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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`GENERAL ELECTRIC COMPANY,
`Petitioner,
`
`v.
`
`UNITED TECHNOLOGIES CORPORATION,
`Patent Owner.
`____________
`
`Case IPR2016-00952
`Patent 9,121,412 B2
`____________
`
`Record of Oral Hearing
`Oral Hearing Held: July 24, 2017
`____________
`
`Before HYUN J. JUNG, SCOTT A. DANIELS and
`GEORGE R. HOSKINS, Administrative Patent Judges.
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`IPR2016-00952
`Patent 9,121,412 B2
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`APPEARANCES:
`
`ON BEHALF OF THE PETITIONER:
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`ON BEHALF OF THE PATENT OWNER:
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`DAVID J. LENDER, ESQUIRE
`ANISH DESAI, ESQUIRE
`Weil, Gotshal & Manges, LLP
`1300 Eye Street, NW, Suite 900
`Washington, D.C. 20005-3314
`
`M. ANDREW HOLTMAN, PH.D., ESQUIRE
`JASON E. STACH, ESQUIRE
`Finnegan, Henderson, Farabow, Garrett & Dunner, LLP
`901 New York Avenue, NW
`Washington, D.C. 20001-4413
`
`MICHAEL J. VALAIK, ESQUIRE
`Bartlit Beck Herman Palenchar & Scott, LLP
`Courthouse Place
`54 West Hubbard Street
`Chicago, Illinois 60654
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`The above-entitled matter came on for hearing on Monday, July 24,
`2017, commencing at 1:01 p.m., at the U.S. Patent and Trademark Office,
`600 Dulany Street, Alexandria, Virginia.
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`IPR2016-00952
`Patent 9,121,412 B2
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`
`P R O C E E D I N G S
`- - - - -
`JUDGE JUNG: This is the oral hearing for Case IPR2016-00952,
`between Petitioner General Electric Company and Patent Owner United
`Technologies Corporation. To specify for the record, the Petitioner
`challenges the claims in U.S. Patent number 9,121,412. Starting with
`Counsel for the Petitioner, and followed by Counsel for the Patent Owner,
`please state your names for the record?
`MR. LENDER: Good afternoon. David Lender for the Petitioner,
`GE; and I think I'm going to leave 10 minutes for rebuttal.
`JUDGE JUNG: Thank you.
`MR. VALAIK: Good afternoon, Your Honor. Mike Valaik, Bartlit
`Beck, for the Patent Owner; and I have with me Andy Holtman from
`Finnegan, Henderson.
`JUDGE JUNG: Welcome, Mr. Valaik. As stated in our order, each
`party has 30 minutes of total time to present its position in this case. So,
`with that said, Counsel for Petitioner, you may proceed when you are ready.
`MR. LENDER: Thank you. Good afternoon. The ’412 Patent claims
`a geared turbofan engine with ranges of bypass flow passage pressure ratios
`and N/R ratios. However, nowhere does the patent claim that these ranges
`are particularly critical, or produce some new and unexpected results
`discovered by the patent. In fact, the patent simply states that, "The engine
`may be designed with a particular design pressure ratio," and says it can be
`anywhere between 1.1 and 1.35.
`Similarly, there is nothing novel about an N/R ratio between 8 and 16,
`or between 18 and 28. In fact, UTC disclaimed claim 9 which covers that
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`IPR2016-00952
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`exact same ratio. So, despite some of the arguments that I'm going to be
`going through today, they know that Davies discloses those claim ranges.
`And our position is that the claims that are at issue are unpatentable based on
`Davies, either because it's anticipated by Davies, or rendered obvious based
`on Davies, and the knowledge of one of ordinary skill in the art.
`Now, there essentially, are three key disputed issues between the
`parties, as pertains to whether Davies invalidates the ’412 Patent. The first
`is whether, as we assert, Davies discloses a solidity of 0.74, and therefore an
`N/R range within the claim range, or whether Davies only disclose a solidity
`of 0.83 which would result in an N/R ratio that's slightly outside the range.
`The second is whether the claim bypass flow passage pressure ratio is
`substantially equivalent to the fan pressure ratio disclosed in Davies, or it
`would be obvious based on Davies. And the third relates to claim 11, which
`is whether a person of ordinary skill would be motivated to increase the tip
`chord dimension and thereby meet the N/R ratio in claim 11.
`So, I'm going to start with the first issue, that's on slide 3. As you can
`see, Davies describes an engine the M45SD-2 with a fan diameter of 5 feet,
`and a blade chord for 14 blades of 10 inches at the tip.
`Slide 4, as Dr. Abhari explained in his declaration, these dimensions
`convert to a solidity value of 0.74 and an N/R ratio of 18.9 both within the
`claimed ranges of the ’412 patent. Now, UTC argues that this disclosure in
`Davies should be ignored because Davies, elsewhere, disclosed a solidity of
`0.83 and you can see that on slide 5.
`However, unlike the section of Davies that we rely upon which
`expressly ties the fan diameter and chord dimensions to the M45SD-02,
`nowhere does Davies tie this 0.83 value to that engine. In fact, the section
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`IPR2016-00952
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`that leads up to this discussion is called General Design Philosophy, and
`talks about achieving a design pressure ratio of "say, 1.27."
`
`JUDGE JUNG: Mr. Lender, if I can come in here for a second.
`MR. LENDER: Yes.
`JUDGE JUNG: About Davies, your contention is that it’s talking
`
`about one engine, the M45SD. Is that correct?
`MR. LENDER: Oh, no. Actually, Davies discusses multiple engines
`and the one we actually are focused on is the M45SD.
`JUDGE JUNG: Okay. So it sounds like when I read Davies, it
`introduces several engines in the beginning, and the M45H, for example, is
`an operational engine, and then the M45SD that's kind of in contention,
`that's the demonstrator engine that's developed from the M45H. Is that
`correct?
`MR. LENDER: That's my understanding.
`JUDGE JUNG: So, why would Davies focus on any other engine in
`the following sections? If they are talking about the demonstrator engine,
`why would they take a sidebar and talk about another engine?
`MR. LENDER: Well, in this particular section, what they are doing
`here is -- what they are talking about is the general design philosophy, right?
`JUDGE JUNG: Right.
`MR. LENDER: So, they are making points about solidity, how it ties
`to fan pressure ratio, they are actually tying these values together, but when
`they actually are talking about the M45SD, they actually have a section,
`right, that's right here on the screen. This is the section, on slide number 6,
`where they actually call it engine definition.
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`IPR2016-00952
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`
`So, unlike the section that UTC relies upon, which is the discussion of
`general design philosophy, they make it clear right here, when they are
`talking about the actual engine definition, and here you can see engine
`definition has an inner pressure ratio of 1.18 and an outer tip ratio of 1.27.
`
`JUDGE JUNG: Okay. Thank you.
`MR. LENDER: And the reason why this is important is because, as I
`mentioned, you can see that in the design pressure ratio which, for you to
`serialize the part where they say: well, it can be, say 1.27, here, you can see
`when they talk about the actual design structure itself, it says the inner is
`1.18 and the 1.27 is the outer, and that means what we know is based on
`that, the actual design pressure ratio is going to be somewhere between those
`two.
`
`You know, in this case Dr. Abhari talks about a ratio of between 1.21
`and 1.24. And why that's important, is because this confirms how we know
`that the solidity and N/R ratios that we are relying on are the actual ones for
`that engine. The reason why is because Dr. Abhari, undisputed, talks about
`the fact that solidity and fan pressure ratio are interrelated.
`Here is his testimony upon the screen in slide 7. He also relies on GE
`1032, 1030 different exhibits that he cites to. The reason why this is
`important is because Davies, we know, correlates a design pressure ratio of
`1.27 with a solidity value of 0.8 or 0.83, but a person of ordinary skill in the
`art would know that if it's a lower solidity value, it would have a lower
`design pressure ratio, which correlates exactly with what we are saying. It's
`a lower pressure ratio of, say, 1.2 to 1.4 which would correlate with a
`solidity of 0.74, precisely what we were talking about.
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`
`JUDGE JUNG: Okay. So, another follow-on question about Davies:
`It could also be read that the engine definition is just where the engine
`design starts, and then the following pages are a discussion about where the
`designs should go. So, for example, the discussion about the fan, it's talking
`about how do you go from a non variable pitch fan, such as the M45H to the
`variable pitch fan of the M45SD, so isn't it possible that the later numbers
`are the actual numbers for the M45SD demonstrator engine?
`MR. LENDER: Your Honor, the only place where the disclosure
`makes it clear as to what the diameters are of the M45SD is what we see on
`the screen, which is right here, the outer end of 1.27 and 1.18, and then when
`it talks about the diameter of the fan, and the chord tip length. It actually
`says it right there, it's tied exactly to the M45SD, that's exactly what Dr.
`Abhari relied upon. He relied upon the actual disclosure in the article that
`makes it absolutely clear those dimensions are tied to the M45SD, which is
`the engine we are talking about.
`JUDGE JUNG: Okay. How do you square deriving at a solidity
`value from the rotor dimensions, with the actual listed solidity values?
`There's a line, for example, page 7 of Exhibit 1005 that says, "The transonic
`blade design was required with a tip solidity 8,” and then following that page
`there is on page -- excuse me -- page 8 of Exhibit 1005, what Davies calls a
`list of the “main features of a chosen design.”
`MR. LENDER: Again, Your Honor, that's what I have on the screen,
`slide 5, this is in the section that follows Section 4, general philosophy, and
`it talks about a design pressure ratio of say 1.27, an approximation. That's
`what they actually put into this chart. And you can see here, they give you
`the root pressure, and the tip pressure, and they are coming with this: say
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`IPR2016-00952
`Patent 9,121,412 B2
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`pressure ratio of 1.27. That doesn’t correlate with the actual dimensions that
`they tied to the M45SD, because when they talk about those particular
`dimensions, they give you the diameter, they give you chord tip length, that
`equates to a number.
`And again, if you read Davies as a whole, you have to read the
`disclosure as a whole, as one of ordinary skill in the art would, they would
`only come to the conclusion that, okay, if the design parameters tell you that
`the design pressure ratio was somewhere between 1.21 and 1.27, which is
`what it says, you know it would be lower, that would tie to a lower fan
`pressure ratio, lower than what you see here. So, we think when you read
`the disclosure in its entirety, one would conclude that what it actually says
`are the parameters for the M45SD, are in fact what they are.
`JUDGE JUNG: Are you arguing that Davies required a 0.8, or a 0.83
`solidity, but they are only able to achieve a 0.74?
`MR. LENDER: No. What they are discussing is, they are discussing
`a 0.83 design philosophy, when you tie that -- that 0.83 is tied to the 1.27,
`but nowhere does it say that this information is tied to the engine we are
`talking about. But they absolutely correlate solidity with the pressure issue.
`What we are saying is that if you look at the actual disclosures as it's tied to
`the engine that we are talking about, it gives you different dimensions, and
`when you tie those together, that results in a fan pressure ratio that's lower
`than -- that's in this chart, which correlates with a lower solidity. So that the
`calculated solidity value actually lines up perfectly with the fan pressure
`ratio as calculated by Dr. Abhari.
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`IPR2016-00952
`Patent 9,121,412 B2
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`
`JUDGE JUNG: I see. Is there any portion that Davies indicates that
`they were trying to achieve a 0.8 solidity but they have to settle for 0.74
`solidity instead?
`MR. LENDER: I'll take another look at Abhari, but I don't believe so,
`I think what it talks about is it's clearly, there's no question that solidity, fan
`and pressure ratio are interrelated factors, there's no dispute here. They
`disclose a general design philosophy in Section 4 that says, you can use, say
`1.27, and talks about what that means, and talks about what the solidity
`values would be when tied to a 1.27.
`But when they talk about the engine design, they are very clear as to
`what the parameters are, and what we are saying is if you calculate that it
`ties in perfectly with a lower solidity value precisely as Dr. Abhari
`calculated it.
`JUDGE JUNG: Okay. I'd look forward to --
`MR. LENDER: Okay.
`JUDGE JUNG: And just to confirm my understanding of Davies
`because I did not find any statement that said, or seems to indicate that, they
`were trying to achieve 0.8, but ended up with 0.74 instead.
`MR. LENDER: Again, I'll take a look at the break, I'm not aware of
`any, but I will take a look at the break, when I get back up.
`JUDGE JUNG: Okay. Thank you.
`MR. LENDER: Okay. Let me move briefly to the bypass flow
`passage pressure ratio, that's the second issue. And you can see on slide 8,
`this is in the claim language, the propulsor is located at the inlet of the
`bypass flow passage having a pressure ratio that's between 1.1 and 1.35, and
`the only difference between the fan pressure ratio and the bypass flow
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`IPR2016-00952
`Patent 9,121,412 B2
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`passage pressure ratio is based on total losses between P4 on the chart which
`is just after the fan exit guide vanes, and then the output of the bypass flow
`passage which is P2.
`So, it's our position that only structures that are located between P4
`and P2 are relevant to any losses or any differential between the fan pressure
`ratios in Davies and the bypass flow passage pressure ratios in the ’412
`Patent.
`JUDGE JUNG: Just to clear up one thing, your petition can be read
`that, as saying that the bypass pressure ratio is the same thing as the bypass
`flow pressure ratio that's described in the ’412 specification. Is that correct?
`MR. LENDER: I think we used a short version of it, but I think we
`are all talking about it, it's the same duct. I mean, it's not really in dispute
`that fan pressure path is like the first part of the duct, and then there's the
`entire duct, but we are talking about the entire duct here, which is a P1 to P2
`on our chart here.
`JUDGE JUNG: Okay. So, I should understand your petition, when it
`says bypass pressure ratio --
`MR. LENDER: We are talking about --
`JUDGE JUNG: -- that's the first two, the bypass flow passage, the
`first (crosstalk)?
`MR. LENDER: Correct. Yes. Yes. I think in the opening brief we
`used the shortened version, and in the reply we were much -- we used the
`entire phrase but, yes, it's the same thing.
`JUDGE JUNG: And do you agree that the spec defines the bypass
`flow pressure ratios?
`MR. LENDER: I'm sorry?
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`IPR2016-00952
`Patent 9,121,412 B2
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`
`JUDGE JUNG: Do you agree that the claims and the spec define
`what a bypass flow passage pressure ratio is?
`MR. LENDER: Yes. Yes, we do. Yes, we do. You know, the issue,
`just to jump ahead, but the issue -- one of the main issues that we are having
`is that, okay, where is the inlet measured. We say the inlet is measured at
`the fan or is coterminous with the fan, and they say, well, no, it's actually
`somewhere upstream at the fan nacelle. They are obviously doing that
`because they want to include structures upstream, but everywhere in the
`patent, the spec, the claim, the pictures, they all define the inlet to the fan,
`flow passage pressure ratio as being coterminous with the fan itself.
`Or you can see that here in the patent specification, on slides 12 and
`13, you can see it in the picture of Figure 1, which is on slide 14, you can see
`that the area upstream of the fan is not marked as part of the bypass flow
`passage, it's B, it's all downstream of the fan. Even UTC's own expert, at
`page 16 of its declaration says that the second path B is after the air passes
`the fan.
`So, we think it's pretty clear from the patent, that the inlet they are
`talking about is a point that is coextensive with the fan, not the nacelle,
`which is upstream of the fan. And in fact we can say that nowhere in the
`’412 Patent does it illustrate the fan nacelle, or talk about the fan nacelle, it
`consistently discloses the inlet that's coextensive with the fan case.
`So, therefore, it's our position that structures that are upstream in the
`fan, or for that matter that are downstream of the bypass passage, shouldn’t
`be included. But that's what UTC's expert is trying to rely on to argue that
`they are not substantially equivalent. And just briefly, I'll put up on the
`screen, you can see on slide 16, the expert points to the elongated core cowl,
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`IPR2016-00952
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`but that's downstream of the bypass flow passage outlet, so it's completely
`irrelevant.
`Similarly, on slide 17, UTC's expert identified a bunch of features that
`are upstream of the fan, so before we get to the fan bypass ratio. So, all
`these things you see on the screen are also completely irrelevant. They also
`point to things as slide 18, the stator vane things, but any pressure losses
`associated with the stator vanes would already be accounted for in the fan
`pressure ratio, and therefore wouldn't account for a difference between the
`fan pressure ratio and the bypass flow passage pressure ratio. Again, the
`only things that would matter are the things that are located between the exit
`of the fan guide vanes, and the output of the bypass flow.
`Now, slide 19, this is the document relied upon by UTC's expert, to
`try to quantity the purported pressure losses. However, the only ones that
`would be relevant here are those associated with the bleeds/leakage or the
`duct/nozzle, that's the stuff that I've highlighted, because everything else
`would fall either before or after the bypass flow that we are concerned about.
`Now, based on this document it shows that the relevant potential
`losses would be less than 7 percent, and because Davies discloses an outer
`pressure ratio of 1.27, the corresponding bypass flow passage ratio based on
`the document that UTC's own expert relies upon, would be 1.18 which falls
`within claim 1 and claim 4 and comes just outside claim 2, but based on our
`obviousness arguments we would say it doesn’t matter. And we'll get to that
`in a minute.
`In fact, even if you included everything that they claim should be
`included, you'd still get to the same place, because the math would still work
`out to be within the ranges of claim 1 and claim 4, and just be right outside
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`IPR2016-00952
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`of claim 2. So, briefly, let me just talk about our obviousness argument, it
`has been known for years that optimizing to a low fan pressure ratio results
`in improved fuel efficiency as well as reduced noise.
`UTC's expert doesn’t dispute any of that, we took his deposition and
`he agreed with everything that I'm about to say. He admitted that the
`importance of minimizing losses in the bypass flow passage was known
`before the ’412 Patent, that's up on slide 20. In fact, the goal is always to
`minimize pressure losses in the bypass duct to improve propulsor efficiency,
`again, not disputed by UTC's expert. That's at pages 19 and 20 of his
`deposition.
`Also the Institution Decision correctly stated that a low fan pressure
`ratio correlates with the low noise which would provide another reason for a
`person of ordinary skill in the art to have a low fan pressure ratio, and
`therefore a low bypass flow passage pressure ratio; again, not disputed by
`UTC's expert. That's at page 18 of his deposition.
`And in fact, as was pointed out I believe in the Institution Decision,
`Davies, itself says that a quieter engine can be achieved with a high bypass
`ratio and a low fan pressure ratio. Therefore, the optimal engine would have
`the fan pressure ratio be substantially equivalent to the bypass flow passage
`ratio, and a person of ordinary skill would know how to optimize the bypass
`duct to minimize pressure losses.
`There's also nothing critical about the claimed bypass flow passage
`pressure ratio. To the contrary, one of ordinary skill in the art would know
`that in selecting a fan pressure ratio, and thereby bypass flow passage
`pressure ratio is just a matter of routine optimization. Dr. Abhari talked
`about that, the Mattingly Book, we cited several things for that. And again,
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`UTC's own expert, at page 47, admitted that for decades engine designers
`have been designing fan pressure ratios for engines.
`Under the case law and the case that we cited was Titanium Metals,
`778 F.2d 775, also the Applied Materials case at 692 F.3d 1289. The
`Federal Circuit says: that disclosures in the prior art that are close to the
`claim ratios can render them obvious where the claim ratios are just the
`outcome of optimization, and there is nothing about the claim ratios that are
`critical or produce a new and unexpected result that is different than what is
`in the prior art.
`So, it's our position that Davies, therefore, either anticipates all the
`claims of the ’412 Patent, or because at least for claim 2 as I mentioned, it's
`slightly outside the range, that it would be obvious to optimize and therefore
`get within that range.
`Just briefly, in my last minute of time, I'll just talk briefly about our
`claim 11. I think I can do this relatively quickly. Davies -- our position
`discloses an N/R ratio -- an N/R of 18.9; claim 11 actually the range is 15 to
`16. It's our position that a person of ordinary skill in the art would
`understand that it's routine to adjust the blade chord dimension, to optimize
`the operation of the fan, particularly to improve efficiency and stability.
`Dr. Abhari said that at paragraphs 94 and 95 in his original
`declaration, and relied on the Murphy GE Patent which was issued back in
`1992. The blade tip chord dimension of different sizes was known in the art
`well before the ’412 Patent, which is just a design choice, the same GE
`1021, it talks about blade chord ranges of 8 to 12. And it's our position that
`if you just increase the blade chord line from 10 to 12 you would essentially
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`IPR2016-00952
`Patent 9,121,412 B2
`
`get a solidity of 0.09, an N/R ratio of 15.7, and therefore you would render
`claim 11 obvious.
`Unless there are other questions, I'll sit down and reserve the rest of
`my time for rebuttal. Thank you.
`JUDGE JUNG: Nothing from me at this point.
`MR. VALAIK: Judge, do you need a hard copy of the arguments
`
`also?
`JUDGE JUNG: No. Thank you. But did you provide one for the
`
`Court Reporter?
`MR. VALAIK: I did.
`JUDGE JUNG: Okay. That's good.
`MR. VALAIK: May I approach, Your Honor?
`JUDGE JUNG: Yes, you may. Yes. Proceed when you are ready,
`Mr. Valaik.
`MR. VALAIK: The next time Your Honors are getting on an airplane
`crossing that jet bridge, look to the right, look into that fan nacelle. And
`when you see one of these modern fan blades, it's really a thing of beauty.
`They have these complex leading edges that you see, and particularly at the
`tip. When you get incoming air, you have at the tip, that fan blade spinning
`supersonically, and of course it abuts, or adjacent to that duct wall.
`You have these confluence of factors, where this is a really important
`area of the blade. And so when we talk today about solidity, and N/R ratios,
`bypass flow passage pressure ratio, let's not lose sight of the forest, if you
`will, while we are down here in the weeds. Because this is a complex
`system in this fan blade operates. And specific parameters for that fan blade
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`IPR2016-00952
`Patent 9,121,412 B2
`
`which the ’412 Patent claims, are really important to give you a highly
`efficient reliable fan blade.
`So, briefly I just want to review some of those features here in claim 1
`as the Board is familiar. First you have no more than 16 fan blades, we have
`our bypass flow passage pressure ratio, solidity, which the Board is familiar
`with now, and then the N/R ratio, which was actually a brand new concept,
`claimed in the ’412 Patent, and that column 4, lines 9 through 21 of the
`specification that talks about how that enhances propulsive efficiency and
`reduces performance debits. This is Figure 2 of the patent. I think the
`parties agree that the ’412 Patent claims a conventional definition of solidity
`chord over circumferential pitch.
`I now want to move to Davies and solidity, and just join the issue, if
`you will, and that is Petitioner's position is that their 0.74 tip solidity is for
`the M45SD-2, and that 0.83 tip solidity that we talk -- that's got to be for
`some other engine. They don't identify what that engine is, but their position
`has to be -- Davies, to somehow talking about two fans with these different
`tip solidities.
`And so we've highlighted here, on the slide, the cover page of Davies,
`it talks about a fan, while it's talking about its justification for variable pitch:
`the fan. Now, as the Board is familiar, one of the main features of the
`chosen design is the tip solidity of 0.83, it's very clear in Davies, and in fact
`this table that we rely on for the 0.83 tip solidity, is talking about various
`chosen design main features of the fan.
`And if the Board can look at the bottom, I have the clip that comes
`under the table; and that talks about a scale model which I'll come back to
`later. Tip solidity is very important, as Judge, you asked GE's Counsel a
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`IPR2016-00952
`Patent 9,121,412 B2
`
`question, Davies talks about to keep that shock within the passage. And
`what's shock? Shock is a discontinuity in that pressure flow, that
`importantly results in performance debits, and noise emissions. And Davies
`was focused on noise, it was an altered -- a quiet demonstrator they were
`trying to develop. And so Davies tells you, you need, it is required to have a
`tip solidity of 0.8 to keep the shock within the passage. That's very
`important.
`I want to just very briefly touch on the Institution Decision, because
`the Board had a question there at the bottom of this slide, the last sentence,
`whether 0.83 tip solidity was using the conventional definition, and in fact,
`this is in our Patent Owner response, page 25, from page 5 of Davies, there
`is the conventional definition for solidity, and the Petitioner's expert, in fact,
`agreed that Davies is using the conventional, well-accepted definition.
`Now, I want to address their 0.74 tip solidity, and it's important here
`to get context: where are we in Davies? This is Section 6, “Fan Blade
`Retention.” What does that mean? Well, you have at that tip of the blade,
`it's spinning supersonicly, and so there’s significant centrifugal force down
`near the hub, and so what Davies talks about here, they are going to just
`illustrate the magnitude of the problem, the problem here being centrifugal
`force.
`And GE's expert took these dimensions and they come up with their
`contrived tip solidity of 0.74. How do we know that's wrong? We know
`that's wrong for at least three reasons. First, Davies 0.83 tip solidity stated,
`and it's rather precise, it's in the hundreds.
`Second, these are approximations, and GE in their reply says: no, no,
`no, these aren’t approximations; it's rather clear in Section 6, where they are
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`IPR2016-00952
`Patent 9,121,412 B2
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`making approximations. Well, the very sentence I have highlighted says that
`the fan is rotating at 4,000 rpm. No fan rotates exactly at 4,000 rpm, these
`are approximations. And perhaps most importantly, how do we know that
`0.74 is wrong? We come back to that section of Davies which says, 0.8 is
`required to keep the shock in the passage, and if the --
`JUDGE JUNG: Mr. Valaik, just to remind you. Can you describe
`what slide you're on for the benefit of my panel members?
`MR. VALAIK: Yes. I'm on slide 13 right now, and I apologize if I'm
`going too quickly. Yes, this slide 13 citing GE 1005 which is Davies and
`0.7. The shock results in flow separation, and if you think about that, it's
`antithetical the very purpose of Davies, which was this ultra quiet
`demonstrator engine. And I point out for the Board, our expert, Professor
`Konstantinos Mathioudakis -- for which I'll now apologize to the Court
`Reporter for that -- UTC 2015, paragraph 53 as well as paragraph 58, he
`talks about how the person ordinary skill would know that 0.74 is wrong,
`because of Davies' requirement here of 0.8.
`Moving now to slide 14; and we put this in there to give the Board a
`roadmap of GE's tip solidity argument really has been a bit of a moving
`target here. First, in the petition, GE said nothing about the disclosed 0.83
`tip solidity. So now we go into Dr. Abhari's deposition, this is after our
`POPR, and we asked Dr. Abhari what we'll see. He talks about, well, that
`0.83 goes for the scale model, and then finally in GE's reply we get to what
`Mr. Lender was talking about, this design philosophy versus the real engine,
`which we'll talk about as well.
`So, first, I said I'd come back to the scale model reference which
`appears below the table with the 0.83 tip solidity. We asked Dr. Abhari, and
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`IPR2016-00952
`Patent 9,121,412 B2
`
`he says, yeah, there's really two engines we have here in Davies. He says,
`there's the fan that's used in the engine, and then the fan that's used in the
`scale model. So, he's distinguishing between two things. And that clip at
`the bottom; and this is from UTC 2013, we expressly asked him about the
`0.83, and he says that's for the scale model.
`Well, I'm now on slide 17, paragraph 64 of UTC 2015, Dr.
`Mathioudakis' declaration, and key points, I'll just quite simply, the scale
`model replicates the actual demonstrator fan, that's why you have a scaled
`model down, so that when you run test results with the scale model, you are
`getting results that correlate exactly with your demonstrator engine. We
`pointed this out in GE's reply. They say nothing.
`What I now have on the screen, slide 18. On the left you have
`Petitioner's reply and on the right you have page GE 1005.5 from Davies,
`near the engine definition section that GE's Counsel was relying on. And
`this is interesting, now their theory is, that 0.83 goes with the general design
`philosophy or something, it doesn’t specifically say M45SD-02 therefore it
`doesn’t count, and specifically I've highlighted the sentence from their reply,
`and they say the tip solidity of 0.83 is disclosed in a section of Davies
`describing the general design philosophy for a variable pitch fan.
`Well, Davies itself says the VP fan o

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