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13963164 - GA~1o2i~6)
`I§&Ft:~Jp,~ate: 02/24/2014
`Approved for use through 07/31/2012. OMB 0651-0031
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`T5
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`06-251172
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`2
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`05-250900
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`3
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`06-291250
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`JP
`
`JP
`
`JP
`
`1994-09-09
`
`Hitachi
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`1993-09-28 Mitsubishi
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`1994-10-18
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`NEG
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`D
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`D
`
`D
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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /DLI
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`Elm Exhibit 2134
`Samsung, Micron, SK hynix v. Elm
`IPR2016-00387
`
`

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`Receipt date: 02/24/2014
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`IN FORMATION DISCLOSURE
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`EXAMINER SIGNATURE
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`I Date Considered
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`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WI PO
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`Elm Exhibit 2134, Page 2
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`13963164 - GA~1o2i~6)
`I§&Ft:~Jp,~ate: 02/24/2014
`Approved for use through 07/31/2012. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
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`1
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`7106646
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`2006-09-00
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`Schoenfeld et al.
`
`2
`
`4892842
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`1990-01-00
`
`Corrie et al.
`
`3
`
`4633438
`
`1986-12-00
`
`Kume et al.
`
`4
`
`6027958
`
`2000-02-00
`
`Vu et al.
`
`5
`
`6166711
`
`2000-12-00
`
`Odake
`
`6
`
`6517027
`
`2002-07-00
`
`Akram
`
`7
`
`6617671
`
`2003-09-00
`
`Akram
`
`8
`
`5202754
`
`1993-04-00
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`Bertin et al.
`
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`Elm Exhibit 2134, Page 3
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`Receipt date: 02/24/2014
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`13963164 - GAU: 2827
`
`9
`
`4939568
`
`1990-07-00
`
`Kato et al.
`
`10
`
`5374564
`
`1994-12-00
`
`Bruel
`
`11
`
`7354798
`
`2008-04-00
`
`Pogge et al.
`
`12
`
`6867486
`
`2005-03-00
`
`Hong
`
`13
`
`6008530
`
`1999-12-00
`
`Kano
`
`14
`
`6747347
`
`2004-06-00
`
`Farrar et al.
`
`15
`
`5786628
`
`1998-07-00
`
`Beilstein et al.
`
`16
`
`5763943
`
`1998-06-00
`
`Baker et al.
`
`17
`
`5478781
`
`1995-12-00
`
`Bertin et al.
`
`18
`
`5432681
`
`1995-07-00
`
`Linderman
`
`19
`
`6740964
`
`2004-05-00
`
`Sasaki
`
`EFS Web 2.1.17
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`Elm Exhibit 2134, Page 4
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`Receipt date: 02/24/2014
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`13963164 - GAU: 2827
`
`20
`
`5719438
`
`1998-02-00
`
`Beilstein et al.
`
`21
`
`6239495
`
`2001-05-00
`
`Sakui et al.
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`20040021212
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`2004-02-00
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`Hamaguchi et al.
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`Receipt date: 02/24/2014
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`EXAMINER SIGNATURE
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`13963164 - GAU: 2827
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`Examiner Signature I
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`I
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`I Date Considered
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`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. z Enter office that issued the document, by the two-letter code (WI PO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WI PO Standard ST.16 if possible. 5 Applicant is to place a check mark here i
`English language translation is attached.
`
`EFS Web 2.1.17
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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /DLI
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`Elm Exhibit 2134, Page 6
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`

`

`13963164 - GA~1o2i~6)
`I§&Ft:~Jp,~ate: 02/24/2014
`Approved for use through 07/31/2012. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`I
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`Examiner Cite
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`1
`
`7106646
`
`2006-09-00
`
`Schoenfeld et al.
`
`2
`
`4892842
`
`1990-01-00
`
`Corrie et al.
`
`3
`
`4633438
`
`1986-12-00
`
`Kume et al.
`
`4
`
`6027958
`
`2000-02-00
`
`Vu et al.
`
`5
`
`6166711
`
`2000-12-00
`
`Odake
`
`6
`
`6517027
`
`2002-07-00
`
`Akram
`
`7
`
`6617671
`
`2003-09-00
`
`Akram
`
`8
`
`5202754
`
`1993-04-00
`
`Bertin et al.
`
`EFS Web 2.1.17
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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /DLI
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`Elm Exhibit 2134, Page 7
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`

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`Receipt date: 02/24/2014
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`IN FORMATION DISCLOSURE
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`
`Examiner Name
`
`I
`Attorney Docket Number
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`13963164 - GAU: 2827
`
`9
`
`4939568
`
`1990-07-00
`
`Kato et al.
`
`10
`
`5374564
`
`1994-12-00
`
`Bruel
`
`11
`
`7354798
`
`2008-04-00
`
`Pogge et al.
`
`12
`
`6867486
`
`2005-03-00
`
`Hong
`
`13
`
`6008530
`
`1999-12-00
`
`Kano
`
`14
`
`6747347
`
`2004-06-00
`
`Farrar et al.
`
`15
`
`5786628
`
`1998-07-00
`
`Beilstein et al.
`
`16
`
`5763943
`
`1998-06-00
`
`Baker et al.
`
`17
`
`5478781
`
`1995-12-00
`
`Bertin et al.
`
`18
`
`5432681
`
`1995-07-00
`
`Linderman
`
`19
`
`6740964
`
`2004-05-00
`
`Sasaki
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /DLI
`
`Elm Exhibit 2134, Page 8
`
`

`

`Receipt date: 02/24/2014
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`IN FORMATION DISCLOSURE
`STATEMENT BY APPLICANT
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`I LEEDY
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`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`13963164 - GAU: 2827
`
`20
`
`5719438
`
`1998-02-00
`
`Beilstein et al.
`
`21
`
`6239495
`
`2001-05-00
`
`Sakui et al.
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
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`Pages,Columns,Lines where
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`Figures Appear
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`1
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`20040021212
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`2004-02-00
`
`Hamaguchi et al.
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`Applicant of cited
`Document
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`Pages,Columns,Lines
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`T5
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`Include name of the author (in CAPITAL LETTERS}, title of the article (when appropriate}, title of the item
`(book, magazine, journal, serial, symposium, catalog, etc}, date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`T5
`
`1
`
`D
`
`If you wish to add additional non-patent literature document citation information please click the Add button Add
`
`EFS Web 2.1.17
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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /DLI
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`Elm Exhibit 2134, Page 9
`
`

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`Receipt date: 02/24/2014
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`IN FORMATION DISCLOSURE
`STATEMENT BY APPLICANT
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`Application Number
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`I LEEDY
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`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`EXAMINER SIGNATURE
`
`13963164 - GAU: 2827
`
`Examiner Signature I
`
`I
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`I Date Considered
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. z Enter office that issued the document, by the two-letter code (WI PO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WI PO Standard ST.16 if possible. 5 Applicant is to place a check mark here i
`English language translation is attached.
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /DLI
`
`Elm Exhibit 2134, Page 10
`
`

`

`Receipt date: 02/24/2014
`
`13963164 - GAU: 2827
`
`lNFOR:tvlATION DlSCLOSURE STATE\lENT
`
`2
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`. ..,
`
`~"~
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`4
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`5
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`19
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`23
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`6074643
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`63076484
`
`419898
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`9105366
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`4107964
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`5109977
`
`9509438
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`08-504060
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`10107065
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`189976
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`H01-l99476
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`9009093
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`554063
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`555252
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`0 554 063
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`0 555 252
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`201380
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`3284871
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`456956
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`5.18283
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`5.18774
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`0 518 283
`
`ApL, 1985
`
`ApL, 1988
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`A:pL, 1991
`
`Apr., 1991
`
`Apr., 1992
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`Apr., 1993
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`A.pr.,, !995
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`Apr_, 1996
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`Apr,, 1998
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`Aug., 1986
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`Aug., 1989
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`Aug., 1990
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`Aug., 1993
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`Aug., 1993
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`Aug., 1993
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`i\ng., 1993
`
`~-, 1998
`'\un
`
`J
`
`Dec., 1986
`
`Dec., 1991
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`D;;.~c., 1992
`
`Dec., 1992
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`Dec., 1992
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`JP
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`JP
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`EP
`
`EP
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /DLI
`
`Elm Exhibit 2134, Page 11
`
`

`

`Receipt date: 02/24/2014
`
`13963164 - GAU: 2827
`
`24
`
`25
`
`26
`
`27
`
`28
`
`29
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`30
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`31
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`33
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`34
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`
`36
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`9641204
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`2125168
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`2037655
`
`4042957
`
`526551
`
`2027600
`
`4010649
`
`8017962
`
`105366
`
`Dec~:- 1992
`
`Dec, 1996
`
`Dec., 1996
`
`Feb., 1984
`
`F;;.~b., 1986
`
`Feb., 1990
`
`Feb., 1992
`
`Feb., 1993
`
`Jan., 1990
`
`Jan .. , 1992
`
`Jan., 1996
`
`Jan., 2001
`
`EP
`
`V·/0
`
`WO
`
`GB
`
`JP
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`JP
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`JP
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`EP
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`JP
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`JP
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`·'I '"'I
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`
`38
`
`39
`
`40
`
`41
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`42
`
`43
`
`44
`
`45
`
`46
`
`47
`
`48
`
`60126871
`
`3174715
`
`4196263
`
`224418
`
`1157561
`
`2641129
`
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`

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`Receipt date: 02/24/2014
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`13963164 - GAU: 2827
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`49
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`50
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`51
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`52
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`53
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`54
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`Elm Exhibit 2134, Page 13
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`

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`Receipt date: 02/24/2014
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`/!'vi ichaelJlJ re/
`:tvlichad J. Ure, Reg_ 33089
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`Receipt date: 02/24/2014
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`13963164 - GAU: 2827
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`INFORMATION DISCLOSURE STATEMENT
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`

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`Examiner Signature:
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`~------------------------------------------------------~
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`Receipt date: 02/24/2014
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`/Michae!JUre/
`
`Michael J. Ure, Reg. 33089
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`10117/2013
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /DLI
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`Receipt date: 02/24/2014
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`INFORMATION DISCLOSURE STATEMENT
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`2641129
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`Elm Exhibit 2134, Page 20
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`13963164 - GAU: 2827
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`5119164
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`ALL REFERENCES CONSID~ID EXCEPT WHERE LINED THROUGH. /DLI
`
`Elm Exhibit 2134, Page 23
`
`

`

`Receipt date: 02/24/2014
`
`13963164 - GAU: 2827
`
`5343366
`
`5343406
`
`5347428
`
`5354695
`
`5357473
`
`5358909
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`
`5374920
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`5374940
`
`5385632
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`5399505
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`5420458
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`5424920
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`5426072
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`5426363
`
`5426378
`
`5432444
`
`5432719
`
`5432729
`
`5432999
`
`5434500
`
`5448106
`
`5450603
`
`5451489
`
`5457879
`
`5463246
`
`5470693
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`5502667
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`
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`
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`
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`ALL REFERENCES CONSID~~ EXCEPT WHERE LINED THROUGH. /DLI
`
`Elm Exhibit 2134, Page 24
`
`

`

`Receipt date: 02/24/2014
`
`13963164 - GAU: 2827
`
`5512397
`
`5514628
`
`5517457
`
`5527645
`
`5529829
`
`5534465
`
`5552995
`
`5555212
`
`5563084
`
`5571741
`
`5572689
`
`5577

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