`Tel: 571-272-7822
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`Paper No. 10
`Entered: August 29, 2016
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`AXON EP, INC. and SCREEN LOGIX, LLC,
`Petitioner,
`
`v.
`
`DERRICK CORPORATION,
`Patent Owner.
`____________
`
`Case IPR2016-00642
`Patent 7,228,971 B2
`____________
`
`
`Before BARRY L. GROSSMAN, CARL M. DEFRANCO, and
`JAMES J. MAYBERRY, Administrative Patent Judges.
`
`MAYBERRY, Administrative Patent Judge.
`
`
`
`SCHEDULING ORDER
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`
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`IPR2016-00642
`Patent 7,228,971 B2
`
`
`A. DUE DATES
`
`This order sets due dates for the parties to take action after institution
`of the proceeding. The parties may stipulate to different dates for DUE
`DATES 1 through 5 (earlier or later, but no later than DUE DATE 6). A
`notice of the stipulation, specifically identifying the changed due dates, must
`be promptly filed. The parties may not stipulate to an extension of DUE
`DATES 6 and 7.
`
`In stipulating to different times, the parties should consider the effect
`of the stipulation on times to object to evidence (37 C.F.R. § 42.64(b)(1)), to
`supplement evidence (37 C.F.R. § 42.64(b)(2)), to conduct cross-
`examination (37 C.F.R. § 42.53(d)(2)), and to draft papers depending on the
`evidence and cross-examination testimony (see section B, below).
`
`The parties are reminded that the Testimony Guidelines appended to
`the Office Patent Trial Practice Guide, 77 Fed. Reg. 48,756, 48,772 (Aug.
`14, 2012) (Appendix D), apply to this proceeding. The Board may impose an
`appropriate sanction for failure to adhere to the Testimony Guidelines.
`37 C.F.R. § 42.12. For example, reasonable expenses and attorneys’ fees
`incurred by any party may be levied on a person who impedes, delays, or
`frustrates the fair examination of a witness.
`
`The Office Patent Trial Practice Guide, 77 Fed. Reg. 48,756, 48,765–
`66 (Aug. 14, 2012), provides guidance in preparing for the initial conference
`call.
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`IPR2016-00642
`Patent 7,228,971 B2
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`1. INITIAL CONFERENCE CALL
`No initial conference call has been scheduled in this proceeding. The
`parties are directed to contact the Board within a month of the mailing this
`order if there is a need to discuss proposed changes to this Scheduling Order,
`proposed motions, claim construction, or other initial questions the parties
`may have regarding conduct of this proceeding. See Office Patent Trial
`Practice Guide, 77 Fed. Reg. 48,756, 48,765–66 (Aug. 14, 2012) (providing
`guidance in preparing for the initial conference call).
`Our Decision on Institution in this proceeding includes at least one
`express claim construction in Section II.A. Should either party plan to
`contest the express construction(s), it must request an initial conference call
`at least five (5) days prior to date provided below for such a call to discuss
`claim construction briefing.
`
`2. DUE DATE 1
`The patent owner may file—
`a.
`A response to the petition (37 C.F.R. § 42.120), and
`b.
`A motion to amend the patent (37 C.F.R. § 42.121).
`The patent owner must file any such response or motion to amend by DUE
`DATE 1. If the patent owner elects not to file anything, the patent owner
`must arrange a conference call with the parties and the Board. The patent
`owner is cautioned that any arguments for patentability not raised in the
`response will be deemed waived.
`
`3. DUE DATE 2
`The petitioner must file any reply to the patent owner’s response and
`opposition to the motion to amend by DUE DATE 2.
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`IPR2016-00642
`Patent 7,228,971 B2
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`4. DUE DATE 3
`The patent owner must file any reply to the petitioner’s opposition to
`patent owner’s motion to amend by DUE DATE 3.
`
`5. DUE DATE 4
`a.
`Each party must file any motion for an observation on the
`cross-examination testimony of a reply witness (see section C, below) by
`DUE DATE 4.
`b.
`Each party must file any motion to exclude evidence (37 C.F.R
`§ 42.64(c)) and any request for oral argument (37 C.F.R. § 42.70(a)) by
`DUE DATE 4.
`
`6. DUE DATE 5
`a.
`Each party must file any response to an observation on cross-
`examination testimony by DUE DATE 5.
`b.
`Each party must file any opposition to a motion to exclude
`evidence by DUE DATE 5.
`
`7. DUE DATE 6
`Each party must file any reply for a motion to exclude evidence by
`DUE DATE 6.
`
`8. DUE DATE 7
`The oral argument (if requested by either party) is set for DUE
`DATE 7.
`
`B. CROSS-EXAMINATION
`Except as the parties might otherwise agree, for each due date—
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`IPR2016-00642
`Patent 7,228,971 B2
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`Cross-examination begins after any supplemental evidence is
`1.
`due. 37 C.F.R. § 42.53(d)(2).
`2.
`Cross-examination ends no later than a week before the filing
`date for any paper in which the cross-examination testimony is expected to
`be used. Id.
`
`C. MOTION FOR OBSERVATION ON CROSS-EXAMINATION
`A motion for observation on cross-examination provides the parties
`with a mechanism to draw the Board’s attention to relevant cross-
`examination testimony of a reply witness because no further substantive
`paper is permitted after the reply. See Office Patent Trial Practice Guide,
`77 Fed. Reg. 48,756, 48,768 (Aug. 14, 2012). The observation must be a
`concise statement of the relevance of precisely identified testimony to a
`precisely identified argument or portion of an exhibit. Each observation
`should not exceed a single, short paragraph. The opposing party may
`respond to the observation. Any response must be equally concise and
`specific.
`
`D. MOTION TO AMEND
`Patent Owner may file a motion to amend without prior authorization
`from the Board. Nevertheless, Patent Owner must confer with the Board
`before filing such a motion. See 37 C.F.R. § 42.121(a). Patent Owner should
`arrange for a conference call with the panel and opposing counsel at least one
`week before DUE DATE 1 in order to satisfy the conferral requirement. We
`direct the parties to the Board’s website for decisions relating to Motions to
`Amend among other topics, including MasterImage 3D, Inc. v. RealD Inc.,
`IPR2015-00040, Paper 42, July 15, 2015 (precedential) and Idle Free Systems,
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`IPR2016-00642
`Patent 7,228,971 B2
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`Inc. v. Bergstrom, Inc., IPR2012-00027, Paper 26, June 11, 2013
`(informative).
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`E. PROTECTIVE ORDER
`
`No protective order has been entered in this proceeding. The parties
`are reminded of the requirement for a protective order when filing a motion
`to seal. 37 C.F.R. § 42.54. If the parties have agreed to a proposed
`protective order, including the Default Standing Protective Order, 77 Fed.
`Reg. 48,756, App. B (Aug 14, 2012), they should file a signed copy of the
`proposed protective order with the motion to seal. If the parties choose to
`propose a protective order other than, or departing from, the Default
`Standing Protective Order, they must submit a joint, proposed protective
`order, accompanied by a red-lined version based on the Default Standing
`Protective Order.
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`IPR2016-00642
`Patent 7,228,971 B2
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`DUE DATE APPENDIX
`
`INITIAL CONFERENCE CALL .............. September 27, 2016, 3:00 pm ET
`Discuss initial questions the parties may have regarding conduct of
`this proceeding (if requested)
`Discuss claim construction (if requested)
`
`DUE DATE 1 .................................................................. November 22, 2016
`Patent owner’s response to the petition
`Patent owner’s motion to amend the patent
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`DUE DATE 2 ..................................................................... February 14, 2017
`Petitioner’s reply to patent owner’s response to petition
`Petitioner’s opposition to motion to amend
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`DUE DATE 3 ......................................................................... March 14, 2017
`Patent owner’s reply to petitioner’s opposition to motion to amend
`
`DUE DATE 4 ............................................................................. April 4, 2017
`Motion for observation regarding cross-examination of reply witness
`Motion to exclude evidence
`Request for oral argument
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`DUE DATE 5 ............................................................................ April 18, 2017
`Response to observation
`Opposition to motion to exclude
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`DUE DATE 6 ........................................................................... April 25, 2017
`Reply to opposition to motion to exclude
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`IPR2016-00642
`Patent 7,228,971 B2
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`DUE DATE 7 .............................................................................. May 8, 2017
`Oral argument (if requested)
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`IPR2016-00642
`Patent 7,228,971 B2
`
`For PETITIONER:
`
`Robinson Vu
`Paul Morico
`BAKER BOTTS LLP
`robinson.vu@bakerbotts.com
`paul.morico@bakerbotts.com
`
`For PATENT OWNER:
`
`Jason Gaskill
`Jason Mueller
`Melissa Rizzo
`Jay M. Mattappally
`ADAMS AND REESE, LLP
`jason.gaskill@arlaw.com
`jason.mueller@arlaw.com
`melissa.rizzo@arlaw.com
`jay.mattappally@arlaw.com
`
`Jeffrey S. Ginsberg
`David J. Copperberg
`PATTERSON BELKNAP WEBB & TYLER LLP
`dcooperberg@pbwt.com
`jginsberg@pbwt.com
`
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