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UNITIED STATES PATENT AND TRADEMARK OFFICE
`
`Ll.\'l'l'l-'_I) STATIS DEl"ART.\IE.\'T 017 COMMERCE
`[Jailed Sltllcs Putcnl und Trztdcmark Dffia:
`I\Lu{Iz!'. COMTM ISSIONER FOR PATU\T$
`90 Don 1.150
`Aleundtu. Vugiun ?."JI.\~l-I30
`www ttsgtttxgov
`
`
`
`I\ypI I(‘A rum l\().
`I2/986.420
`
`I.\sIu- DA l‘l~I
`04/15/2014
`
`P/\l'l1'\II \lt I.
`8696538
`
`,\ -7 |)t)t‘Kl~I Nt).
`0153 OOIO/TAR
`
`('.()t'\'l-lk\/l:\’l‘I()J\' N0
`63).!
`
`72.0
`
`7590
`
`03‘/’2fs.’_’0l -1
`
`OYENt WIGGS, GREEN & MUTALA LLP
`480 - TI-IE STATION
`601 WEST CORDOVA STREET
`VANCOUVER. BC VISR IGI
`CANADA
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 560 day(s). Any patent to issue from the above—identified application will
`include an indication of the adjustment on the front page.
`
`Ifa Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the tiling date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Infonnation
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site ltttp://patr.uspto.gov for additional applicants):
`
`Karl O'l'l‘O, Seattle, WA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment. innovation. and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and Facilitate business investment. To learn more about why the USA is the best country in
`
`the world to develop technology. manufacture products, and grow your business, visit SelectUSAl°ov.
`
`IRIOJ (RCV. l0/O9)
`
`Page 1 of 665
`
`Elekta Exhibit 1045
`
`

`
`PART B - FEEIS) TRANSMITTAI.
`
`Complete and send this form, together with applicable I'ee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`l’.0. Box 1450
`Alexandria, Virginia 22313-1450
`or_l:'3x (571)-273-2885
`
`through 5 should be completed where
`INSTRIJCTIONS: This form should be used for ininsniitllng the ISSUE FEE and PUI3LICATIOI\' FEE (if required). Blocks I
`ap mpriatt-._ All further c0rn:spon(.le.nrt_- including the Patent. advance ctnlers and notification of rriziiitcnance l'et:.s will bi: niailt-d to this current corms ondcnct: address as
`in icatod unless corrected below or directed othenmsc in Block I. by (n) specifying 2. new cowespondcnce address: and/or (b) tndiaittng 2| separate "I'
`ADDRESS" for
`rrintntenance fee notifications.
`
`LUKKBNI LUKK|>5W'v\'0b\'Cb1\UUKb3$<N0‘='- '-5= 0'0" ' Iv’ «hymns: 0' lwwl
`
`“’37’2°13
`759°
`730
`OYEN, WIGGS, GREEN & I\/IUTALA LLP
`430 _ THE STATION
`601 WEST CORDOVA STREET
`VANCOIIVER, 13c van IGI
`
`Note: A certificate of imilin can only be used for domestic mailings of the
`Fce(s) Tmnsttiittal_ This can icate cannot be used for any other accompanying
`tipers. lzaeh additional paper. such as an assignment or formal drawing. must
`liave its own cenificate of mattiiig or transmission.
`Certificate of M.-tiling or TFBHSIHISSIBD
`that this Fee(s 'rransmit't.-ti is being deposited with the United
`I hereb ceriif
`Slates
`astal Syenrice with sulT)icie.nt postage for first class mail in an envelo
`addressed to the Mail Sto
`ISSUI: I-I:,l:. address above. or being Iacsimi c
`transmitted to the USPTO( 71) 273-2885. on the date indicated below
`_
`_
`
`CANADA
`
`APPLICATION NO
`l"I]_I_\lG DATE
`FIRST NAMED |NVEI\TOR
`ATTORNEY DOCKET NO.
`CO.‘*IFIl{\1A'I‘lOl\‘ NO
`
`I2/936.-I20
`OI/07/20l|
`Karl OTTO
`OISE OOIOITAR
`6333
`TITLE OF INVENTION: METHODS A_\'D APPARATUS FOR T‘l-IE PLANNING AND DELIVERY OF RADIATION TREATNIENTS
`
`APPLN TYPE
`FNTITY STATUS
`ISSLIT FEE DUF.
`PITBI AIEATION
`DIIE
`PREV. PAID ISQIIF FEF
`
`$0
`nanprovisianal
`UNDISCOL'N'I'I:.D
`51780
`5300
`
`TOTAL FEFIS) DUE
`DATF, DUE
`
`S2080
`02/27/20] -I
`
`LANNU. JOSI-IUA DARYL l)I;A.\'Oi‘\‘
`
`3735
`
`600-OOIOOU
`
`I. Change of correspondence address or indication of "Fee Address‘ t 37
`CFR L363).
`
`ndcnce address (or Change of Cot-mspondence
`D Change of cones
`I122) attached.
`Address tortrt PTOI
`[I "Too Adtlnrss" indication (or Tet; Address" Indication form
`PTO/SB/47: Rev 03-02 or more 1'€CL‘.nt):1l.l.1Cl'ICd. Use of n Custnmcr
`Number is required.
`
`2. For printing on the patent front page. list
`(I) the names of up to 3 registered patent attorneys
`or agents OR. alternatively.
`(2) the name ofa single Firm (having as A member it
`registered attorney or agent) and the names of up to
`2 negistt-m.I patent attorneys or agents. If no nnmi: is
`lI<.lE.d. no name will he printed
`
`
`
`0 en Vli
`
`5 Green & Mutala LLP
`
`3. ASSIGNEE NAME Am) RESIDENCE DATA TO BE PRLNTED ON Tl-LE PATENT (print or type)
`If an ussigiiee is lLlL‘I'IllrIt:t.l below, the t.lt)L'm'nt1)Jl has been filed For
`PLEASE NOTE: Unless an iissitlnue is id2nt.il'ietl below. no Lissignue data will appear un the patent.
`rruirdation as set forth in ‘U (‘FR _l,l I. Completion of this form is NOT a (lll'.KIIl't.II€
`t‘nr tiling an assignment.
`(A) NAME OF ASS IGNEE
`(B) RESIDENCE: (CITY and STATE OR OOUNTRY)
`
`Please check the appropriate assignco catugniy or Categories (will not Ix: printed on the patent): D Individual D (‘oi-pnratinn nrnthcr private gmup entity D Government
`
`4b. Payment ol'Fee(s): (Please first reapply any pi-t:viou_s|y paid issue fee shown above)
`43, The following fee(s) are submitted:
`U A check is enclosed.
`U Issue l"1:L:
`D Pztymcnt by emdit i:‘.LnJ. Form PTO-2038 is attached.
`a I’i.tl>|icaLit'>n Fci: (Nu small entity dISt.‘l)l.Lt'tl PLTNUIILYJ)
`D Advance Order . at of Copies_ EH16 Director is herebiy authoriu-d to charge thelre utred l‘ee(s), any delicieiicy, or credit any
`overpayment, to Deposit Account Number 02i0 7
`(enclose an extra copy of this fonn).
`
`PTOL—85 (Rev. 02/1 I)
`
`Page 2 of 665
`
`Page 2 of 4
`
`

`
`5. Change in Entity Stain.» (front suitus indicated above.)
`0 Applicant certifying micro entity status. See 37 CFR [.29
`
`NO I E: Absent a valid ceriilication of Micro Entity Status (see form P’DO/SB/ISA and [SB . issue
`as payment in the mlCl'O entity Amount Will not be accepted at the risk of application ziban onme/ii.
`NOTE: if the application wane previously under mlcm entity status. checking this box will be taken
`to E fl notification of loss ofenlitlemenl to micro entity status
`NOTE: Checking this box will be taken to be A notification of loss of entitlement to small or micro
`entity status. as ll|'.|pllC.‘Il)lL'..
`NOTE: The lssu: Fee and Publication Fee (lfiequlretl) will not be zit-Leptetl from anyone other than the applicant; at registered attorney or agent: or the ztnignee or other party in
`inlcrust ax :hown I‘:
`(lit: ct.-cortls oflhe lfnitcd States Patent and Trademark Office.
`
`D Applicant asserting small entity status. Ste 37 CFR L27
`
`0 Applicant changing to regular undiscounied fee status.
`
`Authorized Sign nlure
`
`Typed or printed name
`
`'I‘l1emlon11aLioni.<. re uircd lo ohlajn or retain .t henclit by the public which is to File (and by the lJSI"I‘() to pmccss)
`'|liis collection of tnl'on112ition is required by 37 (I|'R l.3| I
`an application. Confidendnltty [S governed by 35 U_.S.C. I22 and 37 CFR l.l4.
`'5 collection is estirririted to take 12 rniitutes to complete. including galhenng. preparing. and
`submitting the completed application fonn to the LSPTO. Time will it
`depending upon the individual case. Any comments on the amount of time you require to com lete
`this Ibrni and/or sungcstlons fur re.duc.i'ng this burden, should be se.nI Io tit: C iul' ln onnalion Olficcr, U.S. Patent :i.i:id Traduniark Offtcu, U S Department of Conime.n:i:.
`.0.
`Box H50. Alcxanclrta. Virginia 23134450. D0 i\‘0'l‘ SEND l"-’|."L|';’S OR COMl’Ll:Tl'l:}l) 1'-‘OR_\/IS 'l‘0 'l'l-IIS ADDRESS. SEND TO‘. Commissioner for l'n1cnis. l‘.0. 150): I450,
`Alexandria. Virginia 223 I 3- I450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to .1 collection of infonmition unless it displays zi valid OMB control number.
`
`P’TOl,R5 (Rcv. 02/I I) Approved fair use Ihmugh 08/31/201 1
`
`OMB ()(1‘iI-(X‘I_‘£"t
`
`ll 5. PRICTII and Tmdcmnrk Oll'ic4-,. U_S_ l')T.PART‘M|':_\‘T OF O0MMl‘.R(‘1':
`
`Page 3 01'4-
`
`Page 3 of 665
`
`

`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`12986420
`
`07-Jan-2011
`
`Title of Invention: First Named Inventor/Applicant Name:
`
`Filer:
`
`Filed as Large Entity
`
`Utility under 35 USC 1 l1(a) Filing Fees
`
`METHODS AND APPARATUS FOR THE PLANNING AND DEIJVERY OF
`RADIATION TREATMENTS
`
`Karl O‘|'l'O
`
`Todd Andrew Ratlray/Shannon Sekora
`
`Description
`
`Fee Code
`
`Quantity
`
`Suhggttgl in
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-AIIowance-and-Post-Issuance:
`
`Utihiy Appl Issue Fee
`
`Publ. Fee— Early, Voluntary, or Normal
`
`1501
`
`1504
`
`1
`
`1
`
`960
`
`O
`
`960
`
`0
`
`Page 4 of 665
`
`

`
`Extension-of-Time:
`
`Mistellaneous:
`
`Printed Copy of Patent — No Color
`
`8001
`
`3
`
`3
`
`9
`
`Total in USD (5)
`
`969
`
`Page 5 of 665
`
`

`
`Electronic Acknowledgement Receipt
`
`EF5 ID:
`
`
`
`Application Number:
`
`18305725
`
`12986420
`
`International Application Number:
`
`Confirmation Number:
`
`6333
`
`
`
`First Named Inventor/Applicant Name:
`
`1-we °f '""°""°"‘
`
`METHODS AND APPARATUS FOR THE PLANNING AND DEUVERY OF
`RADIATION TREATMENTS
`
`Karl O‘lT0
`
`Filer Authorized By:
`
`Todd Andrew Rattray
`
`Attorney Docket Number:
`
`
`
`Receipt Date:
`
`Filing Date:
`
`01530010/TAR
`
`27—FEB—2014
`
`07-JAN-2011
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`yes
`
`Credit Card
`
`Payment was successfully received in RAM
`
`5969 RAM confirmation Number
`
`12407
`
`Deposit Account
`
`Authorized User
`
`02 I 037
`
`RA1TRAY,TODD A.
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 CFR: Section 1.16 (National application flllng, search. and examination fees)
`
`Charge any Additional Fees required under 37 CFR: Section 1.17 (Patent application and reexamination processing fees)
`
`Page 6 of 665
`
`

`
`Charge any Additional Fees required under 37 CFR‘ Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Charge any Additional Fees required under 37 CFR‘ Section 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Document
`Number
`
`.
`.
`Documem Descnpuon
`
`1
`
`Issue Fee Payment [PTO-BSB)
`
`.
`me Name
`Dl5300lO-
`|ssueFeePartBFeeTransmirtal.
`pdf
`
`Warnings:
`Information:
`
`2
`
`Fee Worksheet (5806)
`
`fee~Info.pdf
`
`File Size(Bytes)I
`Message Digest
`224497
`
`Pages
`Multi
`Part I.zip (if app|.)
`
`
`
`I:\_\371l.x‘«l7)9l|/_'3r~l>efi6Tl)I:) I ?c:n7A_TV<:S‘Mel
`
`33820
`
`u:6cc|')4>0B|2d.rA(IQLIH t.maJ(r.t1d9ci<u
`Gfl)a
`
`no
`
`no
`
`2
`
`2
`
`Warnings:
`Information:
`
`Total Files Size (in bytes)
`
`258317
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`Ifa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date ofthe application.
`
`National Stage of an International Application under 35 USC. 371
`Ifa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCTlDOlEOl903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Agplication Filed with the USPTO as a Receivinq Office
`Ifa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 05) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Page 7 of 665
`
`

`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATIB DEPARTMEVT OF COMMERCE
`Ilnlted Starts Patent and 'T‘rarlem:u-I-r Otflce
`Add.r2Ls' COMM ISSIOMER mk PATENTS
`l7.O. Bux l-I50
`AlC.('.flI.lI'll. Vi
`niu 2Z‘\l.‘\~lJ50
`wwxx lL\]1t\.p’/O
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`720
`
`7590
`
`“[27,20]:
`OYEN, WIGGS, GREEN & MUT/\l_,/\ l_.I_,P
`/-I30 — TI IE STATION
`601 WEST COKDOVA S'1'REI="1‘
`VANCOUVER. BC V6B 101
`CANADA
`
`EXAMINER
`LANNU. .1051-lU.‘\ DARYL l.>l‘_A.NON
`
`3735
`
`L)Al'l:l MAlLl:'.l): ll/Z7/20|3
`
`
`I2/986.420
`OI/07/ZOII
`Karl OTTO
`0153 OOIO/TAR
`633}
`TITLE OF lNVEN'1'IOt\': METHODS AND APPARATUS FOR THE PLANNING A_\lD DELIVERY OF RADIATION TREAT.-VIE.t\'TS
`
`APPLN. TYPE
`ENTITY STATUS
`ISSUE FEE DUE
`PUBLICATION FEE DUE
`PREV. PAID ISSUE FEE
`TOTAL 1'-EE(S) DUE
`DATE DUE
`
`02/27/2014
`3300
`$0
`52080
`nonprovislonal
`UNDISOOLNTED
`51780
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PR
`E .
`lTI
`ON THE MERIT? I
`.I.O ED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUB.II*IC'I‘ TO WI'I'I-IDRAWAL I-‘ROM ISSUE AT TI-IE INITIATIVIS OI" 'I‘H_I£ OI-‘FICE OR UPON
`PETITION BY TIIE APPLICANT. SE 37 CFR 1.313 AND MPEP I308.
`
`TI-TE ISSUE FEF. AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN TI-IREE MONTHS FROM THE
`MAILING DATE OI“ THIS NOTICE OR 'I'I-IIS APPLICATION SIIALL BE REGARDED AS ABANDONED.
`’!'I;IIS
`'I‘A'I‘ ITORY PIQRIOI)
`.A
`OT I.II*J ItIX'I‘l*L I)l*LI).
`SEE 35 U.S.C. ISL THE ISSUE FI:lE DUE INI)ICA'I‘ED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY TI-IE PREVIOUSLY PAID ISSUE FEE TOWARD TI-IE ISSUE FEE NOW
`DUE.
`
`IIOW TO REPLY TO TIIlS NOTICE:
`
`1. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity
`
`- shown above.
`\
`-
`-
`ve, pay t it:
`is I ie same as s 0\Vl1 2)
`.
`K
`If the
`If the l:N'l'I'l'Y STATUS is changed from that shown above. on PAR'l'B — I-'l:'l:'(S) 'l'RANSMI't'l'AL. complete section number 5 titled
`"Change in Entity Status (from status indicated above)“.
`For ptuposes ofthis notice, small entity fees an: 1/2 the amount of untliscouiitetl fees, and [[1l<.T0 entity fees are 1/2 the amount of small entity
`fees.
`
`ll. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and remmed to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Feets) Tmnsntittal should be completed and an extra copy of the form should be submitted. [fan equivalent ofPaJ1 B is tiled. a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the <lilTiculty in recognizing
`the paper as an equivalent of Part B.
`
`Ill. All communications regarding this application must give the npplieation number. Please direct all cotnmnnications prior to issuance to
`Mail Stop ISSUE
`unless advised to the contrary.
`
`IMl’OR‘l‘AN'I' REMINDER: Utility patents issuing on applications Filed on or after Dec. 12. 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/I I)
`
`Page 8 of 665
`
`Page I ol'4
`
`

`
`PART B - FI7.E(S) TRANSMITTAI.
`
`Complete and send this form, together with applicable I'ee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`l’.0. Box 1450
`Alexandria, Virginia 22313-1450
`or_l:'3x (571)-273-2885
`
`through 5 should be completed where
`INSTRIJCTIONS: This form should be used for ininsniitllng the ISSUE FEE and PUI3LICATI0l\' FEE (if required). Blocks I
`ap mpriatt-._ All further c0rn:spon(.le.nrt_- including the Patent. advance ctnlers and notification of rriziiitcnance l'et:.s will bi: niailt-d to this current corms ondcnct: address as
`in icatod unless corrected below or directed othenmsc in Block I. by (n) specifying 2. new cowespondcnce address: and/or (b) tndiaittng 2| separate "l'
`ADDRESS" for
`rrintntenance fee notifications.
`
`LUKKBNI LUKK|>5W'v\'0b\'Cb1\UUKb3$<N0‘='- '-5= 0'0" ' Iv’ «hymns: 0' lwwl
`
`“’37’2°13
`759°
`730
`OYEN, WIGGS, GREEN & I\/IU'I~AL.A LLP
`430 _ THE STATION
`601 WEST CORDOVA STREET
`VANCOIIVER, 13c van IGI
`
`Note: A certificate of imilin can only be used for domestic mailings of the
`Fce(s) Tmnsttiittal_ This can icate cannot be used for any other accompanying
`tipers. lzaeh additional paper. such as an assignment or formal drawing. must
`liave its own cenificate of mattiiig or transmission.
`Certificate of M.-tiling or TFBHSIHISSIBD
`that this Fee(s 'rransmit't.-ti is being deposited with the United
`I hereb ceriif
`Slates
`astal Syenrice with sulT)icie.nt postage for first class mail in an envelo
`addressed to the Mail Sto
`ISSUI: I-I:,l:. address above. or being Iacsimi c
`transmitted to the USPTO( 71) 273-2885. on the date indicated below
`_
`_
`
`CANADA
`
`APPLICATION NO
`l"I]_I_\lG DATE
`FIRST NAMED |NVEl\TOR
`ATTORNEY DOCKET NO.
`CO.‘*IFIl{\1A'I‘lOl\‘ NO
`
`I2/936.-I20
`OI/07/20l|
`Karl OTTO
`OISE OOIOITAR
`6333
`TITLE OF INVENTION: METHODS A_\'D APPARATUS FOR T‘l-IE PLANNING AND DELIVERY OF RADIATION TREATNIENTS
`
`APPLN TYPE
`FNTITY STATUS
`ISSLIT FEE DUF.
`PITBI AIEATION
`DIIE
`PREV. PAID ISQIIF FEF
`TOTAL FEFIS) DUE
`DATE DUE
`
`$0
`nanprovisianal
`UNDISCOL'N'I'I:.D
`51780
`5300
`S2080
`02/27/20] -I
`
`LANNU. JOSI-IUA DARYL l)I;A.\'Oi‘\‘
`
`3735
`
`600-OOIOOU
`
`I. Change of correspondence address or indication of "Fee Address‘ t 37
`CFR L363).
`
`ndcnce address (or Change of Cot-mspondence
`D Change of cones
`I122) attached.
`Address tortrt PTOI
`[I "Too Adtlnrss" indication (or Tet; Address" Indication form
`PTO/SB/47: Rev 03-02 or more 1'€CL‘.nt):1l.l.1Cl'ICd. Use of n Custnmcr
`Number is required.
`
`2. For printing on the patent front page. list
`(I) the names of up to 3 registered patent attorneys
`or agents OR. alternatively.
`(2) the name ofa single Firm (having as A member it
`registered attorney or agent) and the names of up to
`2 negistt-m.I patent attorneys or agents. If no nnmi: is
`ll<.lE.d. no name will he printed
`
`3
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`3. ASSIGNEE NAME Am) RESIDENCE DATA TO BE PRLNTED ON Tl-LE PATENT (print or type)
`If an ussigiiee is lLlL‘l'IllrIt:t.l below, the t.lt)L'm'nt1)Jl has been filed For
`PLEASE NOTE: Unless an iissitlnue is id2nt.il'ietl below. no Lissignue data will appear un the patent.
`rruirdation as set forth in ‘U (‘FR _l,l I. Completion of this form is NOT a (lll'.KIIl't.II€
`t‘nr tiling an assignment.
`(A) NAME OF ASS IGNEE
`(B) RESIDENCE: (CITY and STATE OR OOUNTRY)
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`Please check the appropriate assignco catugniy or Categories (will not Ix: printed on the patent): D Individual D (‘oi-pnratinn nrnthcr private gmup entity D Government
`
`4b. Payment ol'Fee(s): (Please first reapply any pi-t:viou_s|y paid issue fee shown above)
`43, The following fee(s) are submitted:
`U A check is enclosed.
`[I Issue l"1:L:
`D Pztymcnt by emdit i:‘.LnJ. Form PTO-2038 is attached.
`D I’i.tl>|icaLit'>n Fci: (Nu small entity dISt.‘l)l.Lt'tl PLTNUIILYJ)
`D Advance Order . at of Copies DTl'ie Director is herebiy authoriu-d to charge the requtred l‘ee(s), any delicieiicy, or credit any
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`PTCL-85 (Rev. O2/II)
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`Page 9 of 665
`
`Page 2 ol'4
`
`

`
`5. Change in Entity Stain.» (front suitus indicated above.)
`0 Applicant certifying micro entity status. See 37 CFR [.29
`
`NO I E: Absent a valid ceriilication of Micro Entity Status (see form P’DO/SB/ISA and [SB . issue
`at: payment in the mlCl'O entity Amount Will not be accepted at the risk of application ziban onme/ii.
`NOTE: if the application wane previously under mlcm entity status. checking this box will be taken
`to E fl notification of loss ofenlitlemenl to micro entity status
`NOTE: Checking this box will be taken to be A notification of loss of entitlement to small or micro
`entity status. as ll|'.|pllC.‘Il)lL'..
`NOTE: The lssu: Fee and Publication Fee (lfiequlretl) will not be zit-Leptetl from anyone other than the applicant; at registered attorney or agent: or the ztnignee or other party in
`inlcrust ax :hown I‘:
`(lit: fl_'t‘0\'Il§ oflhe lfnitcd States Patent and Trademark Office.
`
`D Applicant asserting small entity status. Ste 37 CFR L27
`
`0 Applicant changing to regular undiscounied fee status.
`
`Authorized Sign nlure
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`Typed or printed name
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`'I‘l1emlon11aLioni.<. re uircd lo ohlajn or retain .t henelit by the public which is to lile (and by the lJSI"I‘() to pmcess)
`'|liis collection of tnl'on112ition is required by 37 (I|'R l.3| I
`an application. Confidendnltty [S governed by 35 U_.S.C. I22 and 37 CFR l.l4.
`'5 collection is estirririted to take 12 rniitutes to complete. including galhenng. preparing. and
`submitting the completed application fonn to the LSPTO. Time will it
`depending upon the individual case. Any comments on the amount of time you require to com lete
`this Ibrni and/or sungcstlons fur re.duc.i'ng this burden, should be se.nI Io tit: C iul' ln onnalion Olficcr, U.S. Patent :i.i:id Traduniark 0lTlCL'-, U S Department of Conime.n:i:.
`.0.
`Box H50. Alcxanclrta. Virginia 23134450. D0 i\‘0'l‘ SEND l"-’|."L|';’S OR COMl’Ll:Tl'l:}l) 1'-‘OR_\/IS 'l‘0 'l'l-IIS ADDRESS. SEND TO‘. Commissioner for l'n1cnis. l‘.0. 150): I450,
`Alexandria. Virginia 223 I 3- I450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to .1 collection of infonmition unless it displays zi valid OMB control number.
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`|"|'()| [-85 (Rev. OQ/I I) Approved for use through DR/_\l/2013
`
`OMB O(x€l-IXD1
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`l_| S. Patent and 'l'radem.1rk Ollioe: U.S. |)|",|‘AR'| MIN I’ 0]’ COMM] Il{(f|'.
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`Page 3 of4
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`Page 10 of 665
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`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATIB DEPARTMILVT OF COMMERCE
`Ilnlted Starts Patent and 'T‘ratlem:u-I-t Otflce
`Add.r2L5' COMM ISSIOMER ma PATENTS
`P.O. Bux H50
`A|c.('.uv.|ri:. Vi
`niu 2Z‘\|.‘\~|J50
`wwxx tttptttgo
`
`’“_¢-urn
`
`
`
`
`
`
`
`APPT IFATION NO
`
`FIT .l\'('- DATT-'.
`
`or/07/2m I
`
` rzI9a.s.420
`
`FIRST -‘(AMT-',D n\.'VEI\T(’)R
`
`ATTORNEY DOCKET NO
`
`f‘0.‘*lHR.\1A'I‘l0N NO
`
`Karl arm
`
`om omorrmz
`
`mm
`
`11272013
`7590
`720
`OYEN, WIGGS, GREEN & MUTAL/\ [LP
`480 — Tl IE STATION
`601 WEs'I'CO1<DOvA S'1'REE'1‘
`VANCOUVER. BC V613 101
`CANADA
`
`l4\NNU. .1051-run DARYL r>J=_ANoN
`
`3735
`
`L)Al'l:l MAILED: ll/Z7/ZOI3
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after‘ May 29. 2000)
`
`The Patent Term Adjustment to date is 462 day(s). If the issue fee is paid on the date that is three months after the
`mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
`months) after the mailing date of this notice, the Patent Term Adjustment will be 462 day(s).
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application,
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`the filing date that
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval
`(PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at l—(888)—786—OlO1 or (571)-272-4200.
`
`PTOL-85 (Rev. 02/ll)
`
`Page 11 of 665
`
`Page 4 ol'4
`
`

`
`Privacy Act Statement
`
`The Privacy Act of 1974 (PJ... 93-579) requires that you be given certain information in connection with
`your submission of the attached form related to a patent application or patent. Accordingly, pursuant to
`the requirements of the Act, please be advised that: (1) the general authority for the collection of this
`information is 35 U.S.C. 2(b)(2): (2) furnishing of the infonnzttion solicited is voluntary: and (3) the
`principal purpose for which the information is used by the U.S. Patent and Trademark Office is to process
`and/or examine your submission related to a patent application or patent. If you do not furnish the
`requested information, the US. Patent and Trademark Office may not be able to process and/or examine
`your submission, which may result in termination of proceedings or abandonment of the application or
`expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom
`of Information Act (5 U.S.C. 552) and the Privacy Act (5 ll.S.C 552a). Records from this system of
`records may be disclosed to the Department of Justice to determine whether disclosure of these
`records is required by the Freedom of Information Act.
`A record front this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administ'rati\Ie tribunal, including disclosures to opposing counsel
`in the course of settlement negotiations.
`to a Member of Congress
`. A record in this system of records may be disclosed, as it routine use,
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`. A rccorcl in this system of records may be disclosed, as a routine use. to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be
`required to comply with the requirements of the Privacy Act of I974, as amended, pursuant to 5
`U.S.C. 552a(m).
`. A record related to an International Application filed under the Patent Cooperation 'l'reaty in this
`system of records may be disclosed, as a routine use,
`to the International Bureau of the World
`Intellectual Property Organization. pursuant to the Patent Cooperation Treaty.
`. A record in this system of records may be disclosed, as a routine use. to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy
`Act (42 U.S.C. 2l8(c)).
`to the Administrator,
`. A record from this system of records may be disclosed. as a routine use,
`General Services, or his/her designee, during an inspection of records conducted by USA as part of
`that agency's responsibility to recommend intpnovcmcnls in rceords management practices and
`programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance
`with the GSA regulations governing inspection of records for this purpose, and any other relevant
`(i.e., GSA or Commerce) directive. Such disclosure shall not be used to make determinations about
`individuals.
`
`. A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C.
`l22(b) or issuance of a patent pursuant to 35
`U.S.C. 151. Further, a record may be disclosed. subject to the limitations of 37 CFR 1.14, as a
`routine use. to the public if the record was filed in an application which became abandoned or in
`which the proceedings were terminated and which application is referenced by either a published
`application, an application open to public inspection or an issued patent.
`. A record front this system of records may be disclosed. as a routine use. to a Federal. State. or local
`law enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or
`regulation.
`
`Page 12 of 665
`
`

`
`Notices of Allowance and Fee(s) Due mailed between October 1, 2013 and
`December 31, 2013
`
`(Addendum to PTOb85)
`
`If the “Notice of Allowance and Fee(s) Due" has a mailing date on or after October 1, 2013 and before
`January I, 2014. the following infonnation is applicable to this application.
`
`the amount due is the issue fee and
`If the issue fee is being timely paid on or after January 1, 2014,
`publication fee in effect January 1, 2014. On January I, 2014, the issue fees set fonh in 37 CFR [.18
`decrease Significantly and the publication fee set forth in 37 Cl-‘R 1. 1 8(d)(l) decreases to $0.
`
`Iran issue fee or publication fee has been previously paid in this application, applicant is not entitled to a
`refund of the diffenenee between the amount paid and the amount in effect on January 1. 2014.
`
`Page 13 of 665
`
`

`
`Notice of Allowability
`
` 12/986,420
`J5ég[|"l3‘:'D_ LANNU
`
`“"""°""""
`OTTO, KARL
`§‘;‘3:’""
`
`_
`Q,',’;)‘2,§',‘,,',""°“‘°' ‘°
`No
`
`— The MAILING DA TE 0! this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed). a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS- This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. E This communication is responsive to the resflnse received on 9/18/2013.
`
`D A declaration(s)/affidavit(s) under 37 CFFI 1.13o(b) was/were filed on
`
`2. D An election was made by the applicant in response to a restriction requirement set forth during the interview on
`requirement and election have been incorporated into this action.
`
`, the restriction
`
`3. E The allowed c|aim(s) is/are 1-50. As a result of the allowed claim(s). you may be eligible to benefit from the Patent Prosecution
`Highway program at a participating intellectual property office for the corresponding application. For more information. please see
`htt
`://www.us )IIO. ovl atemslinit events.)
`ll/indexfis or send an inquiry to PPl-lleedbacl<@usgto.gov.
`
`4. El Acknowledgment is made of a claim for foreign priority under 35 U.S.C. 1;) 119(3)-(d) or (I).
`Certified copies:
`
`‘c) III None of the:
`b) CI some
`a) [I All
`1. CI Certified copies of the priority documents have been received.
`2. I] Certified copies of the priority documents have been received In Application No. :.
`3. D Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Flute 17.2(a)).
`‘ Certified copies not received: j
`
`Applicant has THREE MONTHS FROM THE "MAILING DATE" of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result In ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5. El CORRECTED DRAWINGS (as ‘replacement sheets“) must be submitted.
`
`I:I
`
`including changes required by the attached Examiners Amendment I Comment or in the Office action of
`Paper NoJMail Date
`ldentitying indicia such as the application number (see 37 CFFI 1.3-4(c)) should be written on the drawings in the iront (not the back) at
`each sheet. Replacement sheetts) should be labeled as such In the header according to 37 CFFI 1.121(d].
`
`6. El DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiners comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. El Notice of References Cited (PTO-892)
`2. E Information Disclosure Statements (PTO/SB/O8).
`Paper N0./Mall Date 7/3/2013
`3. El Examiners Comment Regarding Requirement for Deposit
`of Biological Material
`4. E Interview Summary (PTO-413),
`Paper No /Mail Date 11/20/2013.
`/CHRISTINE HOPKINS/
`Primary Examiner, Art Unit 3735
`
`U S Patent and Trademark Oflioc
`PTOL-37 (Rev. 08-13)
`
`Page 14 of 665
`
`5. E Examiners Amendment/Comment
`6. E Examiners Statement of Reasons for Allowance
`
`7. CI Other
`
`
`
`Notice 01 Allowability
`
`Parl oi Paper No./Mail Date 20131029
`
`

`
`Application/Control Number: 12/986,420
`Art Uni

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