`
`Technical Specification
`
`3rd Generation Partnership Project;
`Technical Specification Group Radio Access Network;
`Evolved Universal Terrestrial Radio Access (E-UTRA);
`Physical layer procedures
`(Release 8)
`
`The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP.
`
`
`The present document has not been subject to any approval process by the 3GPP Organisational Partners and shall not be implemented.
`
`This Specification is provided for future development work within 3GPP only. The Organisational Partners accept no liability for any use of this Specification.
`Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organisational Partners’ Publications Offices.
`
`ZTE/HTC
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`Release 8
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`2
`
`3GPP TS 36.213 V8.3.0 (2008-05)
`
`Keywords
`UMTS, radio, layer 1
`
`
`
`
`
`3GPP
`
`Postal address
`
`
`3GPP support office address
`650 Route des Lucioles – Sophia Antipolis
`Valbonne – France
`Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16
`
`Internet
`http://www.3gpp.org
`
`Copyright Notification
`
`No part may be reproduced except as authorized by written permission.
`The copyright and the foregoing restriction extend to reproduction in all media.
`
`© 2008, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TTA, TTC).
`All rights reserved.
`
`
`3GPP
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`ZTE/HTC
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`Release 8
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`3
`
`3GPP TS 36.213 V8.3.0 (2008-05)
`
`Contents
`
`Foreword ............................................................................................................................................................ 5
`1
`Scope ........................................................................................................................................................ 6
`2
`References ................................................................................................................................................ 6
`3
`Definitions, symbols, and abbreviations .................................................................................................. 6
`3.1
`Symbols ................................................................................................................................................................. 6
`3.2
`Abbreviations ........................................................................................................................................................ 7
`4
`Synchronisation procedures ..................................................................................................................... 7
`4.1
`Cell search ............................................................................................................................................................. 7
`4.2
`Timing synchronisation ........................................................................................................................................ 8
`4.2.1
`Radio link monitoring ..................................................................................................................................... 8
`4.2.3
`Inter-cell synchronisation ................................................................................................................................ 8
`4.2.4
`Transmission timing adjustments ................................................................................................................... 8
`5
`Power control ........................................................................................................................................... 8
`5.1
`Uplink power control ............................................................................................................................................ 8
`5.1.1
`Physical uplink shared channel ....................................................................................................................... 8
`5.1.1.1
`UE behaviour ............................................................................................................................................. 8
`5.1.1.2
`Power headroom ...................................................................................................................................... 10
`5.1.2
`Physical uplink control channel .................................................................................................................... 11
`5.1.2.1
`UE behaviour ........................................................................................................................................... 11
`5.1.3
`Sounding Reference Symbol ......................................................................................................................... 12
`5.1.3.1
`UE behaviour ........................................................................................................................................... 12
`5.2
`Downlink power allocation ................................................................................................................................. 12
`5.2.1
`eNodeB Relative Narrowband TX Power restrictions ................................................................................. 13
`6
`Random access procedure ...................................................................................................................... 13
`6.1
`Physical non-synchronized random access procedure ....................................................................................... 13
`6.1.1
`Timing ........................................................................................................................................................... 14
`6.1.1.1
`Synchronized ........................................................................................................................................... 14
`6.1.1.2
`Unsynchronized ....................................................................................................................................... 14
`7
`Physical downlink shared channel related procedures ........................................................................... 14
`7.1
`UE procedure for receiving the physical downlink shared channel .................................................................. 14
`7.1.1
`Single-antenna port ....................................................................................................................................... 15
`7.1.2
` Transmit diversity ........................................................................................................................................ 15
`7.1.3
` Open-loop spatial multiplexing ................................................................................................................... 15
`7.1.4
` Closed-loop spatial multiplexing ................................................................................................................. 15
`7.1.5
` Void .............................................................................................................................................................. 15
`7.1.6
` Resource allocation ...................................................................................................................................... 15
`7.1.6.1
`Resource allocation type 0 ...................................................................................................................... 16
`7.1.6.2
`Resource allocation type 1 ...................................................................................................................... 16
`7.1.6.3
`Resource allocation type 2 ...................................................................................................................... 16
`7.1.7
` Modulation order and transport block size determination .......................................................................... 17
`7.1.7.1
`Modulation order determination.............................................................................................................. 17
`7.1.7.2
`Transport block size determination ......................................................................................................... 18
`7.1.7.2.1
`Transport blocks not mapped to two-layer spatial multiplexing ............................................................ 18
`7.1.7.2.2
`Transport blocks mapped to two-layer spatial multiplexing .................................................................. 23
`7.2
`UE procedure for reporting channel quality indication (CQI), precoding matrix indicator (PMI) and rank
`indication (RI) ..................................................................................................................................................... 24
`7.2.1
`Aperiodic CQI/PMI/RI Reporting using PUSCH ........................................................................................ 25
`Periodic CQI/PMI/RI Reporting using PUCCH ........................................................................................... 29
`7.2.2
`7.2.3
`Channel quality indicator (CQI) definition ................................................................................................... 33
`7.2.4
`Precoding Matrix Indicator (PMI) definition ............................................................................................... 34
`7.3
`UE procedure for reporting ACK/NACK ........................................................................................................... 34
`
`3GPP
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`ZTE/HTC
`Exhibit 1045-0003
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`
`Release 8
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`4
`
`3GPP TS 36.213 V8.3.0 (2008-05)
`
`Physical uplink shared channel related procedures ................................................................................ 34
`8
`Resource Allocation for PDCCH DCI Format 0 ................................................................................................ 35
`8.1
`UE sounding procedure ....................................................................................................................................... 36
`8.2
`Sounding definition ....................................................................................................................................... 36
`8.2.1
`UE ACK/NACK procedure ................................................................................................................................ 36
`8.3
`UE PUSCH Hopping procedure ......................................................................................................................... 37
`8.4
`Type 1 PUSCH Hopping ............................................................................................................................... 38
`8.4.1
`Type 2 PUSCH Hopping ............................................................................................................................... 38
`8.4.2
`UE Reference Symbol procedure ....................................................................................................................... 38
`8.5
`Modulation order, redundancy version and transport block size determination ............................................... 38
`8.6
` Modulation order and redundancy version determination .......................................................................... 38
`8.6.1
` Transport block size determination ............................................................................................................. 39
`8.6.2
`UE Transmit Antenna Selection ......................................................................................................................... 40
`8.7
`Physical downlink control channel procedures ...................................................................................... 40
`9
`UE procedure for determining physical downlink control channel assignment ................................................ 40
`9.1
`9.1.1
`PDCCH Assignment Procedure .................................................................................................................... 40
`9.1.2
`PHICH Assignment Procedure ..................................................................................................................... 41
`10
`Physical uplink control channel procedures ........................................................................................... 42
`10.1
`UE procedure for determining physical uplink control channel assignment ..................................................... 42
`10.2
`Uplink ACK/NACK timing ................................................................................................................................ 43
`Change history ............................................................................................... 45
`Annex A (informative):
`
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`3GPP
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`ZTE/HTC
`Exhibit 1045-0004
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`Release 8
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`5
`
`3GPP TS 36.213 V8.3.0 (2008-05)
`
`Foreword
`This Technical Specification (TS) has been produced by the 3rd Generation Partnership Project (3GPP).
`
`The contents of the present document are subject to continuing work within the TSG and may change following formal
`TSG approval. Should the TSG modify the contents of this present document, it will be re-released by the TSG with an
`identifying change of release date and an increase in version number as follows:
`
`Version x.y.z
`
`where:
`
`x
`
`the first digit:
`
`1 presented to TSG for information;
`
`2 presented to TSG for approval;
`
`3 or greater indicates TSG approved document under change control.
`
`y
`
`the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
`updates, etc.
`
`z
`
`the third digit is incremented when editorial only changes have been incorporated in the document.
`
`3GPP
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`ZTE/HTC
`Exhibit 1045-0005
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`Release 8
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`
`3GPP TS 36.213 V8.3.0 (2008-05)
`
`Scope
`1
`The present document specifies and establishes the characteristics of the physicals layer procedures in the FDD and
`TDD modes of E-UTRA.
`
`References
`2
`The following documents contain provisions which, through reference in this text, constitute provisions of the present
`document.
`
` References are either specific (identified by date of publication, edition number, version number, etc.) or
`non-specific.
`
` For a specific reference, subsequent revisions do not apply.
`
` For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document
`(including a GSM document), a non-specific reference implicitly refers to the latest version of that document in
`the same Release as the present document.
`
`[1]
`
`[2]
`
`[3]
`
`[4]
`
`[5]
`
`[6]
`
`[7]
`
`3GPP TR 21.905: “Vocabulary for 3GPP Specifications”
`
`3GPP TS 36.201: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Layer –
`General Description”
`
`3GPP TS 36.211: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical channels and
`modulation”
`
`3GPP TS 36.212: “Evolved Universal Terrestrial Radio Access (E-UTRA); Multiplexing and
`channel coding”
`
`3GPP TS 36.214: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer –
`Measurements”
`
`3GPP TS 36.101: “Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
`radio transmission and reception”
`
`3GPP TS 36.104: “Evolved Universal Terrestrial Radio Access (E-UTRA); Base Station (BS)
`radio transmission and reception”
`
`3
`
`Definitions, symbols, and abbreviations
`
`Symbols
`3.1
`For the purposes of the present document, the following symbols apply:
`
`DL
`RBN
`UL
`RBN
`UL
`N
`symb
`RB
`scN
`
`
`
`
`sT
`
`RB
`scN as defined in [3]
`Downlink bandwidth configuration, expressed in units of
`RB
`scN as defined in [3]
`Uplink bandwidth configuration, expressed in units of
`Number of SC-FDMA symbols in an uplink slot as defined in [3]
`
`Resource block size in the frequency domain, expressed as a number of subcarriers as defined in
`[3]
`Basic time unit as defined in [3]
`
`3GPP
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`ZTE/HTC
`Exhibit 1045-0006
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`Release 8
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`3GPP TS 36.213 V8.3.0 (2008-05)
`
`Abbreviations
`3.2
`For the purposes of the present document, the following abbreviations apply.
`
`ACK
`BCH
`CCE
`CQI
`CRC
`DAI
`DL
`DTX
`EPRE
`MCS
`NACK
`PBCH
`PCFICH
`PDCCH
`PDSCH
`PHICH
`PRACH
`PRB
`PUCCH
`PUSCH
`QoS
`RBG
`RE
`RPF
`RS
`SIR
`SINR
`SRS
`TA
`TTI
`UE
`UL
`UL-SCH
`VRB
`
`Acknowledgement
`Broadcast Channel
`Control Channel Element
`Channel Quality Indicator
`Cyclic Redundancy Check
`Downlink Assignment Index
`Downlink
`Discontinuous Transmission
`Energy Per Resource Element
`Modulation and Coding Scheme
`Negative Acknowledgement
`Physical Broadcast Channel
`Physical Control Format Indicator Channel
`Physical Downlink Control Channel
`Physical Downlink Shared Channel
`Physical Hybrid ARQ Indicator Channel
`Physical Random Access Channel
`Physical Resource Block
`Physical Uplink Control Channel
`Physical Uplink Shared Channel
`Quality of Service
`Resource Block Group
`Resource Element
`Repetition Factor
`Reference Signal
`Signal-to-Interference Ratio
`Signal to Interference plus Noise Ratio
`Sounding Reference Symbol
`Time alignment
`Transmission Time Interval
`User Equipment
`Uplink
`Uplink Shared Channel
`Virtual Resource Block
`
`4
`
`Synchronisation procedures
`
`Cell search
`4.1
`Cell search is the procedure by which a UE acquires time and frequency synchronization with a cell and detects the
`physical layer Cell ID of that cell. E-UTRA cell search supports a scalable overall transmission bandwidth
`corresponding to 6 resource blocks and upwards.
`
`The following signals are transmitted in the downlink to facilitate cell search: the primary and secondary
`synchronization signals.
`
`3GPP
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`ZTE/HTC
`Exhibit 1045-0007
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`
`
`Release 8
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`
`3GPP TS 36.213 V8.3.0 (2008-05)
`
`4.2
`
`Timing synchronisation
`
`Radio link monitoring
`4.2.1
`The downlink radio link quality of the serving cell shall be monitored by the UE for the purpose of indicating radio
`problem detection status to higher layers. The radio problem detection may be based on cell-specific reference signals.
`
`In non-DRX mode operations, the physical layer in the UE shall every radio frame check the quality, measured over the
`previous [200ms] period, against thresholds (Qout and Qin) defined implicitly by relevant tests in [6].
`
`The UE shall indicate radio problem detection to higher layers when the quality is worse than the threshold Qout and
`continue until the quality is better than the threshold Qin.
`
`The start and stop of the radio problem detection monitoring are triggered by higher layers.
`
`Inter-cell synchronisation
`4.2.3
`[For example, for cell sites with a multicast physical channel]
`
`Transmission timing adjustments
`4.2.4
`Upon reception of a timing advance command, the UE shall adjust its uplink transmission timing. The timing advance
`command is expressed in multiples of 16 sT and is relative to the current uplink timing.
`
`For a timing advance command received on subframe n, the corresponding adjustment of the timing shall apply from
`the beginning of subframe n+6.
`
` 5
`
`Power control
`
`Downlink power control determines the energy per resource element (EPRE). The term resource element energy
`denotes the energy prior to CP insertion. The term resource element energy also denotes the average energy taken over
`all constellation points for the modulation scheme applied. Uplink power control determines the average power over a
`DFT-SOFDM symbol in which the physical channel is transmitted.
`
`Uplink power control
`5.1
`Uplink power control controls the transmit power of the different uplink physical channels.
`
`A cell wide overload indicator (OI) is exchanged over X2 for inter-cell power control. An indication X also exchanged
`over X2 indicates PRBs that an eNodeB scheduler allocates to cell edge UEs and that will be most sensitive to inter-cell
`interference.
`
`[Note: Above lines regarding OI, X and X2 to be moved to an appropriate RAN3 spec when it becomes available]
`
`5.1.1
`
`Physical uplink shared channel
`
`5.1.1.1
`
`UE behaviour
`
`P
`The setting of the UE Transmit power PUSCH
`subframe i is defined by
`
` for the physical uplink shared channel (PUSCH) transmission in
`
`P
`PUSCH
`
`
`
`)(i
`
`
`
`min{
`
`P
`MAX
`
`10,
`
`log
`10
`
`(
`
`M
`
`PUSCH
`
`
`
`))(i
`
`
`
`P
`O_PUSCH
`
`
`
`)( j
`
`
`
`
`
`PL
`
`
`
`TF
`
`
`
`)(i
`
`
`
`f
`
`
`
`)}(i
`
` [dBm]
`
`where,
`
`3GPP
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`ZTE/HTC
`Exhibit 1045-0008
`
`
`
`
`Release 8
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`9
`
`3GPP TS 36.213 V8.3.0 (2008-05)
`
`is the maximum allowed power that depends on the UE power class
`
`is the size of the PUSCH resource assignment expressed in number of resource blocks valid for
`
`MAXP
`M
`PUSCH i
`)(
`subframe i.
`O_PUSCH jP
`
`is a parameter composed of the sum of a 8-bit cell specific nominal component
`)(
` signalled from higher layers for j=0 and 1 in the range of [-126,24] dBm with 1dB
`P
`
`)( j
` PUSCHO_NOMINAL_
`
`O_UE_PUSCH jP
` configured by RRC for j=0 and 1 in the range
`
`resolution and a 4-bit UE specific component
`)(
`of [-8, 7] dB with 1dB resolution. For PUSCH (re)transmissions corresponding to a configured scheduling
`grant then j=0 and for PUSCH (re)transmissions corresponding to a received PDCCH with DCI format 0
`associated with a new packet transmission then j=1.
`
` 1,9.0,8.0,7.0,6.0,5.0,4.0,0
` is a 3-bit cell specific parameter provided by higher layers
` PL is the downlink pathloss estimate calculated in the UE
` SKiMPR
`)(
`
`2(
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`)1
`
`for
`
`25.1SK
`
`and 0 for
`
`0SK
`
`where
`
`SK is a cell specific parameter
`
`)(i
`
`10
`log
`
`
`TF
`10
`given by RRC
`o
` is the Transport Block Size for subframe i and
`N
`)(RE i
`TBS
`)(i
`TBS
` /)( Ni
`)(i
` )(iMPR
`
`
`
` is
` where
`
`RE
`UL
`RB
` for subframe i
`
`)(i
`M
`N
`Ni
`N RE
`the number of resource elements determined as
`2
`PUSCH )(
`
`
`
`sc
`symb
`
`PUSCH is a UE specific correction value, also referred to as a TPC command and is included in PDCCH with
`DCI format 0 or jointly coded with other TPC commands in PDCCH with DCI format 3/3A. The current
`)(i
`f
` which is defined by:
`PUSCH power control adjustment state is given by
`o
`
`
`( Ki
`
`
`PUSCH
`
`)
`
`if
`
`)(f
`
` represents accumulation
`
`f
`
`
`
`)(i
`
`
`
`f
`
`
`
`(i
`
`)1
`
`
`
`PUSCH
`)0(
`
` where
`
`f
`
`
`
`0
`
`
`
` The value of
`
`K
`
`is
`
`PUSCH
` For FDD,
`K
`
`PUSCH
`
`= 4
`
` For TDD UL/DL configurations 1-6,
`
`K
`
`PUSCH
`
` is given in Table 5.1-1
`
` For TDD UL/DL configuration 0
`o
`If the PUSCH transmission in subframe 2 or 7 is scheduled with a PDCCH
`K
`=
`of DCI format 0 in which the second bit of the UL index is set,
`PUSCH
`7
`
`
`
`K
` For all other PUSCH transmissions,
` is given in Table 5.1-1.The UE attempts to
`PUSCH
`decode a PDCCH of DCI format 0 and a PDCCH of DCI format 3/3A in every subframe
`except when in DRX
`dB for a subframe where no TPC command is decoded or where DRX occurs or
`0
`
`PUSCH
`i is not an uplink subframe in TDD.
` The PUSCH
` dB accumulated values signalled on PDCCH with DCI format 0 are [-1, 0, 1, 3].
` The
` dB accumulated values signalled on PDCCH with DCI format 3/3A are one of
`PUSCH
`[-1, 1] or [-1, 0, 1, 3] as semi-statically configured by higher layers.
`
`If UE has reached maximum power, positive TPC commands shall not be accumulated
`
`If UE has reached minimum power, negative TPC commands shall not be accumulated
` UE shall reset accumulation
`
`at cell-change
` when entering/leaving RRC active state
`
`3GPP
`
`ZTE/HTC
`Exhibit 1045-0009
`
`
`
`
`Release 8
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`10
`
`3GPP TS 36.213 V8.3.0 (2008-05)
`
` when an absolute TPC command is received
` when
`O_UE_PUSCH jP
`
`is received
`)(
` when the UE (re)synchronizes
`
`( Ki
`)(f
`if
` represents current absolute value
`)
`
`
`o
`
`f
`
`
`
`)(i
`
`
`PUSCH
` where
`Ki
`
`PUSCH
`Ki
`(
`
`
`PUSCH
`
`
`PUSCH
` The value of
`
`PUSCH
`
`)
`
`was signalled on PDCCH with DCI format 0 on subframe
`
`PUSCH
` For FDD,
`K
`
`K
`
`4
`
`is
`
`PUSCH
`
`= 4
`
` For TDD UL/DL configurations 1-6,
`
`K
`
`PUSCH
`
` is given in Table 5.1-1
`
`K
`
` For TDD UL/DL configuration 0
`o
`If the PUSCH transmission in subframe 2 or 7 is scheduled with a
`PDCCHof DCI format 0 in which the second bit of the UL index is set,
`K
`= 7
`PUSCH
`o For all other PUSCH transmissions,
` is given in Table 5.1-1.
`PUSCH
` dB absolute values signalled on PDCCH with DCI format 0 are [-4,-1, 1, 4].
`
` The
`
`PUSCH
`f
`)(i
`
`
`(i
`f
`for a subframe where no PDCCH with DCI format 0 is decoded or where
`)1
`
`
`DRX occurs or i is not an uplink subframe in TDD.
` type (accumulation or current absolute) is a UE specific parameter that is given by RRC.
`
`
`
`o
`
`)(f
`
`Table 5.1-1
`
`K
`
`TDD UL/DL
`Configuration
`
`0
`
`1
`
`2
`
`PUSCH
`
` for TDD configuration 0-6
`
`subframe number i
`
`0 1 2 3 4 5 6 7 8 9
`
`-
`
`-
`
`-
`
`- 6 7 4
`
`- 6 4
`
`-
`
`4
`
`-
`
`-
`
`-
`
`4 4 4
`
`-
`
`-
`
`-
`
`-
`
`- 6 7 4
`
`- 6 4
`
`- 4
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`3
`
`4
`
`5
`
`6
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`4 4
`
`4
`
`-
`
`-
`
`-
`
`7 7 5
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`- 7 7
`
`-
`
`-
`
`-
`
`
`
`Power headroom
`5.1.1.2
`The UE power headroom PH valid for subframe i is defined by
`
`
`)(i
`PH
`P
`M
`
`P
`))(i
`10
`(
`log
`10
`O_PUSCH
`MAX
`
`
`
`
`
`PUSCH
`
`
`
`
`
`)( j
`
`
`
`
`
`PL
`
`
`
`TF
`
`
`
`( ))(iTF
`
`
`
`
`
`f
`
`)(
`i
`[dB]
`
`where, MAXP
`
`,
`
`M
`
`PUSCH i
`)(
`
`,
`
`
`)(
`
`O_PUSCH jP
`
`, , PL,
`
`
`
` ))(iTF
`(TF
`
`
`
`and
`
`f
`
`)(i
`
` are defined in section 5.1.1.1.
`
`3GPP
`
`ZTE/HTC
`Exhibit 1045-0010
`
`
`
`
`Release 8
`
`11
`
`3GPP TS 36.213 V8.3.0 (2008-05)
`
`The power headroom shall be rounded to the closest value in the range [40; -23] dB with steps of 1 dB and is delivered
`by the physical layer to higher layers.
`
`
`
`5.1.2
`
`Physical uplink control channel
`
`5.1.2.1
`
`UE behaviour
`
`P
`The setting of the UE Transmit power PUCCH
`subframe i is defined by
`
`for the physical uplink control channel (PUCCH) transmission in
`
`P
`PUCCH
`
`i
`( ) min{
`
`
`P
`MAX
`
`,
`
`P
`O_PUCCH
`
`
`
`PL
`
`
`
`F_PUCCH
`
`(
`
`F
`
`)
`
`
`
`g i
`( )}
`
` [dBm]
`
`where
`
`
`
`
`
`
`
`table entries for each PUCCH transport format (TF ) defined in Table 5.4-1 in [3] are given by
`
`)F
`
`F_PUCCH (
`
`RRC
`o Each signalled
`
`
`
`F_PUCCH (
`
`)F
`
`2-bit value corresponds to a PUCCH (TF) relative to PUCCH format 0.
`
`P
`P
` is a parameter composed of the sum of a 5-bit cell specific parameter
`O_PUCCH
` PUCCH O_NOMINAL_
`
`
`by higher layers with 1 dB resolution in the range of [-127, -96] dBm and a UE specific component
`P
` configured by RRC in the range of [-8, 7] dB with 1 dB resolution.
`O_UE_PUCCH
`
` provided
`
` is a UE specific correction value, also referred to as a TPC command, included in a PDCCH with DCI
`PUCCH
`format 1A/1/2 or sent jointly coded with other UE specific PUCCH correction values on a PDCCH with DCI
`format 3/3A.
`o The UE attempts to decode a PDCCH with DCI format 3/3A and one or several PDCCHs with DCI
`format 1A/1/2 on every subframe except when in DRX.
`If the UE decodes a PDCCH with DCI format 1A/1/2 and the corresponding detected RNTI equals the
` provided in that PDCCH.
`C-RNTI of the UE, the UE shall use the
`PUCCH
`
`o
`
`else
`
`
`if the UE decodes a PDCCH with DCI format 3/3A, the UE shall use the
`in that PDCCH
`else the UE shall set
`
` = 0 dB.
`
`PUCCH
`
`PUCCH
`
` provided
`
`o
`
`Ki
`ig
`ig
`)
`)(
`(
`)1
`(
`
`
`
`PUCCH
`PUCCH
`g
`state with initial condition
`.
`0
`)0(
`
`
` where
`
`)(ig
`
` is the current PUCCH power control adjustment
`
` The
`
` dB values signalled on PDCCH with DCI format 1A/1/2 are [-1, 0, 1, 3].
`
`PUCCH
`PUCCH
` The
` dB values signalled on PDCCH with DCI format 3/3A are [-1,1] or [-1,0,1,3]
`as semi-statically configured by higher layers.
`
`If UE has reached maximum power, positive TPC commands shall not be accumulated
`
`If UE has reached minimum power, negative TPC commands shall not be accumulated
` UE shall reset accumulation
`
`at cell-change
` when entering/leaving RRC active state
` when
`is received
`O_UE_PUCCH jP
`
`)(
`
` when the UE (re)synchronizes
`
`3GPP
`
`ZTE/HTC
`Exhibit 1045-0011
`
`
`
`
`Release 8
`
`
`
`12
`
`3GPP TS 36.213 V8.3.0 (2008-05)
`
`5.1.3
`
`Sounding Reference Symbol
`
`5.1.3.1
`
`UE behaviour
`
`The setting of the UE Transmit power
`
`SRSP
`
`for the Sounding Reference Symbol transmitted on subframe i is defined by
`
`P
`SRS
`
`i
`)(
`
`
`
`P
`min{
`MAX
`
`,
`
`P
`SRS_OFFSET
`
`
`
`10
`
`log
`
`(
`
`M
`
`10
`
`SRS
`
`)
`
`
`
`P
`O_PUSCH
`
`j
`)(
`
`
`
`
`
`PL
`
`
`
`f
`
`i
`)}(
`
`[dBm]
`
`where
`
`25.1SK
` For
`P
` is a 4-bit UE specific parameter semi-statically configured by higher layers
`, SRS_OFFSET
`with 1dB step size in the range [-3, 12] dB.
`
` For
`P
`0SK
` is a 4-bit UE specific parameter semi-statically configured by higher layers with 1.5
`, SRS_OFFSET
`dB step size in the range [-10.5,12] dB
`
`SRSM is the bandwidth of the SRS transmission in subframe i expressed in number of resource blocks.
`)(i
`f
` is the current power control adjustment state for the PUSCH, see Section 5.1.1.1.
`
`
`)(
`
`O_PUSCH jP
`
` is a parameter as defined in Section 5.1.1.1.
`
`
`
`
`
`
`
`
`
`Downlink power allocation
`5.2
`The eNodeB determines the downlink transmit energy per resource element.
`
`A UE may assume downlink reference symbol EPRE is constant across the downlink system bandwidth and constant
`across all subframes until different RS power information is received.
`
`For each UE, the PDSCH-to-RS EPRE ratio among PDSCH REs in all the OFDM symbols not containing RS is equal
`and is denoted by A .
`
`A is equal to AP which is a UE
`The UE may assume that for 16 QAM or 64 QAM or RI>1 spatial multiplexing
`specific semi-static parameter signalled in dB by higher layers in the range of [3, 2, 1, 0, -1, -2, -3, -6] using 3-bits.
`
`For each UE, the PDSCH-to-RS EPRE ratio among PDSCH REs in all the OFDM symbols containing RS is equal and
`is denoted by B .
`
` is given by Table 5.2-1 according to cell-specific parameter
`B / A
`The cell-specific ratio
`
`layers and the number of configured eNodeB cell specific antenna ports.
`
`BP signalled by higher
`
`Table 5.2-1: Ratio of PDSCH-to-RS EPRE in symbols with and without reference symbols for 1, 2, or 4
`cell specific antenna ports
`
`BP
`0
`1
`2
`3
`
`One Antenna Port
`1
`4/5
`3/5
`2/5
`
`B / A
`
`
`Two and Four Antenna Ports
`5/4
`1
`3/4
`1/2
`
`
`
`For PMCH with 16QAM or 64QAM, the UE may assume that the PMCH-to-RS EPRE ratio is equal to 0 dB.
`
`3GPP
`
`ZTE/HTC
`Exhibit 1045-0012
`
`
`
`
`Release 8
`
`13
`
`3GPP TS 36.213 V8.3.0 (2008-05)
`
`5.2.1 eNodeB Relative Narrowband TX Power restrictions
`
`
`RNTP
`PRBn
`
`The determination of reported Relative Narrowband TX Power indication
`
` is defined as follows:
`
`)
`
`
`
`RNTP
`threshold
`
`nE
`(
`A
`E
`p
`)
`ax_
`
`(m
`
`PRB
`
`nom
`
`if
`
`if
`
`
`
`0
`
`1
`
`RNTP
`
`(
`
`n
`
`)
`
`
`
`PRB
`
`
`
`
`
` made is )
`
`nE
`(
`A
`E
`p
`)
`ax_
`
`(m
`
`PRB
`
`nom
`
`
`
` oflimit upper about thepromise no
`
`
`
`
`
`
`
`
`
`
`
`
`
` ( PRBA nE
`
`)
`where
` is the maximum intended EPRE of UE-specific PDSCH REs in OFDM symbols not containing RS
`in this physical resource block on antenna port p in the considered future time interval; PRBn
` is the physical resource
`n
`N
`RNTP
`DL
`,...,0
`1
`
`
`;
` takes on one of the following
`block number
`PRB
`RB
`threshold
`3,2,1,0,1,2,3,4,5,6,7,8,9,10
`
`RNTP
`,11
`,
`
`
`
`
`values
`threshold
`
`[dB] and
`
`1
`f
`
`N
`RB
`SC
`
`
`
`
`
`P
`
`(m
`
`p
`)
`ax
`
`N
`
`DL
`RB
`
`
`
`
`
`nom
`
`p
`)
`ax_
`
`(m
`
`E
`
`RBN and
`DL
`
`SCN are defined in [3].
`RB
`
`f ,
`
`pP is the base station maximum output power described in [7], and
`)
`ax
`
`(m
`
`where
`
`6 Random access procedure
`Prior to initiation of the non-synchronized physical random access procedure, Layer 1 shall receive the following
`information from the higher layers:
`
`1. Random access channel parameters (PRACH configuration, frequency position and preamble format)
`
`2. Parameters for determining the root sequences and their cyclic shifts in the preamble sequence set for the cell
`CSN ), and set type (unrestricted or restricted set))
`(index to root sequence table, cyclic shift (
`
`Physical non-synchronized random access procedure
`6.1
`From the physical layer perspective, the L1 random access procedure encompasses the transmission of random access
`preamble and random access response. The remaining messages are scheduled for transmission by the higher layer on
`the shared data channel and are not considered part of the L1 random access procedure. A random access channel
`occupies 6 resource blocks in a subframe or set of consecutive subframes reserved for random access preamble
`transmissions. The eNodeB is not prohibited from scheduling data in the resource blocks reserved for random access
`channel preamble transmission.
`
`The following steps are required for the L1 random access procedure:
`
`1. Layer 1 procedure is triggered upon request of a preamble transmission by higher layers.
`
`2. A preamble index, preamble transmission power (PREAMBLE_TRANSMISSION_POWER), associated RA-
`RNTI, random access window ([RA_WINDOW_BEGIN—RA_WINDOW_END]) and PRACH resource are
`indicated by higher layers as part of the request.
`
`3. A preamble sequence is then selected from the pr