.;;m APPLICATION NO.
`
`UNITED STATES DEPARTMENT OF COIVIMERCE
`Unill.-d Slulcs Palcnl and Trademark 01'1'icc
`Address:
`5 IONER FOR PATENTS
`'0
`ilirgmiz 22313-1450
`
`ATTORNEY DOCKET NO.
`
`CO1\"FlRMA'f101\' NO.
`
`0153 0008 (93370001)
`
`8035
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`12/132,597
`
`ISSUE DATE
`
`02/01/2011
`
`P/—\‘1'ENT NO.
`
`7880154
`
`152
`
`7590
`
`01/12/2011
`
`CI-UERNOFF, VILHAUER, MCCLUNG & STENZEL, LLP
`601 SW Second Avenue
`Suile 1600
`PORTLAND, OR 97204-3157
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Tern1 Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 207 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Tenn Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site Imp://pai1‘.11spIo.gov for additional applicants):
`
`Karl O'I'l"O, Vancouver, CANADA;
`
`1R103(Rev.10/09)
`
`Page 1 of 416
`
`Elekta Exhibit 1028
`
`

`
`PART B — FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.0. Box 1450
`Alexandria, Virginia 22313-1450
`arm (571)-273-2885
`through 5 should be completed whore .
`JNSTRUCTIONS: This form should be used for transmitting the ISSUE FEB and PUBLICATION FEB (if required . Blocks 1
`pp ropriato. All further correspondence including the Patent, advance orders and notification ofmaiiiteiiancc fees will
`e mailed to ilie current corres ondencc address as
`in _icated unless corrected below or directed othenvise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate " EE ADDRESS" for
`maintenance fee notifications.
`
`
`
`Note: A com cate o mui in
`can on y e use
`or omestic mai ings of the
`CURRENT CORRESPONDENCE ADDRESS (Nata: Use Block 1 for any iihango ofaddrcas)
`Fee(s) Transniittiil. This certi icate cannot be _used for any other accompanying
`ave its own certificate of mailing or transmission.
`Eapers. Each additional paper, such as an assignment or formal drawing, must
`Certificate ofM:illing or Transmission
`that this I<‘ec(s Transmittal is being deposited. with the United
`I licreh certi
`ervice with su
`cient postage for first class mail in an envelope
`States ostal
`addressed to the Mail Sto
`ISSUE FEE address above or bein
`facsimile
`trnnsnutted to the USPTO ( 71) 2732885, on the date indicated be ow.
`(Dapasitor's naino)
`(Signature)
`(Date)
`
`152
`
`7590
`
`09/21/2010
`
`1, _ fl
`CHERNOFF, VILHAUER, MCCLUNG & b HINZEL, LLP
`601 SW Second Avenue
`,
`Suite 1600
`-
`v
`PORTLAND, OR 97204-3157
`
`
`
`WNGDW
`AW°A“°N"°-
`0153 0008 (9337.000l)
`Karl OTTO
`06/03/2008
`12/132,597
`TITLE OF INVENTION: METHODS AND APPARATUS FOR THE PLANNING AND DELIVERY OF RADIATION TREATMENTS
`
`8035
`
`APPLN. TYPE
`nonprovisional
`
`SMALL ENTITY
`NO
`
`ISSUE FEE DUE
`$1510
`
`PUBLICATION FEE DUE
`$300
`
`PREV. PAID ISSUE ran
`$0
`
`TOTAL FEE(S) DUE
`$1810
`
`12/21/2010
`
`WELLS,N'lKlTA
`
`2881
`
`
`
`250—505l00
`2. For printing on the patent front page, list
`1. Change of correspondence address or indication of "Fee Address" (37
`
`
`CFR 1.363).
`(1) the names of up ti) 3 registered patent attorneys
`or agents OR, altcmutively,
`l:.l Chan e of eorres ondenec address (or Change ofCorrcspondcneo
`Address onn PTOI B/122) attachcd.
`(2) _tlie nanie ofa single finii (having as a member a
`registered attorney or agent) and the names of up to
`D "Fee Address" indication (or "Fee Address" Indication form
`2 registered patent attorneys or agents. tfno name is
`PTO/SB/47; Rev 03-02 or more rccent) attached. Use of ii Customer
`listed, no name will be printed.
`Number is required.
`
`1 Chemoft Vilhauer’ Mcclun
`& Stenzel
`
`2
`3
`
`
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE I’Rl,N'1'15'D ON THE PA'1'EN'1‘ (print or type)
`PLEASE NOTE: Unless an assi nee is identified belo\v,_ no assiguee data will_ appear on_ the patent. If an assignec is ideiitiiied below, the dociiraciit has been filed For
`recordntion as set forth in 37 CF 3.ll. Completion of this form is NOT a substitute for fihng an assignment.
`(A) NAME or ASSIGNEE
`in) RESIDENCE: (airy and STATE on COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : El Iiidivirinal El Corporation or other private group entity l:.l Government
`
`4a. The following fco(s) are submitted:
`El issue Fce
`Publication Fee (No small entity discount permitted)
`l:I Advance Order _ # ofcoples
`5. Change in Entity Status (from status indicated above)
`Cl b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR l.27(g)(2).
`El a. Applicant claims SMALL ENTITY status. See 37 CPR 1.27.
`NOTE: The issue Fee and Publication Fee_ (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignec or other party in
`interest as shown by the records ofthe United States Patent and Trademark Office.
`,r”"““"‘-T"
`
`4b. Payment ot'Fee(s): (Please first reapply any previously paid issue fee shown above)
`Cl A check is enclosed.
`Kl Payment by credit eurd. Form PTO—2038 is attached.
`mThe Director is hereby authorized to charge the required fee(s), any deficiency, or credit 31;)!
`overpayment, to DcpositAecount Number 334559
`enclose an extra copy ot this om-i).
`
`
`
`Authorized Signature
`
`Date
`
`December 2_/Lmo
`
`'l‘yped or printed name Kgv
`
`Registration No.
`
`384292
`
`This collection ofinformation is required h 37 CFR 1.31 l. The infoniiation is rctfilrfld to obtain or retain a benefit b the public which is to _i'ile (and by the USPTO to process)
`an application. CODfidBlJll3lily_lS governed y 35 U.S.C. 122'and 3'] CFR 1.14. T _s collection is estimated to take l minutes to complete, lt'iOll.lt.ll_l1g gaihering,_preparing, and
`submitting the completed application form to the USPTO. Time will va
`de ending upon the individual case. Any comments on the amount of time you refguiro to com lctc
`this fonn and/or su gestioiis for reducing this burden shouldrbe sent to 1 e C iefIn o_n;nat1on Officer, U.S. Patent and Trademark Oiffiee, U.S. Department 0 Conunei'ce,T.0.
`Box 1450, A1cxa_n _ria, Virgima 22313-1450. DO NOT SEND FEES OR COMl’LE'1'i£D FORMS TO '1‘HIS ADDRESS. SEND 'I‘O: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction Act of 1995, nolpersons are required to respond to a collection of information unless itdisplays a valid OMB control number.
`
`PTOL-85 (Rev. 08/07) Approved for use through 08/31/2010.
`
`OMB 0651-0033
`
`U.S. Patent and Trarieirnirk Office; U.S. DEPARTMENT OF COMZMERCB
`
`Page 2 of 416
`
`

`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`12132597
`
`03-Jun-2008
`
`T't'° °f "“'°"t'°"‘
`
`METHODS AND APPARATUS FOR THE PLANNING AND DELIVERY OF
`RADIATION TREATMENTS
`
`First Named Inventor/Applicant Name:
`
`Karl O1TO
`
`Attorney Docket Number:
`
`0153 0008 (93370001)
`
`Filed as Large Entity
`
`Utility under 35 USC111(a) Filing Fees
`
`Basic Filing:
`
`Pages:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowa nce-and-Post-Issuance:
`
`Utility Appl issue fee
`
`Publ. Fee- early, voluntary, or normal
`
`1501
`
`1504
`
`1
`
`1510
`
`300
`
`1510
`
`300
`
`Page 3 of 416
`
`

`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Miscellaneous:
`
`Total in USD ($)
`
`Page 4 of 416
`
`

`
`Electronic Acknowledgement Receipt
`
`Application Number:
`
`12132597
`
`International Application Number:
`
`Confirmation Number:
`
`8035
`
`T'tl° °f l'“'°"t'°"‘
`
`METHODS AND APPARATUS FOR THE PLANNING AND DELIVERY OF
`RADIATION TREATMENTS
`
`First Named Inventor/Applicant Name:
`
`Karl O'|'|'O
`
`Customer Number:
`
`00152
`
`Filer:
`
`Kevin Lynn Russell/Karolyn Koppen
`
`Filer Authorized By:
`
`Kevin Lynn Russell
`
`Attorney Docket Number:
`
`0153 0008 (9337.0001)
`
`Receipt Date:
`
`Filing Date:
`
`21-DEC-2010
`
`03—JUN—2008
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`no
`
`File Listing:
`
`Document
`Number
`
`.
`.
`Document Description
`
`.
`File Name
`
`File Size(Bytes)/
`.
`Message Digest
`
`Pages
`Multi
`.
`.
`Part /.zip (ifapp|.)
`
`1
`
`Issue Fee Payment (PTO—85B)
`
`I
`
`I 121325
`‘tt
`T
`F
`Ssue‘ ee‘ ransml a ‘
`97.pdf
`
`93810
`L4etQ98laa66d4528a8'ld8l50c0d2|'l78db5
`7
`bSb9v|
`
`no
`
`1
`
`Warnings:
`Information:
`
`Page 5 of 416
`
`

`
`2
`
`Fee Worksheet (PTO-875)
`
`fee-info.pdf 5 no
`37l;:l:vcafcbScb761l6S3l9Web6504’)5b7(c
`8188
`
`2
`
`31948
`
`Warnings:
`Information:
`
`Total Files Size (in bytes)
`
`125758
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`Ifa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`Ifa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`Ifa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 05) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Page 6 of 416
`
`

`
`PART B — FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.0. Box 1450
`Alexandria, Virginia 22313-1450
`arm (571)-273-2885
`through 5 should be completed whore .
`JNSTRUCTIONS: This form should be used for transmitting the ISSUE FEB and PUBLICATION FEB (if required . Blocks 1
`pp ropriato. All further correspondence including the Patent, advance orders and notification ofmaiiiteiiancc fees will
`e mailed to ilie current corres ondencc address as
`in _icated unless corrected below or directed othenvise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate " EE ADDRESS" for
`maintenance fee notifications.
`
`
`
`Note: A com cate o mui in
`can on y e use
`or omestic mai ings of the
`CURRENT CORRESPONDENCE ADDRESS (Nata: Use Block 1 for any iihango ofaddrcas)
`Fee(s) Transniittiil. This certi icate cannot be _used for any other accompanying
`ave its own certificate of mailing or transmission.
`Eapers. Each additional paper, such as an assignment or formal drawing, must
`Certificate ofM:illing or Transmission
`that this I<‘ec(s Transmittal is being deposited. with the United
`I licreh certi
`ervice with su
`cient postage for first class mail in an envelope
`States ostal
`addressed to the Mail Sto
`ISSUE FEE address above or bein
`facsimile
`trnnsnutted to the USPTO ( 71) 2732885, on the date indicated be ow.
`(Dapasitor's naino)
`(Signature)
`(Date)
`
`152
`
`7590
`
`09/21/2010
`
`1, _ fl
`CHERNOFF, VILHAUER, MCCLUNG & b HINZEL, LLP
`601 SW Second Avenue
`,
`Suite 1600
`-
`v
`PORTLAND, OR 97204-3157
`
`
`
`WNGDW
`AW°A“°N"°-
`0153 0008 (9337.000l)
`Karl OTTO
`06/03/2008
`12/132,597
`TITLE OF INVENTION: METHODS AND APPARATUS FOR THE PLANNING AND DELIVERY OF RADIATION TREATMENTS
`
`8035
`
`APPLN. TYPE
`nonprovisional
`
`SMALL ENTITY
`NO
`
`ISSUE FEE DUE
`$1510
`
`PUBLICATION FEE DUE
`$300
`
`PREV. PAID ISSUE ran
`$0
`
`TOTAL FEE(S) DUE
`$1810
`
`12/21/2010
`
`WELLS,N'lKlTA
`
`2881
`
`
`
`250—505l00
`2. For printing on the patent front page, list
`1. Change of correspondence address or indication of "Fee Address" (37
`
`
`CFR 1.363).
`(1) the names of up ti) 3 registered patent attorneys
`or agents OR, altcmutively,
`l:.l Chan e of eorres ondenec address (or Change ofCorrcspondcneo
`Address onn PTOI B/122) attachcd.
`(2) _tlie nanie ofa single finii (having as a member a
`registered attorney or agent) and the names of up to
`D "Fee Address" indication (or "Fee Address" Indication form
`2 registered patent attorneys or agents. tfno name is
`PTO/SB/47; Rev 03-02 or more rccent) attached. Use of ii Customer
`listed, no name will be printed.
`Number is required.
`
`1 Chemoft Vilhauer’ Mcclun
`& Stenzel
`
`2
`3
`
`
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE I’Rl,N'1'15'D ON THE PA'1'EN'1‘ (print or type)
`PLEASE NOTE: Unless an assi nee is identified belo\v,_ no assiguee data will_ appear on_ the patent. If an assignec is ideiitiiied below, the dociiraciit has been filed For
`recordntion as set forth in 37 CF 3.ll. Completion of this form is NOT a substitute for fihng an assignment.
`(A) NAME or ASSIGNEE
`in) RESIDENCE: (airy and STATE on COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : El Iiidivirinal El Corporation or other private group entity l:.l Government
`
`4a. The following fco(s) are submitted:
`El issue Fce
`Publication Fee (No small entity discount permitted)
`l:I Advance Order _ # ofcoples
`5. Change in Entity Status (from status indicated above)
`Cl b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR l.27(g)(2).
`El a. Applicant claims SMALL ENTITY status. See 37 CPR 1.27.
`NOTE: The issue Fee and Publication Fee_ (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignec or other party in
`interest as shown by the records ofthe United States Patent and Trademark Office.
`,r”"““"‘-T"
`
`4b. Payment ot'Fee(s): (Please first reapply any previously paid issue fee shown above)
`Cl A check is enclosed.
`Kl Payment by credit eurd. Form PTO—2038 is attached.
`mThe Director is hereby authorized to charge the required fee(s), any deficiency, or credit 31;)!
`overpayment, to DcpositAecount Number 334559
`enclose an extra copy ot this om-i).
`
`
`
`Authorized Signature
`
`Date
`
`December 2_/Lmo
`
`'l‘yped or printed name Kgv
`
`Registration No.
`
`384292
`
`This collection ofinformation is required h 37 CFR 1.31 l. The infoniiation is rctfilrfld to obtain or retain a benefit b the public which is to _i'ile (and by the USPTO to process)
`an application. CODfidBlJll3lily_lS governed y 35 U.S.C. 122'and 3'] CFR 1.14. T _s collection is estimated to take l minutes to complete, lt'iOll.lt.ll_l1g gaihering,_preparing, and
`submitting the completed application form to the USPTO. Time will va
`de ending upon the individual case. Any comments on the amount of time you refguiro to com lctc
`this fonn and/or su gestioiis for reducing this burden shouldrbe sent to 1 e C iefIn o_n;nat1on Officer, U.S. Patent and Trademark Oiffiee, U.S. Department 0 Conunei'ce,T.0.
`Box 1450, A1cxa_n _ria, Virgima 22313-1450. DO NOT SEND FEES OR COMl’LE'1'i£D FORMS TO '1‘HIS ADDRESS. SEND 'I‘O: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction Act of 1995, nolpersons are required to respond to a collection of information unless itdisplays a valid OMB control number.
`
`PTOL-85 (Rev. 08/07) Approved for use through 08/31/2010.
`
`OMB 0651-0033
`
`U.S. Patent and Trarieirnirk Office; U.S. DEPARTMENT OF COMZMERCB
`
`Page 7 of 416
`
`

`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`12132597
`
`03-Jun-2008
`
`T't'° °f "“'°"t'°"‘
`
`METHODS AND APPARATUS FOR THE PLANNING AND DELIVERY OF
`RADIATION TREATMENTS
`
`First Named Inventor/Applicant Name:
`
`Karl O1TO
`
`Attorney Docket Number:
`
`0153 0008 (93370001)
`
`Filed as Large Entity
`
`Utility under 35 USC111(a) Filing Fees
`
`Basic Filing:
`
`Pages:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowa nce-and-Post-Issuance:
`
`Utility Appl issue fee
`
`Publ. Fee- early, voluntary, or normal
`
`1501
`
`1504
`
`1
`
`1510
`
`300
`
`1510
`
`300
`
`Page 8 of 416
`
`

`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Miscellaneous:
`
`Total in USD ($)
`
`Page 9 of 416
`
`

`
`Electronic Acknowledgement Receipt
`
`Application Number:
`
`12132597
`
`International Application Number:
`
`Confirmation Number:
`
`8035
`
`T'tle °f l'“'e"t'°"‘
`
`METHODS AND APPARATUS FOR THE PLANNING AND DELIVERY OF
`RADIATION TREATMENTS
`
`First Named Inventor/Applicant Name:
`
`Karl O'|‘|'O
`
`Customer Number:
`
`00152
`
`Filer:
`
`Kevin Lynn Russell/Karolyn Koppen
`
`Filer Authorized By:
`
`Kevin Lynn Russell
`
`Attorney Docket Number:
`
`0153 0008 (9337.0001)
`
`Receipt Date:
`
`Filing Date:
`
`21-DEC-2010
`
`03—JUN—2008
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`ES
`
`y
`
`Payment Type
`
`Credit Card
`
`Deposit Account
`
`RUSSELL,KEVIN L.
`
`031550 Authorized User
`
`The Director ofthe USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Page 10 of 416
`
`

`
`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`1
`
`Issue Fee Payment (PTO-85B)
`
`Warnings:
`Information:
`
`F'l N
`le ame
`I 121325
`T
`F
`‘tt
`Ssue” ee” ransml a ’
`97.pdf
`
`I
`
`.
`File SIze(Bytes)/
`Message Digest
`93810
`
`c4ce298laa66d4528a81d8150:0a2lbBdb3
`b5b‘)v|
`
`l
`
`2
`
`Fee Worksheet (PTO-875)
`
`fee-info.pdf
`
`31948
`
`bfll22ab2aa72‘MD9F4lc6ld9l3‘)eb
`d8e3
`
`.
`.
`Pages
`Multl
`Part/.zIp (Ifappl.)
`
`no
`
`no
`
`1
`
`2
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`125758
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Page 11 of 416
`
`

`
`PART B - FEE(S)TRANSM1TTAL
`
`71/V
`
`Complete and send this form, together with applicable t’ee(s), to: Mail Mail Stop ISSUE FEE
`1
`Commissioner for Patents
`P.0. Box 1450
`Alexandria, Virginia 22313-1450
`or E3; (571)-273-2885‘
`
`INSTRUCTIONS: This form should be used _for transmitting the ISSUE FE and _PU13_LiCA'l‘[ON FEE (if required . Blocks 1
`through 5 should he completed whore .
`piptpiropnate. All further correspondence including the Patent advance orders and notification oi’ maintenance fees will
`mailed to the current corros nndenoe address as
`_r:a ed unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; andlor (b) indicating a separate ' EB ADDRESS‘ for
`maintenance fee notifications.
`CU'RRENT®RR.lLiPDN'DENC.l! ADDRE95 (Note: Use Block I for any change ofaddrca) etc:
`can _cate 0 ma
`oan on y
`us
`r omestio rn
`ings 0 tie
`n
`Fee(s) Transn1itta_l._ This oerti tcato cannot be used for any other accompanying
`aperir. Each additional paper such as an assignment or formal drawing. must
`ave its own certr ficate of mailing or transmission.
`Certlilcate oflviiiillng or Transrnlsslon
`
`152
`
`7590
`
`09/2lfl0l0
`
`
`
`CHERNOFF, VILHAUBR, MCCLUNG &
`601 SW Second Avenue
`Suite 1600
`PORTLAND, OR 97204-3157
`
`l herelg cent? that this Fee?!) Transmittal is being deposited with the United
`addressed to the Mail Sto
`ISSUE PB address ahov
`or halo
`iucsiinilo
`States ostal
`ervioe with su
`cient po.-«Ego for first class mail in an envelope
`transmitted to the USPTO_ (£71) 273-2885, on the date in icalcd be w.
`(Depaillofa name)
`
`
`
`
`Al"l’LICA'i'i0N N0.
`
`FILING DATE
`
`AMKD INVENTOR
`
`ATTORNEY DOCKIITNO.
`
`0153 0008 (9337.000l)
`Kori O'l'I‘0
`06/03/2008
`12/132,597
`_
`TITLE OF INVENTION: METHODS AND APPARATUS FOR Tl-12E PLANNING AND DELIVERY OF RADIATION TREATMENTS
`
`OONFIRMATXON N0.
`8035
`
`
`
`nonprovisionai
`
`WMWY *’°“”°*“'°"*'m°“
`NO
`$1510
`8300
`
`S0
`
`S1810
`12/2 1f20l0
`”'W” ‘“‘”'5“ °“””““° ””‘“°’
`1518.88 OF
`I-lit
`ERR .
`P
`
`
`2881
`WELLS, NIKITA
`Bl FC: tgill
`250-sosioo
`
`
`
`2. For printing on the patent front page, list
`1. Chansge ofcorrespondence address or indication of"Fee Address" (37
`-
`
`
`CFR 1 63).
`1 Chernoff, Vilhauer, McClung
`ttorn s
`1) the names ofu to 3 registered pate t
`Ci Chan c ofcorrcs ondcnce address (or Change oi'Correspcndence
`n E
`or agents OR, alleriintively,
`3y
`& Stenzel
`Address orm PTOI
`I22) attached.
`(2) _the name ofa single finn (having as a member a
`registered attorney or agent) and the names 01’ up to
`D "Fee Address‘ indication (or "Foe Address" Indication ficrm
`PTO/SBI47; Rev 03-02 or more recent) attached. Use of a Customer
`2_re istered patent attorneys or agents. Ifao name is
`hst
`. no name will ho printed.
`Number is required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE Plt.U‘l'l'liD ON THE l’A'i'i$N‘l' (print or typo)
`
`2
`3
`
`
`
`recordahon as set forth in 37
`ear on the patent. it an asaigneo is identified below, the document has been filed fur
`PLEASE NOTE: Unless an We is identified below, no assigneo data will a
`t
`3.11. Completion of this form is NOT a aubstituigfor filing an assignment.
`(A) NAME OF ASSIGNBE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate asoignee category or categories (will not be printed on the patent) : U Individttal D Corporation or other private group entity Ci Government
`4a. ‘the following fi:e(s) are submitted:
`412. Payment ot"Fee(s): (Please tlrst reapply any previously paid issue {so shown above)
`W issue Foe
`D A check is enclosed.
`IX] Publication Fee (No small entity discount permitted)
`Xi Payment by credit card. Form PTO-2038 is attached.
`El Advance Order — it ofCopice
`enclose an extra copy ofthisoverpayment. to Deposit Account Number Q34 55;] no).
`
`
`The Director is hereby authorized to charge the required fee a), any deficiency, or credit mg
`5. Change in Entity Status (from status indicated above)
`Ci b. Applicant is no longer claiming SMALL ENTITY stunts. See 37 CFR l.27(g)(2).
`D a. Applicant claims SMALL ENTITY status. See 37 CF11 1.27.
`NOTE: 111: issue Fee and Publication Pee (ifrequired) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assigneo or other puny in
`interest as shown b the records of the United States Patent and T emark Office.
`
`Authorized Signature
`
`
`
`December 2! 2010
` Date
`38,292
`Kevin L. Russell
`Typed or printed name
`Registration No.
`
`3'7 CPR 1.31 l. The information is wed to obtain or retain a benefit b the public which is to tile (and by the USPTO toproccssa
`This collection ofinihrmation is required
`35 U.S.C. I22 and 37 CPR 1.14.
`‘a collection is estimated to take 1 minutes to complete, including gathering, preparing, an
`an application Confidentiality is ovemed
`submitting the completed appiica ion form to the USPTO. Time will va
`de endfing upon the individual case. Any comments on the amount of time you require to com let:
`this form and/or su
`cations for reduclnathis burden should be sent to tie
`f
`onnntion Ofl1cer.U.S. Patent and Trademark Oflico, U.S. Department ofCotruneroe,g’.O.
`cxan
`rgin a
`-
`.
`\
`Rain: 1432;‘.A¢?tn_lll gbgir Ml\ifl5o223l3-I 50. DO NOT SEND FEES OR COM'l’LB'l'l3D FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents. P.0. Box 1450,
`
`Under the Paperwork Reduction Act of 1995, noiperaons are required to respond to a collection of information unless it displays n valid OMB control number.
`
`PTOL-35 (Rev. 08/07) Approved for use through 08/31/2010.
`
`OMB 0651-0033
`
`U.S. Patent and 'i\'adernarir Oiltice; U.S. DEPARTMENT OF COMIMEILCE
`
`Page 12 of 416
`
`

`
`Index Of Claims
`
`Application/Control No.
`
`App|icant(s)/Patent Under
`Reexamination
`
`12132597
`
`Examiner
`
`Nikita Wells
`
`O'|‘|'O, KARL
`
`Art Unit
`
`2881
`
`Rejected I n Non-Elected I Appeal
`I II In
`
` Restricted
`
`H
`
`El Claims renumbered in the same order as presented by applicant
`
`CLAIM
`
`Final
`
`Original
`1
`
`02/23/2010 07/2
`\/
`
`6/2010 09/14/2010 10/25/2010
`
` ’\
`
`o»55u1.i><.oI\>—-
`
`11
`12
`13
`
`7 8 9
`
`14
`10
`19
`28
`29
`30
`33
`
`2E
`
`’\
`2‘),
`’\
`n
`\
`O1
`23;‘),
`
`(0<I)\iO)
`
`10
`
`\\\\\\
`\\’\\\\\‘x
`
`113;‘)
`12
`13
`14
`15
`16
`17
`18
`19
`20
`
`\ ’
`
`\
`31 E2‘
`’\
`37 E2‘
`’\
` T
`
`\ ’
`
`22Z
`\
`34Z
`’\
`asZ
`’\
`asZ
`23
`30
`\\
`38
`31
`24
`32
`‘x\\
`25
`33
`26
`34
`
`15 E3‘
`16
`36
`=
`
`U.S. Patent and Trademark Office
`
`Part of Paper No. : 20101025
`
`Page 13 of 416
`
`

`
`Reexamination
`
`App|icant(s)/Patent Under
`
`Application/Control No.
`
`Index Of Claims
`
`
`
`
`
`
`12132597
`
`Examiner
`
`Nikita Wells
`
`OT|'O, KARL
`
`Art Unit
`
`2881
`
`
`
`Cancelled
`
`Non-Elected
`
`U.S. Patent and Trademark Office
`
`Part of Paper No. : 20101025
`
`Page 14 of 416
`
`

`
`_
`_
`Application Number
`
`Application/Control No.
`
`App|icant(s)/Patent Under
`Reexamination
`
`H Hilili Hli
`
`IH |iH||i
`
`Document Code - DISQ
`
`Internal Document — DO NOT MAIL
`
`TERMINAL
`DISCLAIMER
`
`X] APPROVED
`
`D DISAPPROVED
`
`This patent is subject
`
`Date Filed: 08/10/2010
`
`*0 3 Termini?‘
`
`Disclaimer
`
`Approved/Disapproved by:
`
`
`
`U.S. Patent and Trademark Office
`
`Page 15 of 416
`
`

`
`
`
`UNTTED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Oflice
`Address: COMMISSIONER FOR PATENTS
`P.(). B .
`I450
`Alexa:
`":1, Virginia ’ZZ3l3—l450
`www.uspIo.,gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`152
`
`7590
`
`09/21/2010
`
`CHERNOFF, VILHAUER, IVICCLUNG & STENZEL, LLP
`éonsw
`Suite 1600
`PORTLAND’ OR 972043157
`
`E
`
`INER
`
`“’E”'5=NlKm‘
`
`2881
`DATE MAILED: 09/21/2010
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`O|53 0008 (9337.000l)
`Karl OTTO
`06/03/2008
`I2/l 32,597
`TITLE OF INVENTION: l\/[ETI-[ODS AND APPARATUS FOR THE PLANNING AND DELIVERY OF RADIATION TREATMENTS
`
`8035
`
`APPLN. TYPE
`SMALL ENTITY
`
`NO
`nonprovisional
`
`ISS UE FEE DUE
`
`PUBLICATION FEI: DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S l DUE
`
`$1510
`
`$300
`
`50
`
`$1810
`
`DATE DUE
`
`12/11/2010
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
` Jflflm_ gm IHE Mflllfi IS . THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MQNTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIQD QEANNDT fl EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE
`DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`1. Review the SMALL ENTITY status shown above.
`
`If the SMALL ENTITY is shown as YES, verify your current
`SMALL ENTITY slams:
`
`If the SMALL ENTITY is shown as NO:
`
`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`
`A. Pay TOTAL FEE(S) DUE shown above, or
`
`B. If the slams above is to be removed, check box 5b on Part B —
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`and twice the amount of the ISSUE
`shown above, or
`
`B. If applicant claimed SMALL ENTITY status before, or is now
`claiming SMALL ENTITY status, check box 5a on Part B — Fee(s)
`Transmittal and pay the PUBLICATION
`(if required) and 1/2
`the ISSUE FEE shown above.
`
`ll. PART B - FEE(S) TRANSMITIIAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B — Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee mttst be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE
`tuiless advised to the contrary.
`
`IIVIPORTANT REMINDER: Utility patents issuing on applications l'iled on or al'ter Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee‘s responsibility to ensure timely payment of maintenance l'ees when due.
`
`PTOL-85 (Rev. 08/07) Approved for use through 08/31/1010.
`
`Page I of 3
`
`Page 16 of 416
`
`

`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this I'orm, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.0. Box 1450
`Alexandria, Virginia 22313-1450
`or @ (571)-273-2885
`through 5 should be completed where
`INST'RUCTlONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`ap ropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current corres ondence address as
`in icated unless corrected below or directed otherwise in Block I, by (a) specifying a new correspondence address; and/or (b) indicating a separate "
`E ADDRESS" for
`maintenance fee notifications.
`
`CURRENT (joRRE§p(),\'D};N(:E ADDRESS (Note; U55 Brock 1 for my change ofaddnjgq)
`
`152
`
`7590
`
`09/21/2010
`
`CHERNOFE VILHAUER- IVICCLUNG & STENZEL. LLP
`Second Avenue
`Suite 1600
`PORTLAND, OR 97204-3157
`
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`Note: A certificate of mailing can only be used for domestic mailings of the
`apers. Each additional paper, such as an assignment or formal drawing, must
`Eave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`that this Fee(fs) Transmittal isf beang deposited with the United
`1 hereb certif
`crviec with su ticicnt postage or
`irst class mail in an cnvelo e
`Slatcs
`ostal
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the usriro (- 71) 273-2885, on the date indicated be o\
`(Depositors name)
`
` (Sigiiaiiiie)
`
`(Date)
`
`OIS3 0008 (9337.0001)
`Karl OTTO
`O6/O3/2008
`I2/132,597
`TITLE OF INVENTION: IVIETI-IODS AND APPARATUS FOR THE PLANNING AND DELIVERY OF RADIATION TREATMENTS
`
`8035
`
`APPLN. TYPE
`SMALL ENTITY
`ISS UE FEE DUE
`PUBLICATION FEI: DUE
`PREV. PAID ISSUE FEE
`TOTAL FEE(S I DUE
`DATE DUE
`
`NO
`30
`$1510
`$300
`$1810
`I2/"ll/2010
`nonprovisional
`
`EXAMINER
`ART UNIT
`CLASS—SUBCLASS
`
`WELLS. NI KITA
`2881
`250-5 05 I00
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR I363).
`
`3 Change of corres
`Address ton'n PTO/
`
`ndence address (or Change of Correspondence
`/I22) attached.
`
`:l "Fee Address"