Trials@uspto.gov
`571-272-7822
`
`Paper 12
`Entered: July 1, 2016
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`SAMSUNG ELECTRONICS CO., LTD.,
`MICRON TECHNOLOGY, INC., and SK HYNIX, INC.,
`Petitioner,
`
`v.
`
` ELM 3DS INNOVATIONS, LLC,
`Patent Owner.
`
`____________
`Cases1
`IPR2016-00386 (Patent 8,653,672)
`IPR2016-00387 (Patent 8,841,778)
`IPR2016-00388 (Patent 7,193,239)
`IPR2016-00389 (Patent 8,035,233)
`IPR2016-00390 (Patent 8,629,542)
`IPR2016-00391 (Patent 8,796,862)
`IPR2016-00393 (Patent 7,193,239)
`IPR2016-00394 (Patent 8,410,617)
`IPR2016-00395 (Patent 7,504,732)
`
`
`Before GLENN J. PERRY, BARBARA A. BENOIT, and FRANCES L.
`IPPOLITO, Administrative Patent Judges.
`
`
`IPPOLITO, Administrative Patent Judge.
`
`SCHEDULING ORDER
`
`
`
`1 This Order addresses issues that are the same in each case. Therefore, we
`exercise our discretion to issue one Order to be filed in each case. The
`parties are not authorized to use this style heading for any subsequent
`papers.
`
`
`
`
`571-272-7822
`
`Paper 12
`Entered: July 1, 2016
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`SAMSUNG ELECTRONICS CO., LTD.,
`MICRON TECHNOLOGY, INC., and SK HYNIX, INC.,
`Petitioner,
`
`v.
`
` ELM 3DS INNOVATIONS, LLC,
`Patent Owner.
`
`____________
`Cases1
`IPR2016-00386 (Patent 8,653,672)
`IPR2016-00387 (Patent 8,841,778)
`IPR2016-00388 (Patent 7,193,239)
`IPR2016-00389 (Patent 8,035,233)
`IPR2016-00390 (Patent 8,629,542)
`IPR2016-00391 (Patent 8,796,862)
`IPR2016-00393 (Patent 7,193,239)
`IPR2016-00394 (Patent 8,410,617)
`IPR2016-00395 (Patent 7,504,732)
`
`
`Before GLENN J. PERRY, BARBARA A. BENOIT, and FRANCES L.
`IPPOLITO, Administrative Patent Judges.
`
`
`IPPOLITO, Administrative Patent Judge.
`
`SCHEDULING ORDER
`
`
`
`1 This Order addresses issues that are the same in each case. Therefore, we
`exercise our discretion to issue one Order to be filed in each case. The
`parties are not authorized to use this style heading for any subsequent
`papers.
`
`
`
`
`
`IPR2016-00386 (Patent 8,653,672)
`IPR2016-00388 (Patent 7,193,239)
`IPR2016-00390 (Patent 8,629,542)
`IPR2016-00393 (Patent 7,193,239)
`IPR2016-00395 (Patent 7,504,732)
`A. GENERAL INSTRUCTIONS
`
`IPR2016-00387 (Patent 8,841,778)
`IPR2016-00389 (Patent 8,035,233)
`IPR2016-00391 (Patent 8,796,862)
`IPR2016-00394 (Patent 8,410,617)
`
`
`1. Initial Conference Call
`
`The parties are directed to the Office Patent Trial Practice Guide, 77
`
`Fed. Reg. 48,756, 48,765–66 (Aug. 14, 2012) for guidance in preparing for
`
`the initial conference call, and should be prepared to discuss any proposed
`
`changes to this Scheduling Order, any motions the parties anticipate filing
`
`during the trial, and the status of any settlement discussions. Additionally,
`
`given the number of related inter partes review proceedings at issue, the
`
`parties should be prepared to present a joint proposal regarding the
`
`date(s) for the oral hearing and any coordination/consolidation of the
`
`oral argument for these related proceedings.
`
`2. Conference Calls with the Board
`
`In any request for a conference call with the Board to resolve a
`
`dispute, the requesting party shall: (a) certify that it has conferred with the
`
`other party in an effort to resolve the dispute; (b) identify with specificity the
`
`issues for which agreement has not been reached; (c) identify the precise
`
`relief to be sought; and (d) propose specific dates and times at which both
`
`parties are available for the conference call. Prior to contacting the Board,
`
`however, we encourage the parties to resolve any disputes arising in the
`
`proceeding on their own and in accordance with the precepts set forth in 37
`
`C.F.R. § 42.1(b).
`
`3. Confidential Information
`
`A protective order does not exist in a case until one is filed in the case
`
`and is approved by the Board. If a motion to seal is filed by either party, the
`
`2
`
`
`
`IPR2016-00386 (Patent 8,653,672)
`IPR2016-00388 (Patent 7,193,239)
`IPR2016-00390 (Patent 8,629,542)
`IPR2016-00393 (Patent 7,193,239)
`IPR2016-00395 (Patent 7,504,732)
`proposed protective order should be presented as an exhibit to the motion.
`
`IPR2016-00387 (Patent 8,841,778)
`IPR2016-00389 (Patent 8,035,233)
`IPR2016-00391 (Patent 8,796,862)
`IPR2016-00394 (Patent 8,410,617)
`
`The parties are urged to operate under the Board’s default protective order,
`
`should that become necessary. See Default Protective Order, Office Patent
`
`Trial Practice Guide, 77 Fed. Reg. at 48,769–71 (Appendix B). If the parties
`
`choose to propose a protective order deviating from the default protective
`
`order, they should submit the proposed protective order jointly. A marked-
`
`up comparison of the proposed and default protective orders should be
`
`presented as an additional exhibit to the motion to seal, so that the difference
`
`can be understood readily. The parties should contact the Board if they
`
`cannot agree on the terms of the proposed protective order.
`
`Information subject to a protective order will become public if
`
`identified in a final written decision in this proceeding. A motion to expunge
`
`the information will not necessarily prevail over the public interest in
`
`maintaining a complete and understandable file history. See Office Patent
`
`Trial Practice Guide, 77 Fed. Reg. at 48,761.
`
`4. Motion to Amend
`
`Although the filing of a Motion to Amend is authorized under our
`
`Rules, Patent Owner must confer with us before filing any Motion to
`
`Amend, preferably at least ten (10) business days prior to DUE DATE 1.
`
`5. Depositions
`
`The parties are reminded that the Testimony Guidelines appended to
`
`the Office Patent Trial Practice Guide, 77 Fed. Reg. 48,756, 48,772
`
`(Aug. 14, 2012) (Appendix D), apply to this proceeding. The Board may
`
`impose an appropriate sanction for failure to adhere to the Testimony
`
`Guidelines. 37 C.F.R. § 42.12. For example, reasonable expenses and
`
`3
`
`
`
`IPR2016-00386 (Patent 8,653,672)
`IPR2016-00388 (Patent 7,193,239)
`IPR2016-00390 (Patent 8,629,542)
`IPR2016-00393 (Patent 7,193,239)
`IPR2016-00395 (Patent 7,504,732)
`attorneys’ fees incurred by any party may be levied on a person who
`
`IPR2016-00387 (Patent 8,841,778)
`IPR2016-00389 (Patent 8,035,233)
`IPR2016-00391 (Patent 8,796,862)
`IPR2016-00394 (Patent 8,410,617)
`
`impedes, delays, or frustrates the fair examination of a witness.
`
`6. Cross-Examination
`
`Except as the parties might otherwise agree, for each due date—
`
`1.
`
`Cross-examination begins after any supplemental evidence is
`
`due. 37 C.F.R. § 42.53(d)(2).
`
`2.
`
`Cross-examination ends no later than a week before the filing
`
`date for any paper in which the cross-examination testimony is expected to
`
`be used. Id.
`
`7. Motion for Observations on Cross-Examination
`
`A motion for observation on cross-examination provides the parties
`
`with a mechanism to draw the Board’s attention to relevant cross-
`
`examination testimony of a reply witness because no further substantive
`
`paper is permitted after the reply. See Office Patent Trial Practice Guide, 77
`
`Fed. Reg. 48,756, 48,768 (Aug. 14, 2012). The observation must be a
`
`concise statement of the relevance of precisely identified testimony to a
`
`precisely identified argument or portion of an exhibit. Each observation
`
`should not exceed a single, short paragraph. The opposing party may
`
`respond to the observation. Any response must be equally concise and
`
`4
`
`specific.
`
`
`
`
`
`IPR2016-00386 (Patent 8,653,672)
`IPR2016-00388 (Patent 7,193,239)
`IPR2016-00390 (Patent 8,629,542)
`IPR2016-00393 (Patent 7,193,239)
`IPR2016-00395 (Patent 7,504,732)
`B. DUE DATES
`
`IPR2016-00387 (Patent 8,841,778)
`IPR2016-00389 (Patent 8,035,233)
`IPR2016-00391 (Patent 8,796,862)
`IPR2016-00394 (Patent 8,410,617)
`
`This order sets due dates for the parties to take action after institution
`
`of the proceeding. The parties may stipulate to different dates for DUE
`
`DATES 1 through 5 (earlier or later, but no later than DUE DATE 6). A
`
`notice of the stipulation, specifically identifying the changed due dates, must
`
`be promptly filed. The parties may not stipulate to an extension of DUE
`
`DATES 6 and 7.
`
`In stipulating to different times, the parties should consider the effect
`
`of the stipulation on times to object to evidence (37 C.F.R. § 42.64(b)(1)), to
`
`supplement evidence (37 C.F.R. § 42.64(b)(2)), to conduct cross-
`
`examination (37 C.F.R. § 42.53(d)(2)), and to draft papers depending on the
`
`evidence and cross-examination testimony.
`
`1. DUE DATE 1
`
`The patent owner may file—
`
`a.
`
`b.
`
`A response to the petition (37 C.F.R. § 42.120), and
`
`A motion to amend the patent (37 C.F.R. § 42.121).
`
`The patent owner must file any such response or motion to amend by DUE
`
`DATE 1. If the patent owner elects not to file anything, the patent owner
`
`must arrange a conference call with the parties and the Board. The patent
`
`owner is cautioned that any arguments for patentability not raised in the
`
`response will be deemed waived.
`
`2. DUE DATE 2
`
`The petitioner must file any reply to the patent owner’s response and
`
`opposition to the motion to amend by DUE DATE 2.
`
`5
`
`
`
`IPR2016-00386 (Patent 8,653,672)
`IPR2016-00388 (Patent 7,193,239)
`IPR2016-00390 (Patent 8,629,542)
`IPR2016-00393 (Patent 7,193,239)
`IPR2016-00395 (Patent 7,504,732)
`3. DUE DATE 3
`
`IPR2016-00387 (Patent 8,841,778)
`IPR2016-00389 (Patent 8,035,233)
`IPR2016-00391 (Patent 8,796,862)
`IPR2016-00394 (Patent 8,410,617)
`
`The patent owner must file any reply to the petitioner’s opposition to
`
`patent owner’s motion to amend by DUE DATE 3.
`
`4. DUE DATE 4
`
`a.
`
`Each party must file any motion for an observation on the
`
`cross-examination testimony of a reply witness (see section C, below) by
`
`DUE DATE 4.
`
`b.
`
`Each party must file any motion to exclude evidence (37 C.F.R
`
`§ 42.64(c)) and any request for oral argument (37 C.F.R. § 42.70(a)) by
`
`DUE DATE 4.
`
`5. DUE DATE 5
`
`a.
`
`Each party must file any response to an observation on cross-
`
`examination testimony by DUE DATE 5.
`
`b.
`
`Each party must file any opposition to a motion to exclude
`
`evidence by DUE DATE 5.
`
`6. DUE DATE 6
`
`Each party must file any reply for a motion to exclude evidence by
`
`DUE DATE 6.
`
`7. DUE DATE 7
`
`The oral argument (if requested by either party) is set for DUE
`
`DATE 7.
`
`
`
`6
`
`
`
`IPR2016-00386 (Patent 8,653,672)
`IPR2016-00388 (Patent 7,193,239)
`IPR2016-00390 (Patent 8,629,542)
`IPR2016-00393 (Patent 7,193,239)
`IPR2016-00395 (Patent 7,504,732)
`DUE DATE APPENDIX
`
`IPR2016-00387 (Patent 8,841,778)
`IPR2016-00389 (Patent 8,035,233)
`IPR2016-00391 (Patent 8,796,862)
`IPR2016-00394 (Patent 8,410,617)
`
`INITIAL CONFERENCE CALL ........................................... August 1, 2016
`
`DUE DATE 1 .................................................................. September 30, 2016
`
`Patent owner’s response to the petition
`
`Patent owner’s motion to amend the patent
`
`DUE DATE 2 ................................................................... December 30, 2016
`
`Petitioner’s reply to patent owner’s response to petition
`
`Petitioner’s opposition to motion to amend
`
`DUE DATE 3 ....................................................................... January 30, 2017
`
`Patent owner’s reply to petitioner’s opposition to motion to amend
`
`DUE DATE 4 ..................................................................... February 21, 2017
`
`Motion for observation regarding cross-examination of reply witness
`
`Motion to exclude evidence
`
`Request for oral argument
`
`DUE DATE 5 ........................................................................... March 6, 2017
`
`Response to observation
`
`Opposition to motion to exclude
`
`DUE DATE 6 ......................................................................... March 13, 2017
`
`Reply to opposition to motion to exclude
`
`DUE DATE 7 ......................................................................... March 28, 2017
`
`Oral argument (if requested)
`
`7
`
`
`
`IPR2016-00386 (Patent 8,653,672)
`IPR2016-00388 (Patent 7,193,239)
`IPR2016-00390 (Patent 8,629,542)
`IPR2016-00393 (Patent 7,193,239)
`IPR2016-00395 (Patent 7,504,732)
`PETITIONER:
`
`IPR2016-00387 (Patent 8,841,778)
`IPR2016-00389 (Patent 8,035,233)
`IPR2016-00391 (Patent 8,796,862)
`IPR2016-00394 (Patent 8,410,617)
`
`Jason Engel
`jason.engel.PTAB@klgates.com
`
`Naveen Modi
`PH-Samsung-ELM-IPR@paulhastings.com
`
`John Kappos
`jkappos@omm.com
`
`
`
`PATENT OWNER:
`
`Cyrus Morton
`camorton@rkmc.com
`
`Kelsey Thorkelson
`kthorkelson@robinskaplan.com
`
`James Carmichael
`jim@carmichaelip.com
`
`8
Accessing this document will incur an additional charge of $.
After purchase, you can access this document again without charge.
Accept $ Charge
Still Working On It
This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.
Give it another minute or two to complete, and then try the refresh button.
A few More Minutes ... Still Working
It can take up to 5 minutes for us to download a document if the court servers are running slowly.
Thank you for your continued patience.
This document could not be displayed.
We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.
Your account does not support viewing this document.
You need a Paid Account to view this document. Click here to change your account type.
Your account does not support viewing this document.
Set your membership
status to view this document.
With a Docket Alarm membership, you'll
get a whole lot more, including:
- Up-to-date information for this case.
- Email alerts whenever there is an update.
- Full text search for other cases.
- Get email alerts whenever a new case matches your search.
One Moment Please
The filing “” is large (MB) and is being downloaded.
Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.
Your document is on its way!
If you do not receive the document in five minutes, contact support at support@docketalarm.com.
Sealed Document
We are unable to display this document, it may be under a court ordered seal.
If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.
Access Government Site
