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`Paper No. 46
`Filed October 13, 2017
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`APPLE, INC., HTC CORPORATION, HTC AMERICA, INC.,
`MICROSOFT CORPORATION, MICROSOFT MOBILE OY,
`MICROSOFT MOBILE INC., SAMSUNG ELECTRONICS CO., LTD.,
`SAMSUNG ELECTRONICS AMERICA, INC., and ZTE (USA) INC.,
`Petitioners,
`
`v.
`
`EVOLVED WIRELESS LLC,
`Patent Owner.
`
`
`Case IPR2016-007581
`Patent 8,218,481 B2
`
`
`
`
`Before CHRISTOPHER L. CRUMBLEY, PETER P. CHEN, and
`TERRENCE W. MCMILLIN, Administrative Patent Judges.
`
`
`
`
`
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`
`1 IPR2016-001342 and IPR2016-01349 have been consolidated with this proceeding.
`IPR2017-00068 and IPR2017-00106 have been joined with IPR2016-00758.
`IPR2016-00981 has been joined with IPR2016-01349.
`
`
`
`Case IPR2016-00758
`Patent 8,218,481 B2
`
`Exhibit No.2
`2016-
`2016-
`2016-
`01349
`00758
`01342
`1001 1001 1001 481 Patent
`1002
`
`
`Panasonic 792
`
`Short Name
`
`Description
`
`1003 1003
`
`
`
`Panasonic 114
`
`1004 1004 1020 Chu
`
`U.S. Patent No. 8,218,481
`“Random access burst evaluation in E-
`UTRA uplink,” 3GPP Tdoc R1-060792,
`Panasonic, TSG-RAN WG1 Meeting
`#44bis, Athens, Greece, March 27-31,
`2006
`“Random access design for E-UTRA
`uplink,” 3GPP Tdoc R1-061114,
`Panasonic, TSG-RAN WG1 Meeting #45,
`Shanghai, China, May 8-12, 2006
`“Polyphase Codes With Good Periodic
`Correlation Properties,” D.C. Chu, IEEE
`Transactions on Information Theory, pp.
`531-32, July 1972
`481 File History File History of U.S. Patent Application
`No. 12/303,947, which issued as the 481
`Patent
`“RACH design for E-UTRA,” 3GPP Tdoc
`R1-060797, Huawei, TSG-RAN WG1
`Meeting #44bis, Athens, Greece, March
`27-31, 2006
`U.S. Patent No. US 7,702,028
`Samsung 028
`Motorola/TI 893 “Proposal for RACH Preambles,” 3GPP
`Tdoc TSGR1#6(99)893, Motorola and
`Texas Instruments, TSG-RAN WG1
`Meeting #6, Espoo, Finland, July 13-16,
`1999
`“RACH Preamble Design,” 3GPP Tdoc
`R1-051058, Texas Instruments, TSG-RAN
`WG1 Meeting #42bis, San Diego, USA,
`October 10-14, 2005
`
`1005 1005
`
`1006 1006
`
`1007 1007
`1008 1008
`
`
`
`
`
`
`
`
`1009 1009
`
`
`
`Huawei 797
`
`TI 058
`
`
`2 Pursuant to Paper 24 in IPR2016-00758, Petitioners refiled in the consolidated
`IPR2016-00758 proceeding the exhibits filed in IPR2016-01342 and IPR2016-01349
`but not filed in IPR2016-00758. This exhibit list identifies corresponding exhibits
`numbers from the -1342 and -1349 proceedings where applicable.
`
`1
`
`
`
`Case IPR2016-00758
`Patent 8,218,481 B2
`
`Exhibit No.2
`2016-
`2016-
`00758
`01342
`1010 1010
`
`Short Name
`
`Description
`
`Motorola 884
`
`2016-
`01349
`
`
`1011 1011
`
`
`
`1012 1012
`
`
`
`1013 1013
`
`
`
`
`1014
`
`1015
`
`1016
`1017 1017
`1018 1018
`1019
`
`1020
`
`
`1021
`
`
`
`1022 1022
`1023 1023
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`“Random Access Sequence Design,”
`3GPP Tdoc R1-060884, Motorola, TSG-
`RAN WG1 Meeting #44-bis, Athens,
`Greece, March 24-26, 2006
`“On the performances of LTE RACH,”
`3GPP Tdoc R1-060908, Nortel Networks,
`TSG-RAN WG1 Meeting #44-bis, Athens,
`Greece, March 27-31, 2006
`“A new preamble shape for the Random
`Access preamble in E-UTRA,” 3GPP Tdoc
`R1-060867, Texas Instruments, TSG-RAN
`WG1 Meeting #44-bis, Athens, Greece,
`March 27-31, 2006
`“Investigations on Random Access
`Channel Structure for E-UTRA Uplink,”
`3GPP Tdoc R1-060992, NTT DoCoMo
`and NEC, TSG-RAN WG1 Meeting
`#44bis, Athens, Greece, March 27-31,
`2006
`Declaration of Paul S. Min, Ph.D
`Min -758
`Declaration of Zuo Zhisong
`Zhisong -758
`Affidavit of Christopher Butler
`Butler -758
`Printout of 3GPP FAQs
`3GPP FAQs
`Delegates Corner Printout of Delegates Corner
`44bis Docs
`Printout of 44bis Docs FTP
`
`3/21/06 Hiramatsu Printout of archived version of e-mail from
`Katsuhiko Hiramatsu to RAN1’s e-mail
`exploder list on March 21, 2006
`Printout of list of Tdocs submitted at
`RAN1 Meeting 44bis
`Printout of 45 Docs FTP
`Printout of archived version of e-mail from
`Katsuhiko Hiramatsu to RAN1’s e-mail
`exploder list on May 2, 2006
`
`Nortel 908
`
`TI 867
`
`NTT/NEC 992
`
`Tdoclist 44bis
`
`45 Docs
`5/2/06 Hiramatsu
`
`2
`
`
`
`Case IPR2016-00758
`Patent 8,218,481 B2
`
`Exhibit No.2
`2016-
`2016-
`00758
`01342
`1024 1024
`
`Short Name
`
`Description
`
`Tdoclist 45
`
`2016-
`01349
`
`
`1025 1025
`
`1026 1026
`1027 1027
`1028 1028
`1029 1029
`
`1030 1030
`
`1031
`
`
`
`1032 1032
`1033 1033
`
`1034 1034
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`1035 1002
`
`
`
`1036 1014
`1037 1015
`1038 1016
`1039 1019
`1040 1020
`
`1041 1021
`
`
`
`
`
`
`
`
`
`Printout of list of Tdocs submitted at
`RAN1 Meeting 45
`Printout of IEEE Xplore Abstract
`(Citations) - Polyphase codes with good
`periodic correlation properties (Corresp.)
`U.S. Patent No. 7,746,916
`LG 916
`U.S. Patent No. 5,553,153
`153 Patent
`284 Publication U.S. Patent App. Pub. 2004/0047284
`3GPP FAQs
`Printout of archived version of 3GPP
`Archive
`Frequency Asked Questions
`4/30/06 List
`Printout of archived version of LISTSERV
`Archives
`Archives at LIST.ETSI.ORG
`44bis Participant
`Printout of 3GPP Meeting Registration
`List
`45 Participant List Printout of 3GPP Meeting Registration
`Excerpts from Dahlman, Erik. 3G
`Dahlman
`Evolution: HSPA and LTE for Mobile
`Broadband. Amsterdam: Academic, 2008
`“On Uplink Pilot in EUTRA SC-FDMA,”
`3GPP Tdoc R1-051062, Texas
`Instruments, TSG-RAN WG1 Ad Hoc on
`LTE, San Diego, USA, October 10-14,
`2005
`“RACH preamble evaluation in E-UTRA
`uplink,” 3GPP Tdoc R1-060700,
`Panasonic, TSG-RAN WG1 Meeting #44,
`Denver, USA, February 13-17, 2006
`Declaration of Paul S. Min, Ph.D
`Declaration of Zuo Zhisong
`Affidavit of Christopher Butler
`Printout of 44 Docs FTP
`U.S. Patent App. Pub. US 2007/0058595
`A1
`Printout of list of Tdocs submitted at
`RAN1 Meeting 44
`
`Chu Citations
`
`TI 062
`
`Panasonic 700
`
`Min -1342
`Zhisong -1342
`Butler -1342
`44 Docs
`Motorola 595
`
`Tdoclist 44
`
`3
`
`
`
`Short Name
`
`Description
`
`Case IPR2016-00758
`Patent 8,218,481 B2
`
`Exhibit No.2
`2016-
`2016-
`00758
`01342
`1042 1031
`1043 1035
`1044 1036
`1045 1037
`
`2016-
`01349
`
`
`
`
`
`1046 1038
`
`
`
`Motorola 025
`
`44 Participant List Printout of 3GPP Meeting Registration
`21.905
`3GPP TR 21.905 v7.0.0
`25.814
`3GPP TR 25.814 v1.0.2
`Ericsson 445
`“E-UTRA Random Access,” 3GPP Tdoc
`R1-051445, Ericsson, TSG-RAN WG1
`#43, Seoul, Korea, November 7-11, 2005
`“RACH Design for EUTRA,” 3GPP Tdoc
`R1-060025, Motorola, TSG-RAN WG1
`#43, Helsinki, Finland, January 23-25,
`2006
`25.211 v6.7.0
`
`1047 1039
`3GPP TS 25.211 v6.7.0
`1048 1040 1028 Joint Claim
`Joint Claim Construction Chart, filed as
`
`Construction Chart Document 57-1 in Case 1:15-cv-00546-
`SLR-SRF (D. Del.)
`U.S. Provisional App. 60/666,494
`
`1049 1041
`
`1050 1042
`1051
`
`
`1052
`1053
`1054
`
`1055
`
`1056
`
`
`
`
`
`
`
`
`
`
`
`Motorola 595
`Provisional
`Declaration of Youngbum Kim
`Kim -1342
`
`Excerpts from the Prosecution History of
`1002 481 File History
`the 481 Patent
`Excerpts
`Declaration of Jonathan Wells
`1003 Wells -1349
`Curriculum Vitae of Jonathan Wells
`1004 Wells CV
`1005 IEEE 802.16-2004 “IEEE Standard for Local and
`Metropolitan Area Networks Part 16: Air
`Interface for Fixed Broadband Wireless
`Access Systems”
`Declaration of Mr. David Ringle for
`IEEE802.16-2004
`Provisional Application No. 60/759,697 of
`U.S. Patent No. 8,000,305 to Tan et al.
`
`1006 Ringle -1349
`(2004)
`1007 Tan Prov.
`
`4
`
`
`
`Case IPR2016-00758
`Patent 8,218,481 B2
`
`Exhibit No.2
`2016-
`2016-
`00758
`01342
`1057
`
`
`Short Name
`
`2016-
`01349
`1008 IEEE 802.16e-
`2005
`
`1058
`
`1059
`1060
`1061
`1062
`1063
`1064
`1065
`1066
`
`1067
`1068
`1069
`
`1070
`1071
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`1009 Ringle -1349
`(2005)
`1010 Chou
`1011 Shaheen
`1012 Faerber
`1013 Zhuang
`1014 Koo
`1015 Uchida
`1016 Bailey
`1017 Abramson
`
`1018 25.213
`1019 25.211 v6.6.0
`1021 Popovic
`
`1022 25.201
`1023 36.211
`
`Description
`
`IEEE 802.16e-2005 Standard, entitled
`“802.16e-2005 and IEEE Std 802.16-
`2004/Cor1-2005 - IEEE Standard for
`Local and Metropolitan Area Networks
`Part 16: Air Interface for Fixed and
`Mobile Broadband Wireless Access
`Systems Amendment 2: Physical and
`Medium Access Control Layers for
`Combined Fixed and Mobile Operation in
`Licensed Bands and Corrigendum 1”
`Declaration of Mr. David Ringle for
`IEEE802.16e-2005
`U.S. Patent No. 8,977,258
`U.S. Patent No. 7,417,970
`U.S. Patent No. 6,944,453
`U.S. Patent No. 7,599,327
`U.S. Patent App. Pub. 2006/0274843
`U.S. Patent No. 6,374,080
`PCT Pub. WO2001041471
`N. Abramson, "THE ALOHA SYSTEM—
`Another alternative for computer
`communications," Proceedings of the Fall
`Joint Computer Conference, pp. 281-5,
`Nov. 1970
`3GPP TS 25.213 v6.4.0
`3GPP TS 25.211 v6.6.0
`B.M. Popovic, “Generalized chirp-like
`polyphase sequences with optimum
`correlation properties,” IEEE Trans.
`Information Theory, vol. 38, pp. 1406–
`1409, Jul. 1992
`3GPP TS 25.201 v3.0.0
`3GPP TS 36.211 V8.0.0
`
`5
`
`
`
`Case IPR2016-00758
`Patent 8,218,481 B2
`
`Exhibit No.2
`2016-
`2016-
`00758
`01342
`1072
`
`
`Short Name
`
`Description
`
`1073
`
`
`
`
`1074
`
`1075
`1076 1043
`
`1077
`1078
`1079
`
`
`
`
`
`1025 Plaintiff’s Claim
`Constructions
`
`1026 Tan
`1027 Min -1349
`
`Stiernberg
`
`
`
`
`
`2016-
`01349
`1024 Defendants’ Claim “Defendants’ Preliminary Identification of
`
`Constructions
`Terms Needing Construction and Proposed
`Constructions,” from Case Nos. 15-542-
`SLR-SRF, 15-543-SLR-SRF, 15-544-
`SLR-SRF, 15-545-SLR-SRF, 15-546-
`SLR-SRF , 15-547-SLR-SRF filed in N.D.
`Del.
`“Evolved Wireless’s Identification of
`Claim Terms and Proposed Constructions”
`from Case Nos. 15-542-SLR-SRF, 15-543-
`SLR-SRF, 15-544-SLR-SRF, 15-545-
`SLR-SRF, 15-546-SLR-SRF , 15-547-
`SLR-SRF filed in N.D. Del.
`U.S. Patent No. 8,000,305
`Declaration of Dr. Paul S. Min
`Declaration of Charles M. Stiernberg in
`Support of Expedited Motion for Pro Hac
`Vice Admission
`The ’916 Patent U.S. Patent No. 7,74,6916 to Han et al.
`Min
`Deposition of Paul S. Min, Ph.D.
`Demonstratives
`Petitioners’ Demonstratives for Oral
`Hearing
`
`
`October 13, 2017
`
`
`
`Respectfully submitted,
`/Charles M. McMahon/
`Charles M. McMahon (Reg. 44,926)
`
`Attorney for Petitioners
`
`6
`
`
`
`Case IPR2016-00758
`Patent 8,218,481 B2
`
`
`CERTIFICATE OF SERVICE
`
`I certify that I sent a copy of the foregoing PETITIONERS’ UPDATED EXHIBIT
`
`LIST on October 13, 2017 by electronic mail to the attorneys of record for the
`
`Patent Owner at the following e-mail addresses:
`
`cmorton@robinskaplan.com
`
`rschultz@robinskaplan.com
`
`Evolved_RK_Team@robinskaplan.com
`
`/Hersh H. Mehta/
`Hersh H. Mehta
`
`
`
`
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