throbber
Ruth Boggs, MA, CT
`ATA-Certified Translator (#62196) & Interpreter | Tel.: 703.378.9305 | rutheboggs@gmail.com
`
`Laborbuch = Lab journal
`
`HIGHLY CONFIDENTIAL
`
`
`
`GRT-NUC00074243_T
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`
`
`Page 1 of 10
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`Grunenthal GmbH Exhibit 2033
`Rosellini v. Grunenthal GmbH
`IPR2016-00471
`
`

`
`Ruth Boggs, MA, CT
`ATA-Certified Translator (#62196) & Interpreter | Tel.: 703.378.9305 | rutheboggs@gmail.com
`
`Laborbuch = lab journal
`
`
`
`HIGHLY CONFIDENTIAL
`
`
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`GRT-NUC00074244_T
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`Page 2 of 10
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`

`
`Ruth Boggs, MA, CT
`ATA-Certified Translator (#62196) & Interpreter | Tel.: 703.378.9305 | rutheboggs@gmail.com
`
`
`
`HIGHLY CONFIDENTIAL
`
`
`
`GRT-NUC00074245_T
`
`Page 3 of 10
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`

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`Ruth Boggs, MA, CT
`ATA-Certified Translator (#62196) & Interpreter | Tel.: 703.378.9305 | rutheboggs@gmail.com
`
`
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`Lab journal No.: ** 2186 **
`
`HIGHLY CONFIDENTIAL
`
`
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`GRT-NUC00074246_T
`
`Grünenthal GmbH
`
`Lab Journal
`
`
`
`Department:
`
`
`
`GPR – TD – PD
`
`Laboratory area:
`
`Dr. Griebel
`
`User / project:
`
`Date issued:
`
`Date turned in:
`
`
`
`
`
`
`
`MUELLER
`
`September 29, 2009
`
`October 18, 2010
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`Page 4 of 10
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`

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`Ruth Boggs, MA, CT
`ATA-Certified Translator (#62196) & Interpreter | Tel.: 703.378.9305 | rutheboggs@gmail.com
`
`CONFIDENTIAL
`
`
`
`
`
`
`
`
`
`
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`
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`[Grünenthal logo]
`
`User guidelines for maintaining a lab journal:
`
`1. The objective of this lab journal is to protect all patentable
` Grünenthal inventions from the time when they were made (first
`
`inventor principle). The idea for, the implementation of, and the
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`continuous work on the invention must be reproducible. Therefore, the
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`lab journal contains all of the user’s experiments and observations. All
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`entries (descriptions of methods, reaction conditions, results) shall
`
`appear by date and in the order they were performed/made.
` To maintain continuity, it is important to document all downtimes such
`
`as sick leave, vacation, equipment failure, ordering material, work on
` multiple projects, etc. by entering them into the lab journal.
`2. Please start each entry with the date and the first three places of the
`
`project code (if possible). Please end each daily entry with date and
`
`signature. All entries are made on front and backside, without gaps,
`
`legibly, with ink pen, ballpoint pen, or magic marker (blue or black;
` waterproof pen).
`3. Please enter all descriptions, specifications, materials and results
`
`related to the experiment in the precise order of dates. The objective
` must be that any employee can continue and/or reproduce the work. If
`
`applicable, please glue any sheets of findings or results into the lab
`
`journal and sign them in such a manner that the signature spans from
`
`the glued-in sheet to the lab journal page. Voluminous records may be
`
`collected separately. The lab journal must contain an appropriate
`
`reference to this collection of documents.
`4. Please make sure that errors are crossed out and dated and initialed.
` Retroactive changes must bear the current date and initials and be
`
`signed by the head of the laboratory.
`5. Each page must be initialed by the responsible head of the laboratory
`
`and reviewed and countersigned by a knowledgeable witness who
`
`does not report to said head of laboratory and is not involved in the
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`project.
`
`6. A table of contents may be prepared.
`
`7. Please turn in lab journal for central archiving after completion, but no
`
`later than the time period laid down in SOP HQ-DI-110-0055-ff. New
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`lab journals are issued by the central archive. Any copies for personal
`use should be prepared prior to turning in the lab journal.
`
`
`8. The lab journal must be kept in a safe place and is intended for
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`internal use only. Please notify your head of laboratory immediately in
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`case of loss of a lab journal. The lab journal must be kept under lock
`
`and key during non-work hours.
`
`HIGHLY CONFIDENTIAL
`
`
`
`GRT-NUC00074248_T
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`
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`Page 5 of 10
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`

`
`Ruth Boggs, MA, CT
`ATA-Certified Translator (#62196) & Interpreter | Tel.: 703.378.9305 | rutheboggs@gmail.com
`
`
`
`CONFIDENTIAL
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`[Grünenthal logo]
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`
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`Page
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`March 24, 2010
`(Initialed)
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`Table of Contents
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`Table of Contents, Lab Journal 2186
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`Page Batch
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`HIGHLY CONFIDENTIAL
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`GRT-NUC00074248_T
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`Page 6 of 10
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`

`
`Ruth Boggs, MA, CT
`ATA-Certified Translator (#62196) & Interpreter | Tel.: 703.378.9305 | rutheboggs@gmail.com
`
`
`
`
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`
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`CONFIDENTIAL
`[Grünenthal logo]
`75 Page 1 of 2
`Project: ________________________________ Lab journal No. ** 2186 **
`
`
`
`
`
`
`[Stamp: “Dec. 18, 2009, Initialed”]
`Experiment Name: PG1026-001
`Experiment Label: Methoxy cleavage
`Creation Date: Wednesday, Dec. 2, 2009
`Project Number: AHW
`Project Name: CG5503
`Notebook: Provision of substance
`
`
`
`
`-- according to patent specification EP 0 693 475 B1
`and/or reaction specification for GB-Bu322-1-3
`
`
`Salz = salt
`Materials
`
`Class
`Reactants
`
`Name
`Bu351, HBr-salt [LR]
`
`
`
`Actual Amounts
`
`Properties
`
`Lot No.
`*
`
`Equiv. Mass
`equiv.
`g
`5.00
`1.00
`
`Volume Moles
`mL
`mmoles
`5.00
`15.81
`
`Strength
`n/a
`3.16 M
`
`n/a
`
`n/a
`
`n/a
`
`n/a
`
`n/a
`
`n/a
`
`150.00 100.00
`
`871.32
`
`8.71 M
`
`n/a
`
`n/a
`
`n/a
`
`11/90 M
`
`132.50 100.00
`
`1560.07 15.60 M
`
`n/a
`
`n/a
`
`n/a
`
`n/a
`
`n/a
`
`n/a
`
`n/a
`
`n/a
`
`n/a
`
`11.17 M
`
`7.91 M
`
`55.51M
`
`0.64
`
`2.60
`
`2.60
`
`10.09
`
`100.00 wt/wt%
`
`
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`
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`47-% hydrobromic acid, in water
`
`Sodium hydrogen carbonate
`solution, saturated in water
`Dichloromethane, canned
`
`Methylethylketone, canned
`
`Trimethylchlorosilane
`
`Water, deionized
`
`
`
`Chemicals
`
`Products
`
`PG1026
`
`Patent specification EP 0 693 475 B1:
`(+)-(1R,2R)-3-(3-dimethylamino-1-ethyl-2-methyl-propyl)phenol, hydrochloride (+21)
`
`
`4.3 g (15 mmol) (+23) from Step 2 were mixed with 100 ml concentrated hydrobromic acid. Then the mixture
`was heated for 2 hours while refluxing. After cooling to room temperature, the reaction mixture was concentrated using a
`water stream vacuum. The residue was mixed with concentrated sodium hydrogen carbonate solution until alkaline. After
`extracting twice with 50 ml each dichloromethane, the combined organic phases were dried over sodium sulfate. Then
`dichloromethane was distilled off under vacuum and the residue (4 g) was taken up in 2-butanone. After adding
`trimethylchlorosilane/water, 3.8 g (98% of theoretical) of hydrochloride (+21) crystallized out.
`Melting point: 194 - 196 oC
`RT = +24.5 (c = 1.10, methanol)
`[α]D
`
`November 12, 2009
`* 4.3g Bu351-HCl-salt correspond to 5.0 g Bu351-HBr salt
`Apparatus: 250-ml round flask, magnetic stirrer, oil bath, reflux cooler
`Execution:
`- preheat the oil bath to 130 oC
`
`HIGHLY CONFIDENTIAL
`
`
`
`GRT-NUC00074249_T
`
`Page 7 of 10
`
`

`
`Ruth Boggs, MA, CT
`ATA-Certified Translator (#62196) & Interpreter | Tel.: 703.378.9305 | rutheboggs@gmail.com
`
`- mix Bu351, HBr-salt (5 g; 15.81 mmoles; 5.00 mL) with 47 %-hydrobromic acid in water (100 mL;
`871.32 mmoles; 100.00 mL)
`- reflux for 2 hours while stirring
`Workup:
`
`Date:
`Date:
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`
`
`April 6, 2010
`April 24, 2010
`
`
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`
`
`Signature:
`Signature:
`
`
`
`
`[signed]
`[signed]
`
`HIGHLY CONFIDENTIAL
`
`
`
`GRT-NUC00074249_T
`
`Page 8 of 10
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`

`
`Ruth Boggs, MA, CT
`ATA-Certified Translator (#62196) & Interpreter | Tel.: 703.378.9305 | rutheboggs@gmail.com
`
`
`
`
`
`
`
`CONFIDENTIAL
`[Grünenthal logo]
`Project: ________________________________ Lab journal No. ** 2186 **
`76
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`Page 2 of 2
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` -
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` remove the oil bath and allow to cool a bit
`- concentrate on the rotary evaporator
`- pour the residue into a 500 ml Erlenmeyer flask and slowly (Warning: severe
`development of gases) alkalize with saturated sodium hydrogen carbonate solution
`(pH9)
`- extract twice with a total of dichloromethane, canned product (100 mL; 1.56 moles;
`100.00 mL)
`- filter the organic extract over sodium sulfate; concentrate and dry under vacuum =
`2.603 g base
`
`Hydrochloride precipitation:
`- take up 2.603 g base (corresponds to 11.75 mmol) in 17.5 ml MEK
`- add 0.235 ml water while stirring
`- add 1.49 ml (corresponds to 11.75 mmol) trimethylchlorosilane
`- stir another 90 minutes in the ice bath
`- filter off by suction; wash the solid again with MEK and suction dry = 2.60 g
`hydrochloride (cream-colored solid)
`
`Powder diffractometry:
`
`Theor. Yield: 4.08 g hydrochloride
`Yield:
`PG1026 (2.6 g; 10.09 mmoles; 2.60 g; 63.80 % yield)
`Appearance: cream-colored solid
`Fusion point: 199-201 oC
`
`PG1026-001-1-1; hydrochloride: Polymorph B
`
`
`
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`
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`April 6, 2010
`April 24, 2010
`
`
`
`
`Signature:
`Signature:
`
`
`
`
`[signed]
`[signed]
`
`
`
`
`Date:
`Date:
`
`
`
`
`
`HIGHLY CONFIDENTIAL
`
`
`
`GRT-NUC00074250_T
`
`Page 9 of 10
`
`

`
`RUTH BOGGS, MA, CT
`ATA-Certified Translator (#62196) & Interpreter, English <> German
`_________________________________________________________________________________
`4111 Port Rae Lane • Fairfax, Virginia 22033 • Tel. (703) 378-9305 • FAX (703) 995-0767
`
`CERTIFICATION
`
` hereby certify that
`
`
`
` I
`
`I am a German into English and English into German translator, certified by the
`(1)
`American Translators Association;
`
`I have translated and/or reviewed the translation of the following document(s)
`(2)
`from German into English:
`
`
`
`GRT-NUC00074243-250
`
`The attached English translation is a true and correct translation of the German
`(3)
`language source document to the best of my knowledge and belief.
`
`I declare that all statements made herein of my own knowledge are true, and all
`(4)
`statements made on information and belief are believed to be true. I understand that
`willful false statements and the like are punishable by fine or imprisonment, or both.
`
`
`
`
`
`
`
`
`
`
`Date: February 26, 2015
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`________________________
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`Ruth Boggs, MA, CT
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`
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`Page 10 of 10

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