`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE EASTERN DISTRICT OF TEXAS
`TYLER DIVISION
`
`Civil Action No. 6:14-cv-982-JRG
`LEAD CASE
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`
`
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`CELLULAR COMMUNICATIONS
`EQUIPMENT LLC,
`
`
`Plaintiff,
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`
`v.
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`LG ELECTRONICS, INC., ET AL.,
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`
`Defendants.
`
`
`PLAINTIFF’S REPLY BRIEF
`ON CLAIM CONSTRUCTION
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`
`
`i
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`
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`Sony Exhibit 1010, pg. 1
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`
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`Case 6:14-cv-00982-KNM Document 160 Filed 11/18/15 Page 2 of 18 PageID #: 1825
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`Pursuant to the Court’s Docket Control Order and Order Granting Motion to Extend Page
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`Limits (Dkt 144), CCE submits this reply brief addressing claim construction and alleged
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`indefiniteness issues concerning the ’966 Patent, the ’060 Patent, and the ’556 Patent.
`I.
`
`DISPUTED TERMS AND PHRASES
`A.
`
`U.S. Patent No. 8,868,060
`1.
`“storing … a group of specific identifiers” / “store a group of specific
`identifiers” (cl. 1, 7, 15)
`Curiously, Defendants spend two pages arguing that the claimed “checking” must occur
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`after the group of specific identifiers is stored and the paging message is received. This misses
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`the issue; it is undisputed that “checking” happens after storing the group of specific identifiers
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`and receiving the paging message.
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`The dispute before the Court concerns Defendants’ actual proposal, which dictates not
`the timing of checking, but the order of storing and receiving. As explained in CCE’s Opening
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`Brief, neither the claim language nor the specification requires that “storing” must happen “prior
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`to receipt of the paging message.” CCE’s point, which Defendants completely overlook, is that
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`the paging message could be received at any time before “checking” occurs — even before the
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`terminal stores the group of specific identifiers.
`2.
`Defendants take false comfort in CCE’s initial focus on the second portion of
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`“paging message” (cl. 1, 7, 15)
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`Defendants’ proposed construction – “unique identifiers” – rather than on the first portion (“sent
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`by a base station on a shared channel”). To be sure, no part of their proposal is necessary or
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`proper. The claim says that the paging message is “received from the base station.” Defining a
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`“paging message” to be “sent by a base station” is thus entirely unnecessary. Nor is it
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`appropriate to specify that a paging message is sent on a “shared channel.” A paging message is
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`a message, not the medium over which it is sent.
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`Finally, Defendants wrongly claim that the intrinsic record “confirms” their “unique
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`identifiers” requirement. While the patent speaks of “specific” identifiers, nothing in the cited
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`
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`1
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`Sony Exhibit 1010, pg. 2
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`
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`Case 6:14-cv-00982-KNM Document 160 Filed 11/18/15 Page 3 of 18 PageID #: 1826
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`record describes the identifiers as “unique.” “Specific” and “unique” are not the same thing, and
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`Defendants’ attempted equivocation of those terms has no merit.
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`3.
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`“establishing at least one of a physical channel and a logical channel”
`(cl. 1, 7, 15)
`There is no reason to revise the claim language. The subject term, as written, does not
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`require “elaboration.” Nor does Defendants’ proposal elaborate on it; rather, it collapses
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`“physical or logical channel” into a “communication channel,” and leaves one to wonder how
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`that revision alters the claim scope.
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`4.
`“temporary mobile subscriber identity” (cl. 1, 7, 15)
`“Identities” need not be unique. In fact, the disputed claim language makes clear that the
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`identity at issue is temporary. This impermanence indicates not only that a mobile subscriber
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`might have a different identity at different times, but that the identity temporarily associated with
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`a mobile subscriber at one time might subsequently be associated with a different subscriber.
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`The claim language thus does not support Defendants’ proposal.
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`Nor does any other intrinsic evidence. Defendants rely on a single passage describing an
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`embodiment, but embodiments are not to be read into the claim. Moreover, although the
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`specification discusses 3GPP standards, it does not “incorporate” them. Ex. A at 4:25-27.1 At
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`bottom, Defendants cite nothing that defines the disputed claim term, nor do the inventors
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`evidence an “intent” to narrow its meaning. Thus, they cannot meet the “exacting” standards for
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`lexicography. Hill-Rom Svcs. v. Stryker Corp., 755 F.3d 1367, 1371 (Fed. Cir. 2014).
`B.
`
`U.S. Patent No. 8,385,966
`1.
`“∆PPC” (cl. 1, 9, 10)
`Defendants wrongly argue that the express definition of ∆PPC in the claims can be
`ignored because the specification describes an embodiment where “ΔPPC is here assumed to be
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`the difference between the target preamble power and the power that the eNB actually observes.”
`
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`1 Exhibits A-I were submitted with CCE’s Opening Brief (Dkt 139).
`2
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`
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`Sony Exhibit 1010, pg. 3
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`Case 6:14-cv-00982-KNM Document 160 Filed 11/18/15 Page 4 of 18 PageID #: 1827
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`Resp. Br. at 15. This does not meet the exacting standards for lexicography.
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`To act as his own lexicographer, the patentee must “clearly set forth a definition of the
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`disputed claim term,” and “clearly express an intent to define the term,” GE Lighting Solutions v.
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`AgiLight, 750 F.3d 1304, 1309 (Fed. Cir. 2014), with “reasonable clarity, deliberateness, and
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`precision.” Abbot Labs v. Syntron Bioresearch, 334 F.3d 1343, 1355 (Fed. Cir. 2003). The
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`language on which Defendants rely is not clear, deliberate, and precise lexicography. Rather, the
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`phrase “here assumed” evidences that, in other embodiments, ΔPPC may be something different.
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`The only clear, deliberate, and precise lexicography is provided in the claims themselves which
`clearly explain what the term “is” when stating that “ΔPPC is a power control command indicated
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`in a second message that is received in response to sending the first message.”
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`Defendants’ proposed construction also conflicts with their petitions for inter partes
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`review (IPR). In those petitions, Kyocera and LG submitted an expert declaration stating that
`“ΔPPC” is equal to “f(0) – ΔPrampup,” not “the difference between a target preamble power and a
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`power actually observed at a base station” as they argue here. Ex. K at ¶ 46; Ex. M at ¶ 46.
`Indeed, Defendants’ expert testifies that “[t]he ‘966 patent also teaches that in some
`embodiments, ΔPPC may be ‘the difference between the target preamble power and the power
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`that the eNB actually observes.’” Id. (emphasis added). Thus, Defendants — and their own
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`expert — acknowledge that the specification language they cite as lexicography in fact describes
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`an option. Further, in their petitions, LG and Kyocera equate ΔPPC to a PC_correction value
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`found in the “Qualcomm” reference they cite, which defines as “the PC correction received in
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`the random access response” to indicate “the amount of increase or decrease in transmit power
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`….” Ex. J at 19, 26; Ex. L at 19, 26; Ex. N at 10:16-28. This likewise contradicts the narrower
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`proposal they advocate to this Court.
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`2.
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`“wherein the initial transmit power depends on a preamble power…”
`(cl. 1, 9, 10) / “preamble power” (cl. 1, 2, 5, 9-11)
`Preamble Power. The term “preamble power” is entitled to the full scope of its plain
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`meaning in the context of the claims, as there is no applicable disavowal or lexicography to be
`3
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`
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`Sony Exhibit 1010, pg. 4
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`
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`Case 6:14-cv-00982-KNM Document 160 Filed 11/18/15 Page 5 of 18 PageID #: 1828
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`found in the intrinsic record. Defendants attempt to construe “preamble power” not by defining
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`what the term is, but rather by where it is measured (e.g., at transmission) to fabricate a non-
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`infringement position. The patentee unquestionably knew how to claim a “transmit power,” but
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`did not — the claims recite the term “transmit power” more than twenty times in other
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`limitations. See, e.g., Ex. F at claim 1 (“compute an initial transmit power”; “sending … at the
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`initial transmit power”).
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`Defendants thus cannot justify appending “transmit” to the “preamble power” component
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`of the claims. See, e.g., Bayer v. Biovail, 279 F.3d 1340, 1348 (Fed. Cir. 2002) (“While a court
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`may look to the specification and prosecution history to interpret what a patentee meant by a
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`word or phrase in a claim, extraneous limitations cannot be read into the claims from the
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`specification or prosecution history.”) (citations omitted). They argue that their construction is
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`“supported by the patent specification, which repeatedly references ‘preamble power of a first
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`message sent on an access channel.’” Resp. Br. at 11. This simply mirrors the claim language
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`and does not support their proposal.
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`“Depends on.” Defendants wish to construe “depends on” as “takes into account,”
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`apparently with the further implication that “takes into account” means “together and without
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`substitutions that break them into subparts for partial combination.” Resp. Br. at 13. As an
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`initial matter, that proposal departs from the ordinary meaning of “depend.”2 Further, to the
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`extent their construction excludes mathematical substitutions, it cannot be correct. The
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`specification expressly describes substituting equations for values in power control equations.
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`For example, it explains that “the second power is given by equation [1] with substitutions using
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`the equality of equation
`[4a]”
`so
`that equation
`log10(MPUSCH(i)+PO_PUSCH(j)+α·PL+ΔTF(TF(i)+f(i)})
`PPUSCH(i)=min{PMAX,
`becomes
`10
`log10(MPUSCH(i)+PO_PUSCH(j)+ α·PL+ΔTF(TF(i)+ΔPPC+ΔPrampup}. Ex. F at 10:1-57 (emphasis
`
`(PPUSCH(i)=min{PMAX, 10
`
`[1]
`
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`2 Ex. O at 501 (“to be determined, conditioned, or contingent”). See also Ex. J at 10 (“The phrase ‘depends’ as used
`in the claims of the ‘966 patent should be interpreted to mean to be based on.”); Ex. L at 10 (same).
`4
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`
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`Sony Exhibit 1010, pg. 5
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`
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`Case 6:14-cv-00982-KNM Document 160 Filed 11/18/15 Page 6 of 18 PageID #: 1829
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`added); see also id. at 10:66-67 (explaining that the third power can be “given by equation [2]
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`with substitutions using the equality of equation [4b]”).
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`Finally, Defendant’s proposal seemingly contradicts the IPR petitions Kyocera and LG
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`recently filed, which substitute variables in particular equations of the reference they cite to
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`substantiate their invalidity arguments. See Ex. J at 16-21, 24-26 (arguing that “Qualcomm”
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`satisfies the claim language by substituting PC_correction + power_ramp_up for the claimed
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`f(0)”); Ex. L at 16-21, 24-26 (same).
`
`3.
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`“wherein the first power control adjustment state g(i) for i=0 is
`initialized as: PO_UE_PUCCH + g(0) = ∆PPC + ∆Prampup” (cl. 3, 12) /
`“wherein the second [accumulation] power control adjustment state
`f(i) for i=0 is initialized as: PO_UE_PUSCH + f(0) = ∆PPC + ∆Prampup” (cl. 1,
`9, 10)
`The ’966 Patent discloses improvements for initializing a power control adjustment state
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`when calculating uplink power. For example, it describes improved methods for initializing
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`power control adjustment state f(i) in the following formula for determining transmit power for
`an uplink shared channel: PPUSCH(i) = min{PMAX, 10 log10 (MPUSCH(i) + PO_PUSCH(j) + α·PL +
`ΔTF(TF(i) + f(i)} [Equation 1]. The patent further explains that, in the prior art, f(i) was
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`initialized to zero, but according to the invention the function f(i) is initialized — that is, set for
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`i=0 — such that P0_UE_PUSCH+f(0)=ΔPPC+ΔPrampup [Equation 4a].
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`Significantly, the specification further details situations where P0_UE_PUSCH is zero, and in
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`fact dependent claims 4 and 13 specifically recite that P0_UE_PUSCH can be set to zero consistent
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`with the f(0) initialization condition of the independent claims.3 The specification explains that
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`in such scenarios equation [4a] results in the initialization f(0) = ΔPPC + ΔPrampup. Ex. J at 7:16-
`21. Consequently, Equation [1] becomes PPUSCH(i) = min{PMAX, 10log10(MPUSCH(i) + PO_PUSCH(j)
`+ α·PL+ΔTF(TF(i) + ΔPPC + ΔPrampup} “with substitutions using the equality of equation [4a].”
`
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`3 Surprisingly, Defendants try to turn the implication of dependent claims 4 and 13 on its head by pointing to the
`term “comput[ing]” in these claims. Resp. Br. at 7. Nothing in these claims remotely suggests that “computing” an
`initialization value must be limited to the specific sequence of summing and equating as Defendants’ proposal seems
`to require. Claims 4 and 13 indicate just the opposite.
`
`5
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`
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`Sony Exhibit 1010, pg. 6
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`
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`Case 6:14-cv-00982-KNM Document 160 Filed 11/18/15 Page 7 of 18 PageID #: 1830
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`Id. at 10:2-25, 10:49-57. Thus, the specification expressly discloses that P0_UE_PUSCH+f(0) =
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`ΔPPC+ΔPrampup results in an initialization such that f(0) = ΔPPC+ΔPrampup in cases where
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`P0_UE_PUSCH = 0.
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`CCE’s proposal accounts for these teachings, as well as the practicalities of mathematics
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`employed in computer science and engineering. Defendants, on the other hand, disregard the
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`intrinsic record and narrow the claim by requiring that a specific mathematical calculation be
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`performed in a particular manner. Such is misguided. The disclosed invention is not focused on
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`how mathematical operations should be performed to initialize a power control adjustment state
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`(e.g., f(i)); rather, it discloses a technique for initializing (i.e., setting) a power control adjustment
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`state taking into account other power control variables (e.g., P0_UE_PUSCH, ΔPPC, ΔPrampup).
`a.
`A “patentee is free to choose a broad term and expect to obtain the full scope of its plain
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`The claim language supports CCE’s construction.
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`and ordinary meaning unless the patentee explicitly redefines the term or disavows its full
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`scope.” Thorner v. Sony, 669 F.3d 1362, 1367 (Fed. Cir. 2012). CCE’s proposal accounts for
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`the broad claim language, giving the term “initialized” the full scope of its plain and ordinary
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`meaning.4 Defendants
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`incorrectly suggest
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`that requiring f(0)
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`to be “set such
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`that”
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`P0_UE_PUSCH+f(0)=ΔPPC+ΔPrampup somehow erases this initialization condition from the claims.
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`To the contrary, CCE’s proposal accounts for how a skilled artisan would understand the
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`application of mathematics in computer science and engineering. One skilled in the art would
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`recognize that initializing f(i) for i=0 may be achieved through different algorithms that still
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`satisfy the condition P0_UE_PUSCH + f(0) = ΔPPC + ΔPrampup — as acknowledged by the inventor.
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`See Ex. F at 12:21-29 (“[C]ertain of the computations described may be performed in other
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`ways.”); Ex. Q at ¶ 56. For example, the initialization may be achieved by executing instructions
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`to solve the following equation: f(0) = ΔPPC + ΔPrampup - P0_UE_PUSCH. Alternatively, in situations
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`4 See, e.g., Ex. P at 1078 (“initialize [COMPUT SCI] 1. To set counters, switches, and addresses to zero or other
`starting values at the beginning of, or at prescribed points in, a computer routine. 2. To begin an operation, and more
`specifically, to adjust the environment to the required starting configuration.”).
`6
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`
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`Sony Exhibit 1010, pg. 7
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`
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`Case 6:14-cv-00982-KNM Document 160 Filed 11/18/15 Page 8 of 18 PageID #: 1831
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`where P0_UE_PUSCH = 0, then f(0) may be set by first checking to see if P0_UE_PUSCH = 0 and, if so,
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`executing instructions to solve f(0) = ΔPPC+ΔPrampup. See Ex. F at 7:19-21.
`b.
`The specification confirms that CCE’s proposed construction is correct, describing the
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`Defendants disregard the specification and dependent claims.
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`disputed claim language in the following context:
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`The UE then initiates the PC formula for PUSCH and PUCCH, or compensates
`open loop error according to the following equations:
`P0_UE_PUSCH+f(0)=ΔPPC+ΔPrampup
`
`
`
`[4a]
`
`
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`P0_UE_PUCCH+g(0)=ΔPPC+ΔPrampup
`
`
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`[4b]
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`These equations say that the sum of the UE specific power control constants
`(P0_UE_PUSCH and P0_UE_PUCCH) and the power control initial states (f(0) or g(0)) is
`equal to the open loop power control error, taking into account the preamble
`power ramp-up ….
`There are several options for dividing the correction between the UE specific
`constants and the power control states. For example, in a first option the UE
`specific power control terms P0_UE_PUSCH and P0_UE_PUCCH could be initialized to
`zero and the whole correction is covered by f(0) or g(0). In this case then
`equations 4[a] and 4[b] would read f(0)=g(0)=ΔPC+ΔPrampup …
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`Ex. F at 6:61-7:20 (emphasis added).)
`
`In this passage, the inventors expressly state that when P0_UE_PUSCH is zero, equation [4a]
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`(the equation at issue) results in an initialization such that f(0) = ΔPPC + ΔPrampup. Dependent
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`claims 4 and 13 claim precisely this (although, as noted above, Defendants seek to sidestep this
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`fact). Defendant’s proposed construction disregards and potentially even excludes such
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`embodiments. This cannot be correct. See Kaneka v. Xiamen Kingdomway Group, 790 F.3d
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`1298, 1304 (Fed. Cir. 2015) (“A claim construction that excludes a preferred embodiment is
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`rarely, if ever, correct.”) (internal quotation omitted).
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`Moreover, in describing how uplink power is initialized in preferred embodiments, the
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`inventors state that “[t]he end result for initializing equation [1] with the summed terms ΔPPC +
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`ΔPrampup would then be: PPUSCH(0)=min {PMAX, 10 log10 (MPUSCH(0) + PO_PUSCH(j) +
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`P0_NOMINAL_PUSCH(j) + α·PL + ΔTF(TF(0) + ΔPPC + ΔPrampup}.” Ex. F at 10:20-25. Notably, they
`7
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`
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`Sony Exhibit 1010, pg. 8
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`
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`Case 6:14-cv-00982-KNM Document 160 Filed 11/18/15 Page 9 of 18 PageID #: 1832
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`then explain that “the second power is given by equation [1] with substitutions using the
`equality of equation [4a].” Id. at 10:55-57. This confirms that f(i) for i=0 may be initialized by
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`calculating f(0) = ΔPPC + ΔPrampup in accordance with the equation at issue here.
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`Such is further confirmed in Defendants’ recently-filed IPR petitions, in which Kyocera
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`and LG have argued to the PTO, and rely on expert testimony explaining that:
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`The ‘966 patent both discloses and claims that P0_UE_PUSCH can have an initial
`value of zero. (‘966 patent, 7:16-21). Accordingly, the claims of the ‘966 patent
`are broad enough to cover the case where P0_UE_PUSCH can be zero when i=0.
`When this is the case, formula [4a] can be rewritten as f(0)=ΔPPC +ΔPrampup.
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`Ex. K at ¶ 45; Ex. M at ¶ 45; see also Ex. J at 21; Ex. L at 21. Thus, it seems that Defendants are
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`seeking a construction that excludes the very claim scope they advanced before the PTO.
`C.
`
`U.S. Patent No. 8,848,556
`1.
`“bitmap” (cl. 13, 14, 21, 22) / “a bitmap indicating which power
`headroom reports are being reported” (cl. 13, 21)
`The phrase “bitmap” inherently denotes structure and organization, yet Defendants
`
`
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`advocate a construction that reduces it to any “collection of bits.” While it is true the claim
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`language specifies what the claimed bitmap “indicates,” that is no reason to adopt a construction
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`of “bitmap” that vacates its recognized meaning. Defendants’ definition is unsupported.
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`2.
`“secondary cells” (cl. 13, 21)
`CCE does not dispute that “cells,” in the context of the ’556 Patent, are carriers. But
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`
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`construing that term as “serving cells/component carriers configured for a UE” injects needless
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`verbiage and opens the door to confusion and new disputes (regarding, for instance, the meaning
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`of the “/” in Defendants’ proposal, and what it means to be “configured for a UE”). Claim
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`construction "is not an obligatory exercise in redundancy,” and Defendants’ unwarranted
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`changes to straightforward claim language are improper. U.S. Surgical Corp. v. Ethicon, Inc.,
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`103 F.3d 1554, 1568 (Fed. Cir. 1997).
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`
`
`8
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`Sony Exhibit 1010, pg. 9
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`
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`Case 6:14-cv-00982-KNM Document 160 Filed 11/18/15 Page 10 of 18 PageID #: 1833
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`3.
`
`“bits for power headroom reports for a plurality of secondary cells”
`(’556 Patent cl. 13) / “bits for power headroom reports for a plurality
`of the secondary cells” (cl. 21)
`Disavowing statements must be both clear and unmistakable. Cordis Corp. v. Medtronic
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`AVE, Inc., 511 F.3d 1157, 1177 (Fed Cir. 2008); see also Hill-Rom Servs., 755 F.3d 1367 at
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`1373; Thorner, 669 F.3d at 1367. The claim amendment Defendants cite is neither.
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`First, as Defendants admit, the asserted claims (claims 13 and 21) were never rejected
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`under Zhang, nor were they amended to distinguish — much less disclaim —that reference. Ex.
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`R at 4; Ex. S at 12-13. To be clear, the claims rejected under Zhang are different from those at
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`issue here — they are not directed to user equipment, but network equipment, and recite different
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`limitations. Hence, the examiner treated them differently during prosecution, applying different
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`alleged prior art. Ex. R at 2-4. Defendants’ attempt to treat all the claims identically is
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`unfounded.
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`Further, when the applicants amended claims to incorporate the limitations of claim 16,
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`they did so because the Examiner said that subject matter was allowable. Ex. R at 6; Ex. S at 12-
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`13. The alleged “disclaimer” was thus simply an acknowledgement that the Examiner’s
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`“Allowable Subject Matter” was being accepted. The applicants articulated no substantive
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`analysis of Zhang (or its figures5). As the Federal Circuit has recognized, “[p]rosecution history
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`... cannot be used to limit the scope of a claim unless the applicant took a position before the
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`PTO.” 3M Innovative Props. Co. v. Avery Dennison Corp., 350 F.3d 1365, 1373 (Fed. Cir.
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`2003) (emphasis added).
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`Finally, Defendants’ interpretation of the subject amendment is purely imaginative.
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`Nothing in the intrinsic record purports to disclaim a bitmap that includes a one-to-one
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`relationship between bits and carriers; to the contrary, such is plainly encompassed by the plain
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`language of the disputed limitation (“bits for power headroom reports for a plurality of secondary
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`cells”). Further, Defendants’ proposal (which seemingly requires that each individual bit in the
`
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`5 Although the Defendants focus on Figure 23 of Zhang, nothing in the file history refers to or disclaims the
`substance of that figure.
`
`9
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`
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`Sony Exhibit 1010, pg. 10
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`
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`Case 6:14-cv-00982-KNM Document 160 Filed 11/18/15 Page 11 of 18 PageID #: 1834
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`bitmap corresponds to multiple cells) not only excludes the preferred embodiment, but all
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`disclosed embodiments of the ’566 Patent; the patent uniformly explains that each individual bit
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`in the bitmap is linked to a particular cell. See, e.g., Ex. H at 3:65-4:2; 5:6-10; 5:24-35; 6:45-52;
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`7:9-16. Defendants implicitly acknowledge this problem and fail to identify intrinsic support for
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`their proposal. Indeed, they flee from the language they proposed, inviting the Court to come up
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`with its own characterization of their phantom disclaimer. See Resp. Br. at n.14. Defendants’
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`allegations are based on speculation and must fail.
`II.
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`Issues to be Decided
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`OPPOSITION TO DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
`A.
`1.
`
`Whether one skilled in the art applicable to the ’966 Patent would understand the
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`relationship between variables in the claims of that patent with at least “reasonable certainty.”
`2.
`
`Whether one skilled in the art applicable to the ’060 Patent would understand the
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`meaning of “accurate receipt” of a message with at least “reasonable certainty.”
`3.
`
`Whether one skilled in the art of the ’556 Patent would understand the meaning of
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`“type 1” and “type 2” power headroom reports with at least “reasonable certainty.”
`B.
`Response to Defendants’ Statement of Allegedly Undisputed Facts
`1-5. Undisputed.
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`6.
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`Disputed. The meaning of “wireless communication system,” “perfect fidelity,”
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`and “technically feasible” is unclear. “Perfect fidelity” in transmission is not necessary in
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`wireless communications, and such is not required for “accurate receipt.” Ex. Q at ¶ 41.
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`7-12. Disputed. The meaning of “error detection systems and techniques…for use in
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`connection with digital communications” and “a given error detection system or technique in a
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`wireless communication system” is unclear. In the context of the ’060 Patent, a skilled artisan
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`would understand that “accurate receipt” of messages means that terminals and base stations
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`correctly apprehend the information exchanged between them with a degree of confidence
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`established by applicable (and well-known) cellular network protocols and mechanisms that
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`
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`10
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`Sony Exhibit 1010, pg. 11
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`Case 6:14-cv-00982-KNM Document 160 Filed 11/18/15 Page 12 of 18 PageID #: 1835
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`utilize error correction, redundancy, error-detection, and/or other techniques to verify that
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`information is exchanged effectively. Ex. Q at ¶¶ 41-42.
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`13. Disputed. In the context of the ’556 Patent, a skilled artisan would recognize that
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`“type 1” and “type 2” power headroom reports refer to different types of power headroom
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`reports, distinguishable according to whether or not PUCCH transmission power is taken into
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`account. Ex. Q at ¶¶ 49-51.
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`14. Disputed. One skilled in the art would draw on his or her own experience and
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`knowledge, the file history, and extrinsic evidence (including public 3GPP materials) to
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`understand the meaning of claim terms. Ex. Q at ¶¶ 49-51.
`C.
`1.
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`CCE’s Statement of Undisputed Facts
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`A person of ordinary skill in the art applicable to the ’966 Patent would have
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`knowledge of algebraic substitution, and would understand how variables set forth in one or
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`more algebraic equations relate to one another. Ex. Q at ¶ 58.
`2.
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`One ordinary skill in the art applicable to the ’966 Patent would understand the
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`relationship between variables set forth in Equations [1] through [5] of that patent. Ex. Q at ¶¶
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`58-59.
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`3.
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`According to Equation [3] of the ’966 Patent, the Ppreamble variable recited in
`Claims 5 and 14 may be expressed as Ptarget + PL + ΔPrampup. Ex. Q at ¶ 59.
`4.
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`The equation set forth in Claims 1 and 10 of the ’966 Patent states that
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`P0_UE_PUSCH + f(0) = ΔPPC + ΔPrampup, which, as the patent explains, may be expressed as f(0) =
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`ΔPPC + ΔPrampup, when P0_UE_PUSCH = 0. Ex. Q at ¶ 59.
`5.
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`The ordinary meaning of “accurate” in the context of the ‘060 Patent is “correct.”
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`Ex. Q at 36; Ex. T at 8.
`6.
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`The ’060 Patent relates to paging messages and emergency warning messages
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`communicated from a base station to a terminal. Ex. Q at ¶ 39.
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`11
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`Sony Exhibit 1010, pg. 12
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`
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`Case 6:14-cv-00982-KNM Document 160 Filed 11/18/15 Page 13 of 18 PageID #: 1836
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`7.
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`The ’060 Patent specification does not discuss how messages are communicated
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`between sub-components (e.g., baseband processor, memory, antenna) within a mobile terminal.
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`Ex. Q at ¶ 39.
`8.
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`Known cellular network protocols (defined in, for example, 3GPP technical
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`standards) provide that a terminal may confirm that a message was or was not correctly received
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`by sending a responsive acknowledge (ACK) or negative-acknowledge (NACK) message to the
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`base station. Ex. Q at ¶¶ 41-42.
`D.
`Patents are presumed valid, and Defendants must establish invalidity by clear and
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`Applicable Law
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`convincing evidence. 35 U.S.C. § 282; Microsoft Corp. v. i4i Ltd. P’ship, 131 S. Ct. 2238, 2243
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`(2011). The claims of a patent are not indefinite so long as they inform those skilled in the art
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`about the scope of the invention with “reasonable certainty,” viewed in light of the specification
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`and prosecution history and having regard to the relevant subject-matter. Nautilus, Inc. v. Biosig
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`Instruments, Inc., 134 S. Ct. 2120, 2129 (2014). Absolute precision is “unattainable,” and close
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`questions of indefiniteness are properly resolved in favor of the patentee. Id.; Invensys Systems,
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`Inc. v. Emerson Electric Co., 2014 U.S. Dist. LEXIS 107928 at *11 (E.D. Tex. Aug. 6, 2014
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`(citing, inter alia, Datamize, LLC v. Plumtree Software, Inc., 417 F.3d 1342, 1348 (Fed. Cir.
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`2005). Because one skilled in the art would understand the scope of the claimed inventions with
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`at least reasonable certainty, Defendants’ motion for summary judgment must fail.
`E.
`Defendants’ alleged “inconsistency” is illusory — they allege that claims 5 and 14 (and
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`’966 Patent — Alleged Inconsistency In Claims 5 and 14
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`the claims which depend from them) are indefinite because the equation they contain does not
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`expressly identify f(0). That superficial analysis does not reflect the understanding of one skilled
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`in the art, who would fully understand the equations set forth in the claims and specification, as
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`well as the relationships they describe. Indeed, the allegedly “missing” f(0) in the equation of
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`12
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`Sony Exhibit 1010, pg. 13
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`
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`Case 6:14-cv-00982-KNM Document 160 Filed 11/18/15 Page 14 of 18 PageID #: 1837
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`claims 5 and 14 is not missing at all; it is embodied in other parameters in the claim (namely,
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`Ppreamble and ΔPC_Msg3).6
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`The ’966 Patent details several equations (numbered [1], [2], [3], [4a], [4b] and [5])
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`related to the claimed power control techniques. See Ex. F at 4:28-8:62. These equations
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`describe the relationship between several variables, including those set forth in the asserted
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`claims. One skilled in the art would have spent years studying mathematical relationships, and
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`would fully grasp the interplay among the described equations revealed by virtue of substitution
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`and more advanced concepts as well. Ex. Q at ¶ 58.
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`Accordingly, one skilled in the art would see no inconsistency between the asserted
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`claims. The mathematical reasoning is straightforward. First, the Ppreamble variable expressly
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`recited in Claims 5 and 14 (Equation 5 in the specification) may be represented as shown in
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`Equation 3 of the specification:
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`
`
`
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`
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`Ex. F at 6:18-26. That is, Ppreamble = Ptarget + PL + ΔPrampup. Substituting this equation into claim
`5 (recited in Claims 5 and 14) results in the following: PMsg3 = min{Pmax, Ptarget+PL+ΔPrampup+
`Δ0,preamble_Msg3+ ΔPC_Msg3 + 10 log10(MPUSCH(i) + ΔTF(TF(i))}. The claimed formula, thus, depends
`on f(0), where f(0) = ΔPrampup + ΔPC_Msg3. See Ex. F at 8:32-42; Ex. Q at ¶ 59.
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`This insight would be apparent to one skilled in the art, who would undoubtedly apply
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`reasoning (including algebraic substitution) to understand the mathematical relationship between
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`claim elements. Ex. Q at ¶¶ 58-60. Indeed, the ’966 Patent itself invites such reasoning by
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`setting forth the subject equations in the specification and discussing how the variables within
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`6 Indeed, the superficiality of Defendants’ analysis of claims 5 and 14 reinforces that their proposed construction of
`“f(i) for i=0 is initialized as …” in the independent claims (discussed above) is artificially constrained and incorrect.
`13
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`
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`Sony Exhibit 1010, pg. 14
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`
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`Case 6:14-cv-00982-KNM Document 160 Filed 11/18/15 Page 15 of 18 PageID #: 1838
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`them relate. See, e.g., Ex. F at 8:13-62 (explaining, inter alia, how variables of Equation [5]
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`relate to variables of Equations [1], [4a], and [4b]); Ex. Q at ¶ 61. And, this is exactly the
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`approach that Kyocera, LG and their technical expert rely on in petitions for inter partes review,
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`which explain that although “Claim 5 does not initially appear to be consistent with Claim 1,”
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`when it is read in context, it “recites a formula for calculating a transmit power that depends on
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`both Ppreamble and f(0) = ΔPPC + ΔPrampup.” Ex. J at 19-20; Ex. K at ¶¶ 74-76; Ex. L at 19-20; Ex.
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`M at ¶¶ 74-76.
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`Defendants now backpedal from this forthright rationale by mischaracterizing it as
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`“rewriting” the claim. But CCE does not seek to rewrite the claims. The critical point is that,
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`employing on the reasoning sketched above, one skilled in the art would see and understand the
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`relationship between Claim 5 and f(0), and thus would know that the challenged claims are not
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`indefinite. That is, one skilled in the art would employ straightforward reasoning to understand
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`the scope of the claims with “reasonable certainty.”
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`Finally, Defendants seek cover in an objection lodged by the EPO to a related application
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`pending abroad. But the EPO’s initial impression of the claims is immaterial. The fact is that
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`the U