PTO/SB/44 (09-07)
`Approved for use through 08/31/2013. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`(Also Form PT0-1050)
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`8,141,154
`
`APPLICATION NO.: 12/814,584
`
`ISSUE DATE
`
`March 20, 2012
`
`INVENTOR(S)
`
`David Gruzman and Yuval Ben-ltzhak
`
`Page _1_ of _1_
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`Please add the following heading and priority information:
`
`--Related U.S. Application Data--
`
`-- (63) Divisional of application no. 11/298,475, filed on Dec. 12, 2005, Now Pat. No. 7,757,289. --
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`Dawn-Marie Bey, Bey & Cotropia PLLC
`213 Bayly Court
`Richmond, VA 23229
`This collection of information is required by 37 CFR 1.322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public which is to file
`(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Attention Certificate of Corrections Branch, Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`If you need assistance in completing the form, ca/11-800-PT0-9199 and select option 2.
`
` SYMANTEC
`
`Exhibit 1006 Page 1
`
`

`
`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`16898059
`
`12814584
`
`International Application Number:
`
`Confirmation Number:
`
`9667
`
`Title of Invention:
`
`SYSTEM AND METHOD FOR INSPECTING DYNAMICALLY GENERATED
`EXECUTABLE CODE
`
`First Named Inventor/Applicant Name:
`
`David GRUZMAN
`
`Customer Number:
`
`115222
`
`Filer:
`
`Dawn-Marie Bey./Jeanne Paolella-Bald
`
`Filer Authorized By:
`
`Dawn-Marie Bey.
`
`Attorney Docket Number:
`
`FIN0008-DIV1
`
`Receipt Date:
`
`Filing Date:
`
`TimeStamp:
`
`19-SEP-2013
`
`14-JUN-2010
`
`12:19:27
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`I no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size( Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`1
`
`Transmittal Letter
`
`fi n0008div1_executed reqforcer
`tofcorr.pdf
`
`3402633
`
`11 a8045c76441e2f7591a16e6b3d72a63b6
`ce7a9
`
`no
`
`4
`
`Warnings:
`
`Information:
`
` SYMANTEC
`
`Exhibit 1006 Page 2
`
`

`
`2
`
`Request for Certificate of Correction
`
`fi n0008div1_certofcorr.pdf
`
`no
`
`1
`
`110528
`
`44ef895ac7f9a77a42363c87a9ea482533b0
`31bb
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`3513161
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
` SYMANTEC
`
`Exhibit 1006 Page 3
`
`

`
`FIN0008-DIV1
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Application of:
`
`David GRUZMAN, et al.
`
`Application No.: 12/814,584
`
`Patent No.: 8,141,154
`
`Filed: June 14, 2010
`
`Confirmation No.: 9667
`
`Group Art Unit: 2435
`
`Examiner: Ponnoreay Pich
`
`Issued: March 20, 2012
`
`Title: SYSTEM AND METHOD FOR INSPECTING DYNAMICALLY GENERATED
`EXECUTABLE CODE
`
`REQUEST FOR ISSUANCE OF CERTIFICATE OF CORRECTION PURSUANT
`TO 35 U.S.C. § 254 AND 37 C.F.R. § 1.322
`
`Certificate of Corrections Branch
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`Upon review ofU.S. Patent No. 8,141,154, Patentee notes an error on the face of the
`patent which should be corrected as shown on the enclosed Form PTO/SB/44. The heading,
`"U.S. Related Application Data" and its corresponding priority information is missing from the
`patent. A copy of the Filing Receipt, dated June 24, 2010, is attached showing the priority
`information.
`
`The undersigned does not believe that a fee is required, as this was not an error caused by
`the Patentee.
`
`Accordingly, Patentee respectfully solicits the issuance of the requested Certificate of
`Correction.
`
`Date: Sept. 19, 2013
`Bey & Cotropia PLLC
`213 Bayly Court
`Richmond, VA 23229
`(804) 441-8530
`
`Respectfully submitted,
`
`By:
`
`/Dawn-Marie Bev -44.4421
`Dawn-Marie Bey (Reg. No. 44,442)
`Attorney for Assignee
`Finjan, Inc.
`
` SYMANTEC
`
`Exhibit 1006 Page 4
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION
`NUMBER
`12/814,584
`
`FILING or
`37l(c)DATE
`06/14/2010
`
`FIL FEE REC'D
`1090
`
`74877
`King and Spalding LLP
`1700 Pennsylvania Ave, NW
`Suite 200
`Washington, DC 20006
`
`Ul\TfED STI\TES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adill"'· COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`ATTY.DOCKET.NO
`FIN0008-DIV1
`
`2
`CONFIRMATION NO. 9667
`FILING RECEIPT
`
`111111111111111111111111]~!1]~~~~~~~~~1~~~UU] 11111111111111111111111
`
`Date Mailed: 06/24/2010
`
`Receipt is acknowledged of this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application must include the following identification information: the U.S. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`Applicant( s)
`
`David GRUZMAN, Ramat Gan, ISRAEL;
`Yuval Ben-ltzhak, Tel Aviv, ISRAEL;
`Assignment For Published Patent Application
`Finjan, Inc.
`Power of Attorney: The patent practitioners associated with Customer Number 74877
`
`Domestic Priority data as claimed by applicant
`This application is a DIV of 11/298,475 12/12/2005
`
`Foreign Applications
`
`If Required, Foreign Filing License Granted: 06/21/2010
`
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 12/814,584
`
`Projected Publication Date: 09/30/2010
`
`Non-Publication Request: No
`
`Early Publication Request: No
`
`page 1 of 3
`
` SYMANTEC
`
`Exhibit 1006 Page 5
`
`

`
`Title
`
`SYSTEM AND METHOD FOR INSPECTING DYNAMICALLY GENERATED EXECUTABLE CODE
`
`Preliminary Class
`
`726
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Government hotline at 1-866-999-HAL T (1-866-999-4158).
`
`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`page 2 of 3
`
` SYMANTEC
`
`Exhibit 1006 Page 6
`
`

`
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`page 3 of 3
`
` SYMANTEC
`
`Exhibit 1006 Page 7
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Ul\TfED STI\TES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adill"'· COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`APPLICATION NUMBER
`12/814,584
`
`PATENT NUMBER
`8141154
`
`FILE WRAPPER LOCATION
`9200
`llllllllllllllllllllllll~~m~~m~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
`Correspondence Address/Fee Address Change
`
`GROUP ART UNIT
`2435
`
`The following fields have been set to Customer Number 115222 on 05/20/2013
`• Correspondence Address
`• Maintenance Fee Address
`
`The address of record for Customer Number 115222 is:
`
`115222
`Bey & Cotropia PLLC
`213 Bayly Court
`Richmond, VA 23229
`
`PART 1 -ATTORNEY/APPLICANT COPY
`page 1 of 1
`
` SYMANTEC
`
`Exhibit 1006 Page 8
`
`

`
`UNITED STATES pATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`12/814,584
`
`ISSUE DATE
`
`03/20/2012
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8141154
`
`FIN0008-DIV 1
`
`9667
`
`02/29/2012
`
`7590
`74877
`King and Spalding LLP
`1700 Pennsylvania Ave, NW
`Suite 200
`Washington, DC 20006
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`David GRUZMAN, Ramat Gan, ISRAEL;
`Yuval Ben-ltzhak, Tel Aviv, ISRAEL;
`
`IR103 (Rev. 10/09)
`
` SYMANTEC
`
`Exhibit 1006 Page 9
`
`

`
`Page 1 of 1
`
`UKITF.D STATF.S DF.PARTMF.NT OF COMMF.RCF.
`United States Patent and Trademark Office
`Addr"" COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virgmia 223 J 3-1450
`www.uspto.gov
`
`CONFIRMATION NO. 9667
`
`CLASS
`726
`
`GROUP ART UNIT
`2435
`
`ATTORNEY
`DOCKET NO.
`FIN0008-DIV1
`
`.~UIIft~
`
`~~ UNITED STATES PATENT AND TRADEMARK OFFICE
`~~u•~
`
`11111111111111111111111111111111111111111111111111111111111111111111
`Bib Data Sheet
`
`SERIAL NUMBER
`12/814,584
`
`FILING OR 371(c)
`DATE
`06/14/2010
`RULE
`
`APPLICANTS
`David GRUZMAN, Ramat Gan, ISRAEL;
`Yuval Ben-ltzhak, Tel Aviv, ISRAEL;
`
`** CONTINUING DATA *************************
`
`** FOREIGN APPLICATIONS ********************
`
`IF REQUIRED, FORElGN FILING LICENSE GRANTED
`** 06/21/2010
`
`1 0 yes 0 no
`Foreign Priority claimed
`35 USC 119 (a-d) conditions 0 yes 0 no D Met after
`met
`Allowance
`~erified and
`~cknowledQed
`~DDRESS
`74877
`
`Exarpiner's Signature
`
`Initials
`
`STATE OR
`COUNTRY
`ISRAEL
`
`SHEETS
`DRAWING
`5
`
`TOTAL
`CLAIMS
`3
`
`INDEPENDENT
`CLAIMS
`2
`
`!TITLE
`
`SYSTEM AND METHQD FOR INSPECTING DYNAMICALLY GENERATED EXECUTABLE CODE
`
`FILING FEE FEES: Authority has been given in Paper
`RECEIVED No.
`to charge/credit DEPOSIT ACCOUNT
`No.
`for following:
`1090
`
`--
`
`ID All Fees
`lo 1.16 Fees (Filing)
`0 1.17 Fees ( Processing Ext. of
`time)
`lo 1.18Fees(lssue)
`10 Other
`10 Credit
`
`I
`I
`
`I
`I
`I
`
` SYMANTEC
`
`Exhibit 1006 Page 10
`
`

`
`FIN0008-DIV1
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Application of:
`
`David GRUZMAN, et al.
`
`Group Art Unit:
`
`2435
`
`Serial No. :
`
`12/814,584
`
`Examiner:
`
`Ponnoreay Pich
`
`Filed:
`
`June 14, 2010
`
`SYSTEM AND METHOD FOR INSPECTING DYNAMICALLY
`For:
`GENERATED
`EXECUTABLECODE
`
`SUBMISSION OF ISSUE FEE PAYMENT
`
`U.S. Patent and Trademark Office
`Customer Service Window, Mail Stop Issue Fee
`Randolph Building
`401 Dulany Street
`Alexandria, VA 22314
`
`Sir:
`
`Responsive to the Notice of Allowance and Issue Fee Due mailed December 22, 2011,
`
`the undersigned is submitting herewith the Issue Fee in the amount of $2,040.00 in the above-
`
`identified application. A copy of Part B of the issue fee transmittal is submitted herewith.
`
`Please address all future correspondence in this application to the undersigned at the following
`
`address:
`
`Dawn-Marie Bey
`KING & SPALDING LLP
`1700 Pennsylvania Avenue, N.W.
`Suite 200
`Washington, DC 20006
`(202) 737-0500
`
` SYMANTEC
`
`Exhibit 1006 Page 11
`
`

`
`Serial No. 12/814,584
`
`2
`
`Docket No. FIN0008-DIV1
`
`This application is assigned to Finjan, Inc., c/o Israel Seed Partners, Jerusalem
`
`Technology Park, P.O. Box 48183, Jerusalem, Israel, 91481.
`
`The Commissioner is hereby authorized to charge any additional fees associated with this
`
`communication or credit any overpayment to Deposit Account No. 50-4402.
`
`Entry of this submission and prompt notification thereof is respectfully requested.
`
`Respectfully submitted,
`
`By:
`
`/Dawn-Marie Bev- 44.4421
`Dawn-Marie Bey
`Registration No. 44,442
`
`Dated: February 3, 2012
`
`KING & SPALDING LLP
`1700 Pennsylvania Avenue, N.W.
`Suite 200
`Washington, DC 20006
`(202) 626-8978
`
`15157/105033
`Doc. No. 18172108
`
` SYMANTEC
`
`Exhibit 1006 Page 12
`
`

`
`PART B- FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or Fax
`
`fNSTRUCTIONS: This fonn should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks I through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block I, by (a) specifying a new correspondence address; and/or (b) mdicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS (No1<:: Usc Block I for any change of addn:ss)
`
`12/22/2011
`
`74877
`7590
`King and Spalding LLP
`1700 Pennsylvania Ave, NW
`Suite 200
`Washington DC 20006
`'
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or fonnal drawing, must
`have its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an cnvciOJ'C
`addressed to the Mail Stop ISSUE FEE address above, or being facsim1le
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Dale)
`
`I APPLICATION NO.
`
`I
`
`12/814,584
`
`FILING DATE
`
`06/14/2010
`
`I
`
`FIRST NAMED INVENTOR
`
`I ATTORNEY DOCKET NO. I CONFIRMATION NO.
`
`David GRUZMAN
`
`FIN0008-DIVI
`
`9667
`
`TITLE OF INVENTION: SYSTEM AND METHOD FOR INSPECTING DYNAMICALLY GENERA TED EXECUTABLE CODE
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`NO
`
`$1740
`
`$300
`
`$0
`
`$2040
`
`03/22/2012
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`PICH, PONNOREA Y
`
`2435
`
`726-022000
`
`I. Change of correspondence address or indication of"Fec Address" (37
`CFR 1.363).
`0 Change of corresj>ondence address (or Change of Correspondence
`Address fonn PTO/SB/122) attached.
`0 "Fee Address" indication (or "Fcc Address" Indication form
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`2. For printing on the patent front page, list
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`(2) the name of a single firm (having as a member a
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`
`Dawn-Marie Bey
`
`2 King & Spalding LLP
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`3
`- - - - - - - - - - - - - -
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`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRfNTED ON THE PATENT (print or iype)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will· appear on the patent. If an assignee is identified below, the document has been filed for
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`_
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Finjan, Inc.
`
`Israel
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual
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`IKJ Corporation or other private group entity 0 Government
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`4a. The following fcc(s) are submitted:
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`[iJ Publication Fee (No small entity discount permitted)
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`Authorized Signature __ /_D_a_w_n_-_M_a_r_l_· e __ B_e..o:y_/ _______ _
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`Date __ F_e_b_r_u_a_r--"y'-----_3_,_2_0_1_2 ____ _
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`Typed or printed name ----"D"'a,_w~n._-~M"'a""r'-'i""e_.B~e,.,y~----------
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`Registration No. __ __ 4,__4,_,_4--'-4--'-2"'----------
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`This co!lection of infonnation i~ required by 37 CFR I .31 I. The information is reql!ired to o~tait:t or retain a benefit by thC? public which is to file (and by the l)SPTO to process)
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`Box 1450, Alexandna, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO 'THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 14:SO,
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`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
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`PTOL-85 (Rev. 02111) Approved for usc through 08/31/2013.
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`OMB 0651-0033
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
` SYMANTEC
`
`Exhibit 1006 Page 13
`
`

`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`12814584
`
`14-Jun-201 0
`
`Title of Invention:
`
`SYSTEM AND METHOD FOR INSPECTING DYNAMICALLY GENERATED
`EXECUTABLE CODE
`
`First Named Inventor/Applicant Name:
`
`David GRUZMAN
`
`Filer:
`
`Dawn-Marie Bey./Jeanne Paolella-Bald
`
`Attorney Docket Number:
`
`FIN0008-DIV1
`
`Filed as Large Entity
`
`Utility under 35 USC 111 (a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Utility Appl issue fee
`
`Publ. Fee- early, voluntary, or normal
`
`1501
`
`1504
`
`1
`
`1
`
`1740
`
`300
`
`1740
`
`300
`
` SYMANTEC
`
`Exhibit 1006 Page 14
`
`

`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USD ($)
`
`2040
`
` SYMANTEC
`
`Exhibit 1006 Page 15
`
`

`
`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`12034377
`
`12814584
`
`International Application Number:
`
`Confirmation Number:
`
`9667
`
`Title of Invention:
`
`SYSTEM AND METHOD FOR INSPECTING DYNAMICALLY GENERATED
`EXECUTABLE CODE
`
`First Named Inventor/Applicant Name:
`
`David GRUZMAN
`
`Customer Number:
`
`74877
`
`Filer:
`
`Dawn-Marie Bey./Jeanne Paolella-Bald
`
`Filer Authorized By:
`
`Dawn-Marie Bey.
`
`Attorney Docket Number:
`
`FIN0008-DIV1
`
`Receipt Date:
`
`Filing Date:
`
`TimeStamp:
`
`08-FEB-2012
`
`14-JUN-2010
`
`23:45:28
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`yes
`
`Credit Card
`
`$2040
`
`7680
`
`Deposit Account
`
`Authorized User
`
`File Listing:
`Document I
`Number
`
`Document Description
`
`I
`
`File Name
`
`I
`
`File Size( Bytes)/ I Multi 'I Pages
`(ifappl.)
`Message Digest
`Part /.zip
`
` SYMANTEC
`
`Exhibit 1006 Page 16
`
`

`
`1
`
`Issue Fee Payment (PT0-85B)
`
`fin008div1_issfeetrans.pdf
`
`no
`
`2
`
`88443
`
`Warnings:
`
`Information:
`
`fl e 1fbf58d8f9dea 16b2659ca7b619e0eb2f
`1c82
`
`125925
`
`2
`
`Issue Fee Payment (PT0-85B)
`
`fin0008div1_partb.pdf
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`de21476232511 bbecb5a6566626b98ced0
`903010
`
`32106
`
`3
`
`Fee Worksheet (SB06)
`
`fee-info. pdf
`
`no
`
`2
`
`5bb3e0626cbec59708ce3f799b9e9ed7795
`70827
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`246474
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
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`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
` SYMANTEC
`
`Exhibit 1006 Page 17
`
`

`
`r
`
`UNITED STATES pATENT AND TRADEMARK OFFICE
`
`CORRECTED
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alc.andria, Virginia 22313-1450
`www.uspto.gov
`
`12122120ll
`
`74877
`7590
`King and Spalding LLP
`1700 Pennsylvania Ave, NW
`Suite 200
`Wash,ington, DC 20006
`
`EXAMINER
`
`P!CH, PONNOREA Y
`
`ART UNIT
`
`2435
`
`PAPER NUMBER
`
`DATE MAILED: 12/22/2011
`
`•
`
`APPL!CA T!ON NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`FrN0008-DIYI
`DavidGRUZMAN
`06/14/2010
`12/814,584
`TITLE OF INVENTION: SYSTEM AND METHOD FOR !NSPECT!NG DYNAMICALLY GENERATED EXECUTABLE CODE
`
`9667
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`nonprovisional
`
`NO
`
`$1740
`
`$300
`
`$0
`
`$2040
`
`DATE DUE
`
`03/22/2012
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the SMALL ENTITY status shown above.
`
`If the SMALL ENTITY is shown as YES, verify your current
`SMALL ENTITY status:
`
`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`B. If the status above is to be removed, check box Sb on Part B -
`Fee(s) Transmittal and pay the PUB