`Filed: November 11, 2016
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________________________
`
`MYLAN LABORATORIES LIMITED
`Petitioner,
`
`v.
`
`AVENTIS PHARMA S.A.,
`Patent Owner
`_____________________________
`
`Case IPR2016-00712
`Patent No. 8,927,592
`_____________________________
`
`
`
`
`
`
`
`PETITIONER’S REPLY IN SUPPORT OF MOTION TO FILE
`SUPPLEMENTAL INFORMATION
`
`
`
`Petitioner replies to the Patent Owner’s opposition (Paper 15) to the Motion
`
`to submit two public documents as Supplemental Information (Paper 14) under
`
`Rule 42.123(a): a Final Office Action in a related pending continuation application,
`
`and a district court Claim Construction Order on the same claims involved in the
`
`present trial. Patent Owner asserts three bases for opposing Petitioner’s Motion:
`
`that the Final Office Action is an improper response to Patent Owner’s Preliminary
`
`Response (“POPR”), that each piece of supplemental information is not relevant,
`
`and that the supplemental information improperly bolsters Petitioner’s case. Each
`
`of these bases fails, for at least the reasons discussed below.
`
`A. The Final Office Action is not an Improper Reply to the POPR
`
`Patent Owner contends that the Final Office Action from its continuation
`
`application constitutes an improper reply to the POPR, arguing that Wireless
`
`Seismic, Inc. v. Fairfield Indus., Inc., IPR2014-01113 holds that supplemental
`
`information is improper when it is “in effect . . . a reply to the Preliminary
`
`Response.” Paper 15 at 3-4 (quoting Wireless Seismic, Paper 8 at 2). But Wireless
`
`Seismic involved a request to submit supplemental information prior to institution.
`
`Here, the Motion to submit supplemental information was filed after institution.
`
`Moreover, the Final Office Action is a public document of the PTO’s response to
`
`Patent Owner’s arguments to similar claims, as has been set forth in the Motion
`
`(Paper 14). It does not constitute a reply by Petitioner to the POPR.
`
`
`
`-1-
`
`
`
`Patent Owner also suggests that the supplemental information is an improper
`
`attempt “to preemptively respond to” Patent Owner’s Response (“POR”). Paper 15
`
`at 4. However, Patent Owner’s proposal that Petitioners be barred from submitting
`
`supplemental information until after the POR runs contrary to the plain language of
`
`the applicable rule, which requires that a motion be filed within one month of
`
`institution, 37 C.F.R. 42.123(a)(1). The argument that supplemental information
`
`cannot be filed if it touches on issues discussed in the POPR or potentially in the
`
`POR ignores the timing requirement and the requirement that the supplemental
`
`information be relevant to an instituted claim. 37 C.F.R. 42.123(a)(2).
`
`B.
`
`Each Piece of Supplemental Information is Relevant
`
`Regardless of what Patent Owner chooses to do in the POR, the
`
`supplemental information is permissible because it is relevant and informative to at
`
`least one instituted claim, as discussed in Petitioner’s Motion (Paper 14). The
`
`supplemental information is relevant at least to the meaning of the instituted claims,
`
`the meaning and weight to be given the prosecution history, and to factual disputes
`
`between the parties regarding likelihood of success. See Paper 14 at 7, 9-13.
`
`Patent Owner essentially concedes Petitioner’s factual description of each
`
`piece of proposed supplemental information. It is undisputed that the Claim
`
`Construction Order construes the claims also at issue in this proceeding. Yet the
`
`Patent Owner argues that “the district court decision is not binding on the Board,”
`
`
`
`-2-
`
`
`
`a point not even remotely asserted in the Motion. Paper 15 at 8. Patent Owner also
`
`does not dispute that the Final Office Action rejected the continuation claims from
`
`the ’592 patent that are similar to yet narrower than the issued claims of the ’592
`
`patent, and that this finding was based on art that is either identical or substantively
`
`identical to that asserted in the instituted grounds. Id. at 5 (recognizing Petitioner’s
`
`argument that the “Final Office Action is relevant because it concerns narrower
`
`claims than those of the ’592 patent,” and arguing only that the Final Office Action
`
`“is not a final determination,” that the Examiner had not reviewed the POR, and
`
`that the Examiner is not an APJ). Because the supplemental information relates to
`
`the meaning of the instituted claims and the asserted prior art, there should be no
`
`reasonable dispute that this information is relevant to at least one instituted claim.
`
`Patent Owner argues that its submission of the Petition and Seth Declaration
`
`to the Examiner in the related application were pursuant to its “duty of candor” to
`
`the Office (Paper 15 at 6), but at the same time attempts to prevent the Board from
`
`receiving the Final Office Action from that case. Even though the Final Office
`
`Action was issued on June 9, 2016 (EX1040 at cover), the Patent Owner repeatedly
`
`argued two weeks later in its POPR that the Board should defer to the Examiner’s
`
`original prosecution findings. The Patent Owner apparently did not feel compelled
`
`to inform the Board that the same Examiner had changed his position after
`
`reviewing Petitioner’s evidence from this proceeding. Even now, Patent Owner
`
`
`
`-3-
`
`
`
`argues that it would be unduly prejudicial for the Board to consider findings in the
`
`related prosecution. Paper 15 at 5-7. Patent Owner’s argument that the Board is
`
`unable to evaluate the probity of relevant information as to the instituted claims
`
`should be rejected.
`
`C. The Supplemental Information is not “Improper Bolstering”
`
`Patent Owner argues that supplemental information is only appropriate if it
`
`will not help (“bolster”) the Petitioner’s case. Contrary to Patent Owner’s
`
`arguments, it is entirely proper to submit supplemental information that supports
`
`arguments made in the Petition. Indeed, “[s]upplemental information . . . is
`
`evidence a party intends to support an argument on the merits.” ServiceNow, Inc. v.
`
`BMC Software, Inc. (IPR2015-01176), Paper 15 at 3 (quoting Handi Quilter, Inc. v.
`
`Bernina Int’l AG (IPR2013-00364), Paper 30 at 2-3). Accordingly, that the
`
`supplemental information that is the subject of the present Motion confirms and
`
`supports Petitioner’s original arguments, and is relevant to the instituted claims and
`
`the trial as instituted, fully complies with Rule 42.123(a).
`
`Patent Owner relies on Mitsubishi Plastics, Inc. v. Celgard, LLC (IPR2015-
`
`00524) to suggest that it is improper to receive supplemental information that
`
`“bolster[s] the evidence by submitting . . . additional confirmatory evidence.”
`
`Paper 15 at 10, see also id. at 8-9. However, in Mitsubishi Plastics, the petitioner
`
`sought to submit new expert witness declarations. Mitsubishi Plastics, Paper 30 at
`
`
`
`-4-
`
`
`
`2. These declarations included a second declaration by the petitioner’s expert. Id. at
`
`3 n.3. As pointed out by the patent owner in that proceeding, “there [was] no
`
`reason why [petitioner] could not have included in its petition any of the
`
`information it now seeks to add to this proceeding.” Mitsubishi Plastics, Paper 26
`
`at 8. But here, both pieces of supplemental information became available only after
`
`the filing date of the Petition. Ex. 1039 at 0001 (October 7, 2016); Ex. 1040 at
`
`cover (June 9, 2016). Furthermore, the Board denied the motion in Mitsubishi
`
`Plastics because the petitioner sought “to change the evidence it relied upon in
`
`making its original challenge” by relying on new expert testimony. Mitsubishi
`
`Plastics, Paper 30 at 6. By contrast, the present Motion does not attempt to submit
`
`additional testimony from its own expert that it could have submitted with the
`
`Petition, nor does it attempt to alter the scope of the instituted proceeding.
`
`Accordingly, Mitsubishi Plastics does not weigh against acceptance of the present
`
`supplemental information.
`
`Accordingly, Petitioner respectfully requests that the Motion be granted.
`
`Dated: November 11, 2016
`
`
`
`
`
`
`
`Respectfully submitted,
`
`/ Steven W. Parmelee /
` Steven W. Parmelee, Lead Counsel
` Reg. No. 31,990
`
`
`
`
`
`
`
`
`
`
`
`-5-
`
`
`
`CERTIFICATE OF SERVICE
`
`The undersigned certifies that the foregoing Petitioner’s Reply In Support Of
`
`Motion to File Supplemental Information was served on November 11, 2016, on
`
`the Patent Owner at the correspondence address of the Patent Owner as follows:
`
`Dominick A. Conde
`William E. Solander
`Jason A. Leonard
`Whitney L. Meier
`Daniel J. Minion
`FITZPATRICK, CELLA, HARPER & SCINTO
`1290 Avenue of the Americas
`New York, NY 1014-3800
`Email: dconde@fchs.com
`Email: wsolander@fchs.com
`Email: jleonard@fchs.com
`Email: wmeier@fchs.com
`Email: dminion@fchs.com
`
`
`
`Dated: November 11, 2016
`
`
`
`Respectfully submitted,
`
`/ Steven W. Parmelee /
` Steven W. Parmelee, Lead Counsel
` Reg. No. 31,990