`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO. (cid:9)
`
`13/136,715
`
`ISSUE DATE
`
`10/07/2014
`
`PATENT NO. (cid:9)
`
`8851162
`
`ATTORNEY DOCKET NO. (cid:9)
`
`CONFIRMATION NO.
`
`SUPEROD-002
`
`7360
`
`09/17/2014
`7590
`21897
`MATTHEWS LAWSON, PLLC
`2000 BERING DRIVE
`SUITE 700
`HOUSTON, TX 77057
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 606 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Russell P. Rutledge, Big Spring, TX;
`Russell P. Rutledge JR., Big Spring, TX;
`Ryan B. Rutledge, Big Spring, TX;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`Pet'rs Exhibit 1002
`John Crane v. Finalrod
`IPR2016-00521
`
`Page0000001
`
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`
`
`PTO/SB/OBa (01-10)
`Doc code: IDS (cid:9)
`Approved for use through 07/31/2012. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed (cid:9)
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13136715
`
`2011-08-09
`
`First Named Inventor Russell P. Rutledge
`
`Art Unit
`
`3672
`
`Examiner Name
`
`WRIGHT, GIOVANNA COLLINS
`
`Attorney Docket Number
`
`Superod-002
`
`Examiner
`Initial*
`
`Cite
`No
`
`Patent Number
`
`Kind
`Codei
`
`Issue Date
`
`Name of Patentee or Applicant
`
`
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS (cid:9)
`
`Remove
`
`1
`
`4360288
`
`1982-11-23
`
`Rutledge, W., et al.
`
`2
`
`4919560
`
`1990-04-24
`
`Rutledge, W., et al.
`
`3
`
`6193431
`
`2001-02-27
`
`Rutledge, R.
`
`4
`
`7730938
`
`2010-06-08
`
`Rutledge, R.
`
`5
`
`7972463
`
`2011-07-05
`
`Rutledge, R.
`
`6
`
`8062463
`
`2011-11-22
`
`Rutledge, R., et al.
`
`7
`i
`la nge(s) a
`
`p (cid:9)pplied
`
`8113277 8113277
`
`1ebruar9 14:
`2011- f i-22
`
`2012
`Rutledge, R., et al.
`
`document,
`
`3-h/
`10/2014 8
`
`8500943
`
`2013-08-06
`
`Rutledge, R.
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /GWI
`
`Page0000002
`
`(cid:9)
`
`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block I for any change of address)
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal, This certificate cannot be used for any other accompanying
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`have its own certificate of mailing or transmission.
`
`06/03/2014
`7590 (cid:9)
`21897 (cid:9)
`MATTHEWS LAWSON, PLLC
`2000 BERING DRIVE
`SUITE 700
`HOUSTON, TX 77057
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fce(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`Jared L. Jennings (cid:9)
`/Jared L. Jennings/
`9-3-2014 - via EFS-Web
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO. (cid:9)
`
`FILING DATE
`
`13/136,715 (cid:9)
`
`08/09/2011
`
`FIRST NAMED INVENTOR
`
`Russell P. Rutledge
`
`ATTORNEY DOCKET NO. (cid:9)
`
`CONFIRMATION NO.
`
`SUPEROD-002
`
`7360
`
`TITLE OF INVENTION: SUCKER ROD APPARATUS AND METHOD
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE (cid:9)
`
`[PUBLICATION FEE DUE PREV. PAID ISSUE FEE TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`09/03/2014
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`WRIGHT, GIOVANNA COLLINS
`
`3672
`
`I. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`0 Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`0 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`166-242100
`2. For printing on the patent front page, list
`(1) The 'dames of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`1
`
`2
`
`3
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11 . Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE (cid:9)
`
`(13) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual q Corporation or other private group entity
`
`q Government
`
`4a. The following fee(s) are submitted:
`
`a Issue Fee
`
`0 Publication Fee (No small entity discount permitted)
`0 Advance Order - # of Copies (cid:9)
`
`
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`0 A check is enclosed.
`D Payment by credit card. Form PTO-2038 is attached.
`r$1 The Director is hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number 13 216 6 (enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`0 Applicant certifying micro entity status. See 37 CFR 1.29
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE' If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE:, Cheelcing this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, 1,S4ppl icable.
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`q Applicant asserting small entity status. See 37 CFR 1.27
`
`1:1 Applicant changing to regular undiscounted fee status.
`
`Authorized Signature
`
`Typed or printed name
`
`/Terry L. McCutcheon/
`Terry L. McCutcheon
`
`Date
`
`9-3-2014
`
`Registration No. (cid:9)
`
`
`
`6 8 12 2
`
`Page 2 of 3
`
`r-Nx440 (14C I Anil (cid:9)
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`r i p (cid:9)
`
`n441,-- r 1 C` ten o I:, TII,IL'1,17` ne (-7-1/1 a*ororc
`
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`Page0000003
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`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
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`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address, COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`wwve.usplo.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`7590 (cid:9)
`21897 (cid:9)
`06/03/2014
`MATTHEWS LAWSON, PLLC
`2000 BERING DRIVE
`SUITE 700
`HOUSTON, TX 77057
`
`EXAMINER
`
`WRIGHT, GIOVANNA COLLINS
`
`ART UNIT
`
`PAPER NUMBER
`
`3672
`
`DATE MAILED: 06/03/2014
`
`APPLICATION NO. (cid:9)
`
`I (cid:9)
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO. (cid:9)
`
`CONFIRMATION NO.
`
`13/136,715 (cid:9)
`
`08/09/2011
`
`Russell P. Rutledge
`
`SUPEROD-002
`
`7360
`
`TITLE OF INVENTION: SUCKER ROD APPARATUS AND METHOD
`
`APPLN. TYPE
`
`ENTITY STATUS I (cid:9)
`
`ISSUE FEE DUE (cid:9)
`
`I PUBLICATION FEE DUE PREV. PAID ISSUE FEE I TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional (cid:9)
`
`SMALL
`
`$480 (cid:9)
`
`$0
`
`$0 (cid:9)
`
`$480 (cid:9)
`
`09/03/2014
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION. IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if require4,If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy.'of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/11)
`
`Page 1 of 3
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`(cid:9)
`(cid:9)
`(cid:9)
`
`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`13136715
`
`09-Aug-2011
`
`Title of Invention:
`
`SUCKER ROD APPARATUS AND METHOD
`
`First Named Inventor/Applicant Name:
`
`Russell P. Rutledge
`
`Filer:
`
`Terry L. McCutcheon/Jared Jennings
`
`Attorney Docket Number:
`
`SUPEROD-002
`
`Filed as Small Entity
`
`Utility under 35 USC 111(a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
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`Amount
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`Sub-Total in
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`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Utility Appl Issue Fee
`
`2501
`
`1
`
`480
`
`480
`
`Extension-of-Time:
`
`Page0000005
`
`
`
`Description
`
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`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Miscellaneous:
`
`Total in USD ($)
`
`480
`
`Page0000006
`
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`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`20038769
`
`13136715
`
`International Application Number:
`
`Confirmation Number:
`
`7360
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`
`SUCKER ROD APPARATUS AND METHOD
`
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`
`Russell P. Rutledge
`
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`
`21897
`
`Filer:
`
`Terry L. McCutcheon/Jared Jennings
`
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`
`Terry L. McCutcheon
`
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`
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`Payment was successfully received in RAM
`
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`
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`File Listing:
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
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`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
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`National Stage of an International Application under 35 U.S.C. 371
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`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
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`Page0000008
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`
`
`UNITED STA (cid:9)I ES PA (cid:9)I ENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`06/03/2014
`7590 (cid:9)
`21897 (cid:9)
`MATTHEWS LAWSON, PLLC
`2000 BERING DRIVE
`SUITE 700
`HOUSTON, TX 77057
`
`EXAMINER
`
`WRIGHT, GIOVANNA COLLINS
`
`ART UNIT
`
`PAPER NUMBER
`
`3672
`
`DATE MAILED: 06/03/2014
`
`APPLICATION NO. (cid:9)
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO. (cid:9)
`
`CONFIRMATION NO.
`
`13/136,715 (cid:9)
`
`08/09/2011 (cid:9)
`
`Russell P. Rutledge
`
`SUPEROD-002
`
`7360
`
`TITLE OF INVENTION: SUCKER ROD APPARATUS AND METHOD
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE (cid:9)
`
`I PUBLICATION FEE DUE PREY. PAID ISSUE FEE TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0 (cid:9)
`
`$480
`
`09/03/2014
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION. IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/11)
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`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`
`06/03/2014
`7590 (cid:9)
`21897 (cid:9)
`MATTHEWS LAWSON, PLLC
`2000 BERING DRIVE
`SUITE 700
`HOUSTON, TX 77057
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
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`APPLICATION NO. (cid:9)
`
`13/136,715 (cid:9)
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`FILING DATE
`
`08/09/2011 (cid:9)
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO. (cid:9)
`
`CONFIRMATION NO.
`
`Russell P. Rutledge
`
`SUPEROD-002
`
`7360
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`TITLE OF INVENTION: SUCKER ROD APPARATUS AND METHOD
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE (cid:9)
`
`I PUBLICATION FEE DUE PREY. PAID ISSUE FEE TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
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`$480
`
`$0
`
`$0
`
`$480
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`09/03/2014
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`WRIGHT, GIOVANNA COLLINS
`
`3672
`
`166-242100
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`q Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`q "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(1) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`1 (cid:9)
`
`2 (cid:9)
`
`3 (cid:9)
`
`
`
`
`
`
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE (cid:9)
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`q Individual
`
`q Corporation or other private group entity
`
`q Government
`
`4a. The following fee(s) are submitted:
`q Issue Fee
`q Publication Fee (No small entity discount permitted)
`q Advance Order - # of Copies (cid:9)
`
`
`
`5. Change in Entity Status (from status indicated above)
`q Applicant certifying micro entity status. See 37 CFR 1.29
`
`q Applicant asserting small entity status. See 37 CFR 1.27
`
`q Applicant changing to regular undiscounted fee status.
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`q A check is enclosed.
`q Payment by credit card. Form PTO-2038 is attached.
`q The Director is hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number (cid:9)
`(enclose an extra copy of this form).
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Authorized Signature
`
`Typed or printed name
`
`Date (cid:9)
`
`Registration No. (cid:9)
`
`
`
`
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013. (cid:9)
`
`OMB 0651-0033 (cid:9)
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`Page 2 of 3
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`UNITED STA (cid:9)IES PA (cid:9)PENT AND TRADEMARK OEEICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO. (cid:9)
`
`13/136,715
`
`FILING DATE
`
`08/09/2011
`
`FIRST NAMED INVENTOR
`Russell P. Rutledge (cid:9)
`
`ATTORNEY DOCKET NO. (cid:9)
`
`CONFIRMATION NO.
`
`SUPEROD-002
`
`7360
`
`7590 (cid:9)
`21897 (cid:9)
`06/03/2014
`MATTHEWS LAWSON, PLLC
`2000 BERING DRIVE
`SUITE 700
`HOUSTON, TX 77057
`
`EXAMINER
`
`WRIGHT, GIOVANNA COLLINS
`
`ART UNIT
`
`PAPER NUMBER
`
`3672
`
`DATE MAILED: 06/03/2014
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`Section 1(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i) to eliminate the
`requirement that the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination (or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
`
`PTOL-85 (Rev. 02/11)
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`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
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`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and
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`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary
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`Privacy Act Statement
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`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
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`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
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`The information provided by you in this form will be subject to the following routine uses:
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