Trials@uspto.gov
`571.272.7822
`
`
`Paper 19
`Filed: October 5, 2016
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`SAP AMERICA INC., SYBASE, INC., DELL, INC., HEWLETT-
`PACKARD ENTERPRISE COMPANY, HP ENTERPRISE SERVICES,
`LLC and TERADATA OPERATIONS, INC.,
`Petitioner,
`
`v.
`
`REALTIME DATA LLC d/b/a IXO,
`Patent Owner.
`_______________
`
`Case IPR2016-00783
`Patent 6,597,812 B1
`______________
`
`
`
`
`
`
`
`
`Before GEORGIANNA W. BRADEN, J. JOHN LEE, and JASON J.
`CHUNG, Administrative Patent Judges.
`
`
`
`CHUNG, Administrative Patent Judge.
`
`
`
`
`SCHEDULING ORDER
`
`
`571.272.7822
`
`
`Paper 19
`Filed: October 5, 2016
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`SAP AMERICA INC., SYBASE, INC., DELL, INC., HEWLETT-
`PACKARD ENTERPRISE COMPANY, HP ENTERPRISE SERVICES,
`LLC and TERADATA OPERATIONS, INC.,
`Petitioner,
`
`v.
`
`REALTIME DATA LLC d/b/a IXO,
`Patent Owner.
`_______________
`
`Case IPR2016-00783
`Patent 6,597,812 B1
`______________
`
`
`
`
`
`
`
`
`Before GEORGIANNA W. BRADEN, J. JOHN LEE, and JASON J.
`CHUNG, Administrative Patent Judges.
`
`
`
`CHUNG, Administrative Patent Judge.
`
`
`
`
`SCHEDULING ORDER
`
`
`
`IPR2016-00783
`Patent 6,597,812 B1
`
`
`A. DUE DATES
`
`This order sets due dates for the parties to take action after institution
`
`of the proceeding. The parties may stipulate to different dates for DUE
`
`DATES 1 through 5 (earlier or later, but no later than DUE DATE 6). A
`
`notice of the stipulation, specifically identifying the changed due dates, must
`
`be filed promptly. The parties may not stipulate to an extension of DUE
`
`DATES 6 and 7. Nor does stipulating to a different DUE DATE 4 modify
`
`the deadline, set in this Order, for requesting an oral argument.
`
`In stipulating to different times, the parties should consider the effect
`
`of the stipulation on times to object to evidence (37 C.F.R. § 42.64(b)(1)), to
`
`supplement evidence (37 C.F.R. § 42.64(b)(2)), to conduct cross-
`
`examination (37 C.F.R. § 42.53(d)(2)), and to draft papers depending on the
`
`evidence and cross-examination testimony (see section B below).
`
`The parties are reminded that the Testimony Guidelines appended to
`
`the Office Patent Trial Practice Guide, 77 Fed. Reg. 48,756, 48,772
`
`(Aug. 14, 2012) (Appendix D), apply to this proceeding. The Board may
`
`impose an appropriate sanction for failure to adhere to the Testimony
`
`Guidelines. 37 C.F.R. § 42.12. For example, reasonable expenses and
`
`attorneys’ fees incurred by any party may be levied on a person who
`
`impedes, delays, or frustrates the fair examination of a witness.
`
`1.
`
`INITIAL CONFERENCE CALL
`
`The parties are directed to contact the Board within a month of this
`
`order if there is a need to hold an initial conference call to discuss proposed
`
`changes to this Scheduling Order or proposed motions. See Office Patent
`
`
`
`2
`
`
`
`IPR2016-00783
`Patent 6,597,812 B1
`
`Trial Practice Guide, 77 Fed. Reg. 48,756, 48,765–66 (Aug. 14, 2012)
`
`(guidance in preparing for an initial conference call).
`
`2. ADR STATEMENT
`
`The parties are encouraged to discuss promptly alternative means for
`
`resolving their disputes regarding the subject matter of this proceeding. To
`
`advance the opportunities for early disposition, petitioner is encouraged to
`
`notify the Board, by the due date identified in the Appendix to this Order,
`
`that the parties have conferred regarding alternative dispute resolution and
`
`whether the parties have reached any agreements.
`
`3. DUE DATE 1
`
`The patent owner may file—
`
`a.
`
`b.
`
`A response to the petition (37 C.F.R. § 42.120), and
`
`A motion to amend the patent (37 C.F.R. § 42.121).
`
`The patent owner must file any such response or motion to amend by DUE
`
`DATE 1. If the patent owner elects not to file anything, the patent owner
`
`must arrange a conference call with the parties and the Board. The patent
`
`owner is cautioned that any arguments for patentability not raised in the
`
`response will be deemed waived.
`
`4. DUE DATE 2
`
`The petitioner must file any reply to the patent owner’s response and
`
`opposition to the motion to amend by DUE DATE 2.
`
`
`
`3
`
`
`
`IPR2016-00783
`Patent 6,597,812 B1
`
`
`5. DUE DATE 3
`
`The patent owner must file any reply to the petitioner’s opposition to
`
`patent owner’s motion to amend by DUE DATE 3.
`
`6. DUE DATE 4
`
`a.
`
`Each party must file any motion for an observation on the
`
`cross-examination testimony of a reply witness (see section C below) by
`
`DUE DATE 4.
`
`b.
`
`Each party must file any motion to exclude evidence (37 C.F.R
`
`§ 42.64(c)) and any request for oral argument (37 C.F.R. § 42.70(a)) by
`
`DUE DATE 4.
`
`7. DUE DATE 5
`
`a.
`
`Each party must file any response to an observation on cross-
`
`examination testimony by DUE DATE 5.
`
`b.
`
`Each party must file any opposition to a motion to exclude
`
`evidence by DUE DATE 5.
`
`8. DUE DATE 6
`
`Each party must file any reply for a motion to exclude evidence by
`
`DUE DATE 6.
`
`9. DUE DATE 7
`
`The oral argument (if requested by either party) is set for DUE
`
`DATE 7.
`
`
`
`4
`
`
`
`IPR2016-00783
`Patent 6,597,812 B1
`
`
`B. CROSS-EXAMINATION
`
`Except as the parties might otherwise agree, for each due date—
`
`1.
`
`Cross-examination begins after any supplemental evidence is
`
`due. 37 C.F.R. § 42.53(d)(2).
`
`2.
`
`Cross-examination ends no later than a week before the filing
`
`date for any paper in which the cross-examination testimony is expected to
`
`be used. Id.
`
`C. MOTION FOR OBSERVATION ON CROSS-EXAMINATION
`
`A motion for observation on cross-examination provides the parties
`
`with a mechanism to draw the Board’s attention to relevant cross-
`
`examination testimony of a reply witness because no further substantive
`
`paper is permitted after the reply. See Office Patent Trial Practice Guide, 77
`
`Fed. Reg. 48,756, 48,768 (Aug. 14, 2012). The observation must be a
`
`concise statement of the relevance of precisely identified testimony to a
`
`precisely identified argument or portion of an exhibit. Each observation
`
`should not exceed a single, short paragraph. The opposing party may
`
`respond to the observation. Any response must be equally concise and
`
`specific.
`
`D. MOTION TO AMEND
`
`Under 37 C.F.R. §§ 42.24 and 42.121, a motion to amend, if filed in
`
`this proceeding, and the petitioner’s opposition to the motion to amend are
`
`limited to twenty-five (25) pages; the patent owner’s reply to the opposition
`
`to the motion to amend is limited to twelve (12) pages; and the claim listing
`
`may be contained in an appendix to the motion, which does not count toward
`
`the page limit of the motion. See 37 C.F.R. §§ 42.24, 42.121(b);
`
`
`
`5
`
`
`
`IPR2016-00783
`Patent 6,597,812 B1
`
`Amendments to the Rules of Practice for Trials Before the Patent Trial and
`
`Appeal Board, 80 Fed. Reg. 28,561, 28,565–66 (Final Rule) (May 19, 2015).
`
`The patent owner is reminded that it must confer with the Board
`
`before filing a motion to amend. 37 C.F.R. § 42.121(a). The patent owner
`
`should contact the Board to request the conference in sufficient time to
`
`ensure that the conference is conducted at least one week before DUE
`
`DATE 1.
`
`E. PETITIONER’S REPLY
`
`Under 37 C.F.R. § 42.24(c), the petitioner’s reply brief to the patent
`
`owner’s response is limited to twenty-five (25) pages. See 37 C.F.R.
`
`§ 42.24(c); Amendments to the Rules of Practice for Trials Before the Patent
`
`Trial and Appeal Board, 80 Fed. Reg. at 28,565.
`
`
`
`
`
`6
`
`
`
`IPR2016-00783
`Patent 6,597,812 B1
`
`DUE DATE APPENDIX
`
`INITIAL CONFERENCE CALL ..................................... UPON REQUEST
`
`ADR STATEMENT DUE ......................................... 8 weeks after institution
`
`DUE DATE 1 ................................................................................ Jan. 5, 2017
`
`Patent owner’s response to the petition
`
`Patent owner’s motion to amend the patent
`
`DUE DATE 2 .............................................................................. Apr. 5, 2017
`
`Petitioner’s reply to patent owner’s response to petition
`
`Petitioner’s opposition to motion to amend
`
`DUE DATE 3 .............................................................................. May 5, 2017
`
`Patent owner’s reply to petitioner’s opposition to motion to amend
`
`DUE DATE 4 ............................................................................ May 26, 2017
`
`Motion for observation regarding cross-examination of reply witness
`
`Motion to exclude evidence
`
`Request for oral argument
`
`DUE DATE 5 .............................................................................. June 9, 2017
`
`Response to observation
`
`Opposition to motion to exclude
`
`DUE DATE 6 ............................................................................ June 16, 2017
`
`Reply to opposition to motion to exclude
`
`
`
`7
`
`
`
`IPR2016-00783
`Patent 6,597,812 B1
`
`DUE DATE 7 ............................................................................ June 30, 2017
`
`Oral arguments
`
`
`
`
`
`8
`
`
`
`IPR2016-00783
`Patent 6,597,812 B1
`
`FOR PETITIONER:
`
`John D. Vandenberg
`Garth A. Winn
`J. Christopher Carraway
`KLARQUIST SPARKMAN LLP
`john.vandenberg@klarquist.com
`garth.winn@klarquist.com
`chris.carraway@klarquist.com
`
`
`
`FOR PATENT OWNER:
`
`Jason D. Eisenberg
`Donald J. Featherstone
`Joseph E. Mutschelknaus
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`jasone-PTAB@skgf.com
`donf-PTAB@skgf.com
`jmutsche-PTAB@skgf.com
`
`
`
`
`9
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