`
`°°’"P’e'e "K"°W"
`101537 825
`June 8,2005
`Y. TOMIOKA
`1795
`Shean Chu Wu
`500.45133X00
`
`Examiner
`Initials’
`
`Cite
`No.‘
`
`Document Number
`
`Number-Kind Coda’ (if/WOW")
`
`U.S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM—L)D—YYYY
`Applicant of Cited
`Document
`
`Pages, Columns. Lines, Where
`Relevant Passages or Relevant
`Fiures A ear
`
`22 Us—2004/0012725 — 01/22/2004
`
`Y. Tomioka, et al. —
`
`FOREIGN PATENT DOCU MENTS
`
`Foreign Patent Document
`comm codeLNumber4_Kind code 5 irimown
`
`Publication Date
`MM-DD-YYYY
`
`Name of Patentee or
`Applicant of Cited
`Document
`
`Pages, Columns. Lines,
`Where Relevant Passages
`or Relevant Fi ures A ear
`
`T
`
`JP 2002-258262
`JP 2002-131 751
`
`JP 2000-080164
`JP 07—287235
`
`JP2000-319510
`
`09/11/2002
`05/09/2002
`
`O3/21/2000
`10/31/1995
`
`11/21/2000
`
`Y. Tomioka, et al. —
`Y. Kanetani, et al.
`
`S. Miyamoto et al
`T. Eguchi, et al.
`
`T. Natsui etal ‘
`
`NON PATENT LITERATURE DOCUMENTS
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the
`item (book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s),
`ublisher, cit and/or eountr where ublished.
`
`1
`
`.
`,
`'
`E
`'
`03/30/2010
`/3h9<'="iVVU'
`s‘i‘n”;iEi£
`"l:XAMlNl:R: Initial if reference considered, whether or not citation is in conformance with MPl:P 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1 Applicant's unique citation designation number (optional). 2 See Kinds Codes of
`USPTO Patent Documents at wvvw.uspto.gov or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For
`Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5 Kind of document
`by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 6 Applicant is to place a check mark here if English language
`Translation is attached.
`
`Dt
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by
`the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments
`on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent
`and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO Tl IIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1—800—PTO—9199 and select option 2.
`
`ALL REFERENCES COl\lSlDERElI,‘i EXCEPT WHERE Lil\lED THROUGH
`
`Page 5 of 493
`
`

`
`WEST Search History for Application 10537825
`
`Creation Date: 2010033018:04
`
`substrates same liquid crystal layer same electric$ same parallel same electrode same
`alignment same linearly po|ari$PGPB, USPT, USOC, EPAB, JPAB, DWPI,
`TDBD ADJ 06-21-2009
`
`linear$ polari$ with nmPGPB, USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ 06-21 -2009
`(linear$ polari$ with nm ) and (substrates same liquid crystal layer same electric$ same
`parallel same electrode same alignment same linearly polari$ )PGPB, USPT, USOC, EPAB,
`JPAB, DWPI, TDBD ADJ 06-21 -2009
`(polari$ with nm) and (substrates same liquid crystal layer same electric$ same parallel same
`electrode same alignment same linearly polari$ )PGPB, USPT, USOC, EPAB, JPAB, DWPI,
`TDBD ADJ 06-21-2009
`
`|inear$ polariz$ with nm with (a|ign$ or polyimide or po|yamide)PGPB, USPT, USOC, EPAB,
`JPAB, DWPI, TDBD ADJ 06-21 -2009
`(linear$ polariz$ with nm with (a|ign$ or polyimide or polyamide) ) same electrodesPGPB,
`USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ 06-21 -2009
`20020098295 or 20040080685PGPB, USPT, USOC, EPAB, JPAB, DWPI,
`TDBD ADJ 06-21-2009
`
`(20020098295 or 20040080685 ) and (substrate$ same transparent same electrode$ same
`parallel same liquis crystal |ayer$)PGPB, USPT, USOC, EPAB, JPAB, DWPI,
`TDBD ADJ 06-21-2009
`
`(20020098295 or 20040080685 ) and substrate$ and transparent and electrode$ and parallel
`and liquis crystal |ayer$PGPB, USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ 06-21-2009
`(20020098295 or 20040080685 ) and substrate$ and transparent and electrode$ and liquid
`crystal layer$PGPB, USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ 06-21-2009
`(20020098295 or 20040080685 and substrate$ and transparent and electrode$ and liquid
`crystal |ayer$ ) and paralle|PGPB, USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ 06-21 -2009
`20040080685 and paralle|PGPB, USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ 06-21-2009
`(substrate$ same transparent same electrode$ same parallel same liquid crystal |ayer$)
`same align$PGPB, USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ 06-21-2009
`20060061719PGPB, USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ 06-21 -2009
`(20060061719 ) and active devicePGPB, USPT, USOC, EPAB, JPAB, DWPI,
`TDBD ADJ 06-21-2009
`
`((substrate$ same transparent same electrode$ same parallel same liquid crystal |ayer$)
`same a|ign$ ) and (|inear$ polariz$ with nm with (a|ign$ or polyimide or polyamide) )PGPB,
`USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ 06-21 -2009
`|inear$ polariz$ same nm same (a|ign$ or polyimide or po|yamide)PGPB, USPT, USOC,
`EPAB, JPAB, DWPI, TDBD ADJ 06-21 -2009
`|inear$ polariz$ same nm same (a|ign$ or polyimide or po|yamic)PGPB, USPT, USOC, EPAB,
`JPAB, DWPI, TDBD ADJ 06-21 -2009
`(|inear$ polariz$ same nm same (align$ or polyimide or polyamic) ) and ((substrate$ same
`transparent same electrode$ same parallel same liquid crystal |ayer$) same a|ign$ )PGPB,
`USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ 06-21 -2009
`(substrate$ same electrode$ same parallel same liquid crystal (layer$ or film)) same
`align$PGPB, USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ 06-21-2009
`((substrate$ same electrode$ same parallel same liquid crystal (layer$ or film)) same a|ign$ )
`and ((substrate$ same transparent same electrode$ same parallel same liquid crystal |ayer$)
`same align$ )PGPB, USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ 06-21-2009
`
`WEST Search History for Application 10537825
`
`Page 6 of 493
`
`

`
`((substrate$ same electrode$ same parallel same liquid crystal (layer$ or film)) same align$)
`same ((substrate$ same transparent same electrode$ same parallel same liquid crystal
`layer$) same align$ )PGPB, USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ 06-21-2009
`((substrate$ same electrode$ same parallel same liquid crystal (layer$ or film)) same align$)
`and (linear$ polariz$ same nm same (align$ or polyimide or polyamic) )PGPB, USPT, USOC,
`EPAB, JPAB, DWPI, TDBD ADJ 06-21 -2009
`((substrate$ same electrode$ same parallel same liquid crystal (layer$ or film)) same align$
`and |inear$ polariz$ same nm same (align$ or polyimide or polyamic)) not (linear$ polariz$
`same nm same (align$ or polyimide or polyamic) and (substrate$ same transparent same
`electrode$ same parallel same liquid crystal layer$) same align$ )PGPB, USPT, USOC, EPAB,
`JPAB, DWPI, TDBD ADJ 06-21 -2009
`us-5856430-$.did. or us-6200655-$.did.PGPB, USPT, USOC, EPAB, JPAB, DWPI,
`TDBD ADJ 06-21-2009
`
`(us-5856430-$.did. or us-6200655-$.did. ) and transparentPGPB, USPT, USOC, EPAB, JPAB,
`DWPI, TDBD ADJ 06-21-2009
`(us-5856430-$.did. or us-6200655-$.did. ) and (electri$ same parallel)PGPB, USPT, USOC,
`EPAB, JPAB, DWPI, TDBD ADJ 06-21 -2009
`(electri$ with parallel) same (substrate$ same electrode$ same liquis crystal layer$)PGPB,
`USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ 06-21 -2009
`(electri$ with parallel) same (substrate$ same electrode$ same liquid crystal layer$)PGPB,
`USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ 06-21 -2009
`((electri$ with parallel) same (substrate$ same electrode$ same liquid crystal layer$) ) and
`(linear$ polariz$ same nm same (align$ or polyimide or polyamic) )PGPB, USPT, USOC,
`EPAB, JPAB, DWPI, TDBD ADJ 06-21 -2009
`20010048498 or us-6704082-$.did. or us-6943861-$.did.PGPB, USPT, USOC, EPAB, JPAB,
`DWPI, TDBD ADJ 06-21-2009
`(20010048498 or us-6704082-$.did. or us-6943861-$.did. ) and ( ((electri$ with parallel) same
`(substrate$ same electrode$ same liquid crystal layer$) ) and (linear$ polariz$ same nm
`same (align$ or polyimide or polyamic) ) )PGPB, USPT, USOC, EPAB, JPAB, DWPI,
`TDBD ADJ 06-21-2009
`
`(20010048498 or us-6704082-$.did. or us-6943861-$.did. and ((electri$ with parallel) same
`(substrate$ same electrode$ same liquid crystal layer$) and linear$ polariz$ same nm same
`(align$ or polyimide or polyamic) ) ) and (transparent or thin fi|m)PGPB, USPT, USOC, EPAB,
`JPAB, DWPI, TDBD ADJ 06-21 -2009
`(20010048498 or us-6704082-$.did. or us-6943861-$.did. and ((electri$ with parallel) same
`(substrate$ same electrode$ same liquid crystal layer$) and linear$ polariz$ same nm same
`(align$ or polyimide or polyamic) ) ) and (transparent or thin film) and alignment |ayerPGPB,
`USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ 06-21 -2009
`(20010048498 or us-6704082-$.did. or us-6943861-$.did. and ((electri$ with parallel) same
`(substrate$ same electrode$ same liquid crystal layer$) and linear$ polariz$ same nm same
`(align$ or polyimide or polyamic) ) and (transparent or thin film) ) and align$PGPB, USPT,
`USOC, EPAB, JPAB, DWPI, TDBD ADJ 06-21 -2009
`us-6704082-$.did. and (transparent or thin film) and alignment |ayerPGPB, USPT, USOC,
`EPAB, JPAB, DWPI, TDBD ADJ 06-21 -2009
`(us-6704082-$.did. and (transparent or thin film) and alignment layer ) and (parallel) and axis
`and linearlyPGPB, USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ 06-21-2009
`(20010048498 or us-6704082-$.did. or us-6943861-$.did. ) and (parallel same axis) and
`linearlyPGPB, USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ 06-21-2009
`(20010048498 or us-6704082-$.did. or us-6943861-$.did. ) and cyclobut$PGPB, USPT, USOC,
`EPAB, JPAB, DWPI, TDBD ADJ 06-21 -2009
`(20010048498 or us-6704082-$.did. or us-6943861-$.did. ) and nmPGPB, USPT, USOC, EPAB,
`
`Creation Date: 2010033018:04subslrales same liquid crystal layer same eleclric$ same parallel same eleetrodé sarneali
`
`Page 7 of 493
`
`

`
`JPAB, DWPI, TDBD ADJ 06-21-2009
`(20010048498 or us-6704082-$.did. or us-6943861-$.did. and nm ) and (pre-tilt$ or tilt$)PGPB,
`USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ YES 06-21-2009
`(20010048498 or us-6704082-$.did. or us-6943861-$.did. and nm ) and ((pre-tilt$ or tilt$) same
`angIe)PGPB, USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ YES 06-21-2009
`(20010048498 or us-6704082-$.did. or us-6943861-$.did. and nm ) and transistion
`temperaturePGPB, USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ YES 06-21-2009
`(20010048498 or us-6704082-$.did. or us-6943861-$.did. and nm ) and (pixel same
`common)PGPB, USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ YES 06-21-2009
`(20010048498 or us-6704082-$.did. or us-6943861-$.did. and nm ) and commonPGPB, USPT,
`USOC, EPAB, JPAB, DWPI, TDBD ADJ YES 06-21 -2009
`(20010048498 or us-6704082-$.did. or us-6943861-$.did. and nm ) and (common same
`insulating same $organic)PGPB, USPT, USOC, EPAB, JPAB, DWPI,
`TDBD ADJ YES 06-21-2009
`
`(20010048498 or us-6704082-$.did. or us-6943861-$.did. and nm ) and (common same
`insuIat$)PGPB, USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ YES 06-21-2009
`(20010048498 or us-6704082-$.did. or us-6943861-$.did. and nm ) and (common same
`insuIat$ same $organic)PGPB, USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ YES 06-21-2009
`(20010048498 or us-6704082-$.did. or us-6943861-$.did. and nm ) and wave|engthPGPB,
`USPT, USOC, EPAB, JPAB, DWPI, TDBD ADJ YES 06-21-2009
`
`Prior Art Searches
`
`ADJ YES
`
`YES
`
`(20010048498)and$tetracarboxylic$
`
`$cyclobutanetetracarboxylic$
`
`AD
`
`Prior Art Searches
`
`12-21-2009
`12-21-2009
`12-21-2009
`
`12-21-2009
`
`Page 8 of 493
`
`

`
`($cyclobutanetetracarboxylic$ ) and (20060061719 )
`
`12-21-2009
`
`$di$cyclobutanetetracarboxylic$
`
`12-21-2009
`
`($di$cycl0butanetetracarboxylic$ ) same align$
`
`12-21-2009
`
`($di$cycl0butanetetracarb0xylic$ ) same align$ same
`diamine
`
`12-21-2009
`
`($di$cyclobutanetetracarboxylic$ ) same diamine
`
`12-21-2009
`
`($di$cyclobutanetetracarboxylic$ same diamine ) and
`linear$ polarized light
`
`12-21-2009
`
`Prior Art Searches
`
`Page 9 of 493
`
`

`
`($di$cyclobutanetetracarboxylic$ ) and linear$
`polarized light
`
`($diflicyclobutanetetracarboxylic$ and linear$
`polarized light ) and nn1
`
`($di$cyclobutanetetracarboxylic$ and linear$
`polarized light and 11m ) and diamine
`
`($di$cyclobutanetetracarboxylic$ and linear$
`polarized light and um and dia111ine ) and (electrode
`sa111e substrate same liquid crystal$)
`
`12-21-2009
`
`12-21-2009
`
`12-21-2009
`
`12-21-2009
`
`electric field same parallel
`
`12-21-2009
`
`($di$cyclobutanetetracarboxylic$ and linear$
`polarized light and n111 and dia111ine and (electrode
`same substrate sa111e liquid crystal$) ) and (electric
`field same parallel)
`
`(electric same parallel) and
`($di$cyclobutanetetracarboxylic$ and linear$
`polarized light and 11m and diamine )
`
`Prior Art Searches
`
`12-21-2009
`
`12-21-2009
`
`Page 10 of 493
`
`

`
`us-6063829-$.did. or us-5921201-.did. or
`us-5612450-$.did. or us-5756689-$.did. or
`us-6746730-$.did. or us-6294639-$.did. or
`us-6063829-$.did. or us-6685997-$.did. or
`
`jp-2003073471-$.did. or jp-2003255349-$.did.
`
`(us-6063829-$.did. or us-5921201-.did. or
`us-5612450-$.did. or us-5756689-$.did. or
`us-6746730-$.did. or us-6294639-$.did. or
`us-6063829-$.did. or us-6685997-$.did. or
`
`jp-2003073471-$.did. or jp-2003255349-$.did. ) and
`($di$cyclobutanetetracarboxylic$ and linear$
`polarized light and nn1 and diamine and (electrode
`same substrate san1e liquid crystal$) and electric field
`san1e parallel)
`
`(us-6063829-$.did. or us-5921201-.did. or
`us-5612450-$.did. or us-5756689-$.did. or
`us-6746730-$.did. or us-6294639-$.did. or
`us-6063829-$.did. or us-6685997-$.did. or
`
`jp-2003073471-$.did. or jp-2003255349-$.did. ) and
`($di$cycl0butanetetracarb0xylic$ )
`
`jp-07036047-$.did. or jp-07209650-$.did. or
`jp-07209653-$.did.
`
`(jp-07036047-$.did. or jp-07209650-$.did. or
`jp-07209653-$.did. ) and
`($di$cycl0butanetetracarb0xylic$ )
`
`(jp-07036047-$.did. or jp-07209650-$.did. or
`jp-07209653-$.did.) or (us-6063829-$.did. or
`us-5921201-.did. or us-5612450-$.did. or
`us-5756689-$.did. or us-6746730-$.did. or
`us-6294639-$.did. or us-6063829-$.did. or
`
`Prior Art Searches
`
`ADJ
`
`12-21-2009
`
`ADJ
`
`12-21-2009
`
`12-21-2009
`
`12-21-2009
`
`12-21-2009
`
`12-21-2009
`
`Page 11 of 493
`
`

`
`us-6685997-$.did. or jp-2003073471-$.did. or
`jp-2003255349-$.did. )
`
`(jp-07036047-$.did. or jp-07209650-$.did. or
`jp-07209653-$.did. or us-6063829-$.did. or
`us-5921201-.did. or us-5612450-$.did. or
`us-5756689-$.did. or us-6746730-$.did. or
`us-6294639-$.did. or us-6063829-$.did. or
`
`us-6685997-$.did. or jp-2003073471-$.did. or
`jp-2003255349-$.did. ) and (
`($cyclobutanetetracarboxylic$ ) and
`($di$cycl0butanetetracarboxylic$ same diamine ) )
`
`(jp-07036047-$.did. or jp-07209650-$.did. or
`jp-07209653-$.did. or us-6063829-$.did. or
`us-5921201-.did. or us-5612450-$.did. or
`us-5756689-$.did. or us-6746730-$.did. or
`us-6294639-$.did. or us-6063829-$.did. or
`
`us-6685997-$.did. or jp-2003073471-$.did. or
`jp-2003255349-$.did. ) and
`(flicyclobutanetetracarboxylic$ )
`
`20040012725 or jp-2002258262-$.DID. OR
`JP-2002131751-$.did. or jp-2000080164-$.did. or
`jp-2000319510-$.did., or jp-07287235-$.did.
`
`20040012725 or jp-2002258262-$.DID. OR
`JP-2002131751-$.did. or jp-2000080164—$.did. or
`jp-2000319510-$.did. or jp-07287235—$.did.
`
`ADJ
`
`12-21-2009
`
`12-21-2009
`
`03-30-2010
`
`03-30-2010
`
`cyclobutanetetracarboxylic
`
`03-30-2010
`
`(cyclobutanetetracarboxylic ) and (20040012725 or
`jp-2002258262-$.DID. OR JP-2002131751-$.did. or
`jp-2000080164-$.did. or jp-2000319510-$.did. or
`jp-07287235-$.did. )
`
`03-30-2010
`
`Prior Art Searches
`
`Page 12 of 493
`
`

`
`(cyclobutanetetracarboxylic near2 dianhydride)
`
`03-30-2010
`
`200 n111 with 400 n111
`
`03-30-2010
`
`(200 nm with 400 nm ) same
`((cyclobutanetetracarboxylic near2 dianhydride) )
`
`(200 nm with 400 nm ) and
`((cyclobutanetetracarboxylic near2 dianhydride) )
`
`((cyclobutanetetracarboxylic near2 dianhydride) )
`with diamine
`
`((cycl0butanetetracarboxylic near2 dianhydride) with
`diamine ) same linearly p0l0ariz$
`
`((cyclobutanetetracarboxylic near2 dianhydride) with
`diamine ) and linearly polariz$
`
`Prior Art Searches
`
`03-30-2010
`
`03-30-2010
`
`03-30-2010
`
`03-30-2010
`
`03-30-2010
`
`Page 13 of 493
`
`

`
`((cyclobutanetetracarboxylic near2 dianhydride) with
`diamine ) same linearly polariz$
`
`AD] YES
`
`03-30-2010
`
`Prior Art Searches
`
`Page 14 of 493
`
`

`
`PART B- FEE(S) TRANSMHTAL
`Complete and send this form, toether with applible feels), to:
`Mail Stop ISSUE FEE
`Commissioner for Patents
`F.O. Box 1450
`Alexandria, Virginia 22313-1450
`Or E (571)273-2885
`
`500.451 asxoo
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks I through 5 should be completed where
`appropriate. All Further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`Indicated unless corrected below or directed otherwise in Block 1. by (a) specifying a new correspondence address: andior (b) indicating a separate ‘FEE ADDRESS” for
`Maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`20457
`759°
`1212513009
`
`ANTONELLI, TERRY STOUT & KRAUS, LLP
`1300 NORTH SEVENTEEN-I-H STREET
`SU [TE 1800
`ARLINGTON, VA 22209-3873
`
`Note: A certificate of mailing can only be used for domestic mailings "cf the Fee(s)
`Transmittal. This certificate cannot be used for any other accompanying Papers.
`Each additional paper, such as an assignment or formal drawing, must have its own
`°°'“"'=*‘e°’"“"‘"9 °"W"‘55‘°“-
`I
`Certificate of Mailing or Transmission
`I hereby certify that this Feats) Transmittal is being deposited with the United States
`Postal Senrice with sulficient postage Forfirst class mail in an envelope Addressed to
`the Mail Stop ISSUE FEE address above, or being facsimile transmitted to the
`USPTO (571) 273-2865. on the date indicated below.
`.
`inepositcrr-‘s name)
`(Signature)
`
`.
`
`.
`
`-
`
`APPLICATION NO.
`10r’537,825
`
`FILING DATE
`06l'03l2005
`
`FIRST NAMED INVENTOR
`Yasushl TMIOKA
`
`ATTORNEY DOCKET NO.
`500.4-5133XO0
`
`CONFIRMATION NO.
`8517
`
`TITLE OF INVENTION: Liquid Crystal Display and Method for Manufacturing Same
`
`APPL. TYPE
`Nonprovisionai
`
`SMALL ENTITY
`NO
`
`EXAMINER
`
`ISSUE FEE DUE |
`$1510
`
`PUBLICATION FEE DUE
`$300
`
`|
`
`pnE"\T.‘PAIo ISSUE FEE
`$0
`
`|
`
`TOTAL FEE gs) DUE
`$1810
`
`DATE DUE
`0312912010
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`1795
`
`'
`WU, SHEAN CHIU
`1. Change of correspondence address or Indication of “Fee Address: (37
`CFR 1.363).
`D Change ofoorrespondence address (or Change of Correspondence
`Address form r=TorsI3r122 attached.
`agents OR. alternatively)
`I]
`‘Fee Address” indication (or “Fee Address” indication form
`F-TorsBr47; Rev 03-02 or more recent) attached. Use of Customer
`Number )5 mqur,-ed_
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an asstgnee is identified below, no assignee data will appear on the patent.
`3? CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`
`428-001200
`2. For printing on the patent front page, list
`‘
`(1) the names of up to 3 registered patent attorneys
`_
`_
`0" 399'“-5 OR. 3It9l‘|13I|Y9IY.
`(2) “'9 name °f 5I"9I9 firm Iha‘"“9 35 3
`member a retlisiered attorney 0' 399"!)
`and the names of up to 2 registered patent
`attorneys or agents. if no_n_ap1e is listed nqrI_a£1§_wvy_iIt1J_e‘Er_i_n_t§y.
`
`1 ANTONELLI, TERRY, STOUT
`8: KRAUS. LLP-
`
`If an assigrree is identified below. the document has been filed For recordation as set forth In
`
`(B) RESIDENCE:
`
`(CITY and STATE OR OOUNTRV)
`
`HITACHI DISPLAYS, LTD.
`
`Mobara-shi, Japan
`
`Please check the appropriate asdnee category or categories (wilt not be printed on the patent): D individual
`4a. The following fee(s) are endosed:
`4b. Payment of Fee (.5):
`issue For:
`I:I A check is enctcsed.
`E Pubticalion Fee {No small entitydisizount perrniiied)
`E Payment by credit card. Fonn PTO-2036 is attached.
`E Advance Order-it of Copies
`4
`E The Director is hereby authorized to ohare the required fee{s), any deficiency, or credit any
`overpayment. to Deposit Account Number 01 -21 35.
`
`Corporation or other private group entity D
`
`K4
`
`Government
`
`5. Change In Entity Status (from status Indicated above)
`b. Applicant is no longer ciairning SMALL ENTITY slalus. See 37 CFR1.27tQl{2).
`I]
`a. Applicant clatrrs SMALL ENTITY status. See 37 CFR 1.27.
`The Director of the USPTO is requested to appiy the issue Fee and Publication Fee (it any) or to reapply any previously paid issue fee to the application identified above. NOTE: The Issue Fee and
`Publication Fee (It required) WIII not be accepted from anyone other than the applicant: a registered attorney or agent: or the assignee or other party in Interest as shown by the records of the United '
`States patent and Trademark Oliice.
`.-
`
`Authorized Signature
`
`[William I. Solomon! M
`
`Typed or pnntad name
`
`I. SOIOITIOH
`
`Date: March 26, 2010
`
`Registration No.
`
`This collection of information is required by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an
`application. Confidentiality is governed by 35 U.S.C. 122 and 3? CFR 1.14. This collection is estimated to take 12 minutes to complete. including gathering. preparing. and
`Submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this
`form andior suggestions for reducing this burden, should be sent tot eh Chief lnfon-nation Officer. US. Patent and Trademark Office. US. Department of Commerce. P.O. Box
`1450, Aiexandna. Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO:
`commissioner for Patents, FLO. Box 1450,
`Alexandria, Virginia 22313-1450. Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it displays a valid OMB
`control number.
`.-
`
`PTOL-85 (Rev. 12/04) Approved for use through D-1l3Dl2CIU‘r.
`
`OMB 0551-0033
`
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 15 of 493
`
`

`
`Electronic Patent Application Fee Transmittal
`
`Filing Date:
`
`08-Jun-2005
`
`Title of Invention:
`
`LIQUID CRYSTAL DISPLAY AND METHOD FOR MANUFACTURING SAME
`
`First Named Inventor/Applicant Name:
`
`Yasushi Tomioka
`
`Filer:
`
`William Ivan Solomon/Elizabeth Lee
`
`Filed as Large Entity
`
`U.S. National Stage under 35 USC 371 Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`USD(S)
`
`Basic Filing:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-lssuance:
`
`Utility Appl issue fee
`Publ. Fee— early,voluntary, or normal
`
`1501
`1504
`
`I
`
`l
`
`'l
`
`l
`
`510
`
`300
`
`1
`
`1510
`
`300
`
`Page 16 of 493
`
`

`
`Description
`
`Extension-of-Time:
`
`Sub-Total in
`USD($)
`
`Total in USD ($)
`
`Page 17 of 493
`
`

`
`Electronic Acknowledgement Receipt
`
`7296860
`
`Confirmation Number:
`
`Title of Invention:
`
`LIQUID CRYSTAL DISPLAY AND METHOD FOR MANUFACTURING SAME
`
`First Named Inventor/Applicant Name:
`
`Yasushi Tomioka
`
`Customer Number:
`
`20457
`
`Filer Authorized By:
`
`William Ivan Solomon
`
`Attorney Docket Number:
`
`500.45133X00
`
`Filing Date:
`
`08-JUN-2005
`
`Time Stamp:
`
`16:28:24
`
`Application Type:
`
`U.S. National Stage under 35 USC 371
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`Payment information:
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`Submitted with Payment
`
`PaymentType
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`Payment was successfully received in RAM
`RAM confirmation Number
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`$1822
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`Document
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`File Size(Bytes)/
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`Part /.zip (ifappl.)
`
`Page 18 of 493
`
`

`
`Issue Fee Payment (PTO—85B)
`
`45133XOO—|F—Transmitta|.pdf
`
`7 5 €377h07§tl830679877a44U87947firl79fl
`9fI Zdl
`
`Fee Worksheet (PTO—875)
`
`fee—info.pdf
`
`5l3dd795lJ4D9lJ6582lJD6i24I407L538d I e.-|‘2
`btlba
`
`Information:
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`Total Files Size (in bytes)
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
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`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
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`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
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`the application.
`
`Page 19 of 493
`
`

`
`PTO/SB/08A (08-03)
`Approved for use through 07/31/2006. OMB 0651-0031
`U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under the Paerwork Reduction Act of 1995, no ersons are reuired to resond to a collection of information unless it contains a valid OMB control number.
`Substitute for form 1449A/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`A lication Number
`
`°°mP’e‘e "’ K”°W"
`10/537 825
`
`March 25 2010
`
`First Named Inventor
`Art Unit
`
`Y. TOMIOKA
`1795
`
`500.45133X00
`
`EEI-m: Attorne Docke

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