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`____________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`____________
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`ARRIS GROUP, INC.,
`Petitioner
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`v.
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`MOBILE TELECOMMUNICATIONS TECHNOLOGIES, LLC
`Patent Owner
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`____________
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`
`
`Case IPR2016-00765
`Patent 5,915,210
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`____________
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`
`
`PATENT OWNER MOBILE TELECOMMUNICATIONS
`TECHNOLOGIES, LLC’S RESPONSE IN OPPOSITION TO
`PETITIONER’S MOTION FOR JOINDER
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`
`
`Mail Stop "PATENT BOARD"
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
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`
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`
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`TABLE OF CONTENTS
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`Page
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`INTRODUCTION ........................................................................................... 1
`I.
`STATEMENT OF MATERIAL FACTS ........................................................ 2
`II.
`III. ARGUMENT ................................................................................................... 3
`A.
`Patent Owner Punished For Focusing On Settlement ........................... 3
`B. ARRIS And Aruba Have Not Agreed To Consolidate Filings ............. 6
`C. Motion Filed Only To Prevent Termination Of Samsung IPR ............. 6
`D.
`Patent Owner Prejudiced by ARRIS’s Delay........................................ 8
`E.
`Bad Policy - Legal Extortion ............................................................... 10
`F.
`Joinder Should Be Denied Because It Creates An Impossible
`Scheduling Conflict ............................................................................. 11
`IV. CONCLUSION .............................................................................................. 13
`
`
`
`i
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`I.
`
`INTRODUCTION
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`Patent Owner, Mobile Telecommunications Technologies, LLC, (“Patent
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`Owner”) files this Response in Opposition to Petitioner ARRIS Group, Inc.’s
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`(“ARRIS”) motion (the “ARRIS Motion”) to join this IPR proceeding, No.
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`IPR2016-00765 (the “ARRIS IPR”) with the pending inter partes review in
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`IPR2014-01724 (the “Samsung IPR”), filed by Samsung Electronics Co., Ltd.
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`(“Samsung”), involving U.S. Patent No. 5, 915,210 (“the ’210 Patent”). In short,
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`granting joinder in this case would unduly burden the Patent Owner, because in the
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`time period between institution of the Samsung IPR and the due date of the Patent
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`Owner’s Response, the Patent Owner and Samsung have in good faith sought and
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`achieved settlement. As a result, if the ARRIS motion is granted the Patent Owner
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`will be prejudiced in that it will have much less time to depose ARRIS’s expert and
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`prepare its own expert declaration and response. In addition, Aruba Networks,
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`Inc., Hewlett Packard Enterprise Company, and HP Inc. (“Aruba”) has also filed a
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`motion (the “Aruba Motion”) to join IPR proceeding, No. IPR2016-00769 (the
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`“Aruba IPR”) with the Samsung IPR. As a result, if the Aruba motion is also
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`granted the Patent Owner will further be prejudiced in that it will have to
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`coordinate with two parties in a shortened time period.
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`1
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`
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`II.
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`STATEMENT OF MATERIAL FACTS
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`1. On February 16, 2016, the Samsung IPR was instituted. See Paper 9 of the
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`Samsung IPR.
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`2. In the Samsung IPR, Patent Owner’s Response was scheduled for May 18,
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`2016. See Paper 12 of the Samsung IPR.
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`3. The co-pending district court case trial between the Patent Owner and
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`Samsung involving the ’210 Patent was scheduled to begin before May 18, 2016.
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`4. On March 16, 2016, ARRIS filed the petition of the ARRIS IPR and the
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`ARRIS Motion.
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`5. On April 11, 2016, the Patent Owner and Samsung settled their dispute
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`regarding the ’210 Patent.
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`6. On April 12, 2016, the Patent Owner and Samsung requested permission
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`to file a joint motion to terminate the Samsung IPR.
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`7. On April 13, 2016, the Patent Owner and Samsung filed a joint stipulation
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`of due dates moving the due date of Patent Owner’s response to June 18, 2016 and
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`Petitioner’s reply to September 10, 2016.
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`8. On April 13, 2016, Patent Owner and Samsung received permission to file
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`a joint motion to terminate the Samsung IPR.
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`9. On April 14, 2016, Patent Owner and Samsung filed a joint motion to
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`terminate the Samsung IPR.
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`
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`2
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`
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`III. ARGUMENT
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`Patent Owner opposes the ARRIS motion as follows.
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`A.
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`Patent Owner Punished For Focusing On Settlement
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`As described above, if the ARRIS Motion is granted the Patent Owner will
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`be prejudiced in that it will have much less time to depose ARRIS’s expert and
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`prepare its own expert declaration and response. In other words, if the ARRIS
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`Motion is granted, the Patent Owner will be punished for focusing on seeking and
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`achieving settlement with Samsung in the Samsung IPR.
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`On February 16, 2016, the Samsung IPR was instituted. See Paper 9 of the
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`Samsung IPR. In general, an IPR proceeding regarding a patent is instituted to
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`affect: (1) the public’s interest in this patent; (2) the resolution of disputes
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`involving the patent in other jurisdictions; or (3) the construction of claim terms of
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`the patent.
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`In the Samsung IPR, Patent Owner’s Response was scheduled for May 18,
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`2016. See Paper 12 of the Samsung IPR. Because the co-pending district court
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`case trial between the Patent Owner and Samsung involving the ’210 Patent was
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`scheduled to begin before May 18, 2016, the district court case was going to
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`resolve the three factors mentioned above long before the Samsung IPR. As a
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`result, the Patent Owner and Samsung focused on settling the Samsung IPR.
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`3
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`Indeed, on April 12, 2016, the Patent Owner and Samsung requested
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`permission to file a joint motion to terminate the Samsung IPR. On April 13,
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`2016, Patent Owner and Samsung received permission to file a joint motion to
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`terminate the Samsung IPR. Finally, on April 14, 2016, Patent Owner and
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`Samsung filed a joint motion to terminate the Samsung IPR.
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`By focusing on settlement, Patent Owner and Samsung did not schedule the
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`deposition of Samsung’s expert, and Patent Owner did not prepare its own expert
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`declaration and response. Patent Owner and Samsung, however, did, on April 13,
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`2016, file a joint stipulation of due dates moving the due date of Patent Owner’s
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`response to June 18, 2016 and Petitioner’s reply to September 10, 2016. This
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`movement of due dates was to allow time for the settlement to be finalized and the
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`termination motion to be granted.
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`If the ARRIS Motion is granted, the Patent Owner will therefore have lost
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`significant time for deposing ARRIS’s expert and preparing its own expert
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`declaration and response. Further, if the ARRIS Motion is granted, the Aruba
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`Motion is likely to be granted also. As a result, Patent Owner will further be
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`burdened with coordinating with two separate parties on discovery within a
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`shortened time frame.
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`In IPR2015-00568, joinder to an earlier filed IPR was granted even after the
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`parties to the earlier filed IPR had filed Joint Motions to Terminate. The instant
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`4
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`case, however, is distinguishable from that case in that two motions for joinder are
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`filed in the instant case versus one motion in that case. In IPR2015-00568, it was
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`found that coordination among Petitioner parties was unlikely to disrupt the set
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`schedule, because only one Petitioner party remained. See IPR2015-00568, Paper
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`12 at page 5. In the instant case, if joinder is granted in both the ARRIS Motion
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`and the Aruba Motion, two new Petitioner parties will remain. In addition, in
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`IPR2015-00568, the Motion to Terminate the preceding IPR was not filed until
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`almost one month after the Patent Owner’s Opposition to the Motion for Joinder
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`was filed. In the instant case, the Motion to Terminate in the Samsung IPR has
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`already been filed.
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`It is true that the Patent Owner has been aware of the ARRIS Motion and the
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`Aruba Motion since March 16, 20016, and did not file this Opposition until the
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`deadline one month later. The Patent Owner’s delay, however, was entirely
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`necessary to affect settlement with Samsung. The Patent Owner could not disclose
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`settlement in an opposition until settlement was agreed to.
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`In summary, the ARRIS Motion should be denied, because the Patent Owner
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`will be unduly burdened with a shorter time period for discovery and response
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`preparation with joinder.
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`5
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`B. ARRIS And Aruba Have Not Agreed To Consolidate Filings
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`In the ARRIS Motion, ARRIS has agreed to participate as an “understudy”
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`to Samsung in the Samsung IPR. ARRIS Motion, Paper 5 at page 9. Similarly, in
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`the Aruba Motion, Aruba has agreed to designate a single attorney to work on
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`behalf of Aruba and Samsung in the Samsung IPR. Aruba Motion, Paper 3 at page
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`8. However, Samsung has withdrawn from the IPR, and neither the ARRIS
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`Motion nor the Aruba Motion describe or contemplate working with anyone other
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`than Samsung.
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`In IPR2015-00550, the failure to obtain agreement to consolidate filings
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`among Petitioner parties was one reason for denying joinder. See IPR2015-00550,
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`Paper 11 at page 6.
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`In summary, the ARRIS Motion should be denied, because ARRIS has not
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`received agreement from all potential Petitioner parties of the Samsung IPR to
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`consolidate filings.
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`C. Motion Filed Only To Prevent Termination Of Samsung IPR
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`The ARRIS Motion and the Aruba Motion were filed simply to prevent the
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`Samsung IPR from terminating. Preventing the Samsung IPR from terminating
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`places ARRIS and Aruba in a better bargaining position in their disputes with the
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`Patent Owner. Placing ARRIS and Aruba in a better bargaining position
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`prejudices the Patent Owner.
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`6
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`In the ARRIS Motion, ARRIS describes that “Mobile Telecommunications
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`Technologies will have to consider the presence of an additional party to the IPR in
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`weighing settlement of the IPR proceeding.” ARRIS Motion, Paper 5 at page 11.
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`Further ARRIS “requests an opportunity to join with the Samsung IPR as an
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`‘understudy’ to Samsung, only assuming an active role in the event Samsung
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`settles with Mobile Telecommunications Technologies.” Id. at page 9. In both
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`passages, ARRIS reveals its objective of preventing the Samsung IPR from
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`terminating in order to place itself in a better bargaining position.
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`Similarly, in the Aruba Motion, Aruba declares that “Petitioners are filing
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`this petition and joinder motion to ensure that the instituted trial is completed in the
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`event that the petitioner in the Samsung IPR reaches a settlement with the Patent
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`Owner.” Aruba Motion, Paper 3 at page 1. Aruba cannot be clearer. Its main
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`objective is to prevent the Samsung IPR from terminating.
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`As described above, as a matter of public policy, an IPR proceeding
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`regarding a patent is instituted to affect: (1) the public’s interest in this patent; (2)
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`the resolution of disputes involving the patent in other jurisdictions; or (3) the
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`construction of claim terms of the patent. ARRIS and Aruba have almost openly
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`described that they seek joinder mainly to improve their bargaining position with
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`the Patent Owner. Although an objective of an IPR is to help resolve a dispute
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`7
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`about a particular patent, it is not to prejudice one side in that dispute in order to
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`bring about resolution.
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`In summary, the ARRIS Motion should be denied, because ARRIS’s
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`purpose for joinder is simply to prevent the Samsung IPR from terminating thereby
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`placing itself in a better bargaining position and prejudicing the Patent Owner.
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`D.
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`Patent Owner Prejudiced by ARRIS’s Delay
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`The Patent Owner is prejudiced by ARRIS’s delay in filing the ARRIS
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`Motion. ARRIS admits in the ARRIS Motion that it was aware of the complaints
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`filed January 4, 2016 against Multiple System Operators (MSOs) using its
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`equipment. ARRIS Motion, Paper 5 at page 2. ARRIS also admits that
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`“Petitioner’s arguments regarding the asserted references are identical to the
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`arguments Samsung raised in the Samsung IPR.” Id. at page 8. However, ARRIS
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`waited until the last possible day, March 16, 2016 and exactly one month after the
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`Samsung IPR was instituted, to file the ARRIS Motion. ARRIS provides no
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`explanation for its delay.
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`In IPR2015-00271, joinder was denied when the “Petitioner utilized all of its
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`available time under the statute and filed its request for joinder on the last possible
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`day (i.e., one month after the institution date of the inter partes review for which
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`joinder is requested).” See IPR2015-00271, Paper 15 at page 8. The Board found
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`that the Petitioner did not provide a compelling reason why the “Petitioner did not
`8
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`seek to immediately pursue similar grounds of unpatentability after the ’635 IPR
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`was instituted.” Id.
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`As just mentioned, ARRIS provides no explanation for its delay in filing the
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`ARRIS motion. Clearly such a delay prejudices the Patent Owner by impacting
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`the schedule and introducing uncertainty at the last possible moment. Also,
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`ARRIS cannot claim that the delay was due to the time needed to draft the Petition.
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`ARRIS admits that its “arguments regarding the asserted references are identical to
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`the arguments Samsung raised in the Samsung IPR.” ARRIS Motion, Paper 5 at
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`page 8. In other words, ARRIS simply copied the petition of the Samsung IPR and
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`cites to the same expert declaration. Copying a petition does not require one
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`month.
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`In addition, on April 15, 2016, just three days before the due date of this
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`opposition, counsel for ARRIS and Aruba requested a conference call with the
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`Board to seek authorization to file a motion for expedited action regarding the
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`ARRIS Motion and the Aruba Motion. This is almost an entire month after filing
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`the ARRIS Motion and the Aruba Motion. Both ARRIS and Aruba took the
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`maximum time for themselves, and the minimal possible time for Patent Owner to
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`react, and now seek to even further limit Patent Owner’s time to respond. Again,
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`they provide no explanation for their delay in making this request.
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`9
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`In summary, the ARRIS Motion should be denied, because ARRIS delayed
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`filing the ARRIS Motion until the last possible moment and provided no
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`explanation for the delay. Further ARRIS has continued this pattern of waiting
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`until the last possible moment and then asking for expedited action on the ARRIS
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`Motion.
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`E.
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`Bad Policy - Legal Extortion
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`ARRIS simply copied a Petition and filed it to prevent an IPR from
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`terminating to improve settlement for itself. Granting joinder under such
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`circumstances sets a bad precedent and is bad policy.
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`As described above, ARRIS admits that its “arguments regarding the
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`asserted references are identical to the arguments Samsung raised in the Samsung
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`IPR.” ARRIS Motion, Paper 5 at page 8. In other words, ARRIS simply copied
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`the petition of the Samsung IPR.
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`Also, as described above, ARRIS provides that “Mobile
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`Telecommunications Technologies will have to consider the presence of an
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`additional party to the IPR in weighing settlement of the IPR proceeding.” ARRIS
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`Motion, Paper 5 at page 11. Further ARRIS “requests an opportunity to join with
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`the Samsung IPR as an ‘understudy’ to Samsung, only assuming an active role in
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`the event Samsung settles with Mobile Telecommunications Technologies.” Id. at
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`
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`10
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`
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`page 9. In both passages, ARRIS reveals its objective of preventing the Samsung
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`IPR from terminating in order to place itself in a better bargaining position.
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`Granting joinder in this case sets a bad precedent and is bad policy, because
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`it alerts any party to the fact that it can extort money from a Patent Owner by
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`simply looking for IPRs likely to settle. All that party needs to do is file the copied
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`petition and a motion for joinder. Very little work is involved. It is a form of legal
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`extortion and it may actually be a profitable business for an “IPR troll.” Granting
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`joinder in this case would simply validate such a business.
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`In summary, the ARRIS Motion should be denied, because it validates the
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`bad policy of allowing a party to extort money from a Patent Owner by simply
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`copying a petition and filing a motion for joinder.
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`F.
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`Joinder Should Be Denied Because It Creates An Impossible
`Scheduling Conflict
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`Joinder would make it impossible for the Board to complete the Samsung
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`IPR within the statutory limit. This Opposition has been filed on April 16, 2016.
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`ARRIS’s reply to this Opposition is due May 16, 2016, assuming the Board spends
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`at least some time on deciding institution, the Board will be able to decide joinder
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`just before Patent Owner’s response is due on June 18, 2016. The Board will
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`likely have already acted upon the Motion to Terminate in the Samsung IPR by
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`
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`11
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`then. Therefore, realistically, joinder is either extremely prejudicial to the Patent
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`Owner or infeasible under the instituted schedule.
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`Notably, ARRIS does not even suggest a modified schedule to show how
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`joinder could be accomplished. Sony, IPR2013-00386, Paper 16 at 9 (denying
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`joinder because petitioner failed to “explain in detail what procedures should be
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`followed or how such procedures would minimize the impact on the current
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`schedule”); Samsung, IPR2014-01142, Paper 11 at 5 (denying joinder because the
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`petitioner did not suggest any specific changes to the schedule in the instituted
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`petition other than suggesting that it would have seven additional pages for papers
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`filed).
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`It is almost impossible to imagine how the Board might modify the schedule,
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`since the Samsung IPR is likely to be terminated before the joinder decision is
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`made. However, if the Samsung IPR is not terminated and joinder is granted, the
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`Patent Owner suggests resetting the dates of the Samsung IPR so that the Patent
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`Owner is allowed a full three months for discovery and for preparation of its
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`response. In order to maintain the schedule of the Samsung IPR, the Patent Owner
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`suggests removing the additional time needed from ARRIS’s time for their reply.
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`For example, if joinder is granted by April 30, Patent Owner requests that Due
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`Date 1 be reset to July 30 and that Dates 2 and 3 remain as September 10, 2016.
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`12
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`This is only fair since, as described above, ARRIS has caused a delay of at
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`least 2 months by waiting to file the ARRIS Motion and by waiting almost an
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`entire month to request that the ARRIS Motion be expedited. Further, when T-
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`Mobile was joined to IPR2014-01036, which was also directed to the ’210 Patent,
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`the Board gave the Patent Owner an additional month for its response and deducted
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`one month from the Petitioner’s reply. See Papers 10 and 11 of IPR2014-01036.
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`In summary, the ARRIS Motion should be denied, because it creates an
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`impossible scheduling conflict.
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`IV. CONCLUSION
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`In light of the facts of the instant case and the analysis presented here,
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`joinder is not appropriate. Patent Owner therefore respectfully requests that the
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`ARRIS Motion be denied.
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`Date: April 18, 2016
`
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`Customer No. 67050
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`
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`Respectfully submitted,
`
`/John R. Kasha/___________________
`John R. Kasha, Lead Counsel
`Registration No. 53,100
`Attorney for Patent Owner
`Kasha Law LLC
`14532 Dufief Mill Rd.
`North Potomac, MD 20878
`(703) 867-1886, telephone
`(301) 340-3022, facsimile
`Email: john.kasha@kashalaw.com
`
`13
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`
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`CERTIFICATE OF SERVICE
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`In accordance with 37 C.F.R. § 1.550(f), a copy of Patent Owner’s Response
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`in Opposition
`
`to Petitioner’s Motion
`
`for
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`Joinder
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`filed by Mobile
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`Telecommunications Technologies, LLC on April 18, 2016 was duly served via
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`electronic mail upon charles.griggers@thomashorstemeyer.com (Charles Griggers)
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`and dan.gresham@thomashorstemeyer.com (Dan Gresham) - counsel of record for
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`ARRIS Group, Inc. (“Petitioner”).
`
`
`
`
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`Respectfully submitted,
`/John R. Kasha/
`Registration No. 53,100
`Attorney for Patent Owner
`Kasha Law LLC
`14532 Dufief Mill Rd.
`North Potomac, MD 20878
`(703) 867-1886, telephone
`(301) 340-3022, facsimile
`Email: john.kasha@kashalaw.com
`
`14