`
`
`
`
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`
`
`MICROSOFT CORPORATION,
`
`Petitioner,
`
`v.
`
`BRADIUM TECHNOLOGIES LLC,
`
`Patent Owner.
`
`__________________
`
`Case IPR2016-00449
`
`Patent No. 8,924,506 B2
`
`__________________
`
`
`JOINT MOTION TO MAINTAIN DOCUMENTS AS CONFIDENTIAL OR
`EXPUNGE
`
`Paper No. 68
`
`
`
`PTAB Case IPR2016-00449, Patent 8,924,506 B2
`Joint Motion to Maintain Documents as Confidential
`
`Pursuant to 37 C.F.R. §§ 42.14 and 42.56, Petitioner Microsoft Corporation
`
`
`
`and Patent Owner Bradium Technologies, LLC (collectively the “Parties”) jointly
`
`move to (1) maintain under seal, pending the conclusion of any appeal, the
`
`confidential documents of both Parties previously ordered sealed by the Board and
`
`5
`
`referenced by the Board in its Final Written Decision, and (2) expunge the
`
`confidential documents previously ordered sealed by the Board and not referenced
`
`by the Board in its Final Written Decision.
`
`The Trial Practice Guide provides that “the rules aim to strike a balance
`
`between the public’s interest in maintaining a complete and understandable file
`
`10
`
`history and the parties’ interest in protecting truly sensitive information.” 77 Fed.
`
`Reg. 48756 at 48760 (Aug. 14, 2012). The Parties submit that this motion protects
`
`sensitive information and the Parties’ need to maintain a complete record for
`
`appeal while not significantly impacting the public’s interest in maintaining a
`
`complete and understandable record of this proceeding.
`
`15
`
`I.
`
`Background
`
`On November 11, 2017 and November 15, 2017, the Parties filed separate
`
`motions to seal certain documents filed by Patent Owner Bradium in support of its
`
`Patent Owner Response. The documents which the Parties requested to seal
`
`contain commercially sensitive information for both Parties for the reasons
`
`20
`
`discussed further below. The Board relied on some, but not all, of these documents
`
`1
`
`
`
`PTAB Case IPR2016-00449, Patent 8,924,506 B2
`Joint Motion to Maintain Documents as Confidential
`
`in its Final Written Decision (Paper 67), which is part of the public record.
`
`
`
`Concurrently with its Final Written Decision, the Board granted the Parties’
`
`motions to seal, finding that both sides had presented good cause to seal the
`
`documents, and decided to “maintain the confidentiality of the documents and
`
`5
`
`leave the decision to move to expunge documents not relied upon in the Final
`
`Written Decision” up to the Parties. Paper 64 at 3, 5.
`
`A. Microsoft Confidential Documents
`Petitioner moved to seal Exhibits 2012-2015 and 2034, which relate to brief
`
`discussions in 2005 regarding a potential acquisition by Microsoft of a prior owner
`
`10
`
`of the ’506 Patent, 3DVU. Paper 18. Of these exhibits, the Board referenced Exs.
`
`2012, 2013, 2015, and 2034 briefly in its Final Written Decision, but not Ex. 2014.
`
`As Petitioner explained in its motion to seal, these documents discuss strategic
`
`considerations and factors utilized by Microsoft in making acquisition decisions,
`
`including pricing considerations and details of Microsoft’s internal deliberative
`
`15
`
`processes, all of which could be exploited by other Parties to Microsoft’s
`
`disadvantage if such information became public.
`
`While Patent Owner relied on these documents in support of its secondary
`
`indicia of non-obviousness arguments, the Board concluded in its Final Written
`
`Decision that Patent Owner had not established a technical nexus between these
`
`20
`
`discussions and the technology embodied in the ’506 Patent. Paper 67 at 69-70.
`
`2
`
`
`
`PTAB Case IPR2016-00449, Patent 8,924,506 B2
`Joint Motion to Maintain Documents as Confidential
`
`The details of Microsoft’s deliberation process discussed in these documents
`
`
`
`therefore would not meaningfully aid a member of the public to understand the
`
`basis of the Board’s decision.
`
`Bradium Confidential Documents
`
`B.
`Patent Owner moved to seal Exhibits 2022, 2029, and 2082, as well as
`
`5
`
`portions of Exhibit 2004. See Paper 15; Paper 54. Patent Owner also moved to
`
`seal portions of Paper 16 (Patent Owner’s Response), portions of Paper 49
`
`(Opposition to Petitioner’s Motion to Exclude), and portions of Paper 55 (Reply to
`
`Petitioner’s Opposition to Patent Owner’s Motion to Exclude) on the basis that
`
`10
`
`they reference confidential Exhibits or confidential information in Exhibits. See
`
`Paper 15; Paper 48, Paper 54.
`
`The Board did not cite Exhibits 2022, Exhibit 2029, Exhibit 2082, or the
`
`confidential portions of Exhibit 2004 in its Final Written Decision. Paper 64 at 5.
`
`These documents would therefore not meaningfully aid a member of the public to
`
`15
`
`understand the basis of the Board’s decision.
`
`The confidential version of the Patent Owner Response (Paper 16) reference
`
`Microsoft confidential information in Exhibits that the Board previously ordered
`
`sealed (Paper 64).
`
`Exhibit 2022 is a confidential project report stamped “COMMERCIAL-IN-
`
`20
`
`CONFIDENCE” which contains comprehensive technical information, financial
`
`3
`
`
`
`PTAB Case IPR2016-00449, Patent 8,924,506 B2
`Joint Motion to Maintain Documents as Confidential
`
`summaries, financial terms, and projected sales information. Paper 15. Exhibit
`
`
`
`2029 is a confidential license agreement, which imposes a confidentiality
`
`requirement with a third party, DENSO, who has requested that Patent Owner
`
`maintain Exhibit 2029 as confidential pursuant to a protective order. Paper 15.
`
`5
`
`Exhibit 2004 references confidential information concerning licensing activities,
`
`including those relating to Exhibit 2029. See Paper 54. Exhibit 2082 is a
`
`confidential letter from DENSO to 3-D-V-U Israel (2000) Ltd. that relates to
`
`information for which 3-D-V-U Israel (2000) Ltd. and Bradium are under a
`
`confidentiality obligation pursuant to Exhibit 2029. See Paper 54.
`
`10
`
`Paper 49 refers to exhibits 2022 and 2029. See Paper 48. Paper 55
`
`references exhibit 2029.
`
`II. Discussion
`A.
`The Confidential Documents Cited in the Final Written Decision
`should be Maintained as Confidential
`
`15
`
`Sealed confidential information subject to a protective order will ordinarily
`
`become public 45 days after final judgment in a trial unless a motion to expunge is
`
`filed. Rule 42.56; see also Comment 172, 77 FED. REG. 48612, 48644. Here, the
`
`date 45 days after final judgment was entered is September 9, 2017. Patent Owner
`
`has until 63 days from entry of judgment (September 26, 2017) to file a Notice of
`
`20
`
`Appeal.
`
`4
`
`
`
`PTAB Case IPR2016-00449, Patent 8,924,506 B2
`Joint Motion to Maintain Documents as Confidential
`
`The Federal Rules of Appellate Procedure and the Federal Circuit Rules
`
`
`
`require that the record be retained by the Board pending appeal. Specifically,
`
`Federal Circuit Rule 17(a) states that “the agency must retain the record.”
`
`(Emphasis added.) Federal Circuit Rule 17(d), titled “Access of Parties and
`
`5
`
`Counsel to Original Record” also requires that the Parties and their counsel have
`
`access to both the sealed and unsealed portions of the record “when a petition for
`
`review or notice of appeal is filed.” (Emphasis added.) Therefore, the documents
`
`cited to in the Final Written Decision should be preserved for appellate review in
`
`order to enable the Parties to refer to these documents on appeal. Preserving the
`
`10
`
`confidentiality of these documents will allow the Parties to reference them on
`
`appeal without the prejudice of public disclosure of confidential material.
`
`B.
`
`Confidential Materials not Cited in the Final Written Decision Should
`be Expunged
`
`The confidential exhibits not cited in the Final Written Decision are
`
`15
`
`necessary neither to preserve the record on appeal nor for a member of the public
`
`to understand the basis of the Board’s decision. Therefore, such exhibits should be
`
`expunged pursuant to 37 CFR 42.56.
`
`III. Conclusion
`Because the Board’s Final Written Decision cites confidential information
`
`20
`
`that was filed under seal, whose disclosure would prejudice the Parties, the
`
`Parties respectfully request that the Board maintain the confidential documents
`
`5
`
`
`
`PTAB Case IPR2016-00449, Patent 8,924,506 B2
`Joint Motion to Maintain Documents as Confidential
`
`cited in the Final Written Decision under seal, while the sealed documents not
`
`
`
`cited in the Final Written Decision be expunged.
`
`If the Board denies the Parties’ motion to maintain documents under seal,
`
`the Parties request in the alternative that any documents filed under seal on the
`
`5
`
`IPR docket be expunged. The Board granted the Parties’ Motions to Seal after
`
`finding good cause based on the nature of the sealed information and the
`
`reasonably limited scope of the protection sought. In order to avoid public
`
`disclosure of the same sensitive business information that the Board found good
`
`cause to seal, the Parties now respectfully request that such information should be
`
`10
`
`expunged if the Board chooses not to maintain it as confidential.
`
`If the Board determines that any information previously filed under seal
`
`should be made public, the Parties respectfully request permission to file alternate
`
`redacted versions of the documents in question, to ensure that only a minimum
`
`amount of confidential information is disclosed.
`
`15
`
`
`
`
`
`6
`
`
`
`PTAB Case IPR2016-00449, Patent 8,924,506 B2
`Joint Motion to Maintain Documents as Confidential
`
`Dated: September 8, 2017
`
`
`
`
`
`
`
`PERKINS COIE LLP
`11988 El Camino Real, Suite 350
`San Diego, CA 92130
`(858) 720-5700
`
`
`
`
`
`
`
`
`ANDREWS KURTH KENYON LLP
`One Broadway
`New York, NY 10004
`(212) 425-7200
`
`
`
`
`
`
`Respectfully submitted,
` /Chun M. Ng/
`Lead Counsel
`Chun M. Ng, Reg. No. 36,878
`
`Back-up Counsel
`Matthew C. Bernstein, Pro Hac Vice
`Patrick J. McKeever, Reg. No. 66,019
`Vinay Sathe, Reg. No. 55,595
`Evan S. Day, Reg. No. 75,992
`
`Attorneys for Microsoft Corporation
`
`
` /Chris J. Coulson/
`Lead Counsel
`Chris J. Coulson, Reg. No. 61,771
`
`Back-up Counsel
`Michael Zachary (admitted pro hac vice)
`Clifford Ulrich (Reg. No. 42,194)
`
`Attorneys for Bradium Technologies LLC
`
`7
`
`
`
`PTAB Case IPR2016-00449, Patent 8,924,506 B2
`Joint Motion to Maintain Documents as Confidential
`
`CERTIFICATE OF SERVICE
`
`
`
`The undersigned hereby certifies that a true copy of the foregoing JOINT
`
`MOTION TO MAINTAIN DOCUMENTS AS CONFIDENTIAL has been served
`
`in its entirety this 8th day of September, 2017 by electronic mail on the Patent
`
`Owner via its attorneys of record:
`
`LEAD COUNSEL
`Christopher J. Coulson
`ccoulson@kenyon.com
`KENYON & KENYON, LLP
`One Broadway
`New York, NY 10004-1007
`
`Bradiumiprservice@kenyon.com
`
`Dated: September 8, 2017
`
`
`
`
`
`
`
`PERKINS COIE LLP
`11988 El Camino Real, Suite 350
`San Diego, CA 92130
`(858) 720-5700
`
`BACK-UP COUNSEL
`Michael N. Zachary
`mzachary@kenyon.com
`KENYON & KENYON, LLP
`1801 Page Mill Road, Ste 210
`Palo Alto, CA 94304
`
`Clifford Ulrich
`culrich@kenyon.com
`KENYON & KENYON, LLP
`One Broadway
`New York, NY 10004-1007
`
`
`Respectfully submitted,
` /Chun M. Ng/
`Lead Counsel
`Chun M. Ng, Reg. No. 36,878
`
`Back-up Counsel
`Matthew C. Bernstein, Pro Hac Vice
`Patrick J. McKeever, Reg. No. 66,019
`Vinay Sathe, Reg. No. 55,595
`Evan S. Day, Reg. No. 75,992
`
`Attorneys for Microsoft Corporation
`
`
`
`1
`
`