throbber
REQUEST FOR INTER PARTES REVIEW
`
` IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of
`
`Docket No: PR00064
`
`Duane Donald Fortune et al.
`
`Issued: January 4, 2000
`
`U.S. Patent No. 6,012,007
`
`Application No. 08/8687,338
`
`Filing Date: June 3, 1997
`
`
`
`For: OCCUPANT DETECTION METHOD AND APPARATUS FOR AIR BAG
`SYSTEM
`
` DECLARATION OF DR. STEPHEN W. ROUHANA
`
`
`
`
`
`
`
`Aisin Seiki Exhibit 1010
` Page 1
`
`

`
`Request for Inter Partes Review
`
`
`
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`TABLE OF CONTENTS
`
`I.
`
`II.
`
`INTRODUCTION AND BACKGROUND ............................................................................ 1
`
`SUMMARY OF MY OPINIONS ............................................................................................ 8
`
`A.
`
`B.
`
`Instructions ...............................................................................................................9
`
`Prior Art Patents and Printed Publications.............................................................14
`
`III.
`
`SUMMARY OF THE '007 PATENT .................................................................................... 16
`
`A.
`
`B.
`
`Brief Description ....................................................................................................16
`
`Summary of the Prosecution History of the '007 Patent ........................................18
`
`IV.
`
`CLAIM CONSTRUCTION ................................................................................................... 21
`
`A.
`
`B.
`
`Terms Not Requiring the District Court's Construction ........................................21
`
`Terms Construed By the District Court .................................................................22
`
`1.
`
`2.
`
`3.
`
`Means for Inhibiting and Allowing Deployment .......................................22
`
`A Level Indicative of an Empty Seat .........................................................22
`
`Relative Weight Parameter .........................................................................23
`
`V.
`
`AT LEAST ONE CLAIM OF THE '007 PATENT IS UNPATENTABLE ........................ 25
`
`A.
`
`Grounds 1-3 in view of Schousek ..........................................................................25
`
`1.
`
`2.
`
`3.
`
`Ground 1: Claims 17 and 21 are anticipated by Schousek. .......................25
`
`Ground 2: Claims 17 and 21 are obvious over Schousek in
`view of Fu ..................................................................................................38
`
`Ground 3: Claim 22 is obvious over Schousek in view of
`Fu and Cashler. ..........................................................................................43
`
`B.
`
`Grounds 4-5 based on Blackburn ...........................................................................50
`
`1.
`
`2.
`
`Ground 4: Claims 17 and 21 are obvious from Blackburn in
`view of JP 258 and Schousek.....................................................................50
`
`Ground 5: Claim 22 of the ‘007 patent is obvious under 35
`U.S.C. §103(a) by Blackburn in view of Schousek, JP 258
`and Cashler.................................................................................................66
`
`VI.
`
`CONCLUSION....................................................................................................................... 69
`
`ii
`
`
`
`Aisin Seiki Exhibit 1010
` Page 2
`
`

`
`
`Request for Inter Partes Review
`Declaration of Dr. Stephen W. Rouhana
`
`I, Stephen W. Rouhana, of Plymouth, Michigan, declare as follows:
`
`U.S. Patent No. 6,012,007
`
`
`
`
`
`I.
`INTRODUCTION AND BACKGROUND
`1. My Curriculum Vitae is attached hereto, and it includes a listing of my prior
`
`experience. My background, education, and professional experiences are
`
`summarized below.
`
`2.
`
`I received my B.S. degree with a triple major in Physics, Mathematics, and
`
`Religious Studies from Manhattan College, Riverdale, NY, in 1977 and my M.S.
`
`and Ph.D. degrees in Physics from Rensselaer Polytechnic Institute, Troy, NY, in
`
`1981 and 1983, respectively.
`
`3.
`
`I have over 30 years of experience in the field of automotive safety, including
`
`research and development of airbags, seat belts, sensors, algorithms, crash test
`
`dummies, biomechanics, out-of-position injuries, and many other topics. Some of
`
`this work is outlined below.
`
`4.
`
`I was hired as a Senior Research Scientist by the Research Laboratories of
`
`General Motors Corporation (hereafter, GMR) in May of 1983 to perform research
`
`in the Biomedical Science Department’s Crash Injury Section. Initially, I performed
`
`basic research to understand mechanisms of injury in automotive crashes. After
`
`promotion to Staff Research Scientist in 1987, in addition to continuing research on
`
`
`
`Aisin Seiki Exhibit 1010
` Page 3
`
`

`
`Request for Inter Partes Review
`
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`crash injury prevention, I was appointed to the GM Belt Restraint Technical
`
`Committee which reviewed and oversaw vehicle program developments of seat belt
`
`systems and their operation in conjunction with airbags. During this time my
`
`research included research into crash test dummies and their ability to assess injury
`
`in car crash tests. This led to a publication titled “Use of Crash Test Dummies for
`
`Injury Assessment" (Proceedings of the Inaugural International Body Engineering
`
`Conference, IBEC Ltd Publications, 1993). In 1992, I was appointed to the SIR
`
`(Supplemental Inflatable Restraint, or Airbag) Performance Assessment Committee
`
`(SIR PAC). The SIR PAC oversaw vehicle program developments of airbags,
`
`including assessment of “All-Fire” and “No-Fire” thresholds. My role was
`
`representing the biomechanics community at GM which, among other things,
`
`considered effects of airbags on out-of-position occupants. During this time, I
`
`developed a method to measure the speed of the leading edge of a deploying airbag
`
`because it was believed to be related to risk of out-of-position injury risk. This led
`
`to a publication the Journal of Trauma, titled “"Physical and Chemical
`
`Characterization of Air Bag Deployment Effluents" (J. Trauma, Vol. 38(4):528-532,
`
`1995). Around this time I also began developing a method to measure and assess
`
`risk of injury from the noise associated with airbag deployments. This work led to
`
`2
`
`Aisin Seiki Exhibit 1010
` Page 4
`
`

`
`Request for Inter Partes Review
`
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`three publications while I was at GM, viz. (a) "Investigation into the Noise
`
`Associated with Air Bag Deployment: Part 1 - Measurement Technique and
`
`Parameter Study" (38th Stapp Car Crash Conference Proceedings, SAE Technical
`
`Paper No. 942218, 1994), and (b) “Ear Injury and Hearing Loss with Automobile
`
`Airbag Deployments” (Accident Analysis & Prevention Vol. 31, 1999), and (c)
`
`“Investigation into the Noise Associated with Airbag Deployment: Part II – Injury
`
`Risk Study Using a Mathematical Model of the Human Ear” (42nd Stapp Car Crash
`
`Conference Proceedings, SAE Technical Paper No. 983162, 1998). Finally, at GM,
`
`I participated in a laboratory investigation of arm injuries from deploying airbags to
`
`out-of-position occupants in car crashes which led to a publication titled
`
`"Assessment of Airbag Aggressivity Relative to Airbag-Induced Forearm
`
`Fractures" (Stapp Car Crash Journal, Volume 45, 2001).
`
`5.
`
`In the late 1980s, because of the expertise I had developed in the field of
`
`automotive safety, I was asked to participate in various committees of the Society
`
`of Automotive Engineers (hereafter, SAE). Among these committees were, the SAE
`
`Inflatable Restraints Standards Committee (ca 1991-2014), the SAE Restraint
`
`Systems Standards Committee (1989-1996), and the SAE Impulse Noise Task
`
`Force (SAE INTF) of the Inflatable Restraints Standards Committee. I was a voting
`
`3
`
`Aisin Seiki Exhibit 1010
` Page 5
`
`

`
`Request for Inter Partes Review
`
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`member on all of these committees, and Chairman of the SAE INTF. The Inflatable
`
`Restraints Standards Committee members were expected to develop, review, and
`
`vote on all SAE Standards, Recommended Practices, and Information Reports
`
`dealing with airbags in passenger vehicles.
`
`6.
`
`In the year 2000, I left GM and became employed at Ford Motor Company’s
`
`Scientific Research Laboratory in the Safety Research Department. Shortly after
`
`joining Ford, I was asked to lead the Advanced Occupant Protection research group.
`
`This group of scientists and engineers was focused on improving occupant safety
`
`including considerations of airbags and seat belts. One such project was the
`
`research and development of Inflatable Seat Belts, which had airbags incorporated
`
`into the shoulder belt of a 3-point seat belt. I co-led the research team investigating
`
`the efficacy and design of Inflatable Belts, and I led the team investigating potential
`
`out-of-position effects of Inflatable Belts. This led to two publications, viz. (a)
`
`“Biomechanical Assessment of a Rear-Seat Inflatable Seatbelt in Frontal Impacts”
`
`(Stapp Car Crash Journal, Vol 55, pp. 161-197, 2011), and (b) “Biomechanical
`
`Considerations for Assessing Interactions of Children and Small Occupants with
`
`Inflatable Seat Belts” (Stapp Car Crash Journal, Vol. 57, pp. 89 - 137, 2013). My
`
`responsibilities at Ford also included advising multiple vehicle programs on
`
`4
`
`Aisin Seiki Exhibit 1010
` Page 6
`
`

`
`Request for Inter Partes Review
`
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`technical issues dealing with seatbelts and airbags as they affect occupant injury
`
`risk. Among other topics, my research at Ford included development of a neck
`
`shield for airbag testing of out-of-position occupants which led to a publication
`
`titled “Development and Evaluation of a Proposed Neck Shield for the 5th
`
`Percentile Hybrid III Female Dummy” (Stapp Car Crash Journal, Vol. 49,
`
`November, 2005). Additionally, I participated in an international project
`
`investigating farside impact injury. This work led to the filing of a patent, which
`
`was granted (US 8,430,424, Issued April 30, 2013) and which involved an occupant
`
`sensing scheme, airbag deployment scheme and an associated algorithm to deploy
`
`frontal and side airbags on the right side of the vehicle for a driver in a right side
`
`crash.
`
`7.
`
`At the time I joined Ford, because of my expertise, in addition to my SAE
`
`committee work, I was also asked to represent Ford in the International Standards
`
`Organization (ISO), and to become chairman of ISO Technical Committee 22, Sub-
`
`Committee 12, Working Group 3, “Test Procedures for Evaluating Vehicle
`
`Occupant Interactions with Deploying Air Bags”. This Working Group was
`
`responsible for development of ISO Technical Reports and Standards dealing with
`
`occupant interactions with deploying airbags. I also represented Ford as the
`
`5
`
`Aisin Seiki Exhibit 1010
` Page 7
`
`

`
`Request for Inter Partes Review
`
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`Chairman of a subcommittee of the Side Airbag Technical Working Group. In this
`
`role I led a team of researchers from various organizations as we compared airbag
`
`test procedures proposed by the automotive industry and the National Highway
`
`Traffic Safety Administration (NHTSA). This work led to a Committee Report
`
`titled “An Analysis of the Results of NHTSA Tests using the TWG Recommended
`
`Procedures for Evaluating Occupant Injury Risk from Deploying Side Airbags”
`
`(2003).
`
`8.
`
`Over the course of my career in automotive safety, I have worked with
`
`numerous engineers involved in design and release of automotive safety systems
`
`such as airbags and seat belts, and with numerous suppliers in the U.S., Germany,
`
`Japan, and many other countries and from all major safety suppliers, including,
`
`among others, Takata Corporation, TRW, Autoliv, Key Safety Systems, Breed, and
`
`Delphi.
`
`9.
`
`I have been an adjunct Professor in the Bioengineering Department at Wayne
`
`State University since 2003.
`
`10. At the end of 2014, I retired from Ford Motor Company in order to pursue
`
`other interests. In September of 2015, I formed a company called Vehicle Safety
`
`6
`
`Aisin Seiki Exhibit 1010
` Page 8
`
`

`
`Request for Inter Partes Review
`
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`Sciences, LLC to enable me to perform consulting services in the field of
`
`automotive safety. I am the President and Chief Technical Officer of this company.
`
`11.
`
`I have been awarded twelve (12) U.S. patents, and have at least five (5)
`
`International Patents, two (2) more U.S. Patents in a condition of Allowance, and
`
`three (3) additional U.S. filings pending.
`
`12.
`
`I am author or co-author on 76 publications with numerous presentations,
`
`reports, and invited lectures (listed on my C.V.). I was primary author on three (3)
`
`published SAE Standards.
`
`13. Given the experience disclosed above, I believe I have an excellent
`
`understanding of the state of the art during the period of time of the patents under
`
`discussion and can provide sound judgment as to how persons skilled in the art
`
`would have understood the technical issues at the time.
`
`14.
`
`I am not currently, nor have I ever been, employed by AISIN SEIKI, CO.,
`
`LTD., or any affiliate or subsidiary thereof.
`
`15. My company, Vehicle Safety Sciences, LLC (hereafter, VSS, LLC) is
`
`receiving compensation for my time, billed at my normal hourly rate for time
`
`actually spent reviewing materials and performing my analysis of the technical
`
`issues relevant to this matter. VSS, LLC will not receive any compensation that is
`
`7
`
`Aisin Seiki Exhibit 1010
` Page 9
`
`

`
`Request for Inter Partes Review
`
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`dependent on the opinions I formulate or offer below, nor will VSS, LLC receive
`
`any added compensation based on the outcome of the inter partes review of patent
`
`6,012,007 (hereafter, the ‘007 patent).
`
`16.
`
`In writing this Declaration, I have been asked to provide certain opinions
`
`related to the patentability of the ‘007 patent. In doing so, I have considered my
`
`own work experience in research and development of automotive safety systems,
`
`my experience dealing with design and release engineers at General Motors and
`
`Ford Motor Company, and my experiences in dealing with scores of engineers from
`
`the safety supply base. I believe that these experiences render me well-qualified to
`
`judge the level of ordinary skill in the art and the anticipation or obviousness of
`
`claims in view of prior art.
`
`II.
`17.
`
`SUMMARY OF MY OPINIONS
`
`It is my opinion that claims 17, 21 and 22 of U.S. Patent No. 6,012,007 (Ex.
`
`1001, "the '007 Patent") are unpatentable. My opinions are based on my expertise in
`
`the technology of the '007 patent, as well as my review of the '007 patent, its file
`
`history, and the prior art asserted relied on in the grounds of this IPR. If the patent
`
`owner is allowed to submit additional evidence pertaining to the validity of the '007
`
`8
`
`Aisin Seiki Exhibit 1010
` Page 10
`
`

`
`Request for Inter Partes Review
`
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`patent, I intend to review that as well and update my analysis and conclusions as
`
`appropriate, and allowed under the rules of this proceeding.
`
`18.
`
`I have reviewed and/or analyzed the at least the following publications and
`
`materials, in addition to other materials I may cite in my Declaration. It should be
`
`noted that the opinions I express in this Declaration are not exhaustive of my
`
`opinions on patentability of any claims in the ‘007 patent. Therefore, if a specific
`
`point is not addressed, it should not be construed that my opinion on that point
`
`indicates my agreement or disagreement with the patentability related to that point.
`
`A. Instructions
`
`19.
`
`I am not an attorney. My analysis and opinions are based on my expertise in
`
`this technical field, as well as the instructions I have been given by counsel for the
`
`legal standards relating to patent validity.
`
`20. The materials I have reviewed in connection with my analysis include the
`
`'007 patent, its file history, and the cited references and exhibits.
`
`21.
`
`I understand that patents are presumed to be valid. I understand that
`
`invalidity in this proceeding must be proven by a preponderance of evidence, and
`
`that is the standard I have used throughout my report. Further, I understand that
`
`each patent claim is considered separately for purposes of invalidity.
`
`9
`
`Aisin Seiki Exhibit 1010
` Page 11
`
`

`
`Request for Inter Partes Review
`
`22.
`
`I am informed that a patent claim is invalid as "anticipated" if each and every
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`feature of the claim is found, expressly or inherently, in a single prior art reference
`
`or product. Claim limitations that are not expressly found in a prior art reference are
`
`inherent if the prior art necessarily functions in accordance with, or includes, the
`
`claim limitations. It is acceptable to examine evidence outside the prior art
`
`reference (extrinsic evidence) in determining whether a feature, while not expressly
`
`discussed in the reference, is necessarily present in it.
`
`23.
`
`I understand that a patent claim is invalid as "obvious" if, in view of a prior
`
`art reference or a combination of prior art references, it would have been obvious to
`
`a person of ordinary skill in the art at the time of the invention, taking into account:
`
`the scope and content of the prior art; the differences between the prior art and the
`
`claim under consideration; and the level of ordinary skill in the art.
`
`24. A person of ordinary skill in the art of vehicle air bag control systems and
`
`their methods of activation at the time of the alleged invention would have had a
`
`degree in a related field of science including physics, mechanical or electric
`
`engineering or equivalent coursework and at least two years of experience in the
`
`area of automotive safety control systems.
`
`10
`
`Aisin Seiki Exhibit 1010
` Page 12
`
`

`
`Request for Inter Partes Review
`
`25.
`
`I am informed that legal principles regarding invalidity of a claim due to
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`obviousness were addressed by the U.S. Supreme Court. I am informed that the
`
`principles relating to a "motivation," "suggestion," or "teaching" in the prior art to
`
`combine references to produce the claimed alleged invention remain an appropriate
`
`approach in a validity analysis. I am informed that the suggestion or motivation
`
`may be either explicit or implicit, may come from knowledge generally available to
`
`one of ordinary skill in the art, and may come from the nature of the problem to be
`
`solved. The test for an implicit motivation, suggestion, or teaching is what the
`
`combined teachings, knowledge of one of ordinary skill in the art, and the nature of
`
`the problem to be solved as a whole would have suggested to those of ordinary skill
`
`in the art. The problem examined is not the specific problem solved by the
`
`invention, but the general problem that confronted the inventor before the invention
`
`was made.
`
`26. As I understand it, it is no longer always required to present evidence of a
`
`teaching, suggestion, or motivation to combine prior art references for purposes of
`
`determining whether an invention is obvious. Prior art can be combined based on
`
`either a teaching, suggestion, or motivation from the prior art itself, or from a
`
`reasoned explanation of an expert or other witness.
`
`11
`
`Aisin Seiki Exhibit 1010
` Page 13
`
`

`
`Request for Inter Partes Review
`
`27. A patent claim composed of several elements, however, is not proved
`
`U.S. Patent No. 6,012,007
`
`
`
`
`
`obvious merely by demonstrating that each of its elements was, independently,
`
`known in the prior art. In order to prove obviousness, it must be shown that the
`
`improvement is not more than the predictable use of prior-art elements according to
`
`their established functions. To determine whether there was an apparent reason to
`
`combine the known elements in the way a patent claims, it will often be necessary
`
`to look to interrelated teachings of multiple pieces of prior art, to the effects of
`
`demands known to the design community or present in the marketplace, and to the
`
`background knowledge possessed by a person having ordinary skill in the art. Also,
`
`in determining obviousness, one must be aware of the distortion caused by
`
`hindsight bias and be cautious of arguments reliant upon hindsight reasoning An
`
`obviousness argument cannot be sustained by mere conclusory statements. Instead,
`
`it must be some articulated reasoning with some rational underpinning to support
`
`the legal conclusion of obviousness.
`
`28.
`
`In an obviousness analysis, it is my understanding that there are "secondary
`
`considerations" that should be analyzed if they apply. I am told that these
`
`considerations include (1) whether the prior art teaches away from the claimed
`
`invention, (2) whether there was a long felt but unresolved need for the claimed
`
`12
`
`Aisin Seiki Exhibit 1010
` Page 14
`
`

`
`Request for Inter Partes Review
`
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`invention, (3) whether others tried but failed to make the claimed invention,
`
`skepticism of experts, (4) whether the claimed invention was commercially
`
`successful, (5) whether the claimed invention was praised by others, and (6)
`
`whether the claimed invention was copied by others.
`
`29.
`
`I have also been instructed that ultimately claims are construed in light of
`
`how one of ordinary skill in the art would understand the claims. It is my
`
`understanding that what is to be considered includes the claims, the patent
`
`specification and drawings, and the prosecution history, including any art listed by
`
`the Examiner or the applicant. It is my understanding that information external to
`
`the patent, including expert and inventor testimony and unlisted prior art, are to be
`
`considered in construing the claims only if ambiguities remain. However, expert
`
`testimony may be useful in helping to explain the technology. I further understand
`
`technical dictionaries, encyclopedias, and treatises may also be used in claim
`
`construction, as long as these definitions do not contradict any definition found in
`
`or ascertained by a reading of the patent documents. In my analysis, I have
`
`considered and applied the proposed claim constructions set forth herein, unless
`
`otherwise indicated.
`
`13
`
`Aisin Seiki Exhibit 1010
` Page 15
`
`

`
`Request for Inter Partes Review
`
`30.
`
`I understand that an issued U.S. patent is presumed to be valid, and can be
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`challenged in this proceeding on invalidity grounds only upon proof by a
`
`preponderance of evidence.
`
`B. Prior Art Patents and Printed Publications
`
`31. The '007 patent was filed on June 3, 1997 and issued on Jan. 4, 2000. The
`
`'007 patent identifies itself as a continuation-in-part of U.S. Patent No. 5,732,375 to
`
`Cashler (Ex. 1008), which was filed on Dec. 1, 1995. I am instructed to assume for
`
`the purpose of my analysis that the claims of the '007 Patent have an earliest
`
`effective filing date of June 3, 1997. I am informed that the Petitioners rely upon
`
`the following patents and printed publications of which, only Cashler was applied
`
`during the prosecution of the '007 Patent, and each of which is prior art to the '007
`
`Patent under 35 U.S.C. § 102(a) and/or (b) and/or (e):
`
`Ex. 1003 - U.S. Patent 5,474,327 to Schousek qualifies as prior art at least
`
`under 35 U.S.C. § 102(b). Schousek issued on December 12, 1995, more than one
`
`year before the June 3, 1997, the filing date of the '007 Patent, and thus is prior art
`
`at least under 35 U.S.C. § 102(b).
`
`Ex. 1004 - US. Patent 5,848,661 to Fu ("Fu") qualifies as prior art at least
`
`under 35 U.S.C. § 102(e). Fu issued from a U.S. application filed on October 22,
`
`14
`
`Aisin Seiki Exhibit 1010
` Page 16
`
`

`
`Request for Inter Partes Review
`
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`1996, prior to the June 3, 1997 filing date of the '007 Patent, and thus qualifies as
`
`prior art under 35 U.S.C. §102(e).
`
`Ex. 1005 - U.S. Patent 5,232,243 to Blackburn ("Blackburn") qualifies as
`
`prior art at least under 35 U.S.C. §§ 102(a) and (b). Blackburn issued on August 3,
`
`1993, more than one year before the June 3, 1997 filing date of the '007 Patent, and
`
`thus is prior art at least under 35 U.S.C. § 102(b).
`
`Ex. 1006 - Japanese Patent application 09-127258 (hereinafter “JP 258”)
`
`titled "Seat Detecting Apparatus" was published on May 16, 1997 and is therefore
`
`prior art under 35 U.S.C. §102(a) (Ex. 1007 - certified translation of JP 258).
`
`Ex. 1008 - U.S. Patent 5,732,375 to Cashler (“Cashler”) issued from an
`
`application filed on December 1, 1995, was published on July 30, 1996 and
`
`therefore available as prior art under 35 U.S.C. § 102 (a) and (e).
`
`32. An explanation of how claims 17, 21 and 22 are unpatentable under the
`
`statutory grounds identified below, including the identification of where each
`
`element is found in the prior art references and the relevance of each of the prior art
`
`references, is provided in the form of detailed claim charts.
`
`Ground
`
`'007 Patent Claims Basis for Rejection
`
`Ground 1
`
`17 and 21
`
`Anticipated under 35 U.S.C. §102 by Schousek
`(Ex. 1003)
`
`15
`
`Aisin Seiki Exhibit 1010
` Page 17
`
`

`
`Request for Inter Partes Review
`
`
`Ground 2
`
`17 and 21
`
`Ground 3 Claim 22
`
`Ground 4 Claims 17 and 21
`
`Ground 5 Claim 22
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`Obvious under 35 U.S.C. §103(a) over
`Schousek (Ex. 1003) in view of Fu (Ex. 1004).
`
`Obvious under 35 U.S.C. §103(a) over
`Schousek (Ex. 1003) in view of Fu (Ex. 1004)
`and Cashler (Ex. 1008).
`
`Obvious under 35 U.S.C. §103(a) over
`Blackburn (Ex. 1005) in view of JP 258 (Ex.
`1006) and Schousek (Ex. 1003).
`
`Obvious under 35 U.S.C. §103(a) over
`Blackburn (Ex. 1005) in view of JP 258 (Ex.
`1006), Schousek (Ex. 1003) and Cashler (Ex.
`1008).
`
`
`
`III. SUMMARY OF THE '007 PATENT
`A. Brief Description
`
`33. Based on my review, The ‘007 Patent relates to an occupant detection system
`
`for determining whether to inhibit or allow the deployment of a supplemental
`
`inflatable restraint (SIRs) or air bag in an automobile. It is an object of the '007
`
`Patent to discriminate between large and small occupants and to maintain reliable
`
`operation of the air bag system.
`
`34. The algorithm for processing the the claimed lock flag is shown in FIG. 8
`
`reproduced below.
`
`16
`
`Aisin Seiki Exhibit 1010
` Page 18
`
`

`
`Request for Inter Partes Review
`
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`
`
`35. The '007 Patent describes that the term "Adult" refers not to the age or
`
`maturity of an occupant, but rather to a weight which is chosen to distinguish from
`
`a small child. When the Adult Lock Flag is set <94>, the output decision will
`
`always allow deployment. To make the determination whether to set the lock flag,
`
`the algorithm uses a lock threshold which is above the total force threshold range,
`
`and an unlock threshold which represents an empty seat. See col. 4, ll. 36-44. The
`
`algorithm also uses a lock delay on the order of one to five minutes, and a lock
`
`timer which measures the time since vehicle ignition is turned on. If the total force
`
`is greater than the lock threshold, and the lock timer is larger than the lock delay
`
`17
`
`Aisin Seiki Exhibit 1010
` Page 19
`
`

`
`Request for Inter Partes Review
`
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`<76>, a flag value is increased toward a maximum value <78> and the Adult Lock
`
`Flag is set <80>. Id. at col.4, ll. 46-50. If the decision at block <76> is No, then it
`
`is determined whether the total force is above the unlock threshold <82> and if not,
`
`whether the total force is below the unlock threshold and the flag value is greater
`
`than zero <84>. Id. at col.4, ll. 50-54. If so, the flag value is decreased <86>, and in
`
`either case the flag value is tested <88>; if the value is above zero the Flag is set
`
`<80> and if the value is zero the Flag is cleared <90>. See col. 4, ll. 44-57.
`
`B. Summary of the Prosecution History of the '007 Patent
`
`36.
`
`I summarize my understanding of the prosecution history as follows. On
`
`April 9, 1999, the USPTO mailed a Non-Final Office Action in which multiple
`
`objections and rejections were raised by the Examiner. The specification, drawing
`
`and claim objections related to minor informalities that were corrected in the July 6,
`
`1999 Amendment.
`
`37. The claim rejections were based on the published U.S. Patent 5,732,375 to
`
`Cashler (prior art under 35 U.S.C. §102(e)). Specifically, all of the claims 1-27
`
`were rejected under 35 U.S.C. §103(a) as being obvious over Cashler as follows:
`
`(1) Claims 1-5, 9-12 and 16-27 were rejected on the basis that Cashler
`
`disclosed all of the features recited in these claims, with the exception of the
`
`18
`
`Aisin Seiki Exhibit 1010
` Page 20
`
`

`
`Request for Inter Partes Review
`
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`feature "clearing the flag when the relative weight parameter is below the
`
`unlock threshold for a time (claims 1, 16 and 17). However, the Examiner
`
`deemed the claims obvious because one of skill in the art would have readily
`
`understood Cashler's system/method to be at least a fully functional
`
`equivalent to the claimed system and method.
`
`(2) Claims 6-8 and 13-15 were rejected on the basis that Cashler
`
`discloses utilizing fuzzy logic and establishing a variation of the threshold
`
`over time with a specified range, but the Examiner noted that Cashler failed
`
`to specifically teach a fuzzy value obtained by the calculating, determining
`
`and combining steps or increasing or decreasing the threshold. The
`
`Examiner deemed the claims obvious because one of skill in the art would
`
`have readily understood Cashler's system/method to be at least a fully
`
`functional equivalent to the claimed system and method.
`
`38.
`
`In the Amendment filed July 6, 1999, the Applicant traversed the Cashler
`
`rejections by arguing that Cashler fails to disclose various claim recitations and that
`
`Cashler is not prior art as is commonly assigned to the present application.
`
`39. Regarding the merits of the prior art rejections, the Applicant conceded "the
`
`Cashler patent admittedly is foundational to the present invention," but asserted that
`
`19
`
`Aisin Seiki Exhibit 1010
` Page 21
`
`

`
`Request for Inter Partes Review
`
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`the rejected claims recite non-obvious enhancements in the form of apparatus and
`
`method steps which are particularly useful for discriminating between heavy and
`
`light occupants under dynamic conditions due, for example, to occupant shifting or
`
`bouncing. In particular, the Applicant argued:
`
`Such enhancements are neither shown nor suggested in
`Cashler. Independent method Claims 1 and 16 both recite
`the steps of: (1) establishing a lock threshold above the
`normal allow threshold, (2) setting a lock flag when the
`total force or relative weight parameter is above the lock
`threshold AND deployment has been allowed for a given
`time, (3) clearing the lock flag when the total force or
`relative weight parameter is below an empty seat
`threshold for a time, and (4) allowing deployment while
`the lock flag is set. Independent apparatus Claim 17
`includes nearly identical recitations, but in the context of
`functions performed by a programmed microprocessor.
`These steps/functions are not found in Cashler; rather,
`they enhance Cashler by addressing dynamic operating
`conditions not even recognized in the Cashler patent.
`
`(Ex. 1002) See April 9, 1999 Non-Final Office Action.
`
`40.
`
`In other words, the Applicant admitted that the claims of the '007 Patent are
`
`not disclosed or rendered obvious by Cashler. Thus, the '007 Patent is not entitled
`
`to the earlier filing date of the Cashler patent, but rather to a June 3, 1997 filing date.
`
`On August 18, 1999, the USPTO issued a Notice of Allowance allowing claims 1-
`
`27 of the '007 Patent.
`
`20
`
`Aisin Seiki Exhibit 1010
` Page 22
`
`

`
`Request for Inter Partes Review
`
`IV. CLAIM CONSTRUCTION
`41.
`
`I am informed that a claim subject to inter partes review is given its
`
`
`
`
`
`U.S. Patent No. 6,012,007
`
`“broadest reasonable construction in light of the specification of the patent in which
`
`it appears.” (37 C.F.R. § 42.100(b).) But, “the Board’s review of the claims of an
`
`expired patent is similar to that of a district court’s review.” In re Rambus, Inc., 694
`
`F.3d 42, 46 (Fed. Cir. 2012). The '007 patent expired December 1, 2015, and thus,
`
`the claims are instead construed in the same manner as the District Court. However,
`
`a different c

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket