`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`ASUSTEK COMPUTER, INC. and ASUS COMPUTER INTERNATIONAL,
`
`Petitioners
`
`v.
`
`AVAGO TECHNOLOGIES GENERAL IP (SINGAPORE) PTE. LTD.,
`
`Patent Owner
`
`
`
`Case: IPR2016-00646
`
`U.S. Patent No. 5,870,087
`
`
`
`PATENT OWNER’S EXHIBIT NO. 2003
`
`DECLARATION OF SCOTT ACTON, PH.D. UNDER 37 C.F.R. § 1.68
`
`
`
`
`
`Avago Exhibit 2003 – Page 1
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`TABLE OF CONTENTS
`
`SCOPE OF THE DECLARATION ................................................................ 4
`I.
`EXPERT QUALIFICATIONS AND BACKGROUND ................................. 5
`II.
`III. MATERIALS REVIEWED ............................................................................ 9
`IV. SUMMARY OF OPINIONS ......................................................................... 10
`V. UNDERSTANDING OF LEGAL PRINCIPLES ......................................... 10
`A. Anticipation ......................................................................................... 11
`B.
`Obviousness ......................................................................................... 11
`C.
`Claim Construction .............................................................................. 13
`VI. PERSON OF ORDINARY SKILL IN THE ART ........................................ 13
`VII. OVERVIEW OF THE ʼ087 PATENT .......................................................... 15
`VIII. CLAIM CONSTRUCTION .......................................................................... 18
`IX. ANTICIPATION ANALYSIS ...................................................................... 21
`A.
`Count 2 ................................................................................................ 21
`1.
`Independent Claims 1, 10, and 16 ............................................. 21
`2.
`Dependent Claim 7 ................................................................... 28
`3.
`Dependent Claim 11 ................................................................. 30
`4.
`Conclusion on Count 2 .............................................................. 31
`X. OBVIOUSNESS ANALYSIS ....................................................................... 32
`A. Motivation to Combine ....................................................................... 32
`B.
`Count 3 ................................................................................................ 33
`1.
`Independent Claims 1, 10, and 16 ............................................. 33
`
`Avago Exhibit 2003 – Page 2
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`C.
`
`2.
`Dependent Claim 7 ................................................................... 39
`Dependent Claim 8 ................................................................... 40
`3.
`Dependent Claim 11 ................................................................. 43
`4.
`Conclusion on Count 3 .............................................................. 45
`5.
`Count 5 ................................................................................................ 46
`1.
`Dependent Claim 7 ................................................................... 47
`2.
`Dependent Claim 8 ................................................................... 48
`3.
`Conclusion on Count 5 .............................................................. 50
`Count 6 ................................................................................................ 51
`1.
`Dependent Claim 7 ................................................................... 52
`2.
`Dependent Claim 8 ................................................................... 53
`3.
`Conclusion on Count 6 .............................................................. 55
`Conclusion on Obviousness ................................................................ 56
`E.
`XI. CONCLUSION .............................................................................................. 56
`
`D.
`
`Avago Exhibit 2003 – Page 3
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`I, Scott Acton, being over the age of 18 and competent to make the statements
`
`herein, hereby declare the following:
`
`I.
`
`SCOPE OF THE DECLARATION
`
`1.
`
`I have been retained on behalf of Patent Owner Avago Technologies
`
`General IP (Singapore) Pte. Ltd. (“Patent Owner”) as an expert consultant to
`
`analyze and provide my opinions on the validity of U.S. Patent No. 5,870,087 (the
`
`“ʼ087 Patent”), and such other topics as addressed in this report.
`
`2. As part of this work, I have been requested by counsel for Patent
`
`Owner to study the challenged claims of the ʼ087 Patent and compare them with
`
`the grounds identified by Petitioners ASUSTeK Computer, Inc. and ASUS
`
`Computer International (collectively, “Petitioners”) and instituted by the Patent
`
`Trial and Appeal Board.
`
`3.
`
`I have prepared this declaration summarizing certain of my opinions
`
`regarding this subject matter and its relevance to the validity of the ʼ087 Patent.
`
`4.
`
`If called upon to do so, I am prepared to testify as an expert witness in
`
`this regard.
`
`5.
`
`This declaration is based on information currently available to me. To
`
`the extent that additional information becomes available, I reserve the right to
`
`continue my investigation and study, which may include a review of documents
`
`Avago Exhibit 2003 – Page 4
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`and information that may be produced, as well as testimony from depositions that
`
`have not yet been taken.
`
`II. EXPERT QUALIFICATIONS AND BACKGROUND
`
`6.
`
`I am qualified by education and experience to testify as an expert in
`
`the field of signal processing, including signal, image, and video processing.
`
`Attached as Attachment A is a copy of my curriculum vitae detailing my
`
`experience and educational background. Additionally, I provide the following
`
`overview of my background as it pertains to my qualifications for providing expert
`
`testimony in this matter.
`
`7.
`
`I am a Professor at the University of Virginia in the Electrical and
`
`Computer Engineering Department. I have been at the University of Virginia since
`
`2000. I am currently the Director of the Virginia Image and Video Analysis
`
`(VIVA) laboratory. My area of expertise is signal, image, and video processing. I
`
`have taught signal processing and image and video processing at the graduate level
`
`for over twenty years. My experience in the signal processing research area dates
`
`back to 1988, when I joined the Laboratory for Vision Systems (now called the
`
`Laboratory for Image and Video Engineering) at the University of Texas at Austin.
`
`I hold M.S. and Ph.D. degrees from the University of Texas at Austin in Electrical
`
`and Computer Engineering. The concentration area of my graduate work was
`
`image and video processing. I hold a B.S. degree from Virginia Tech in Electrical
`Avago Exhibit 2003 – Page 5
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`Engineering. I spent a year of postdoctoral study with the Center for Space
`
`Research in Austin, Texas.
`
`8.
`
`I am currently the Editor-in-Chief of IEEE Transactions on Image
`
`Processing. This journal is the top journal for multidimensional signal processing
`
`in the world. The journal has an impact factor above 3.7, receives approximately
`
`2,000 submissions per year, and accepts roughly a quarter of these submissions.
`
`As Editor-in-Chief, I manage a dozen Senior Area Editors and approximately
`
`seventy-five Associate Editors.
`
`9.
`
`For my work in signal, image, and video processing, I was named an
`
`IEEE Fellow. The distinction of Fellow in the IEEE is capped at a maximum of
`
`one Fellow for every 1,000 members.
`
`10.
`
`I have over 275 publications in the area of image and video
`
`processing. A complete list of my publications, including all publications I have
`
`authored in the previous ten years, is set forth in Attachment A.
`
`11.
`
`I have industry experience with AT&T, the Mitre Corporation, and
`
`Motorola, Inc. I have academic experience as a research assistant at the University
`
`of Texas at Austin, as a professor with Oklahoma State University, and as a
`
`professor at the University of Virginia. In 2007-2008, I spent an academic
`
`sabbatical at the University of New Mexico.
`
`Avago Exhibit 2003 – Page 6
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`12. As both a consultant and as someone who has taught many courses in
`
`this area through the years, I am intimately familiar with the issues and technology
`
`relating to image and video processing. I have personally been involved with the
`
`design and development of several signal processing systems while working at the
`
`Laboratory for Image and Video Engineering, directing the Oklahoma Imaging
`
`Laboratory, and directing the Virginia Image and Video Analysis laboratory. My
`
`software systems have been deployed in industry and in government. I am
`
`qualified to testify as an expert on matters related to the ’087 Patent.
`
`13. For my study and testimony in this case, I am being compensated at a
`
`rate of $350 per hour plus reimbursement for usual business expenses, which is my
`
`standard and customary practice. My compensation is not dependent on the
`
`outcome of this matter.
`
`14. During the previous four years, I have testified as an expert at trial or
`
`by deposition in the following cases:
`
` In re Certain Elec. Imaging Devices (Flashpoint Tech., Inc. v.
`
`HTC Am., Inc. et al.)
`
`No. 337-TA-726 (ITC)
`
`Retained by King and Spalding on behalf of Respondents Nokia
`
`Corp. and Nokia, Inc.
`
`Retained by Perkins Coie on behalf of Respondents HTC Am., Inc.
`Avago Exhibit 2003 – Page 7
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`and HTC Corp.
`
`Retained by Greenberg Traurig on behalf of Respondents LG
`
`Elecs. MobileComm U.S.A., Inc.; LG Elecs. U.S.A., Inc.; and LG
`
`Elecs., Inc.
`
` In re Certain Elec. Imaging Devices ( Flashpoint Tech., Inc. v.
`
`FutureWei Techs., Inc. d/b/a Huawei Techs. (USA) et al.)
`
`No. 337-TA-850 (ITC)
`
`Retained by Perkins Coie on behalf of Respondents HTC Am.,
`
`Inc.; HTC Corp.; Pantech Co., Ltd.; and Pantech Wireless, Inc.
`
` In re Certain Audiovisual Components & Prods. Containing the
`
`Same (Agere Sys., Inc. v. Funai Corp., Inc. et al.)
`
`No. 337-TA-837 (ITC)
`
`Retained by Kilpatrick, Townsend & Stockton on behalf of
`
`Complainants Agere Sys., Inc. and LSI Corp.
`
` MedioStream Inc. v. Microsoft Corp. et al.
`
`No. 2:08-cv-00369-CE (E.D. Tex.)
`
`Retained by Covington and Burling on behalf of Defendant
`
`Microsoft Corp.
`
` Avago Technologies General IP (Singapore) PTE Ltd. v. ASUSTeK
`
`Computer, Inc. et al.
`
`Avago Exhibit 2003 – Page 8
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`No. 3:15-cv-04525-EMC (N.D. Cal.)
`
`Retained by Kilpatrick, Townsend & Stockton on behalf of
`
`Plaintiff Avago Technologies General IP (Singapore) PTE Ltd.
`
`III. MATERIALS REVIEWED
`
`15.
`
`In forming my opinions, I reviewed the following materials:
`
` Petition for Inter Partes Review of U.S. Patent No. 5,870,087
`
`Under 35 U.S.C. § 312 and 37 C.F.R. § 42.104 (Paper 3) and the
`
`exhibits thereto (Exs. 1001 to 1013);
`
` Patent Owner’s Preliminary Response Under 37 C.F.R. § 42.107 to
`
`Petition for Inter Partes Review of U.S. Patent No. 5,870,087 and
`
`the exhibits thereto (Exs. 2001 to 2002);
`
` Decision on Institution of Inter Partes Review of U.S. Patent No.
`
`5,870,087 Under 37 C.F.R. § 42.108;
`
` Deposition Transcript of Richard Kramer dated November 21,
`
`2016 (Ex. 2004);
`
` Chia-Hsing Lin et al., Low Power Design for MPEG-2 Video
`
`Decoder, 42 IEEE Transactions on Consumer Electronics 513
`
`(1996) (Ex. 2005);
`
`Avago Exhibit 2003 – Page 9
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
` Sung-Chul Han et al., An ASIC Implementation of the MPEG-2
`
`Audio Decoder, 42 IEEE Transactions on Consumer Electronics
`
`540 (1996) (Ex. 2006); and
`
` Deposition of Scott Acton, Ph.D. dated September 14, 2016 in
`
`Avago Technologies General IP (Singapore) PTE Ltd. v. ASUSTeK
`
`Computer, Inc., No. 3:15-cv-04525-EMC (N.D. Cal.).
`
`16.
`
`I intend to continue to review materials that may inform my opinions
`
`expressed in this Declaration. I reserve the right to amend or supplement this
`
`Declaration and to rely on additional materials and testimony brought to my
`
`attention during the course of this proceeding.
`
`IV. SUMMARY OF OPINIONS
`
`17. Based on the materials that I have reviewed, the analyses I have
`
`performed, the positions I have summarized within this declaration, and my
`
`personal experience, I have formed at least the opinions listed below.
`
`18. Petitioners have not shown by a preponderance of the evidence that
`
`any challenged claim of the ʼ087 Patent is invalid based on anticipation or
`
`obviousness. I detail the support for my conclusion in the following paragraphs.
`
`V. UNDERSTANDING OF LEGAL PRINCIPLES
`
`19. The paragraphs in this section represent my understanding of the
`
`applicable legal standards. Such understanding is premised entirely on direction
`Avago Exhibit 2003 – Page 10
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`provided by Patent Owner’s counsel, and does not reflect any independent
`
`assessment by me of the relevant legal standards.
`
`A. Anticipation
`
`20.
`
`I understand that a claim is anticipated only if each and every element
`
`as set forth in the claim is found, either expressly or inherently described, in a
`
`single prior art reference. I understand that the identical invention must be shown
`
`in as complete detail as is contained in the claim. I understand that unless a
`
`reference discloses within the four corners of the document not only all of the
`
`limitations claimed but also all of the limitations arranged or combined in the same
`
`way as recited in the claim, it cannot be said to prove prior invention of the thing
`
`claimed and, thus, cannot anticipate under 35 U.S.C. § 102.
`
`21.
`
`I understand that in an inter partes review, a claim of unpatentability
`
`based on alleged anticipation must be proved by a preponderance of the evidence.
`
`B. Obviousness
`
`22.
`
`I understand that a patent claim is invalid for obviousness only if the
`
`invention described in the claim would have been obvious to a person of ordinary
`
`skill in the art at the time the invention was made. I understand that the
`
`fundamental question in an obviousness analysis is whether the claimed invention
`
`would have been obvious to a person of ordinary skill in the art, taking into
`
`account (1) the scope and content of the prior art, (2) the differences between
`Avago Exhibit 2003 – Page 11
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`the prior art and the claimed invention, (3) the level of ordinary skill in the
`
`art, and (4) any objective considerations of non-obviousness, including
`
`commercial success of products or processes using the invention, long felt need for
`
`the invention, failure of others to make the invention, industry acceptance of the
`
`invention, and copying of the invention by others.
`
`23.
`
`I further understand that multiple references can be combined with
`
`one another, or with the knowledge of a person of ordinary skill in the art, to
`
`render a claim obvious. However, obviousness is not established simply because
`
`all of the elements of a patent claim can be found in the prior art. There must be
`
`a reason that would have prompted a person of ordinary skill in the relevant field
`
`to combine the elements in the way the claimed new invention does.
`
`24.
`
`In addition, I understand that obviousness of a patent cannot properly
`
`be established through hindsight, and that elements from different prior art
`
`references, or different embodiments of a single prior art reference, cannot be
`
`selected to create the claimed invention using the invention itself as a roadmap.
`
`The claimed invention as a whole must be compared to the prior art as a whole,
`
`and courts must avoid aggregating pieces of prior art through hindsight, which
`
`would not have been combined absent the inventor’s insight.
`
`25.
`
`I understand that in an inter partes review, a claim of unpatentability
`
`based on alleged obviousness must be proved by a preponderance of the evidence.
`Avago Exhibit 2003 – Page 12
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`C. Claim Construction
`
`26.
`
`I understand that, in inter partes review, claims of an expired patent
`
`are given their ordinary and customary meanings, as would be understood by a
`
`person of ordinary skill in the art at the time of the invention, having taken into
`
`consideration the language of the claims, the specification, and the prosecution
`
`history of record. I understand that claims should always be read in light of the
`
`specification and teachings in the underlying patent.
`
`VI. PERSON OF ORDINARY SKILL IN THE ART
`
`27.
`
`I understand that certain issues in the inter partes review involve the
`
`concept of a “person of ordinary skill in the art.” I also understand that the
`
`following appears in the U.S. Patent and Trademark Office Manual of Patent
`
`Examining Procedure at Section 2141.00:
`
`The person of ordinary skill in the art is a hypothetical person who is
`presumed to have known the relevant art at the time of the invention.
`Factors that may be considered in determining the level of ordinary
`skill in the art may include: (1) “type of problems encountered in the
`art;” (2) “prior art solutions to those problems;” (3) “rapidity with
`which innovations are made;” (4) “sophistication of the technology;”
`and (5) “educational level of active workers in the field.” In re
`GPAC, 57 F.3d 1573, 1579 (Fed. Cir. 1995). “In a given case, every
`factor may not be present, and one or more factors may predominate.”
`
`Avago Exhibit 2003 – Page 13
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`Id. See also Custom Accessories, Inc. v. Jeffrey-Allan Indus., Inc.,
`807 F.2d 955, 962 (Fed. Cir. 1983).
`
`28.
`
`In my opinion, a person of ordinary skill in the relevant art at the time
`
`of the invention of the ’087 Patent would be someone with a bachelor’s degree in
`
`electrical engineering, computer engineering, computer science, or equivalent, and
`
`at least two years of industry experience or graduate studies in developing
`
`image/video processing software/hardware systems.
`
`29.
`
`I make this declaration as someone who actually possessed at least the
`
`knowledge of a person of ordinary skill in the art at the time the application that
`
`led to the ’087 Patent was filed.
`
`30.
`
`I disagree with Petitioner’s expert Mr. Kramer’s definition of a person
`
`of ordinary skill in the art, Ex. 1003 at ¶ 19, to the extent that it does not require
`
`any experience related to the development of video decoders or other image/video
`
`processing software/hardware systems. However, my opinions would not change
`
`if the person of ordinary skill in the art only had at least two years of industry
`
`experience or graduate studies in developing processor systems involving memory
`
`architectures but did not have any specific experience related to video decoders or
`
`other image/video processing systems.
`
`Avago Exhibit 2003 – Page 14
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`VII. OVERVIEW OF THE ʼ087 PATENT
`
`31.
`
`I understand that the ’087 Patent was filed on November 13, 1996 and
`
`that the ’087 Patent issued on February 9, 1999.
`
`32.
`
`I have reviewed the specification and file history of the ’087 Patent.
`
`33. The ’087 Patent discloses and claims structures, functions, and
`
`methodologies for decoding an encoded multimedia data stream. Specifically, the
`
`’087 Patent describes novel video decoder systems and methods for performing
`
`video decoding that efficiently utilize memory.
`
`34. Video decoder systems include several components such as a channel
`
`receiver that receives an encoded multimedia data stream, transport logic coupled
`
`to the channel receiver that demultiplexes the multimedia data stream into separate
`
`audio and video data streams, a video decoder, a system controller that controls
`
`operations within the video decoder system, and memory.
`
`35. Similarly, methods for performing video decoding include steps such
`
`as receiving an encoded multimedia data stream, demultiplexing the encoded
`
`multimedia data streams, decoding the encoded multimedia data streams,
`
`controlling operations within the decoder system, and accessing and storing data in
`
`memory. A more detailed description of the Moving Picture Expert Group
`
`(“MPEG”) compression standards in existence at the time of the ’087 Patent is
`
`provided at column 2, line 21 through column 4, line 27 of the ’087 Patent. This
`Avago Exhibit 2003 – Page 15
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`discussion includes a summary of some of the steps needed to decode an MPEG
`
`encoded stream.
`
`36. The video decoder systems and methods for performing video
`
`decoding disclosed in the ’087 Patent improve video (MPEG) decoding by
`
`utilizing what is alternately referred to in the ’087 Patent as “unified memory,”
`
`“single memory,” or “single unified memory.” For simplicity, I refer to the
`
`memory structure of the ’087 Patent in this Report as “unified memory.”
`
`37. The ’087 Patent discloses that the unified memory may be comprised
`
`of one or more memory chips. For example, Figure 3 of the ’087 Patent, which is
`
`reproduced below, depicts a 16Mbit SDRAM (item 212) that is consistent with a
`
`memory configuration of four ranks (i.e., chips).
`
`
`Avago Exhibit 2003 – Page 16
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`38. Similarly, Figure 4 of the ’087 Patent, reproduced below, depicts
`
`frame store memory 212 in a manner consistent with a memory having more than
`
`one memory chip or bank.
`
`
`
`39. Although, as is shown in Figures 3 and 4, more than one memory chip
`
`may be utilized, the multiple memory chips function as a unit. The unified
`
`memory structure described in the ’087 Patent thus allows for a reduction in the
`
`total memory needed for the video decoder system and simplifies system design.
`
`40.
`
`Indeed, the ’087 Patent discloses that prior MPEG decoder systems
`
`“have generally used a frame store memory for the MPEG decoder motion
`
`compensation logic which stores the reference frames or anchor frames as well as
`
`the frame being reconstructed.” See Ex. 1001 at 4:29-32. Additionally, these
`
`decoder systems “have also generally included a separate memory for the transport
`
`and system controller functions” because size limitations prevented the memories
`Avago Exhibit 2003 – Page 17
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`from being combined. See id. at 4:33-36. Additional memory adds additional cost
`
`to the system. Thus, in addition to reducing total memory needed for the decoder
`
`system and simplifying system design, the memory structure described in the ’087
`
`Patent reduces the cost of the video decoder system.
`
`VIII. CLAIM CONSTRUCTION
`
`41.
`
`It is my opinion that, should the Board construe the claim term
`
`“memory” / “first unified memory,” the ordinary and customary meaning of that
`
`term, as would be understood by a person of ordinary skill in the art having taken
`
`into consideration the intrinsic evidence, is “memory functioning as a unit.”
`
`42. With my understanding of claim construction principles, I have read
`
`the specification and prosecution history of the ’087 Patent in view of Petitioners’
`
`proposed construction of “memory” / “first unified memory,” i.e., “a single
`
`memory for use by transport, decode, and system controller functions.” Based on
`
`my review of the patent specification and its prosecution history, it is my opinion
`
`that Petitioners’ proposed construction is incorrect.
`
`43. The specification of the ’087 Patent uses the terms “memory,” “single
`
`memory,” and “unified memory” interchangeably. These terms are used
`
`throughout the specification to indicate that the memory of the video decoder
`
`system (including MPEG decoder systems) functions as a unit. There is no
`
`indication that the memory is limited to a single structure. Indeed, the figures of
`Avago Exhibit 2003 – Page 18
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`the ’087 Patent counsel otherwise. For example, in Figure 3, shown below, the 16
`
`Mbit SDRAM identified by reference number 212 is comprised of four memory
`
`chips coupled together to make a unified whole.
`
`
`
`If the memory were limited to a single memory chip, memory 212 would have
`
`been depicted with a single chip.
`
`44. That the memory is not limited to one memory chip is further
`
`confirmed by Figure 4, reproduced below, which depicts Frame-store Memory 212
`
`as being composed of two memory chips.
`
`Avago Exhibit 2003 – Page 19
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`
`
`These memory chips function as a unit and form a unified memory. Again, in my
`
`opinion, if the memory of the ’087 Patent was limited to a single memory chip, the
`
`Frame-store Memory 212 in Figure 4 would have been depicted with one memory
`
`chip, rather than the two shown in Figure 4.
`
`45. Nothing the prosecution history of the ’087 Patent leads me to a
`
`different conclusion. Throughout the application process, the patentee’s
`
`correspondence with the U.S. Patent and Trademark Office with respect to the
`
`memory was consistent with how the memory was referenced in the specification.
`
`The patentee did not ascribe a specific definition to the term “memory” / “first
`
`unified memory” that would impart to those terms a meaning different from the
`
`plain and ordinary meaning—“memory functioning as a unit.”
`
`46. Petitioners’ proposed construction would import limitations from the
`
`specification into the claims. It is true that the specification of the ’087 Patent
`Avago Exhibit 2003 – Page 20
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`discusses the use of a Samsung KM416S1120AT-12 SDRAM in the preferred
`
`embodiment. Nothing in either the specification or the prosecution history of the
`
`’087 Patent, however, indicates that the patentee was limiting his invention to this
`
`embodiment or to a memory comprised of a single memory chip.
`
`47. Accordingly, for purposes of this declaration, I have used the ordinary
`
`and customary meaning of “memory” / “first unified memory” as would be
`
`understood by one of ordinary skill in the art in the context of the ’087 Patent’s
`
`disclosure—i.e., “memory functioning as a unit.”
`
`IX. ANTICIPATION ANALYSIS
`
`A. Count 2
`
`48.
`
`I have reviewed Fujii (Ex. 1005). I understand Fujii, and it is my
`
`opinion that Fujii does not anticipate any of the challenged claims.
`
`1.
`
`Independent Claims 1, 10, and 16
`
`49.
`
`Independent claim 1 of the ’087 Patent includes the feature “wherein
`
`the transport logic is operable to access the memory to store and retrieve data
`
`during demultiplexing operations.” Independent claim 10 includes the feature
`
`“where said demultiplexing one or more multimedia data streams from the encoded
`
`stream operates using a first unified memory.” And independent claim 16 of the
`
`’087 Patent recites “wherein the transport logic is operable to access the memory to
`
`store and retrieve data during demultiplexing operations. Mr. Kramer discusses
`Avago Exhibit 2003 – Page 21
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`these three features together and asserts that Fujii Figure 14 discloses that the
`
`transport logic stores and retrieves data from the RAM during demultiplexing
`
`operations. Ex. 1003 at ¶ 92-94. I disagree.
`
`50. Mr. Kramer identifies the program packet filter 15 and interface unit
`
`14 of Fujii Figure 11 (Fujii’s “second embodiment,” Ex. 1005 at 5:32-33), and the
`
`channel demultiplexer 202 of Fujii Figure 17 (Fujii’s “fourth embodiment,”
`
`Ex. 1005 at 5: 44-46), as the “transport logic” disclosed by Fujii. Ex. 1003 at ¶ 88.
`
`Mr. Kramer identifies RAM 7 of Figure 11 and RAM 203 of Figure 17 as the
`
`“single memory” in Fujii’s second and fourth embodiments, respectively. Id. Mr.
`
`Kramer then opines that program packet filter 15 retrieves “PID data” from RAM 7
`
`via microprocessor 12, and that “[t]he same analysis holds true for the Figure 17
`
`embodiment.” Id. at ¶ 94.
`
`51. The portion of Fujii cited by Mr. Kramer for the proposition that the
`
`transport logic retrieves data from the RAM during demultiplexing operations
`
`actually states otherwise. Specifically, Fujii states that in the second embodiment,
`
`the microprocessor 12 reads PID data “from the program map table in RAM 12
`
`[sic] and sets it to register 123,” and the “PID data is then supplied from the output
`
`port to the PID filter 152.” Ex. 1005 at 10:1-5. In other words, as described in the
`
`specification and clearly depicted in Figure 14 of Fujii, the PID filter 152 within
`
`program packet filter 15 receives information from register 123 within
`Avago Exhibit 2003 – Page 22
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`microprocessor 12, not from the alleged “single memory” RAM 7. Had the Fujii
`
`author meant that the PID data came to PID filter 152 from the RAM over the bus,
`
`it would be expected the author would have said so directly. Similarly, Fujii states
`
`that in the fourth embodiment, “PID interface unit 219 [within channel
`
`demultiplexer 202] receives the PID information from the microcomputer 204,”
`
`Ex. 1005 at 12:40-42, not from the alleged “single memory” RAM 203.
`
`52.
`
`I have read Mr. Kramer’s deposition transcript. During his
`
`deposition, Mr. Kramer implied that the statement in Fujii’s specification that “PID
`
`data may be supplied via the data bus,” Ex. 1005 at 10:5-6, discloses that PID data
`
`may be supplied directly over the data bus from RAM 7 to program packet filter
`
`15. However, when read in context, that statement makes no such disclosure. The
`
`entire relevant passage from Fujii’s specification reads as follows:
`
`The microprocessor 12 reads the PID data corresponding to the user
`selected program #k from the program map table in RAM [7] and sets
`it to the register 123. The PID data is then supplied from the output
`port to the PID filter 152. This PID data may be supplied via the data
`bus.
`
`Ex. 1005 at 10:1-6. This passage discusses the transfer of PID data from register
`
`123 in microprocessor 12 to PID filter 152 in program packet filter 15, and the
`
`statement that “PID data may be supplied via the data bus” is made in that context.
`
`Avago Exhibit 2003 – Page 23
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`The passage does not disclose the transfer of PID data directly from RAM 7 to
`
`program packet filter 15 over the data bus.
`
`53. Moreover, Fujii’s specification teaches that PID data is received by
`
`program packet filter 15 (second embodiment) and channel demultiplexer 202
`
`(fourth embodiment) not during demultiplexing as required by ’087 Patent claims
`
`1, 10, and 16, but rather before any demultiplexing of video and audio elements
`
`occurs. To meet the ’087 Patent limitations requiring “the transport logic is
`
`operable to access the memory to . . . retrieve data during demultiplexing
`
`operations” (independent claims 1 and 16) and “where said demultiplexing . . .
`
`operates using a first unified memory” (independent claim 10), the transport logic
`
`would need to access memory to retrieve data during the process of separating the
`
`multiplexed encoded stream into one or more individual streams. The PID data in
`
`Fujii, however, is received by Petitioners’ identified “transport logic” before the
`
`process of separating the multiplexed encoded stream into individual audio and
`
`video streams begins.
`
`54. Specifically, in Fujii’s second embodiment, a user selects a program
`
`#k via user interface unit 13, which instructs the microprocessor 12 to supply PID
`
`data used to derive packets of that program. See Ex. 1005 at 1:26-29 (“[A]
`
`plurality of broadcast programs can be transmitted in a multiplex manner over a
`
`single transmission channel.”); id. at 2:38-41 (“In response to an instruction
`Avago Exhibit 2003 – Page 24
`ASUS v. Avago
`IPR2016-00646
`
`
`
`
`
`entered by a user via a user interface unit 13, the microprocessor 12 supplies PID
`
`which is used for deriving the TS packet of a program . . . .”); id. at 9:12-14; id. at
`
`10:1-4 (“The microprocessor 12 reads the PID data corresponding to the user
`
`selected program #k from the program map table in RAM [7] and sets it to the
`
`register 123.”). The first filtering step performed by program packet filter 15 is to
`
`filter out packets of programs other than the program #k selected by the user. Ex.
`
`1005 at Fig. 12; 5:34-35, 9:19-23 (“FIGS. 12A and 12B are diagrams used for
`
`illustrating discrimination between packets of programs.” (emphasis added);
`
`“FIGS. 12A and 12B illustrate a filtering process to be executed by the program
`
`packet filter 15. FIG. 12A shows inputted TS packets, and FIG. 12B shows