I lllll llllllll Ill lllll lllll lllll lllll lllll 111111111111111111111111111111111
`US009532336B2
`
`c12) United States Patent
`Park et al.
`
`(IO) Patent No.:
`(45) Date of Patent:
`
`US 9,532,336 B2
`*Dec. 27, 2016
`
`(54) DATA TRANSMISSION METHOD AND USER
`EQUIPMENT FOR THE SAME
`
`(71) Applicant: EVOLVED WIRELESS LLC, Austin,
`TX (US)
`
`(72)
`
`Inventors: Sung Jun Park, Anyang-si (KR);
`Seung June Yi, Anyang-si (KR);
`Young Dae Lee, Anyang-si (KR); Sung
`Duck Chun, Anyang-si (KR)
`
`(73) Assignee: EVOLVED WIRELESS LLC, Austin,
`TX (US)
`
`( *) Notice:
`
`Subject to any disclaimer, the term ofthis
`patent is extended or adjusted under 35
`U.S.C. 154(b) by 274 days.
`
`This patent is subject to a terminal dis(cid:173)
`claimer.
`
`(21) Appl. No.: 13/801,529
`
`(22) Filed:
`
`Mar. 13, 2013
`
`(65)
`
`Prior Publication Data
`
`US 2013/0195060 Al
`
`Aug. 1, 2013
`
`Related U.S. Application Data
`
`(63) Continuation of application No. 12/972,366, filed on
`Dec. 17, 2010, now Pat. No. 8,422,410, which is a
`(Continued)
`
`(30)
`
`Foreign Application Priority Data
`
`Jun. 25, 2009
`
`(KR) ........................ 10-2009-0057128
`
`(51)
`
`Int. Cl.
`H04W72/04
`H04W 74108
`(52) U.S. Cl.
`CPC ......... H04W 7210406 (2013.01); H04W 74108
`(2013.01); H04W 7410866 (2013.01)
`
`(2009.01)
`(2009.01)
`
`(58) Field of Classification Search
`None
`See application file for complete search history.
`
`(56)
`
`References Cited
`
`U.S. PATENT DOCUMENTS
`
`7 ,047 ,009 B2
`7 ,292,641 B2
`
`5/2006 Laroia et al.
`11/2007 Suh et al.
`(Continued)
`
`FOREIGN PATENT DOCUMENTS
`
`CN
`CN
`
`8/2003
`1437416 A
`3/2005
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`(Continued)
`
`OTHER PUBLICATIONS
`
`Office Action (including translation) for Chinese Patent Application
`No. 200980120004.0, mailed May 28, 2014.
`(Continued)
`
`Primary Examiner - Huy D Vu
`Assistant Examiner - Teisha D Hall
`Jason H. Vick; Sheridan
`(74) Attorney, Agent, or Firm -
`Ross, PC
`
`(57)
`
`ABSTRACT
`
`A mobile communication technology, and, more particu(cid:173)
`larly, a method for efficiently transmitting data stored in a
`message 3 (Msg3) buffer and a user equipment for the same
`is disclosed. The method of transmitting data by a user
`equipment in uplink includes receiving an uplink (UP) Grant
`signal from a base station on a specific message, determining
`whether there is data stored in a message 3 (Msg3) buffer
`when receiving the UL Grant signal on the specific message,
`determining whether the specific message is a random
`access response message, and transmitting the data stored in
`the Msg3 buffer to the base station using the UL Grant signal
`received on the specific message, if there is data stored in the
`(Continued)
`
`stop CR Tl.mer
`
`saoa
`
`

`

`US 9,532,336 B2
`Page 2
`
`Msg3 buffer when receiving the UL Grant signal on the
`specific message and the specific message is the random
`access response message.
`
`26 Claims, 11 Drawing Sheets
`
`Related U.S. Application Data
`
`continuation of application No. 12/538,514, filed on
`Aug. 10, 2009, now Pat. No. 7,881,236.
`
`(60) Provisional application No. 61/087,988, filed on Aug.
`11, 2008.
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`
`112012
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`OTHER PUBLICATIONS
`
`Notification on the Grant of Patent Right for Invention (including
`translation) for Chinese Patent Application No. 200980120004.0,
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`Examination Report for Great Britain Patent Application No.
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`Prior Art Search Report (including translation) for Korean Appli(cid:173)
`cation No. 10-2009-0057128, mailed Oct. 27, 2009.
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`3GPP Meeting Registration; Meeting: RAN2#62; Kansas City; May
`5, 2008 (6 pages).
`3GPP Meeting Registration; Meeting: 3GPPRAN1#44; Mar. 10,
`2016 (7 pages).
`3GPP Meeting Registration; Meeting: 3GPPRAN1 #44-bis; Mar. 12,
`2016 (6 pages).
`3GPP Meeting Registration; Meeting: 3GPPRAN2#62-bis; Mar. 12,
`2016 (6 pages).
`
`Exhibit 2007-002
`
`

`

`US 9,532,336 B2
`Page 3
`
`(56)
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`References Cited
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`OTHER PUBLICATIONS
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`3GPP TR 25.813 V0.0.2 "3rd Generation Partnership Project;
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`Universal Terrestrial Radio Access (UTRA) and Universal Terres-
`
`trial Radio Access Network (UTRAN); Radio Interface Protocol
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`3GPP TR 25.813 V0.0.2 "3rd Generation Partnership Project;
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`3GPP TS 36.300 V8.7.0 "3rd Generation Partnership Project; Tech(cid:173)
`nical Specification Group Radio Access Network; Evolved Univer(cid:173)
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`3GPP TS 36.300 V8.8.0 "3rd Generation Partnership Project; Tech(cid:173)
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`sal Terrestrial Radio Access (E-UTRA) and Evolved Universal
`Terrestrial Radio Access Network (E-UTRAN); Overall Descrip(cid:173)
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`3GPP TS 36.300 V0.9.0 "3rd Generation Partnership Project; Tech(cid:173)
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`3GPP TS 36.321 V8.2.0 "3rd Generation Partnership Project; Tech(cid:173)
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`
`Exhibit 2007-003
`
`

`

`US 9,532,336 B2
`Page 4
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`Court, for the District of Delaware (Wilmington); Civil Action No.
`1:15-cv-00545-SLR-SRF; Includes documents filed from Jun. 25,
`2015-May 17, 2016 Docket Nos., 1-56; (1202 pages).
`Documents filed with U.S. District Court Proceedings for Evolved
`Wireless, LLC v. ZTE Corporation; U.S. District Court, for the
`District of Delaware (Wilmington); Civil Action No. 1:15-cv-
`
`00546-SLR-SRF; Includes documents filed from Jun. 25, 2015-May
`17, 2016 Docket Nos., 1-57; (1203 pages).
`Documents filed with U.S. District Court Proceedings for Evolved
`Wireless, LLC v. Microsoft Corporation, et al.; U.S. District Court,
`for the District of Delaware (Wilmington); Civil Action No. 1: 15-
`cv-00547-SLR-SRF; Includes documents filed from Jun. 25, 2015-
`May 17, 2016 Docket Nos., 1-57; (1273 pages).
`Documents filed with U.S. District Court Proceedings for Evolved
`Wireless, LLC v. Applie Inc.; U.S. District Court, for the District of
`Delaware (Wilmington); Civil Action No. 1:15-cv-00542-SLR(cid:173)
`SRF; Includes documents filed from May 17, 2016-Jul. 11, 2016-
`Docket Nos., 54-67; (4,028 pages).
`Documents filed with U.S. District Court Proceedings for Evolved
`Wireless, LLCv. HTC Corporation et al.; U.S. District Court, forthe
`District of Delaware (Wilmington); Civil Action No. 1:15-cv-
`00543-SLR-SRF; Includes documents filed from May 17, 2016-Jul.
`11, 2016-Docket Nos., 55-69; (4,029 pages).
`Documents filed with U.S. District Court Proceedings for Evolved
`Wireless, LLC v. Lenovo Group Ltd., et al .. ; U.S. District Court, for
`the District of Delaware (Wilmington); Civil Action No. 1:15-cv-
`00544-SLR-SRF; Includes documents filed from May 17, 2016-Jul.
`11, 2016; Docket Nos., 49-61; (4,026 pages).
`Documents filed with U.S. District Court Proceedings for Evolved
`Wireless, LLC v. Samsung Electronics Co. Ltd., et al .. ; U.S. District
`Court, for the District of Delaware (Wilmington); Civil Action No.
`1:15-cv-00545-SLR-SRF; Includes documents filed from May 26,
`2016-Jul. 11, 2016; Docket Nos., 57-77; (4,713 pages).
`Documents filed with U.S. District Court Proceedings for Evolved
`Wireless, LLC v. ZTE Corporation; U.S. District Court, for the
`District of Delaware (Wilmington); Civil Action No. 1:15-cv-
`00546-SLR-SRF; Includes documents filed from Jun. 1, 2016-Jul.
`11, 2016; Docket Nos., 58-70; (4,001 pages).
`Documents filed with U.S. District Court Proceedings for Evolved
`Wireless, LLC v. Microsoft Corporation, et al.; U.S. District Court,
`for the District of Delaware (Wilmington); Civil Action No. 1: 15-
`cv-00547-SLR-SRF; Includes documents filed from May 18, 2016-
`Jul. 11, 2016-Docket Nos., 58-69; (3.996 pages).
`Petition for Inter Partes Review of U.S. Pat. No. 7,881,236, includ(cid:173)
`ing Exhibits 1001-1046, Case No. IPR2016-00757, filed May 31,
`2016 (2,497 pages).
`Notice of Filing Date Accorded to Petition and Time for Filing
`Patent Owner Preliminary Response for ZTE (USA) Inc., et al. v.
`Evolved Wireless LLC, United States Patent and Trademark
`Office-Before the Patent Trial and Appeal Board, Case No. IPR
`2016-00757 filed Jun. 2, 2016 (5 pages).
`Patent Owner's Mandatory Disclosures for ZTE (USA) Inc., et al. v.
`Evolved Wireless LLC, United States Patent and Trademark
`Office-Before the Patent Trial and Appeal Board. Case No. IPR
`2016-00757 filed Jun. 14, 2016 (9 pages).
`Petition for Inter Partes Review of U.S. Pat. No. 7,881,236, includ(cid:173)
`ing Exhibits 1001-1021, Case No. IPR2016-01228, filed Jun. 20,
`2016 (742 pages).
`Notice of Filing Date Accorded to Petition and Time for Filing
`Patent Owner Preliminary Response for Apple Inc. v. Evolved
`Wireless LLC, United States Patent and Trademark Office-Before
`the Patent Trial and Appeal Board, Case No. IPR 2016-01228 filed
`Jun. 28, 2016, 2016 (5 pages).
`Patent Owner's Mandatory Disclosures for Apple Inc. v. Evolved
`Wireless LLC, United States Patent and Trademark Office-Before
`the Patent Trial and Appeal Board, Case No. IPR 2016-01228 filed
`Jul. 11, 2016, 2016 (9 pages).
`Petition for Inter Partes Review of U.S. Pat. No. 7,881,236, includ(cid:173)
`ing Exhibits 1001-1021, Case No. IPR2016-01229, filed Jun. 20,
`2016 (741 pages).
`Notice of Filing Date Accorded to Petition and Time for Filing
`Patent Owner Preliminary Response for Apple Inc. v. Evolved
`Wireless LLC, United States Patent and Trademark Office-Before
`the Patent Trial and Appeal Board, Case No. IPR 2016-01229 filed
`Jun. 28, 2016, 2016 (5 pages).
`Patent Owner's Mandatory Disclosures for Apple Inc. v. Evolved
`Wireless LLC, United States Patent and Trademark Office-Before
`the Patent Trial and Appeal Board, Case No. IPR 2016-01229 filed
`Jul. 11, 2016, 2016 (9 pages).
`
`Exhibit 2007-004
`
`

`

`US 9,532,336 B2
`Page 5
`
`(56)
`
`References Cited
`
`OTHER PUBLICATIONS
`
`Petition for Inter Partes Review of U.S. Pat. No. 7,881,236, includ(cid:173)
`ing Exhibits 1001-1047, Case No. IPR2016-01345, filedJul. l, 2016
`(2,570 pages).
`3GPP Draft, 3rd Generation Partnership Project (3GPP), "Enforcing
`New Transmission After Flushing HARQ Process", 3GPP TSG(cid:173)
`RAN 2 Meeting #65, pp. 1-6, Feb. 9-13, 2009, XP-050323002.
`3GPP TS 36.321 V8.2.0., 3rd Generation Partnership Project;
`Technical Specification Group Radio Access Network; Evolved
`Universal Terrestrial Radio Access (E-UTRA) Medium Access
`Control (MAC) protocol specification (Release 8), pp. 1-33, May
`2008, XP-002555898.
`LG Electronics, "Corrections to the Random Access Response
`Reception"; 3GPP TSG-RAN WG2 #62, May 5-9, 2008; pp. 3,
`Paragraph 5.1.4, XP-050140134.
`Documents filed with U.S. District Court Proceedings for Evolved
`Wireless, LLC v. Applie Inc.; U.S. District Court, for the District of
`Delaware (Wilmington); Civil Action No. 1:15-cv-00542-SLR(cid:173)
`SRF; Includes documents filed from Jul. 15, 2016-Aug. 19, 2016-;
`(308 pages).
`Documents filed with U.S. District Court Proceedings for Evolved
`Wireless, LLC v. HTC Corporation et al.; U.S. District Court, for the
`District of Delaware (Wilmington); Civil Action No. 1:15-cv-
`00543-SLR-SRF; Includes documents filed from Jul. 15, 2016-Aug.
`19, 2016-; (336 pages).
`Documents filed with U.S. District Court Proceedings for Evolved
`Wireless, LLC v. Lenovo Group Ltd., et al .. ; U.S. District Court, for
`
`the District of Delaware (Wilmington); Civil Action No. 1:15-cv-
`00544-SLR-SRF; Includes documents filed from Jul. 15, 2016-Aug.
`19, 2016; (310 pages).
`Documents filed with U.S. District Court Proceedings for Evolved
`Wireless, LLC v. Samsung Electronics Co. Ltd., et al .. ; U.S. District
`Court, for the District of Delaware (Wilmington); Civil Action No.
`1:15-cv-00545-SLR-SRF; Includes documents filed from Jul. 15,
`2016-Aug. 19, 2016; (354 pages).
`Documents filed with U.S. District Court Proceedings for Evolved
`Wireless, LLC v. ZTE Corporation; U.S. District Court, for the
`District of Delaware (Wilmington); Civil Action No. 1:15-cv-
`00546-SLR-SRF; Includes documents filed from Jul. 15, 2016-Aug.
`19, 2016; (308 pages).
`Documents filed with U.S. District Court Proceedings for Evolved
`Wireless, LLC v. Microsoft Corporation, et al.; U.S. District Court,
`for the District of Delaware (VVilmington); Civil Action No.
`1:15-cv-00547-SLR-SRF; includes documents filed from Jul. 15-
`2016-Aug. 19, 2016; (305 pages).
`Patent Owner's Mandatory Disclosures for Samsung Electronics
`Co., Ltd., et al. v. Evolved Wireless LLC, United States Patent and
`Trademark Office-Before the Patent Trial and Appeal Board, Case
`No. IPR 2016-01345 filed Jul. 22, 2016, 2016 (9 pages).
`Notice of Filing Date Accorded to Petition and Time for Filing
`Patent Owner Preliminary Response for Samsung Electronics Co.,
`Ltd., et al. v. Evolved Wireless LLC, United States Patent and
`Trademark Office-Before the Patent Trial and Appeal Board, Case
`No. IPR 2016-01345 filed Jul. 28, 2016, 2016 (4 pages).
`* cited by examiner
`
`Exhibit 2007-005
`
`

`

`U.S. Patent
`
`Dec. 27, 2016
`
`Sheet 1 of 11
`
`US 9,532,336 B2
`
`FIG.1
`
`102
`
`Core Network
`
`Access
`Gateway
`
`E-UMTS
`
`105
`
`E-UTRAN
`
`101
`
`104a
`
`104n
`
`eNode B
`
`eNodeB
`
`UE
`
`103
`
`Exhibit 2007-006
`
`

`

`U.S. Patent
`
`Dec. 27, 2016
`
`Sheet 2 of 11
`
`US 9,532,336 B2
`
`FIG. 2
`
`RRC
`
`RLC
`
`MAC
`
`PHY
`
`UE
`
`RRC
`
`RLC
`
`MAC
`
`PHY
`
`E-UTRAN
`
`Exhibit 2007-007
`
`

`

`U.S. Patent
`
`Dec. 27, 2016
`
`Sheet 3 of 11
`
`US 9,532,336 B2
`
`FIG. 3
`
`PDCP
`
`RLC
`
`MAC
`
`PHY
`
`UE
`
`PDCP
`
`RLC
`
`MAC
`
`PHY
`
`E-UTRAN
`
`Exhibit 2007-008
`
`

`

`U.S. Patent
`
`Dec. 27, 2016
`
`Sheet 4of11
`
`US 9,532,336 B2
`
`FIG. 4
`
`UE
`
`eNB
`
`RA Preamble assignment
`
`vS4 01
`~
`
`S4 02"-""
`
`Random Access Preamble
`
`Random Access Response
`
`vS4 03
`~
`
`Exhibit 2007-009
`
`

`

`U.S. Patent
`
`Dec. 27, 2016
`
`Sheet 5of11
`
`US 9,532,336 B2
`
`FIG. 5
`
`UE
`
`eNB
`
`S501
`
`S503
`
`Random Access Preamble
`
`Random Access Response
`
`Scheduled Transmission
`
`Contention Resolution
`
`S502
`
`S504
`
`Exhibit 2007-010
`
`

`

`U.S. Patent
`
`Dec. 27, 2016
`
`Sheet 6of11
`
`US 9,532,336 B2
`
`FIG. 6
`
`UE
`
`eNB
`
`PDCCH (NDI=O) (8601)
`- - - - - - - - - - - - - - · - - - - - - - - - -
`
`Data 1 on PUSCH(Initial transmission) (S602)
`
`NACK on PHICH(S603)
`r-------------------------
`
`Data 1 on PUSCH(Retransmission) {8604)
`
`ACK on. PHICH(S605)
`------------------------
`PDCCH {NDI=l) (S606)
`....____ - - - --,-------- - - - - --,---- - - - -- -
`
`Data 2 on PU8CH(Initial transmission) (8607)
`
`Exhibit 2007-011
`
`

`

`U.S. Patent
`
`Dec. 27, 2016
`
`Sheet 7of11
`
`US 9,532,336 B2
`
`FIG. 7
`
`v New arrival
`
`UERLCor
`PDCP Buffer
`
`601
`
`Data
`
`At reception of Msg2
`
`Generation and
`storing Msg3
`
`Msg3 Buffer
`(602)
`
`HARQBuffer
`Corresponding
`toHARQ
`process #A
`(603)
`
`At reception of Msg2
`
`S6300~
`
`Msg3 Buffer
`(602)
`
`HARQ Buffer
`Corresponding
`toHARQ
`process #B
`(604)
`
`Exhibit 2007-012
`
`

`

`U.S. Patent
`
`Dec. 27, 2016
`
`Sheet 8of11
`
`US 9,532,336 B2
`
`FIG. 8
`
`UE
`
`13SR
`
`eNB
`
`Random !sP~ss Preamble{§801
`
`Random . ASwcess Re:spJ~.S802
`
`Msg3
`
`CR Timer
`starts . .-.. ·
`
`CR Timer
`ex:pirs
`(S804)
`
`CR Ti:mttr
`starts
`
`Msg3 transmission(SJ:1=93"""'. =~
`with BSR
`
`Due t-0 the ignorance
`of c1igoing Ramlom
`Access Procedure
`
`tJL Grant on PDCCH(S&05)
`
`(with BSR)
`(!)-
`
`Reception
`Failure
`
`UL Grant on PDCCH(S807)
`
`Stop CR Timer
`
`~~ssoa
`
`Exhibit 2007-013
`
`

`

`U.S. Patent
`
`Dec. 27, 2016
`
`Sheet 9of11
`
`US 9,532,336 B2
`
`FIG. 9
`
`S901
`
`Identify the HARQ process
`
`S903
`
`Check
`Non-Adaptive
`Retransmission
`
`Adaptive
`Retransmission
`
`S905
`
`S909
`
`NO
`
`®
`
`NO
`
`NO
`
`New Data Transmission
`
`Data in the Msg3
`Buff er Transmission
`
`S90B
`
`Exhibit 2007-014
`
`

`

`U.S. Patent
`
`Dec. 27, 2016
`
`Sheet 10 of 11
`
`US 9,532,336 B2
`
`FIG. 10
`
`eNB
`
`2, Random Access Pr~amble
`
`3... Random Access Response
`
`5. Msg3 transmissfon
`
`6. UL Grant on PDCCH
`with the UEs C-RNTI or SPS C-RN'I'I
`
`UE
`
`l. BSR
`
`4. Msg3
`
`CR Timer
`starts
`
`CR Timer
`expirs
`
`7. Acquiring New MAC PDU
`from.Multiplexing
`and Assembly Entity
`
`8. New MAC PDU transmission
`
`Exhibit 2007-015
`
`

`

`FIG. 11
`
`,------'-------
`
`1109
`
`MAC
`
`1104
`;
`
`Data
`
`HARQ
`Entity
`
`1106
`(
`
`UL-SCH
`
`I
`
`I
`I
`
`I
`
`I
`
`1108
`
`PHY
`
`Tx
`Module
`\
`1102
`
`Rx
`Module
`\
`' 1101
`
`PUSCH
`
`PDCCH/
`PDSCH
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`e •
`
`00
`•
`~
`~
`~
`
`~ = ~
`
`c ('D
`
`~
`N
`'"-....J
`N
`
`0 ....
`
`O'I
`
`('D
`('D
`
`1J1 =(cid:173)
`.....
`....
`....
`0 .....
`....
`....
`
`d
`rJl
`
`'"'..c
`tit w
`N w w
`0--, = N
`
`I
`J
`
`-
`
`UL Grant
`I
`l __ _J
`I
`New Data
`_,___ -
`I: -
`BSR
`I
`I
`Multiplexing and
`Msg3
`I Assembly Entity
`Buffer
`)
`)
`I
`
`HARQ
`process
`
`-
`-
`HARQ
`Buffer
`
`-
`
`-
`copy
`
`L_ -
`
`1105 -
`
`1103
`
`1107
`
`I
`
`I
`_J
`
`Exhibit 2007-016
`
`

`

`US 9,532,336 B2
`
`1
`DATA TRANSMISSION METHOD AND USER
`EQUIPMENT FOR THE SAME
`
`CROSS REFERENCE TO RELATED
`APPLICATIONS
`
`This application is a Continuation of co-pending applica(cid:173)
`tion Ser. No. 12/972,366 filed on Dec. 17, 2010, now U.S.
`Pat. No. 8,422,410, which is a Continuation of U.S. appli(cid:173)
`cation Ser. No. 12/538,514 filed on Aug. 10, 2009, now U.S.
`Pat. No. 7,881,236, issued on Feb. 1, 2011, which claims the
`benefit of U.S. Provisional Application No. 61/087,988, filed
`on Aug. 11, 2008, and which claims the benefit of Korean
`Patent Application No. 10-2009-0057128, filed on Jun. 25,
`2009. The entire contents of each of these applications are
`hereby incorporated by reference.
`
`BACKGROUND OF THE INVENTION
`
`Field of the Invention
`The present invention relates to a mobile communication
`technology, and more particularly, to a method for efficiently
`transmitting data stored in a message 3 (Msg3) buffer and a
`user equipment for the same.
`Discussion of the Related Art
`As an example of a mobile communication system to
`which the present invention is applicable, a 3rd Generation
`Partnership Project Long Term Evolution (3GPP LTE) com(cid:173)
`munication system will be schematically described.
`FIG. 1 is a schematic view showing the network archi(cid:173)
`tecture of an Evolved Universal Mobile Telecommunication
`System (E-UMTS) as an example of a mobile communica(cid:173)
`tion system.
`The E-UMTS is evolved from the existing UMTS and has
`been currently standardized in the 3GPP. Generally, the
`E-UMTS may be called an LTE system.
`An E-UMTS network