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UNITED STA IBS p A IBNT AND TRADEMARK OFFICE
`
`UNITED STA TES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`111270,080
`
`11109/2005
`
`William J. Schnell
`
`25633-446700
`
`6531
`
`27717
`7590
`SEYFARTH SHAW LLP
`131 S. DEARBORN ST., SUIIB 2400
`CHICAGO, IL 60603-5803
`
`02/04/2011
`
`EXAMINER
`
`DEAK, LESLIE R
`
`ART UNIT
`
`PAPER NUMBER
`
`3761
`
`MAILDATE
`
`DELIVERY MODE
`
`02/04/2011
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOL-90A (Rev. 04/07)
`
`Nipro Ex. 1009
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`000001
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`

`
`Office Action Summary
`
`Application No.
`
`Applicant(s)
`
`11/270,080
`
`Examiner
`
`SCHNELL ET AL.
`
`Art Unit
`
`3761
`LESLIE R. DEAK
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address -(cid:173)
`Period for Reply
`
`A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE ;J. MONTH(S) OR THIRTY (30) DAYS,
`WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION.
`Extensions of time may be available under the provisions of 37 CFR 1.136(a). In no event, however, may a reply be timely filed
`after SIX (6) MONTHS from the mailing date of this communication.
`If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication.
`Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. § 133).
`Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any
`earned patent term adjustment. See 37 CFR 1.704(b).
`
`Status
`
`1 )IZ! Responsive to communication(s) filed on 20 December 2010.
`2a)[8J This action is FINAL.
`2b)0 This action is non-final.
`3)0 Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
`closed in accordance with the practice under Ex parte Quayle, 1935 C.D. 11, 453 O.G. 213.
`
`Disposition of Claims
`
`4)[8J Claim(s) 9-15. 18 and 33-54 is/are pending in the application.
`4a) Of the above claim(s) __ is/are withdrawn from consideration.
`5)0 Claim(s) __ is/are allowed.
`6)[8J Claim(s) 9-15. 18 and 33-54 is/are rejected.
`7)0 Claim(s) __ is/are objected to.
`8)0 Claim(s) __ are subject to restriction and/or election requirement.
`
`Application Papers
`
`9)0 The specification is objected to by the Examiner.
`1 O)IZ! The drawing(s) filed on 21 March 2006 is/are: a)IZ! accepted or b)O objected to by the Examiner.
`Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
`
`Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).
`11 )0 The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PT0-152.
`
`Priority under 35 U.S.C. § 119
`
`12)0 Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`a)O All b)O Some * c)O None of:
`1.0 Certified copies of the priority documents have been received.
`2.0 Certified copies of the priority documents have been received in Application No. __ .
`3.0 Copies of the certified copies of the priority documents have been received in this National Stage
`application from the International Bureau (PCT Rule 17.2(a)).
`*See the attached detailed Office action for a list of the certified copies not received.
`
`Attachment{s)
`1) 0 Notice of References Cited (PT0-892)
`2) 0 Notice of Draftsperson's Patent Drawing Review (PT0-948)
`3) 0 Information Disclosure Statement(s) (PTO/SB/08)
`Paper No(s)/Mail Date __ .
`
`4) 0 Interview Summary (PT0-413)
`Paper No(s)/Mail Date. __ .
`5) 0 Notice of Informal Patent Application
`6) 0 Other: __ .
`
`U.S. Patent and Trademark Office
`PTOL-326 (Rev. 08·06)
`
`Office Action Summary
`
`Part of Paper No./Mail Date 20110201
`
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`Application/Control Number: 11 /270,080
`Art Unit: 3761
`
`Page 2
`
`DETAILED ACTION
`
`Claim Rejections - 35 USC § 102
`
`1.
`
`The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that
`
`form the basis for the rejections under this section made in this Office action:
`
`A person shall be entitled to a patent unless -
`
`(b) the invention was patented or described in a printed publication in this or a foreign country or in
`public use or on sale in this country, more than one year prior to the date of application for patent in
`the United States.
`
`2.
`
`Claims 9-15 and 18 are rejected under 35 U.S.C. 102(b) as being anticipated by
`
`US 6,526,357 to Soussan et al.
`
`In the specification and figures, Soussan discloses the apparatus as claimed by
`
`Applicant. With regard to claim 9, Soussan discloses a tubular blood set 10 with a
`
`pressure sensing pod 28 with a housing 80 defining a blood chamber 84, pressure
`
`chamber 86, connected to blood flow-through tubing (generally at port 88 in FIGS 4, 5)
`
`a length of pressure tubing at 91 /93 connected to the pressure chamber with a flexible
`
`diaphragm 82 between the blood chamber and the pressure chamber (see FIGS 4-6
`
`and accompanying text). With regard to the recitation of a connector, Soussan is silent
`
`as to the actual structural component. However, since the pods 80 are connected to
`
`lines 93 that subsequently connect to pressure transducers 92, it follows naturally that
`
`the Soussan apparatus comprises some sort of connector means. The diaphragm 82
`
`disclosed by Soussan flexes in the directions claimed by Applicant (see FIG 5).
`
`With regard to claim 10, Applicant is setting forth the intended use of the claimed
`
`apparatus. It has been held that a recitation with respect to the manner in which a
`
`claimed apparatus is intended to be employed does not differentiate the claimed
`
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`Application/Control Number: 11 /270,080
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`apparatus from a prior art apparatus satisfying the claimed structural limitations. See
`
`MPEP § 2114.
`
`With regard to claim 11, Soussan discloses that the pressure tubing 93 connects
`
`a pressure transducer 92 and a device 97 to apply pressure to chamber 86 to move the
`
`diaphragm in a desired direction (see FIGS 5-6).
`
`With regard to claim 12, Soussan discloses that the tubing lines are generally
`
`flexible (see column 8, lines 60-64), and the pressure tubing lines comprise clamps
`
`such as 94a (see FIG 6).
`
`With regard to claims 13 and 14, the pressure pod disclosed by Soussan is
`
`circular, thereby comprising a U-shape facing the chamber, wherein the diaphragm
`
`does not block flow through either channel (see FIGS 4-5).
`
`With regard to claim 15, Soussan discloses that the blood chamber 84 connects
`
`to blood flow tubing, which connects to a pump segment (see FIG 1 ).
`
`With regard to claim 18, Soussan discloses that the pressure pod comprises
`
`access ports 88, 90 for communicating with the blood side of the chamber (see FIG 5).
`
`Claim Rejections - 35 USC § 103
`
`3.
`
`The following is a quotation of 35 U.S.C. 103(a) which forms the basis for all
`
`obviousness rejections set forth in this Office action:
`
`(a) A patent may not be obtained though the invention is not identically disclosed or described as set
`forth in section 102 of this title, if the differences between the subject matter sought to be patented and
`the prior art are such that the subject matter as a whole would have been obvious at the time the
`invention was made to a person having ordinary skill in the art to which said subject matter pertains.
`Patentability shall not be negatived by the manner in which the invention was made.
`
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`Application/Control Number: 11 /270,080
`Art Unit: 3761
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`Page 4
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`4.
`
`Claim 44 is rejected under 35 U.S.C. 103(a) as being unpatentable over US
`
`6,526,357 to Soussan et al.
`
`In the specification and figures, Soussan discloses the apparatus substantially as
`
`claimed by Applicant (see rejections above). With regard to the recitation of a
`
`connector, Soussan is silent as to the actual structural component. However, since the
`
`pods 80 are connected to lines 93 that subsequently connect to pressure transducers
`
`92, it follows naturally that the Soussan apparatus comprises some sort of connector
`
`means.
`
`5.
`
`Claims 33-41, 45-54 are rejected under 35 U.S.C. 103(a) as being unpatentable
`
`over US 6,526,357 to Soussan et al in view of US 5,693,008 to Brugger et al.
`
`In the specification and figures, Soussan discloses the apparatus substantially as
`
`claimed by Applicant. With regard to claims 33 and 47-49, Soussan discloses a tubular
`
`blood set 10 with a pressure sensing pod 28 with a housing 80 defining a blood
`
`chamber 84, pressure chamber 86, connected to blood flow-through tubing (generally at
`
`port 88 in FIGS 4, 5) a length of pressure tubing 93 connected to the pressure chamber
`
`with a flexible diaphragm 82 between the blood chamber and the pressure chamber
`
`(see FIGS 4-6 and accompanying text). The diaphragm 82 disclosed by Soussan flexes
`
`in the directions claimed by Applicant (see FIG 5).
`
`Soussan fails to disclose that the pressure pod is substantially dome-shaped.
`
`However, Brugger discloses an extracorporeal fluid tubing set with pressure pod
`
`transducers that are substantially dome-shaped (see FIGS 3, 4). It has been held that
`
`matters relating to ornamentation only which have no mechanical function cannot be
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`Application/Control Number: 11 /270,080
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`relied upon to patentably distinguish the claimed invention from the prior art. See MPEP
`
`§ 2144.04(1). It is the position of the Examiner that it would have been obvious to one
`
`having ordinary skill in the art at the time of invention to form the pressure pod disclosed
`
`by Soussan in the shape disclosed by Brugger since such a shape is known in the art
`
`and does not appear to affect the operation of the apparatus.
`
`With regard to claims 34 and 50, Applicant is setting forth the intended use of the
`
`claimed apparatus. It has been held that a recitation with respect to the manner in which
`
`a claimed apparatus is intended to be employed does not differentiate the claimed
`
`apparatus from a prior art apparatus satisfying the claimed structural limitations. See
`
`MPEP § 2114.
`
`With regard to claims 35 and 51, Soussan illustrates that pressure tubing 93 is
`
`connected to connector 91 of the pod, at the other end having a connection to a
`
`pressure transducer 92/98.
`
`With regard to claims 36 and 52, it is the position of the Examiner that any item is
`
`capable of disconnection from another part, thereby meeting the limitations of the
`
`claims.
`
`With regard to claims 37-38, 45-46, and 53, Brugger discloses that the pressure
`
`pod further comprises an access port that is sealed from the atmosphere by partition or
`
`septum 200, the connection of which to a needle irreversible opens the septum (see
`
`column 6, lines 32-40). It is the position of the Examiner that the disclosure of Brugger
`
`teaches that it is well known in the art of fluid handling to use a partition to seal a
`
`chamber from the atmosphere when atmospheric interference is not desired.
`
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`Application/Control Number: 11 /270,080
`Art Unit: 3761
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`Page 6
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`Accordingly, it is the position of the Examiner that taken together, the references
`
`reasonably suggest the sealing of the pressure chamber of the Soussan device with a
`
`partition until outside interference is desired, as suggested by Brugger.
`
`With regard to claims 39 -41 and 54, it has been held that where the only
`
`difference between the prior art and the claims was a recitation of relative dimensions of
`
`the claimed device and a device having the claimed relative dimensions would not
`
`perform differently than the prior art device, the claimed device was not patentably
`
`distinct from the prior art device. See MPEP 2144.04(1V)(B). It is the position of the
`
`Examiner that it is within the skill of a worker in the art to manipulate the dimensions of
`
`the pressure pod to optimize performance.
`
`Response to Arguments
`
`6.
`
`Applicant's arguments filed 20 December 2010 have been fully considered but
`
`they are not persuasive.
`
`7.
`
`Applicant argues that Soussan fails to disclose that apparatus comprises a length
`
`of pressure tubing between the pods and a connector to pressure measuring
`
`equipment. Applicant relies on Soussan FIG 6 to show that the pods 80 are directly
`
`connected to machine 60. The Examiner notes that Soussan discloses that FIG 6 is
`
`merely a schematic representation of the disclosed apparatus, not a representative
`
`figure. Furthermore, the pods 80 are connected to pressure transducers 92 via lines 93.
`
`The lines 93 represent the "pressure tubing" claimed by Applicant. Applicant does not
`
`set forth that the pressure tubing must be separate from a reusable monitoring
`
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`Application/Control Number: 11 /270,080
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`apparatus such as Soussan's apparatus 60. Applicant argues that using the claimed
`
`pressure tubing allows the pods to be placed at the most desirable locations on the
`
`blood flow set. While this may be true, Applicant has not set forth any structural
`
`limitations that distinguish the instantly claimed tubing from that shown by Soussan.
`
`8.
`
`With regard to claim 11, Applicant argues that Soussan fails to show that the
`
`pressure tubing may be attached sequentially to a device such as a syringe to apply
`
`pressure to the pods. The Examiner notes that claim 11 does not recite a syringe.
`
`Furthermore, Soussan specifically discloses that pressure tubing 93 is connected to
`
`pressure tubing 99, which, in turn, is connected to dry gas source 96 and dry gas pump
`
`97 that may apply pressure to the pods 80.
`
`9.
`
`With regard to claim 48, Applicant argues that Soussan discloses only a straight
`
`diaphragm. The Examiner notes that in FIG 5, Soussan discloses that the diaphragm
`
`may flex into a dome shape. Furthermore, claim 48 is rejected over a combination of
`
`Soussan and Brugger.
`
`10.
`
`Applicant argues that Brugger's dome shaped diaphragm is not capable of freely
`
`flipping back and forth to vary the size of the chambers. Applicant has not claimed such
`
`movement. Furthermore, Applicant has not set forth any structural limitations that
`
`distinguish the instantly claimed diaphragm from that disclosed by Brugger. As such, it
`
`is the position of the Examiner that, absent any claimed structural limitations, the
`
`Brugger diaphragm is capable of the movement argued by Applicant.
`
`Conclusion
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`Application/Control Number: 11 /270,080
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`Page 8
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`11.
`
`THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time
`
`policy as set forth in 37 CFR 1.136(a).
`
`A shortened statutory period for reply to this final action is set to expire THREE
`
`MONTHS from the mailing date of this action. In the event a first reply is filed within
`
`TWO MONTHS of the mailing date of this final action and the advisory action is not
`
`mailed until after the end of the THREE-MONTH shortened statutory period, then the
`
`shortened statutory period will expire on the date the advisory action is mailed, and any
`
`extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of
`
`the advisory action. In no event, however, will the statutory period for reply expire later
`
`than SIX MONTHS from the mailing date of this final action.
`
`Any inquiry concerning this communication or earlier communications from the
`
`examiner should be directed to LESLIE R. DEAK whose telephone number is (571 )272-
`
`4943. The examiner can normally be reached on Monday - Friday, 8:30am-5:00pm.
`
`If attempts to reach the examiner by telephone are unsuccessful, the examiner's
`
`supervisor, Tanya Zalukaeva can be reached on 571-272-1115. The fax phone number
`
`for the organization where this application or proceeding is assigned is 571-273-8300.
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`Application/Control Number: 11 /270,080
`Art Unit: 3761
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`Page 9
`
`Information regarding the status of an application may be obtained from the
`
`Patent Application Information Retrieval (PAIR) system. Status information for
`
`published applications may be obtained from either Private PAIR or Public PAIR.
`
`Status information for unpublished applications is available through Private PAIR only.
`
`For more information about the PAIR system, see http://pair-direct.uspto.gov. Should
`
`you have questions on access to the Private PAIR system, contact the Electronic
`
`Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a
`
`USPTO Customer Service Representative or access to the automated information
`
`system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000.
`
`/Leslie R. Deak/
`Primary Examiner, Art Unit 3761
`2 February 2011
`
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