throbber
INTERNATIONAL SEARCH REPORT
`
` Intational application No.
`
`PCT/SE02/01749
`
`Box I
`
`Observations where certain claims were found nnsearclrable (Continuation of item I of first sheet)
`
`This international search report has not been established in rcspect of‘certain claims under Article l7(2)(a) for the following reasons:
`
`
`
`
`
`L 8 Claims Nos.: 32-42
`because they relate to subject matter not required to be searched by this Authority, namely:
` see extra sheet
`
`
`
`
`
`‘ Claims Nos.: 1 -43
`
`because they relate to parts of the international application that do not comply with the prescribed requirements to such
`an extent that no meaningful international search can be carried out, specifically:
`
`see extra sheet
`
`
`
`
`because they are dependent claims and are not drafted in accordance with the second and third sentences of Rule 6.4(a).
`Observations where unity of invention is lacking (Continuation of item 2 of first sheet)
`This International Searching Authority found multiple invemions in this international application, as follows:
`
`
`
`3. D Claims Nos:
`
` As all required additional search fees were timely paid by the applicant, this international search report covers all
`searchable claims.
`
`
`
`
`
`
`
`As all searchable claims could be searched without effort justifying an additional fee,this Authority did not invite payment
`of any additional fee.
`
`3. D As only some ofthe required additional search fees were timely paid by the applicant, this international search report
`covers only those claims for which fees were paid, specifically claims Nos.:
`
`
`
`
`
`
` No required additional search fees were timely paid by the applicam. Consequently, this international search report is
`restricted to the invention first mentioned in the claims; it is covered by claims Nos.:
`'
`
`Remark on Protest
`
`D The additional search fees were accompanied by the applicant's protest.
`
`
`
` D No protest accompanied the payment ofadditional search fees
`
`Form PCT/ISA/210 (continuation of first sheet ( l)) (Julyl99li)
`
`Patent Owner, UCB Pharma GmbH — Exhibit 2011 - 2001
`
`Patent Owner, UCB Pharma GmbH – Exhibit 2011 - 2001
`
`

`
`INTERNATIONAL SEARCH REPORT
`
`lntemational application No.
`PCT/SE01/01472
`
`Box 1.1
`
`Claims 32-42 relate to methods of
`
`treatment of
`
`the human or
`
`therapyl diagnostic methods
`animal body by surgery or by
`animal
`body/Rule
`39.1.(iv).
`practised on
`the
`human
`or
`Nevertheless, a search has been executed for these claims. The
`search
`has
`been
`based
`on
`the
`alleged. effects
`of
`the.
`
`compounds/copositions.
`
`Box 1.2
`
`relate to compounds defined by
`1-43
`claims
`The present
`reference to desirable properties, namely that they should be
`muscarinic receptor antagonists, 5alfa-reductase inhibitors,
`alfa-adrenergic
`receptor
`antagonists
`or
`5-HTlA receptor
`agonists or- antagonists. The claims cover ‘compositions,
`and
`uses of compositions,
`involving all
`compounds having these
`properties, whereas the application provides support within the
`meaning of Article 6 PCT and disclosure within the meaning of
`Article 5 PCT for only a very limited number of such compounds.
`
`the claims 1-43 also lack
`Independent of the above reasoning,
`clarity (Article 6 PCT). An attept is made
`to define the
`compounds by reference to results to be achieved. This lack of
`clarity in the present case is such as to render a meaningful
`search over
`the whole
`of
`the
`claimed scope
`impossible.
`Specifically,
`the
`terms
`"muscarinic
`receptor antagonists",
`"Salfa-reductase
`inhibitors",
`"alfa-adrenergic
`receptor
`antagonists"
`and "5—HT1A receptor agonists or antagonists"
`apparently relate
`to
`a very
`large
`amount of different
`compounds, which do not necessarily have to be defined with
`their
`respective
`receptor
`activities,
`thus
`rendering
`it
`impossible to perform a complete search.
`
`The search has been carried out for the compounds mentioned in
`the present claims 3-10 in combination with the compounds
`mentioned in the description.
`
`Form PCT/ISAIZIO (extra sham) (JulyI998)
`
`Patent Owner, UCB Pharma GmbH — Exhibit 2011 - 2002
`
`Patent Owner, UCB Pharma GmbH – Exhibit 2011 - 2002
`
`

`
`Intemalional application No.
`
`PCT/SE 02/01748
`
`
`
`28/10/02
`
`INTERNATIONAL SEARCH REPORT
`Information on patent family members
`
`Paten
`
`me
`
`mber(s)
`
`date
`
`7703700 A
`
`24/04/01
`
`716050 3
`3635197 A
`103114 A
`9711108 A
`9900038 A
`127685 D
`3063164 B
`990472 A
`333842 A
`12299 A
`1226888 A
`9900331 A
`970426 A
`9902381 A
`3282617 B
`3282618 B
`2000169449 A
`2000178231 A
`331431 A
`9900204 T
`200001482 T
`5948792 A
`6040449 A
`9805641 A
`9706813 A
`
`17/02/00
`25/02/98
`30/11/99
`17/08/99
`16/08/99
`00/00/00
`12/07/00
`01/02/99
`25/05/01
`16/05/00
`25/08/99
`14/07/99
`31/08/98
`29/11/99
`20/05/02
`20/05/02
`20/06/00
`27/06/00
`19/07/99
`00/00/00
`00/00/00
`07/09/99
`21/03/00
`12/02/98
`11/02/98
`
`AU
`
`AU
`AU
`BG
`BR
`EE
`IL
`JP
`NO
`NZ
`SK
`CN
`CZ
`HR
`HU
`JP
`JP
`JP
`
`
`
`
`
`’
`
`
`
`
`
`cited in search report
`
`Patent document
`
`date
`
`NO
`
`0121167 A1
`
`29/03/01
`
`EP
`
`0930298 A1
`
`21/07/99
`
` 9921563
` 05/04/01
`731576 B
`1279099 A
`17/05/99
`2308070 A
`06/05/99
`1032400 A
`06/09/00
`2001521000 T
`06/11/01
`5942519 A
`24/08/99
`._——-.-----...—-—__-—-.._————-—-———--—---—--------__—_——.-—————————..—_—_—————-—
`
`
`
`
`
`1384701 A
`1222183 A
`MI992174 A
`6403594 B
`
`
`
`30/04/01
`17/07/02
`18/04/01
`11/06/02
`
`
`
`3263795 A
`14/03/96
`9417135 D
`00/00/00
` —._---__---..-——...———__——-u.-.——-———-—.......___—-————-.____—_———___——————___——————_—
`
`
`
`
`
`04/09/97
`9731637
`
` 2093297 A
`
`16/09/97
`EP
`0906100 A
`07/04/99
`IT
`240675 Y
`02/04/01
`IT
`1282705 B
`31/03/98
`IT
`MI960378 A,U
`28/08/97
`JP
`2001511763 T
`14/08/01
`5990114 A 23/11/99
`
`
`
`
`Form PCT/ISA/210 (patent family annex) (July 1998)
`
`Patent Owner, UCB Pharma GmbH — Exhibit 2011 - 2003
`
`Patent Owner, UCB Pharma GmbH – Exhibit 2011 - 2003
`
`

`
`EAST Search History [zlvn-‘/?F5fif’\/(F)
`
`MC 2
`
`Hits
`
`Search Query
`
`DB5
`
`Default
`Operator
`
`Plurals
`
`1'ime Stamp
`
`/0 /7/6, 263
`
`15 US-3446901-$.DID. OR
`US-4988730-$.DID. OR
`US-5382600-$.DID. OR
`US-5559269-$.DID. OR
`US-5922914-$.DID. OR
`US-6517864-$.DID. OR
`US-6630162-$.DID. OR
`US-6713464-$.DID. OR
`US-6770295-$.DID. OR
`US-6783769-$.DID. OR
`US-6809214-$.DID. OR
`US-6809225-$.DID. OR
`US-6858650-$.DID. OR
`US-6890920-$.DID. OR
`Us-6911217-$.DID.
`
`1
`
`1
`
`1
`
`1
`
`1
`
`1
`
`("20030124179").PN.
`
`("20040186061").PN.
`
`("20050004223").PN.
`
`("20030152624").PN.
`
`("20030158176").PN.
`
`("20040064821").PN.
`
`USPAT
`
`OR
`
`OFF
`
`2006/07/1211:23
`
`US-PGPUB; OR
`USPAT
`
`US-PGPUB; OR
`USPAT
`
`US-PGPUB; OR
`USPAT
`
`US-PGPUB; OR
`USPAT
`
`US-PGPUB; OR
`USPAT
`
`US-PGPUB; OR
`USPAT
`
`OFF
`
`2006/07/1211:33
`
`OFF
`
`2006/07/1211:55
`
`OFF
`
`2006/07/1211:56
`
`OFF
`
`2006/07/1211:56
`
`OFF
`
`2006/07/1211:56
`
`OFF
`
`2006/07/1212:00
`
`2006/07/1212:01
`
`Ref
`#
`
`L1
`
`L2
`
`L3
`
`L4
`
`L5
`
`L6
`
`L7
`
`L8
`
`L9
`
`L10
`
`L11
`
`L12
`
`L13
`
`L14
`
`L17
`
`1
`
`("3216841").PN.
`
`US-PGPUB; OR
`USPAT
`
`OFF
`
`242
`
`ZENIIZ
`
`80
`
`L9 AND ZEN1TZ.IN.
`
`1
`
`1
`
`1
`
`1
`
`("6310248").PN.
`
`("6566537").PN.
`
`("6689916").PN.
`
`("6713464").PN.
`
`USPAT;
`USOCR
`
`USPAT;
`USOCR
`
`OR
`
`OR
`
`US-PGPUB; OR
`USPAT
`
`US-PGPUB; OR
`USPAT
`
`US-PGPUB; OR
`USPAT
`
`US-PGPUB; OR
`USPAT
`
`OFF
`
`2006/07/1212:01
`
`OFF
`
`2006/07/1212:02
`
`OFF
`
`2006/07/1212:02
`
`OFF
`
`2006/07/1212:02
`
`OFF
`
`2006/07/1212205
`
`OFF
`
`2006/07/1212:55
`
`324
`
`560/194 OR 564/316 OR 514/548
`OR 514/648
`
`US-PGPUB
`
`OR
`
`ON
`
`2006/07/1213:39
`
`7/12/06 1:43:30 PM
`C:\Documents and Settings\ZTucker\My Documents\EAST\Workspaces\DIPHENYLPROPYLAMINES CON.wsp
`
`Page 1
`
`Patent Owner, UCB Pharma GmbH — Exhibit 2011 - 2004
`
`Patent Owner, UCB Pharma GmbH – Exhibit 2011 - 2004
`
`

`
`EAST Search History fiwmer:/%=NcF)
`
`Z0? 2
`
`10/76/62, 203
`
` L18
`
`US-PGPUB
`
`2006/07/12 13:39
`
`31
`
`L17 AND (MUSCARINIC OR
`DIISOPROPYL OR TOLTERODINE
`
`OR DEFROL)
`
`7/12/06 1:43:30 PM
`C:\Documents and Settings\ZTucker\My Document3\EAs'I'\Workspaces\DIPHENYLPROPYLAMINES CON.wsp
`
`Page 2
`
`Patent Owner, UCB Pharma GmbH — Exhibit 2011 - 2005
`
`Patent Owner, UCB Pharma GmbH – Exhibit 2011 - 2005
`
`

`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box I450
`Alexandria Virginia 22313-1450
`www.usplo.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`26646
`
`7590
`
`07/I 7/2006
`
`KENYON & KENYON LLP
`oNmoAvwAv
`NEW YORK, NY 10004
`
`E
`
`INER
`
`“Cm ZACHARY C
`
`.62,
`DATE MAILED: 07/I 7/2006
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`Claus Mecse
`0I/27/2004
`l0/766,263
`TITLE OF INVENTION: NOVEL DERIVATIVES OF 3,3-DIPHENYLPROPYLAMINES
`
`I296]/46l02
`
`3433
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`NO
`
`$1400
`
`30
`
`$1400
`
`$1400
`
`10/I 7/2006
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION Q1 THE MERIIS E CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN IHREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`SIAIILIQRX PERIOD CANNOT BE . SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`'
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the SMALL ENTITY status shown above.
`
`If the SMALL ENTITY is shown as YES, verify your current
`SMALL ENTITY status:
`
`If the SMALL ENTITY is shown as NO:
`
`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`
`A. Pay TOTAL FEE(S) DUE shown above, or
`
`B. If the status above is to be removed, check box 5b on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`and twice the amount of the ISSUE FEE shown above, or
`
`B. If applicant claimed SMALL ENTITY status before, or is now
`claiming SMALL ENTITY status, check box 5a on Part B - Fee(s)
`Transmittal and pay the PUBLICATION FEE (if required) and 1/2
`the ISSUE FEE shown above.
`
`11. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the fonn should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`IH. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 07/06) Approved for use through 04/30/2007.
`
`Page I of 3
`
`Patent Owner, UCB Pharma GmbH — Exhibit 2011 - 2006
`
`Patent Owner, UCB Pharma GmbH – Exhibit 2011 - 2006
`
`

`
`Complete and send this form, together with applicable fee(s), to: 1§’I_:1i1 Mail Stop ISSUE FEE
`Commissioner for Patents
`
`PART B - FEE(S) TRANSMITTAL
`
`WN-'.,m~
`
`_
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or E2};
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be_used_for transmitting the ISSUE FEE and _PUB_LICATION FEE (if requir_ed)).eBlo<_:ks I
`appmpnate. All further conespondence including the Patent, advance orders aridnotificauon of maintenance fees will
`mailed to the current corres ndence address as
`in icated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate " EE ADDRESS" for
`maintenance fee notifications.
`wm~*c°RREsP°~°E~w°~-=ss<~=~=vs=B'°°* ' mv°*w=°~m>
`26646
`7590
`07/17/2006
`
`2:25..,:S.:“...*‘;;.‘*:.$=.:::.'°..";:'.":,':.%:,..*:.§.‘*‘..;
`§:;:;,'t:.:.":.'*':::a€ ri.:':;k"2
`papers. Each additional paper, _such as an assignment or formal drawing, must
`ave its own certificate of mailing or tiansrrussion.
`
`KENYON & KENYON LLP
`ONE BROADWAY
`NEW YORK, NY 10004
`
`I hereb certi
`
`Certificate of Mailing or Transmission
`that this Fe s Transmittal is being deposited with the United
`";:“.,::.:'" °"V°‘°P°
`facsimile
`273-2885, on the date indicated be ow.
`
`transmitted to the USPTO (£71)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`Claus Meese
`01/27/2004
`l0/766,263
`TITLE OF INVENTION: NOVEL DERIVATIVES OF 3,3—DIPHENYLPROPYLAMINES
`
`1296]/46102
`
`3433
`
`
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`NO
`
`$1400
`
`$0
`
`$1400
`
`$1400
`
`10/ 17/2006
`
`TUCKER, ZACI-IARY C
`
`I624
`
`514-548000
`
`
`
`1. Chan e of correspondence address or indication of "Fee Address" (37
`
`CFR 1. 63).
`ndence address (or Change of Correspondence
`CI Chan e of corres
`Address orm PTOI B/122) attached.
`
`2. For printing on the patent front page, list
`(I) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`CI "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03~02 or more recent) attached. Use of a Customer
`3
`2 reegiistered patent attorneys or agents. If no name is
`list
`, no name will be printed.
`Number is required.
`
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assi
`ee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CF 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`2
`
`
`
`
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : CI Individual D Corporation or other private group entity D Government
`
`4a. The following fee(s) are submitted:
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`D Issue Fee
`0 A check is enclosed.
`D Publication Fee (No small entity discount permitted)
`D Payment by credit card. Form PTO-2038 is attached.
`D Advance Order - # of Copies
`s), any deficiency, or credit an
`D The Director is hereby authorized to charge the required fe
`
`overpayment, to Deposit Account Number enclose an extra copy of this farm).
`5. Change in Entity Status (fi'om status indicated above)
`
`CI a. Applicant claims SMALL ENTITY status. See 37 CFR l.27. D b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR l.27(g)(2).
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or otherparty in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`Typed or printed name
`
`Date
`
`Registration No.
`
`This collection of information is required by 37 CFR 1.31 1. The information is refipired to obtain or retain a benefit b the public which is to file (and by the USPTO to process)
`an application. Confidentiality_is governed by 35 U.S.C. l22_and 37 CFR 1.14.
`is collection is estimated to take 1 minutes to complete, including gathering, preparing, and
`subnutting the completed application form to the USPTO. Time will vary de _ndin upon the individual case. Any comments on the amount of time you require to com lete
`this fonn and/or suggestions for reducing this burden, should be sent to t e
`ref In orrnation Officer, U.S. Patent and Trademark Office, U.S. Department ofCommerce,TKO.
`Rilax I432, A\l,exa_n _
`z5,2§':r
`ln‘i§g23l3-I450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450,
`exan
`a,
`irginia
`-
`.
`Under the Paperwork Reduction Act of I995, no persons are required to respond to a collection of infomiation unless it displays a valid OMB control number.
`
`PTOL-85 (Rev. 07/06) Approved for use through 04/30/2007.
`
`0
`
`"a°i3e"r’i° ’ow‘r’féFf‘tl‘é°EsTEii°’§.”F“n?a‘f'°€:
`
`l[Ils|5II'IEPflFlIII)I)I:§8r:I[II1E-IIEFCIO7
`
`Patent Owner, UCB Pharma GmbH – Exhibit 2011 - 2007
`
`

`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria. Virginia 22313-1450
`www.uspto.gov
`
`10/766,263
`
`01/27/2004
`
`Claus Meese
`
`12961/46102
`
`3433
`
`07/17/2006
`26646
`KENYON & KENYON LLP
`oNmoAvwAv
`NEW YORK, NY 10004
`
`Wm
`TUCKER» ZACHARY C
`
`.624
`DATE MAILED: 07/17/2006
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment to date is 80 day(s). If the issue fee is paid on the date that is three months after the
`mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
`months) after the mailing date of this notice, the Patent Term Adjustment will be 80 day(s).
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval
`(PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101
`or
`(571)-272-4200.
`
`P'l'OL-85 (Rev. 07/06) Approved for use through 04/30/2007.
`
`Page 3 of 3
`
`Patent Owner, UCB Pharma GmbH — Exhibit 2011 - 2008
`
`Patent Owner, UCB Pharma GmbH – Exhibit 2011 - 2008
`
`

`
`
`
`
`
`
`
`
`
`
`
`
`
`Application No.
`
`AppIicant(s)
`
`Examiner
`
`
`
`Notice of Allowability
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`H _.
`
`Art UnitI
`
`
`
`1. E This communication is responsive to RCE 12 December 2005.
` 2. [Z The allowed c|aim(s) is/are 50-63.
`
`3. [Z Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`a) X All
`b) E] Some‘
`c) C] None
`of the:
`
`
`
`
`
`
`1. E] Certified copies of the priority documents have been received.
`
`
`2. E Certified copies of the priority documents have been received in Application No. 09/700 094 .
`
`3. I] Copies of the certified copies of the priority documents have been received in this national stage application from the
`
`International Bureau (PCT Rule 17.2(a)).
`
`* Certified copies not received: __
`
`
`
` Applicant has THREE MONTHS FROM THE “MAILING DATE" of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
` 4. E] A SUBSTITUTE OATH OR DECLARATION must be submitted. Note the attached EXAMlNER’S AMENDMENT or NOTICE OF
`INFORMAL PATENT APPLICATION (PTO-152) which gives reason(s) why the oath or declaration is deficient.
`
` 5. D CORRECTED DRAWINGS ( as “replacement sheets") must be submitted.
`(a) E] including changes required by the Notice of Draftsperson’s Patent Drawing Review ( PTO-948) attached
`
`
`
`1) I] hereto or 2) I] to Paper No./Mail Date
`
`(b) I] including changes required by the attached Examiner's Amendment I Comment or in the Office action of
`Paper No./Mail Date
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`
`
`6. E] DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Attachment(s)
`1. El Notice of References Cited (PTO-892)
`
`2. El Notice of Draftperson's Patent Drawing Review .(PTO-948)
`
`3. E Information Disclosure Statements (PTO-1449 or PTO/SB/08),
`
`Paper No./Mail Date 12Dec05 21 Feb06
`4. El Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`
`5. E] Notice of Informal Patent Application (PTO-152)
`
`6. El Interview Summary (PTO-413),
`Paper No./Mail Date
`.
`7. E Examiner's Amendment/Comment
`
`8. E Examiner's Statement of Reasons for Allowance
`
`
`
`
`
`
`
`
`
`
`
`9. [3 Other
`
`. U
`
`.S. Patent and Trademark Office
`PTOL-37 (Rev. 7-05)
`
`Notice of Allowability
`
`Part of Paper No./Mail Date 12072006
`
`Patent Owner, UCB Pharma GmbH — Exhibit 2011 - 2009
`
`Patent Owner, UCB Pharma GmbH – Exhibit 2011 - 2009
`
`

`
`Application/Control Number: 10/766,263
`
`Page 2
`
`Art Unit: 1624
`
`EXAMiNER’S AMENDMENT
`
`An examiner’s amendment to the record appears below. Should the changes
`
`andlor additions be unacceptable to applicant, an amendment may be filed as provided
`
`by 37 CFR 1.312. To ensure consideration of such an amendment, it MUST be
`
`submitted no tater than the payment of the issue fee.
`
`The following amendments to the specification are necessary to render the
`
`instant application compliant with 37 CFR 1.77 (arrangement and contents of the
`
`specification) and 37 CFR 1.78(a)(‘l )(iv)(i) (cross-reference to related applications), and
`
`reflect the arrangement and contents of the specification of the parent application,
`
`09/700,094. Applicants‘ preliminary amendment filed 27 January 2004 included a
`
`cross-reference to the parent application, serial number 09/700,094, but that application
`
`had not yet issued as a patent. The cross—reference to the parent application is re-
`
`stated hereinbelow, with added reference to the patent number of the parent
`
`application.
`
`IN THE SPECIHCATION -
`
`At page 1. under the title of the application. insert the following paragraph:
`
`‘The present application is a Continuation Application of USSN 09/700,094. filed January 2, 2001,
`
`now US Patent 6,713,464, which in turn claimed the priority benefit of PCT/EP99/03212, filed May 11,
`
`1999.‘
`
`Followed by the heading:
`
`—BACKGROUND OF THE INVENTION--
`
`Patent Owner, UCB Pharma GmbH — Exhibit 2011 - 2010
`
`Patent Owner, UCB Pharma GmbH – Exhibit 2011 - 2010
`
`

`
`Application/Control Number: 10/766,263
`Art Unit: 1624
`
`Page
`
`At page 3, line 17 (before the paragraph that begins “it is an object...") insert the
`
`heading:
`
`I
`
`-SUMMARY OF THE INVENTION--
`
`At page 4, starting at line 4 (BEFORE the paragraph beginning that begins
`
`“According to the present invention...” insert the foliowing paragraph and headings:
`
`—BRIEF DESCRIPTION OF THE DRAWING
`
`FIG. 1 shows the formation of the active metabolite from different prodrugs
`
`by human liver S 9(%) in 1 hour.
`
`DETAILED DESCRIPTION OF THE INVENTION-—
`
`end of amendments
`
`Patent Owner, UCB Pharma GmbH — Exhibit 2011 - 2011
`
`Patent Owner, UCB Pharma GmbH – Exhibit 2011 - 2011
`
`

`
`Application/Control Number: 10/766,263
`
`Page 4
`
`Art Unit: 1624
`
`Request for Continued Examination
`
`A request for continued examination under 37 CFR 1.114, including the fee set
`
`forth in 37 C.F.R. 1.17(e), was filed in this application after allowance. Since this
`
`application is eligible for continued examination under 37 C.F.R.1.114, and the fee set
`
`forth in 37 C.F.R. 1.17(e) has been timely paid, prosecution in this application has been
`
`reopened pursuant to 37 C.F.R. 1.114.
`
`Applicants’ submissions of Information Disclosure Statements on 12 December
`
`2005 and 21 February 2006 have been reviewed by the examiner.
`
`Allowable Subject Matter
`
`Claims 50-63 are allowed.
`
`The reasons for indication of allowable subject matter remain the same as were
`
`explained in the Notice of Allowability mailed 10 May 2005, and can be found in that
`
`Office action.
`
`The submission of the Information Disclosure Statement of 23 August 2005, with
`
`the Requested for Continued Examination under 37 C.F.R. 1.114 has been considered
`
`and none of the cited references are novelty-destroying or render obvious the claimed
`
`compounds, methods and compositions.
`
`Patent Owner, UCB Pharma GmbH — Exhibit 2011 - 2012
`
`Patent Owner, UCB Pharma GmbH – Exhibit 2011 - 2012
`
`

`
`Application/Control Number: 10/766,263
`Art Unit: 1624
`
`Page’5
`
`Comment
`
`On the PTO-1449 form accompanying the Information Disclosure Statement of
`
`21 February 2006, the fourth U.S. patent application publication cited on the first page
`
`of that form, although cited correctly, with the correct inventor listed, does not pertain in
`
`any way to the present invention; it discloses some type of software used for publishing.
`
`The fifth item cited on that same page, U.S. patent 3,216,841, to Zenitz, is
`
`improperly cited. US 3,216,841 does not name Zenitz as an inventor. That particular
`
`item has therefore been lined through.
`
`V
`
`Conclusion
`All Post-Attowance Correspondence concerning this application must be mailed
`
`to:
`
`Mail Stop Issue Fee
`Commissioner for Patents
`
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Or you can fax them to the Office of Patent Publications at 703-872-9306, in order to
`expedite the handling of such correspondence as amendments under 37 CFR 1.312;
`
`information disclosure statements, and formal drawings. Sending Post-Allowance
`
`papers to Technology Center 1600 will only cause delays in matching papers with the
`
`case.
`
`For information concerning status of correspondence sent after receipt of the
`
`Notice of Allowance, please contact the Correspondence Branch at (703) 305-8027.
`
`The Notice of Allowance also has an insert containing contact information on other
`
`items, including Issue Fees, receipt of formal drawings and the status of the application.
`
`z7«Q2~—~
`
`Patent Owner, UCB Pharma GmbH — Exhibit 2011 - 2013
`
`Patent Owner, UCB Pharma GmbH – Exhibit 2011 - 2013
`
`

`
`
`
`
`
`
`
`ATTY. DOCKET NO.
`12961/46102
`
`APPLICATION NO.
`l0/766,263
`
`APPLICANT
`Z.C. TUCKER
`
`FILING DATE
`January 27, 2004
`
`
`GROUP
`1624
`
`PPLEMENTAL INFORMATION
`DISCLOSURE
`STATEMENT BY APPLICANT
`
`Form PTO-1449
`
`
`
`
`
`PATENT/PUBLICATION
`NUMBER
`
`
`
`
`2003/0152624
`E 2003/0158176
`E— 2°04/064821
`
`6a31°»248
`6,566,537
`6,689,916
`
`—
`
`NUMBER
`
`/T.’
`
`.
`
`
`
`U. S. PATENT DOCUMENTS‘
`
`PATENT/PUBLICATION
`DATE
`
`
`
`NAME
`
`(1555
`
`5‘-‘BC’-A55
`
`FILINC
`DATE
`
`Aldrich etal. g=-
`August 14, 2003
`Richards etal. ==:
`August21, 2003
`Avril W004 T
`
`0°t°ber3°’2°°1 ET
`May 20, 2003
`Andersson et al. ==-
`Feb~arv1°»2°°4 £33
`
`
`
`
`
`FOREIGN PATENT DOCUMENTS
`
`.
`
`
`
`
`_ fl
`
`
`
`“gm
`==2-
`“==--
`“==2
`fl==—-
`==--
`E=--
`PCT ==:-
`==--
`PCT ==--
`=5‘-
`PCT ‘S--
`PCT GS--
`==--
`PCT El-
`Egj
`E1 D°°°"“’°"3-2°03
`PCT Em-
`==--
`-"-_==_-
`1‘. PCT ==_-
`==_
`=a--
`
`
`
`
`
`NY0l IIOOI49 vl
`
`Patent Owner, UCB Pharma GmbH — Exhibit 2011 - 2014
`
`Patent Owner, UCB Pharma GmbH – Exhibit 2011 - 2014
`
`

`
`OTHER DOCUMENTS
`
`AUTHOR, TITLE, DATE, PERTINENT PAGES, ETC.
`
`
`
`EX/\M.lNER
`mmm.
`
`
`
`
`
`
`Lipinski, et aI., “Experimental and computational approaches to estimate solubility and
`permeability in drug discovery and development settings" Elsevier Advanced Drug Delivery
`
`Reviews Vol. 23, pp. 3-25, 1997
`
`
`
`
`Netzer, et al., “Screening lead compounds for QT interval prolongation” Drug Discovery Today
`‘
`Vol. 6, No. 2, pp.78-84, January 2001
`
`Nilvebrant & Sparf, “Differences between Binding Affinities of some Antimuscarinic Drugs in the
`parotid Gland and those in the Urinary Bladder and Ileum" Acta Pharmacol. et toxicol. Vol. 53,
`
`No. 4, pp. 304-313, October 1983
`
`2;’
`
`
`
`
`
`
`
`
`from Application Number 21-518, Center for Drug Evaluation
`
`
`Pharmacology/Toxicology Revie
`and Research, pp. 1-3.
`130%
`
`Roy, et al., “HERG, a Primary Human Ventricular Target of the Nonsedating Antihistamine
`Terfenadine" Circulation Vol. 94, No. 4, pp. 817-823, August 15, I996
`
`
`
`6
`DATE C0r1%D5%53£7r
`EXAMINER: Initial if citation considered, whether or not ciation is in confonnance with M.P.E.P. 609; draw line through citation if not in conformance and
`
`not considered. Include copy oftlis fonn with next communication to applicant.
`
`NYOI IIOOI49 vl
`
`Page 2
`
`Patent Owner, UCB Pharma GmbH — Exhibit 2011 - 2015
`
`Patent Owner, UCB Pharma GmbH – Exhibit 2011 - 2015
`
`

`
`IoFY
`
`ATTY. DOCKET NO.
`12961/46102
`APPLICANT
`Z C TUCKER
`'
`'
`FILING DATE
`
`January 27, 2004
`
`APPLICATION NO.
`1 0/766,263
`
`GROUP
`
`1624
`
`
`
`fig
`
`..~ /'
`.
`'
`AL INFORMATION
`DISCLOSURE
`STATEMENT BY APPLICANT
`Form PTO-1449
`
`
`
`
`
`
`
`
`
`
`
`U. S. PATENT DOCUMENTS‘
`
`EXAMINER
`INITIAL
`
`PATENT/PUBLICATION
`NUMBER
`
`PATENT/PUBLICATION
`DATE
`
`NAME
`
`Cl-A55
`
`SUBCI-A55
`
`FILING
`DATE’
`
`
`
`A2
`
`.?
`E1
`
`31
`
`AE
`
`TA
`
`3T
`
`A
`
`E1
`E41
`E23
`
`A‘
`
`- copies of U.S. references are not enclosed
`
`FOREIGN PATENT DOCUMENTS
`
`
`
`
`
`INITIAL
`
`NUMBER
`
`
`
`
`
`EXAMINER
`
`
`
`
`
`
`‘$1’
`/
`
`March 21, 1955
`
`May 12, 1966
`
`was
`
`925 468 (in Gemmn, with
`English translation)
`1216318 (inGem1an, with
`yes
`English translation)
`2T
` -
` -
`f1 -
`§T --
`ANAL-I
`33--
`A--
`
`31-:
`W0 96/9477 A--
`P
`I
`
`eumrnecz Q7»?/)1,-———- '2 “V” "W age DATE
`
`
`
`NYOI 1074294 vl
`
`Patent Owner, UCB Pharma GmbH — Exhibit 2011 - 2016
`
`Patent Owner, UCB Pharma GmbH – Exhibit 2011 - 2016
`
`

`
`EXAMINER
`INITIAL
`
`DOCUMENT
`NUMBER
`
`DATE
`
`COUNTRY
`
`
`
`
`
`
`
`
`2oF'/
`
`fl
`’' —
`T3-
`T3-
`3:-
`
`T
`January 29, 1998
`wo 98/03067
`—%
`21’
`Q
`g /
`E wo 00/27364
`Mayl8. 2000
`— W001/34139
`May”-20°‘
`21/
`
`
`
`B%
`
`S
`
`
`
`OTHER DOCUMENTS
`
`AUTHOR, TITLE, DATE. PERTINENT PAGES, ETC.
`
`
`
`
`
`
`Abrams et al.,‘ ‘Tolterodine, a new antimuscarinic agent: as effective but better tolerated than
`oxybutynin in patients with an overactive bladder,“ 1998, Br. J. Urol. 812801-810
`Anderson et al., “Once daily controlled versus immediate release oxybutynin chloride for urge
`urinary incontinence," 1999, J. Urol. 161 :1 809-1812
`Andersson et al., “Pharmacological treatment of urinary incontinence," in Abrams
`
`P., Khoury S., Wein A. (Eds), Incontinence 2nd International Consultation on
`I____.
`ncontinence Plymouth, Plyrnbridge Distributors Ltd, UK, Plymouth, 2002, pp 479-511
`Andersson, “Antimuscarinics for treatment of overactive bladder,” 2004, Lancet Neurol. 3:46-53
`
`
`
`
`
`
`
`
`
`
`
`
`Andersson & Wein, “Pharmacology of the lower urinary tract: basis for current and future
`treatments of urinary incontinence," 2004, Pharrnacol. Rev. 56:581-631
`
`Appell et al., “Prospective randomized controlled trial of extended release oxybutynin chloride and
`tolterodine tartrate in the treatment of overactive bladder: results of the OBJECT study," 2001,
`'
`
`Mayo Clinic Proceedings 762358-363
`
`Breidenbach et al., “Pharmacodynamic profiling of the novel antimuscarinic drug fesoterodine on
`rat bladder," 2002, Proceedings of the International Continence Society, 32:449
`-
`Brynne et al., “Influence of CYP2D6 polymorphism on the pharmacolcinetics and
`
`pharmacodynarnics of tolterodine, 1998, Clin. Pharmacol. Thera. 63:S29-539
`
`Brynne et al., "Tolterodine does not affect the human in vivo metabolism of the probe drugs
`
`
`caffeine, debrisoquine, and omeprazole,” 1999, Br. J. Clin. Pharmacol. 47:145-150
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Brynne et al., “Fluoxetine inhibits the metabolism of tolterodine — pharmacoldnetic implications
`and proposed clinical relevance," 1999, Br. J. Clin. Pharmacol. 48:553-563
`
`Brynne et al., “Ketoconazole inhibits the metabolism of tolterodine in subjects with deficient
`CYP2D6 activity," 1999, Br. J. Clin. Pharmacol. 48:564-572
`
`Cawello et al., “Multiple dose pharrnacokinetics of fesoterodine in human subjects,” 2002, Nauyn-
`
`Schrniedeberg‘s Arch. Pharmacol. 365 (Suppl. l):428, 2002
`Chancellor et al., “A comparison ofthe effects on saliva output ofoxybutynin chloride and
`tolterodine tartrate,” 2001, Clinical Therapeutics 23:753-760
`Chapple & Udo, “Delay to maximum effect in overactive bladder patients treated with oxybutynin
`or tolterodin

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket