Exhibit 2004 Page 1
`
`Globus Medical, Inc. v.
`Bonutti Skeletal Innovations LLC
`Case IPR2015-00417
`Bonutti Skeletal Innovations LLC - Ex. 2001
`
`
`
`Globus Medical, Inc. v.
`Bonutti Skeletal Innovations LLC
`Case IPR2015-00417
`Bonutti Skeletal Innovations LLC - Ex. 2001
`
`
`
`
`
`2O10_05_02 Dec. 15, 2011
`
`
`
`
`
`
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`
`INFORMATION DISCLOSURE
`
`
`
`
`
` Barber, Forest C.
`
`
`Kuslich, Stephen D
`
`
`
`Kuslich, Stephen D.
`
`
`
`
`
`
` Schonhoffer, Helmut
`
`5236460
`
`1 993-08-1 7
`
`_\ O
`
`1 996-02-06
`
`1996-02-06
`
`.3. _\
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`5489308
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`I5702453 I 1997-12-30
`
`_A 03
`
`5723013
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`.3. -B
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`_.\ U"!
`
`5489308
`
`Rabbe,Louis-marie
`Jeanson, Jean-francois et aI.
`_x
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`_.~.ANC3
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`_*. ®
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`Daher
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`19
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`4880343
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`EFS Web 2.1.17
`
`ALI. REFERENCES CONSIEDERED EXCEPT WHERE LINEII) THROUGH.
`Exhibit 2004 Page 2
`
`/A.Y./
`
`Exhibit 2004 Page 2
`
`
`
`
`
`2010_05_O2 Dec. 15, 2011
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`
`5290312
`
`1 994-03-01
`
`
`
`Kojimoto, Haruo
`
`
`
`
`
`
` 5236460
`I 199308-17
`
`
`
`
`Siebels, Wolfgang
`
`Rogers, Charles L
`
`Pisharodi, Madhavan
`
`
`
`
`
`
`
`I II A
`
`
`
`1995-02-21
`
`Metz-stavenhagen, Peter
`
`1995-07-04
`
`Wood, Ruey E.
`
`1995-07-11
`
`Moskovich, Ronald
`
`EFS Web 2.1.17
`
`LL REFERENCES CONSIEDERED EXCEPT WHERE LINEII) THROUGH.
`Exhibit 2004 Page 3
`
`/A.Y./
`
`5306310
`
`1994-04-26
`
`I-
`
`Exhibit 2004 Page 3
`
`
`
`
`
`INFORMATION DISCLOSURE
`
`
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`Filing Date
`W Named '"Ve“*°'
`
`2010-06-02
`
`12;'”79l523
`fie‘-‘H ~
`
`I’
`
`/AY,’
`
`Attorney Docket Number
`
`02180230005
`
`5482417 IErickson,RobertA.
`5522899 IMichelson,GaryK.
`5549608 IErrico,JosephP.
`5571192 ISchonhoffer,Helmut
`5575790 I0hen,MichaelM.
`5591235 IKuslich.StephenD.
`5693100 IPisharodi,Madhavan
`5702449 IMckay,V\fI|IiamF.
`5702453 IRabbe,Louis—marie
`
`5702455
`
`1997-12-30
`
`Saggar, Rahui
`
`5720746
`
`1998-02-24
`
`Soubeiran, Arnaud Andre
`
`EFSWSMW
`
`ALI. REFERENCES CONSIEDERED EXCEPT WHERE LINEII) THROUGH.
`Exhibit 2004 Page 4
`
`/A.Y./
`
`Exhibit 2004 Page 4
`
`
`
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`First Named Inventor
`Art Unit
`
`Hansell, Noah et al
`
`TED
`Attorney Docket Number
`
`O218.023.0005
`
`
`
`Jeanson, Jean-Francois
`
`Rabbe, Louis-marie et al.
`
` Rabbe, Louis-marie
`
`Biedermann, Lutz
`
`Schonhoffer, Helmut
`
`Jenneiti, Anthony G.
`
`2001-02-20
`
`
`
`Sutcliffe, John
`
`
`
`
`2001-02-27
`Studer, Armin
`
`
`
`
`
`2000-01-18
`
`
`
`
`
`I46
`
`6015436
`
`6177883
`
`6190413
`
`49
`
`6193756
`
`50
`
`6200348
`
`
`
`
`
`2001-03-13
`
`Biedermann, Lutz
`
`51
`
`6524341
`
`
`
`2003-02-25
`
`Léng,Bruno
`
`52
`
`6752832
`
`
`2004-06-22
`Neumann, Carsten
`
`ALL REFERENCES CONSEDERED EXCEPT WHERE UNEED THRQUGH. /A../
`
`EFS Web 2.1.17
`
`_
`_
`Exhibit 2004 Page 5
`
`Exhibit 2004 Page 5
`
`
`
`
`
`
`
`12/791623
`
`/AY/‘
`
`9%» 15, 2011
`
`Application Number
`
`FilingDate
`
`
`‘T6
`2010-06-02
`
`‘
`
`
`
`~
`
`First Named Inventor
`
`Hanseil, Noah et al
`
`Art Unit
`
`TBD
`
`TBD
`Attorney Docket Number
`
`0218.023.0005
`
` Daher, Youssef H
`
`Tornquist, Gerald E.
`
`Ulrich, Heinrich
`
`
`
`
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`INFORMATION DISCLOSURE
`
`
`
`
`
`
`
`II
`
`
`IIIH
`
`
`
`
`
`Yeh, Chung—chun
`
`
`
`
` Buettner-janz.
`
`Bertagnoli, Rudolf
`
`
`
`.
`
`4759766
`
`5534029
`
`1996—O7—O9
`
`Exhibit 2004 Page 6
`
`ALL REFERENCES COE\iS§{I}ERED EXCEPT WHERE UNEED THRQUGH.
`
`
`
`/AY./
`
`61
`
`63
`
`
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`EFS Web 2.1.17
`
`Exhibit 2004 Page 6
`
`
`
`
`
`12/7'93.-623
`
`ea” ..
`
`/AY,/’
`
`201 O-06-02
`
`Hansell, Noah et al
`
`TBD
`
`0218.023.0005
`
`
`Eeffee
`
`
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`64
`
`5071437
`
`1991-12-01
`
`
`
`
`65
`
`5258031
`
`1993-11-02
`
`Salib, Richard M.
`
`66
`
`5360430
`
`1994-11-01
`
`Lin, Chih—i
`
`67
`
`6190414
`
`2001-02-20
`
`Young, Wayne P.
`
`68
`
`3486505
`
`1969-12-30
`
`Gordon, Morrison M.
`
`1:‘
`
`F“
`
`69
`
`3719186
`
`J
`
`1973-03-06
`
`Merig Jr.
`
`70
`
`3848601
`
`1974-11-19
`
`Ma, Gabriel W. C.
`
`71
`
`3905047
`
`1975-09-16
`
`3905047
`
`Peterson
`
`Grell, Helmut
`
`
`
`1975-11-04
`
`1979-12-11
`
`
`
`1997-08-05
`
`Errico, Joseph P.
`
`__1,_
`
`_‘_
`
`'
`
`72
`
`3916907
`
`73
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`4177524
`
`74
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`
`EFS Web 2.1.17
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`ALL REFERENCES COE\ES§{I}ERED EXCEPT WHERE UNEED THRQUGH.
`
`/AY./
`
`Exhibit 2004 Page 7
`
`Exhibit 2004 Page 7
`
`
`
`
`
`‘D 12/791623
`as. ..
`
`2010-06-02
`
`/m*/
`
`Application Number
`Filing Date
`
`An Unit
`
`
`
`
`
`INFORMATION DISCLOSURE
`Hansen‘ Noah eta,
`STATEMENT BY APPLICANT
`TBD
`
`( Not for submission under 37 CFR 1.99)
`“B0
`Attorney Docket Number
`
`
`
`02180230005
`
`
`
`
` Patil, Arun A.
`
`Sutter,Franz
`
`Bagby, George W.
`
`4309777 I1982-01-12
`4484570 I1984-11-27
`4501269 I1985-02-26
`79
`
`
`1985-08-27
`y Stednitz, Denis P.
`L14545374
`
`75
`76
`77
`
`78
`
`4537185
`
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`
`81
`
`4611582
`
`4677972 I
`4748256
`
`84
`
`4772287
`
`5658335
`
`1985-10-08
`
`Jacobson, Robert E.
`
`
`
`
`1986-03-04
`
`
`Kambin, Parviz
`
`1986-09-16
`
`
`
`
`
`Duff, Thomas A.
`
`
`1987-07-07
`
`Tornler, Alain
`
` 1988-05-10
`Brantigan, John W
`
`
`
`1988-09-20
`
`
`Ray, Charles D.
`
`1997-08-19
`
`Allen, Ronald C.
`
`EFS Web2.1.17
`
`ALL REFERENCES CONSIEDERED EXCEPT WHERE LINES TEHERQUGI--I.
`Exhibit 2004 Page 8
`
`/A.Y./
`
`Exhibit 2004 Page 8
`
`
`
`
`
`Application Number 6'
`Filing Date
`2010-6-02
`
`
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`
`
`
`/’AY/
`3.2/791623
`Def-‘Ea 15, 2013-
`
`First Named Inventor
`
`Hanseil, Noah et al
`
`Art Unit
`
`TBD
`
`
`TBD
`Attorney Docket Number
`
`
`
`0218.023.0005
`
`I.
`
`Harms’Jurgen
`
`Brantigan, John W
`
`Shepperd, John A. N.
`
`
`
`
`
`HH
`
`
`
`1 990-06-26
`
`
`
`92
`
`4927421
`
`93
`
`4936848
`
`
`
`91
`
`4878915
`
`
`
`94
`
`4950270
`
`1990-08-21
`
`95
`
`4961740
`
`1990-10-09
`
`5015247
`
`1991 -O5-14
`
`
` Downey, Ernest L
`
`Vich, Jose M. O.
`
`Brantigan, John W
`
`Goble, Marlowe E.
`
`Bagby, George W.
`
`
`
`
`
`
` Bowman, Jerald A.
`
`Ray, Charles D.
`
`Michelson, Gary K.
`
`EFS Web 2.1.17
`
`ALL REFERENCES COi\iSiiI}EEEi3 EXCEPT WHERE i_iNEi3 TEEQUGH. /Y./
`Exhibit 2004 Page 9
`
`Exhibit 2004 Page 9
`
`
`
`
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`2010_03_o2 nee. 15, 2011
`First Named inventor
`Amt
`
`
`
`
`
`
`
`
`
`
` Kuslich, Stephen D
`
`
`
`
` Kusiich, Stephen D.
`
`
`
`Kuslich, Stephen D.
`
` Branemark, Per-ingvar
`
`
`
`Bohler, Nikolaus
`
`
`
` Pisharodi, Madhavan
`
`Pegoraro, Paolo
`
`100 I1991-10-22
`101
`5062845 I 1991-11-05
`
`
`
`104 I 1992-09-15
`105 I1992-12-15
`
`
`
`107 I 1993-03-23
`
`
`
`Obenchain, Theodore G.
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSKDERED EXCEPT WHERE UNEED THRQUGH.
`Exhibit 2004 Page 10
`
`/A.Y./
`
`Exhibit 2004 Page 10
`
`
`
` Application Number
`
`Filing Date
`
`»
`2010-06-02
`
`12/731523
`
`/AY/’
`
`
`
`
`
`( Not for submission under 37 CFR 1.99)
`
`
`
`
`
`Pegoraro, Paolo
`
`Schonhoffer, Helmut
`
`
`
`
`
`
`Bagby, George W.
`
`
`I.
`II
`
` 1994-04-05
`
`
`
` 1994-03-01
`Kojimoto, Haruo
`
`Leriche, Bertrand
`
`Siebels, Wolfgang
`
`Obenchain, Theodore G.
`
`
`
`
`
`
`II 1994-10-01
`
`K0,Sung-tao
`
`
`
`
`III E
`
` Mathews, Hallett H.
`
`Pisharodi, Madhavan
`
`Pisharodi, Madhavan
`
`
`
`
`
`FsWeb2_W
`
`ALL REFERENCES CONSKDERED EXCEPT WHERE LlNE{) THRQUGH.
`Exhibit 2004 Page 11
`
`/A.Y./
`
`Exhibit 2004 Page 11
`
`
`
`O218.023.0005
`
`I
`2010-06-02
`
`/AY/
`12/791523
`9°“ “ ' *
`
`Application Number
`Filing Date
`Fist Named '“Ve"*°'
`Art Unit
`
`Examiner Name
`
`TBD
`
`Attorney Docket Number
`
`_
`_
`( Not for submission under 37 CFR 1.99)
`
`
`
`5395317
`
`
`
`1995-03-07
`Kambin, Parviz
`
`Brantigan, John W
`
`Moskovich, Ronald
`
`Shapiro, David E.
`
`Steffee, Arthur D.
`
`
`
`
`
`
`
`126
`
`127
`
`5443515
`
`1995-08-22
`
`Cohen, Robert C.
`
`5445639
`
`1995-08-29
`
`Kuslich. Stephen D.
`
`Kuslich. Stephen D.
`
`Kambin,Parviz
`
`5458638 I 1995-10-17
`5665122 I 1997-09-09
`
`I-
`
`EFSWEMW
`
`ALL REFERENCES CONSEDERED EXCEPT WHERE LiNE{) THRQUGH.
`Exhibit 2004 Page 12
`
`/AY./’
`
`Exhibit 2004 Page 12
`
`
`
`
`2010-03-02
`Dec. 15, 2011
`
`
`
`
`
`
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`
`
`
`Beer,JohnC
`
`Michelson, Gary K.
`
`5458642 I 1995-10-17
`5484437 I 1996-01-16
`
`130
`131
`
`132
`
`1 33
`
`134
`
`5489307
`
`5489308
`
`
`
`5505732
`
`135
`
`5522899
`
`1996-02-06
`
`
`
`Kuslich, Stephen D.
`
`
`
`
`
`
`1996-02-06
`Kuslich, Stephen D
`
`
`
`1996-04-09
`
`Michelson, Gary K.
`
`
`
`
`1996-06-O4
`
`Michelson, Gary K
`
`
`
`136
`
`5534031
`
`1996-07-09
`
`Matsuzaki, Hiromi
`
`1......
`
`137
`
`138
`
`5554191
`
`1996-09-10
`
`5562736
`
`1 996-1 0-08
`
`Ray, Charles D.
`
`Lahille, Michel
`
`139
`
`5571109
`
`1996-11-05
`
`Bertagnoli, Rudolf
`
`140
`
`5782432
`
`1998-07-21
`
`Renshaw, Kevin J.
`
`EFS Web 2.1.17
`
`ALL REFERENCES COE\iSi{I}EREE3 EXCEPT WHERE UNEED THRQUGH. /.Y./
`Exhibit 2004 Page 13
`
`Exhibit 2004 Page 13
`
`
`
`
`
`
`2010-06-02 Dec. 3.5, 2011
`
`
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`
`
`
`
`
`Kuslich. Stephen D
`
`I5571189 I 1196-11-05
`
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
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`Kind
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`
`of cited Document
`
`20060293755
`A1
`-20070191954
`
`
`
`
`
`
`2006-05-11
`
`Gutlin, Michael
`
`Lindner et al.
`
`Hanselletal
`
`
`
`20060100710
`
`A1
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.
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`FOREIGN PATENT DOCUMENTS
`
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`
`Country
`.
`Code2I
`
`Publication
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`Code4 Date
`
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`
`Name of Patentee or
`
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`
`Passages or Relevant
`Figures Appear
`
`T5
`
`1990.10.01
`
`EU
`
`0392076
`
`
`
`Epswebzm
`
`ALL REFERENCES SOi\ISi{)EREI3 EXCEPT WHERE LiNEiI) THROUGH.
`Exhibit 2004 Page 14
`
`/A.Y./
`
`Exhibit 2004 Page 14
`
`
`
`
`
`Application Number
`Filing Date
`
`/AY’;
`12 X7 91 523
`2010-06-02 Dec; ., 15 , 2011
`
`AM"
`
`
`
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`
`DE
`
`DE
`
`DE
`
`1991-10-01
`
`2
`
`1 993-07-01
`
`2
`
`1994-11-01
`
`> .3
`
`1995-09-01
`
`3> _\
`
`1996-01 -01
`
`EL.
`
`1993-01-01
`
`1996-05-01
`
`4409392
`
`4423257
`
`5-15548
`
`WO 9617564
`
`2088066
`
`1992-01-01
`
`3741487
`
`J> _\
`
`1989-06-01
`
`EFSWeb2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED TEHERQUGI-=-I.
`Exhibit 2004 Page 15
`
`/A.Y./
`
`Exhibit 2004 Page 15
`
`
`
`TED
`
`/Aw
`“FD lzxvmzs
`2°10-06-023%» 15' 203-1
`
`Examiner Name
`
`Attorney Docket Number
`
`0218.023.0005
`
`'NF°RMAT'°N D'S°"°S”RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`I
`
`
`
`
`
`
`
`DEIEIEEEEIIEIIEIEE
`
`
`
`II
`
`I19509317
`I 19519101
`
`1996-09-01
`1996-11-O1
`
`
`
`EFsWe.,2_,_17
`
`ALL REFERENCES COE‘\ESE§X{3bE;F:0EE E1):CEET WHERE UNEED TH RQUGH.
`
`'
`
`'
`
`9
`
`/A.Y./
`
`Exhibit 2004 Page 16
`
`
`
`Application Number
`Filing Date
`
`,/’AY/
`12/791623
`.
`/~
`2010-06-02 Dec. 15, 2011
`
`0218.023.0005
`
`'”F°RMAT'°” °'S°"°S”RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`BD
`
`JTBD
`Examiner Name
`Attorney Docket Number
`
`24
`
`19622827
`
`25
`
`29616778
`
`
`
`I03078741
`
`II 3
`
`1
`
`L62164458
`
`_I__
`
`32 WO9201428
`
`
`
`33 WO9418913
`
`34 WO9525486
`
`1992-O2-O1
`
`1994-09-01
`
`1995-09-01
`
`EFSWeb2,m
`
`ALL REFERENCES CONSEDERED EXCEPT WHERE L§NE{) THRQUGH.
`Exhibit 2004 Page 17
`
`/A.Y./
`
`
`
`1989-03-01
`
`1993_1O_27
`
`Berbera, Alacreu Jose
`Vicente
`
`1997-10-15
`
`Godefroy, Jean
`
`199003-01
`
`
`1987-07-01
`
`Exhibit 2004 Page 17
`
`
`
`
`
`
`Application Number
`Filing Date
`
`2010-06-02
`
`/AY/
`12/791623
`991-3 15: 2911
`
`
`
`
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`First Named inventor
`
`Hansell, Noah et al
`
`Art Unit
`
`TBD
`
`( Not for submission under 37 CFR 1.99)
`
`TBD
`
`Attorney Docket Number
`
`O218.023.0005
`
`IWO9526164
`IWO9617564
`IWO963717O
`Iwo9700054
`WO9747258
`-'WOOO23013
`
`38
`
`39
`
`40
`
`41
`
`3023942
`
`1995~10-O1
`1996-06-01
`1996-11-O1
`1997-01-01
`1997-12-01
`2000-04-01
`
`1982-01-01
`
`42
`
`WO98461 73
`
`2000-04-01
`
`GM—9101603
`
`I 1982-01-01
`
`EFSWeb2.W
`
`ALL REFERENSES SOi\iSi{I}ERED EXCEPT WHERE UNEE) THRQUGH.
`Exhibit 2004 Page 18
`
`/A.Y.i’
`
`Exhibit 2004 Page 18
`
`
`
`Application Number
`Filing Date
`
`First Named inventor
`Amt
`
`E
`2010-06-02
`
`/A‘:t'/'
`12/793.623
`Dec.
`315, 2011
`
`Hanseli, Noah et al
`
`TED
`Attorney Docket Number
`
`0218.023.0005
`
` ' 1997-12-01
` ' 1999-08-O1
` ' 1993-1001
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner
`.
`.
`,,
`initials
`
`No
`
`Includenameoftheauthor(in CAPITALLETTERS),titleofthearticle(whenappropriate),titleoftheitem
`
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`if you wish to add additional non—patent literature document citation information please click the Add button
`
`EXAMINER SIGNATURE
`
`/Andrew Yang,’
`
`Date Considered
`
`12/'15,/gr;-3 -3
`
`*EXAMlNER: initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`2 Enter office that issued the document, by the two-letter code (WiPO
`‘ See Kind Codes of USPTO Patent Documents at wvvvv.USPTO.GOV or MPEP 901.04.
`Standard ST.3).
`3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here i
`English language translation is attached.
`
`EFSWeb2.1.17
`
`ALL REFERENCES COi\iSiiI}EREl3 EXCEPT WHERE LiNEtI) THEQUGH.
`
`Exhibit 2004 Page 19
`
`/A.Y./
`
`Exhibit 2004 Page 19
`
`
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