`571-272-7822
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` Paper No. 13
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` Entered: September 30, 2016
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
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`
`
`Before TONI R. SCHEINER, ERICA A. FRANKLIN, and
`JACQUELINE WRIGHT BONILLA, Administrative Patent Judges.
`
`SCHEINER, Administrative Patent Judge.
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`FRONTIER THERAPEUTICS, LLC,
`Petitioner,
`
`v.
`
`MEDAC GESELLSCHAFT FÜR KLINISCHE
`SPEZIALPRÄPARATE MBH,
`Patent Owner.
`____________
`
`Case IPR2016-00649
`Patent 8,664,231 B2
`____________
`
`
`
`ORDER
`Conduct of the Proceeding
`37 C.F.R. § 42.5
`
`
`
`
`
`IPR2016-00649
`Patent 8,664,231 B2
`
`
`A conference call was held on September 28, 2016, between James
`Haley and J. Steven Baughman for medac Gesellschaft für klinische
`Spezialpräparate mbH (“Patent Owner” or “Medac”); Gregory Gonsalves for
`Frontier Therapeutics LLC (“Petitioner” or “Frontier”); and Administrative
`Patent Judges Bonilla, Franklin, and Scheiner. Patent Owner requested the
`call to seek authorization to file a motion for additional discovery pursuant
`to 37 C.F.R. § 42.52(a) regarding real parties-in-interest.
`(1)
`Patent Owner seeks to compel the testimony of Mr. Jason Greer—
`identified by Patent Owner as Frontier’s Executive Manager—regarding the
`identity of entities referred to as “industry relationships” and “development
`partners” in Mr. Greer’s letter to Medac of January 8, 2016 (Ex. 2001), as
`well as the relationship of these entities to Frontier and their level of
`involvement in IPR2016-00649. Patent Owner maintains that Mr. Greer is
`in a position to shed light on whether these entities are as yet unidentified
`real parties-in-interest. In support of its request, Patent Owner points to Mr.
`Greer’s representations to Medac that “Frontier has uniquely positioned
`itself to achieve its strategic objectives through its industry relationships,”
`and “Frontier intends to approach its development partners to prepare and
`file an ANDA for Rasuvo®” (the subject matter of Patent 8,664,231 (“the
`’231 patent”)), should the PTAB “institute an IPR of the ’231 Patent.” See
`Ex. 2001, 1.
`The Board has identified several factors relevant to determining
`whether a discovery request is “necessary in the interest of justice,” the
`applicable standard under the AIA. Garmin Int’l, Inc. v. Cuozzo Speed
`Techs. LLC, Case IPR2012-00001, slip op. at 6–7 (PTAB Mar. 5, 2013)
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`IPR2016-00649
`Patent 8,664,231 B2
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`(Paper 26). The first of these factors weighs decisively in our consideration
`of Patent Owner’s request:
`More Than a Possibility and Mere Allegation—The mere
`possibility of finding something useful, and mere allegation that
`something useful will be found, are insufficient to demonstrate
`that the requested discovery is necessary in the interest of justice.
`The party requesting discovery should already be in possession
`of evidence tending to show beyond speculation that in fact
`something useful will be discovered. [In this context, “useful”
`means “favorable in substantive value to a contention of the party
`moving for discovery.”]
`
`Id.
`Here, Patent Owner has identified insufficient evidence already in its
`
`possession that tends to show beyond speculation that something useful
`would be uncovered were we to grant Patent Owner’s request to compel Mr.
`Greer’s testimony with respect to real parties-in-interest. Factors relevant to
`whether an unnamed party is a real party-in-interest of Frontier include
`whether that unnamed party has or could have exerted control over the filing
`of the Petition in this case. The mere mention of unidentified “development
`partners” or “industry relationships” in the context of filing an ANDA—
`which purportedly would occur, if at all, after institution of an inter partes
`review in this case—is insufficient to show beyond speculation that the relief
`requested would uncover something useful in support of Patent Owner’s
`assertions that unnamed entities have or could have exerted control over
`Frontier’s Petition in this case. Thus, even if we considered the remaining
`Garmin factors in favor of Patent Owner, for the reasons set forth above,
`Patent Owner still would be unable to meet its burden of showing that the
`requested additional discovery is necessary in the interest of justice.
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`IPR2016-00649
`Patent 8,664,231 B2
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`Accordingly, we decline to authorize Patent Owner’s request for
`authorization to compel the testimony of Mr. Greer on this matter.
` (2)
`Patent Owner also seeks authorization to move for additional
`discovery on the issue of whether Mr. Jason Greer, Jason Paul Group LLC,
`and Jason Paul Greer Enterprises LLC are unnamed real parties-in-interest
`of Frontier. Patent Owner asserts, among other things, that Frontier, Jason
`Paul Group LLC, and Jason Paul Greer Enterprises LLC share Mr. Greer’s
`personal address, and are all alter egos of Mr. Greer.
`During the conference call, the parties confirmed the absence of a
`statutory bar under 35 U.S.C. § 315(a) or (b). Following further discussion
`of the matter, counsel for Petitioner agreed to confer with his client as to
`whether it would be appropriate for Petitioner to file an updated mandatory
`notice naming Mr. Greer, Jason Paul Group LLC, and Jason Paul Greer
`Enterprises LLC as additional real parties-in-interest. We indicated that in
`the event Petitioner determines that such a filing is appropriate and thereafter
`files the notice, we would exercise our discretion under 35 U.S.C. § 316 and
`37 C.F.R. §§ 42.5 and 42.71 to reset the filing date of the Petition and the
`Decision to Institute to the date of the updated mandatory notice, without
`otherwise modifying the Scheduling Order already in place. Patent Owner
`explained that such action would satisfy its concerns and obviate its interest
`in filing a motion for additional discovery relating to those entities.
`Accordingly, Petitioner agreed to a time period for filing an updated
`mandatory notice naming additional real parties-in-interest, should Petitioner
`elect to file such, of no later than close of business on Friday, October 7,
`2016. In addition, should Petitioner elect not to file such a notice, it shall
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`IPR2016-00649
`Patent 8,664,231 B2
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`inform us of that decision by close of business on October 7, 2016. Finally,
`as indicated during the conference call, we will revisit Patent Owner’s
`request for authorization to file a motion for additional discovery regarding
`whether Mr. Jason Greer, Jason Paul Group LLC, and Jason Paul Greer
`Enterprises LLC are real parties-in-interest of Frontier in the event that
`Petitioner elects not to file the proposed updated mandatory notice.
`
`
`It is:
`ORDERED, that Patent Owner’s request for authorization to file a
`motion to compel the testimony of Mr. Jason Greer is denied;
`FURTHER ORDERED that Petitioner’s Updated Mandatory Notice,
`should Petitioner elect to file one as indicated above, is due not later than
`close of business on October 7, 2016; and
` FURTHER ORDERED that Petitioner shall inform the Board, by
`email, if it elects not to file an updated mandatory notice, by close of
`business on October 7, 2016.
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`IPR2016-00649
`Patent 8,664,231 B2
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`For PETITIONER:
`
`Gregory Gonsalves
`gonsalves@gonsalveslawfirm.com
`
`For PATENT OWNER:
`James F. Haley, Jr.
`james.haley@ropesgray.com
`J. Steven Baughman
`Steven.baughman@ropesgray.com
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