Paper No.
`Filed: January 12, 2016
`
`Naveen Modi
`Paul Hastings LLP
`875 15th Street NW
`Washington, DC 20005
`Telephone: (202) 551-1990
`Facsimile: (202) 551-0490
`E-mail:
`PH-VirnetX-IPR@paulhastings.com
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`
`
`
`
`APPLE INC.
`Petitioner
`
`v.
`
`VIRNETX INC.
`Patent Owner
`
`
`
`
`
`
`
`Case IPR2016-00331
`Patent 8,504,696
`
`
`
`
`
`
`
`
`
`
`
`
`PATENT OWNER’S MANDATORY NOTICES
`PURSUANT TO 37 C.F.R. § 42.8
`
`
`Filed on behalf of: VirnetX Inc.
`By:
`
`Joseph E. Palys
`Paul Hastings LLP
`875 15th Street NW
`Washington, DC 20005
`Telephone: (202) 551-1996
`Facsimile: (202) 551-0496
`E-mail:
`PH-VirnetX-IPR@paulhastings.com
`
`
`
`
`Filed: January 12, 2016
`
`Naveen Modi
`Paul Hastings LLP
`875 15th Street NW
`Washington, DC 20005
`Telephone: (202) 551-1990
`Facsimile: (202) 551-0490
`E-mail:
`PH-VirnetX-IPR@paulhastings.com
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`
`
`
`
`APPLE INC.
`Petitioner
`
`v.
`
`VIRNETX INC.
`Patent Owner
`
`
`
`
`
`
`
`Case IPR2016-00331
`Patent 8,504,696
`
`
`
`
`
`
`
`
`
`
`
`
`PATENT OWNER’S MANDATORY NOTICES
`PURSUANT TO 37 C.F.R. § 42.8
`
`
`Filed on behalf of: VirnetX Inc.
`By:
`
`Joseph E. Palys
`Paul Hastings LLP
`875 15th Street NW
`Washington, DC 20005
`Telephone: (202) 551-1996
`Facsimile: (202) 551-0496
`E-mail:
`PH-VirnetX-IPR@paulhastings.com
`
`
`
`
`
`Case IPR2016-00331
`Patent 8,504,696
`
`VirnetX Inc., the Patent Owner, provides the following mandatory notices
`
`pursuant to 37 C.F.R. § 42.8.
`
`I.
`
`Real Party-in-Interest
`
`Pursuant to 37 C.F.R. § 42.8(b)(1), the real party-in-interest is VirnetX Inc.,
`
`the assignee of record for U.S. Patent No. 8,504,696 (“the ’696 patent”).
`
`II. Related Matters
`Patent Owner identifies the following matters that may be deemed related
`
`pursuant to 37 C.F.R. § 42.8(b)(2).
`
`Proceedings Before the USPTO Involving the Patent-at-Issue
`A.
`The ’696 patent, which is the subject of this proceeding, is at issue in inter
`
`partes review Case IPR2016-00332.
`
`2
`
`
`
`Proceedings Before the USPTO Involving Related Patents
`
`B.
`Several patents stemming from the same applications that led to the ’696
`
`Case IPR2016-00331
`Patent 8,504,696
`
`
`patent are or were at issue in the following inter partes review and inter partes
`
`reexamination proceedings:
`
`Matter
`
`Case IPR2013-003481
`
`Case IPR2013-003492
`
`Patent
`
`
`
`U.S. Patent No. 6,502,135
`
`Case IPR2013-003753
`
`Case IPR2014-001714
`
`Case IPR2014-001725
`
`Case IPR2014-005586
`
`
`
`
`1 The Board denied institution of this proceeding on December 13, 2013, and
`
`denied rehearing on February 12, 2014.
`
`2 The Board denied institution of this proceeding on December 13, 2013, and
`
`denied rehearing on February 12, 2014.
`
`3 The Board terminated this proceeding on November 12, 2013.
`
`4 The Board denied institution of this proceeding on June 5, 2014.
`
`5 The Board denied institution of this proceeding on June 5, 2014.
`
`3
`
`
`
`Case IPR2016-00331
`Patent 8,504,696
`
`
`Matter
`
`Case IPR2015-010467
`
`Patent
`
`
`
`U.S. Patent No. 6,502,135
`
`Case IPR2016-000628
`
`Control No. 95/001,679
`
`Control No. 95/001,682
`
`Case IPR2013-003779
`
`
`
`U.S. Patent No. 7,418,504
`
`Case IPR2013-0039310
`
`
`
`Case IPR2013-0039411
`
`
`(…continued)
`6 The Board denied institution of this proceeding on July 23, 2014, and
`
`denied rehearing on September 5, 2014.
`
`7 The Board instituted this proceeding on October 7, 2015, and denied
`
`rehearing on November 13, 2015.
`
`8 This proceeding was filed on October 26, 2015, and remains pending.
`
`9 The Board terminated this proceeding on November 12, 2013.
`
`10 The Board denied institution of this proceeding on December 18, 2013,
`
`and denied rehearing on February 12, 2014.
`
`11 The Board denied institution of this proceeding on December 18, 2013,
`
`and denied rehearing on February 12, 2014.
`
`4
`
`
`
`Patent
`
`Matter
`
`Case IPR2016-00331
`Patent 8,504,696
`
`
`Case IPR2014-0017612
`
`Case IPR2014-0017713
`
`Case IPR2014-0061214
`
`Case IPR2014-0061315
`
`
`
`U.S. Patent No. 7,418,504
`
`Case IPR2014-0061416
`
`Case IPR2015-0018817
`
`Case IPR2015-0018918
`
`Control No. 95/001,788
`
`Control No. 95/001,851
`
`
`12 The Board denied institution of this proceeding on June 5, 2014.
`
`13 The Board denied institution of this proceeding on June 5, 2014.
`
`14 The Board denied institution of this proceeding on October 15, 2014.
`
`15 On October 15, 2014, the Board consolidated this proceeding with
`
`IPR2014-00614 and then administratively terminated IPR2014-00613.
`
`16 The Board terminated this proceeding on January 26, 2015.
`
`17 The Board denied institution of this proceeding on February 17, 2015.
`
`18 The Board denied institution of this proceeding on February 17, 2015.
`
`5
`
`
`
`Patent
`
`Matter
`
`Case IPR2016-00331
`Patent 8,504,696
`
`
`Case IPR2014-0040119
`
`Case IPR2014-0040520
`
`Case IPR2014-0048121
`
`Case IPR2014-0048222
`
`Case IPR2014-0141823
`
`
`
`U.S. Patent No. 7,188,180
`
`
`
`
`19 The Board denied institution of this proceeding on July 23, 2014, and
`
`denied rehearing on September 5, 2014.
`
`20 The Board denied institution of this proceeding on July 23, 2014, and
`
`denied rehearing on September 5, 2014.
`
`21 The Board issued a Final Written Decision finding claims 1, 4, 6, 10, 12-
`
`15, 17, 20, 22, 26, 28-31, 33, 35, and 37 unpatentable on August 24, 2015. This
`
`Decision is on appeal to the Federal Circuit.
`
`22 The Board issued a Final Written Decision finding claims 1, 4, 6, 10, 13-
`
`15, 17, 20, 22, 26, 28-31, 33, 35, and 37 unpatentable on August 24, 2015. This
`
`Decision is on appeal to the Federal Circuit.
`
`23 The Board terminated this proceeding on January 16, 2015.
`
`6
`
`
`
`Patent
`
`
`
`U.S. Patent No. 7,188,180
`
`Case IPR2016-00331
`Patent 8,504,696
`
`
`Matter
`
`Case IPR2014-0142124
`
`Control No. 95/001,792
`
`U.S. Patent No. 6,839,759
`
`Control No. 95/001,746
`
`
`
`Case IPR2014-0040325
`
`U.S. Patent No. 7,987,274
`
`Case IPR2014-0040426
`
`
`
`Case IPR2014-0048327
`
`
`24 The Board terminated this proceeding on January 16, 2015.
`
`25 The Board issued a Final Written Decision finding claims 1-5, 7, 8, 10, 12,
`
`13, 15, 17, and 18 unpatentable on July 29, 2015. This Decision is on appeal to the
`
`Federal Circuit.
`
`26 The Board issued a Final Written Decision finding claims 1-5, 7, 8, 10, 12,
`
`15, and 17 unpatentable on July 29, 2015. This Decision is on appeal to the
`
`Federal Circuit.
`
`27 On September 15, 2014, the Board joined this proceeding with
`
`IPR2014-00403.
`
`7
`
`
`
`Patent
`
`Matter
`
`Case IPR2016-00331
`Patent 8,504,696
`
`
`U.S. Patent No. 7,987,274
`
`Case IPR2014-0048428
`
`Case IPR2014-0048529
`
`U.S. Patent No. 8,051,181
`
`Case IPR2014-0048630
`
`U.S. Patent No. 8,504,697
`
`Control No. 95/001,949
`
`Case IPR2014-0023731
`
`Case IPR2014-0023832
`
`U.S. Patent No. 7,921,211
`
`Case IPR2013-0037833
`
`
`28 On September 15, 2014, the Board joined this proceeding with
`
`IPR2014-00404.
`
`29 The Board denied institution of this proceeding on September 16, 2014.
`
`30 The Board denied institution of this proceeding on September 16, 2014.
`
`31 The Board issued a Final Written Decision finding claims 1-11, 14-25,
`
`and 28-30 unpatentable on May 11, 2015. This Decision is on appeal to the
`
`Federal Circuit.
`
`32 The Board issued a Final Written Decision finding claims 1-11, 14-25,
`
`and 28-30 unpatentable on May 11, 2015. This Decision is on appeal to the
`
`Federal Circuit.
`
`33 The Board terminated this proceeding on November 12, 2013.
`(continued…)
`
`8
`
`
`
`Patent
`
`Matter
`
`Case IPR2016-00331
`Patent 8,504,696
`
`
`Case IPR2013-0039734
`
`Case IPR2013-0039835
`
`Case IPR2014-0017436
`
`
`
`U.S. Patent No. 7,921,211
`
`Case IPR2014-0017537
`
`Case IPR2014-0061538
`
`Case IPR2014-0061639
`
`
`
`
`(…continued)
`
`34 The Board denied institution of this proceeding on December 18, 2013,
`
`and denied rehearing on February 12, 2014.
`
`35 The Board denied institution of this proceeding on December 18, 2013,
`
`and denied rehearing on February 12, 2014.
`
`36 The Board denied institution of this proceeding on June 5, 2014.
`
`37 The Board denied institution of this proceeding on June 5, 2014.
`
`38 The Board terminated this proceeding on January 26, 2015.
`
`39 The Board denied institution of this proceeding on October 15, 2014.
`
`9
`
`
`
`Case IPR2016-00331
`Patent 8,504,696
`
`
`Matter
`
`Case IPR2014-0061840
`
`Case IPR2015-0018541
`
`Patent
`
`
`
`U.S. Patent No. 7,921,211
`
`Case IPR2015-0018642
`
`Control No. 95/001,789
`
`Control No. 95/001,856
`
`Case IPR2015-0081043
`
`Case IPR2015-0081144
`
`Case IPR2015-0081245
`
`Case IPR2015-0081346
`
`U.S. Patent No. 8,868,705
`
`U.S. Patent No. 8,850,009
`
`
`40 On October 15, 2014, the Board consolidated this proceeding with
`
`IPR2014-00615 and then administratively terminated IPR2014-00618.
`
`41 The Board denied institution of this proceeding on February 17, 2015.
`
`42 The Board denied institution of this proceeding on February 17, 2015.
`
`43 The Board instituted this proceeding on September 11, 2015.
`
`44 The Board instituted this proceeding on September 11, 2015.
`
`45 The Board instituted this proceeding on September 11, 2015.
`
`46 The Board denied institution of this proceeding on September 15, 2015.
`
`10
`
`
`
`Patent
`
`Matter
`
`Case IPR2016-00331
`Patent 8,504,696
`
`
`U.S. Patent No. 8,458,341
`
`U.S. Patent No. 8,516,131
`
`U.S. Patent No. 8,560,705
`
`U.S. Patent No. 8,843,643
`
`Case IPR2015-0086647
`
`Case IPR2015-0086748
`
`Case IPR2015-0086849
`
`Case IPR2015-0086950
`
`Case IPR2015-0087051
`
`Case IPR2015-0087152
`
`Case IPR2015-0100953
`
`Case IPR2015-0101054
`
`U.S. Patent No. 7,490,151
`
`Case IPR2013-0035455
`
`
`47 The Board instituted this proceeding on October 1, 2015.
`
`48 The Board denied institution of this proceeding on October 1, 2015.
`
`49 The Board instituted this proceeding on October 1, 2015.
`
`50 The Board denied institution of this proceeding on October 1, 2015.
`
`51 The Board instituted this proceeding on October 1, 2015.
`
`52 The Board instituted this proceeding on October 1, 2015.
`
`53 The Board instituted this proceeding on October 29, 2015.
`
`54 The Board instituted this proceeding on October 29, 2015.
`
`11
`
`
`
`Patent
`
`Matter
`
`Case IPR2016-00331
`Patent 8,504,696
`
`
`Case IPR2013-0037656
`
`Case IPR2014-0017357
`
`Case IPR2014-0017358
`
`
`
`U.S. Patent No. 7,490,151
`
`Case IPR2014-0061059
`
`Case IPR2015-0018760
`
`Case IPR2015-0104761
`
`Case IPR2016-0006362
`
`
`
`
`(…continued)
`55 The Board denied institution of this proceeding on December 13, 2013,
`
`and denied rehearing on February 12, 2014.
`
`56 The Board terminated this proceeding on November 12, 2013.
`
`57 The Board denied institution of this proceeding on June 5, 2014.
`
`58 The Board denied institution of this proceeding on June 5, 2014.
`
`59 The Board terminated this proceeding on January 26, 2015.
`
`60 The Board denied institution of this proceeding on February 17, 2015.
`
`61 The Board instituted this proceeding on October 7, 2015, and denied
`
`rehearing on November 13, 2015.
`
`62 This proceeding was filed on October 26, 2015, and remains pending.
`
`12
`
`
`
`Case IPR2016-00331
`Patent 8,504,696
`
`
`Matter
`
`Case IPR2016-0016763
`
`Patent
`
`
`
`U.S. Patent No. 7,490,151
`
`Control No. 95/001,697
`
`Control No. 95/001,714
`
`
`C. U.S. Patent Applications Related to the Patent-at-Issue
`The following applications, which stem from the same applications that led
`
`to the ’696 patent, are currently pending before the Office:
`
`13/475,637
`
`13/617,375
`
`13/890,206
`
`14/704,938
`
`14/526,669
`
`
`
`
`
`13/615,528
`
`13/620,534
`
`13/950,897
`
`14/710,470
`
`14/702,630
`
`13/620,550
`
`14/526,669
`
`14/815,869
`
`
`
`
`
`
`63 This proceeding was filed on November 6, 2015, and remains pending.
`
`13
`
`
`
`D. Litigations Involving the Patent-at-Issue and Related Patents
`Patents that stem from the same applications that led to the ’696 patent are at
`
`Case IPR2016-00331
`Patent 8,504,696
`
`
`issue in the following cases:
`
`VirnetX Inc. and Science Applications Int’l Corp. v.
`
`Cisco Systems, Inc., Apple Inc., Aastra USA, Inc.,
`
`Aastra Technologies Ltd., NEC Corp., and NEC Corp.
`
`of America, No. 6:10-cv-00417 (E.D. Tex.)64
`
`VirnetX Inc. and Science Applications Int’l Corp. v.
`
`Apple Inc., No. 6:12-cv-00855 (E.D. Tex.)
`
`
`64 NEC and Aastra have entered into a license agreement with VirnetX and
`
`have been dismissed from this case. The Cisco portion of the case has concluded
`
`with a final judgment. The only remaining defendant in this case is Apple. The
`
`district court entered judgment in favor of VirnetX against Apple. On September
`
`16, 2014, the Federal Circuit affirmed-in-part, reversed-in-part, vacated-in-part,
`
`and remanded for further proceedings in the district court. On October 16, 2014,
`
`VirnetX petitioned for rehearing of the Federal Circuit’s decision. On December
`
`16, 2014, the Federal Circuit denied the petition for rehearing.
`
`14
`
`
`
`VirnetX Inc. v. Apple Inc., No. 6:11-cv-00563 (E.D.
`
`Case IPR2016-00331
`Patent 8,504,696
`
`
`Tex.); consolidated with case No. 6:12-cv-0085565
`
`VirnetX Inc. and Science Applications Int’l Corp. v.
`
`Apple Inc., No. 6:13-cv-00211 (E.D. Tex.)
`
`
`III. Lead and Back-Up Counsel and Service Information
`In accordance with 37 C.F.R. § 42.8(b)(3) and (b)(4), Patent Owner
`
`identifies the following lead and back-up counsel and service information:
`
`Lead Counsel
`
`Back-Up Counsel
`
`Joseph E. Palys (Reg. No. 46,508)
`
`Naveen Modi (Reg. No. 46,224)
`
`Paul Hastings LLP
`
`875 15th Street NW
`
`Paul Hastings LLP
`
`875 15th Street NW
`
`Washington, DC 20005
`
`Washington, DC 20005
`
`Telephone: (202) 551-1996
`
`Telephone: (202) 551-1990
`
`Facsimile: (202) 551-0496
`
`Facsimile: (202) 551-0490
`
`E-mail:
`
`E-mail:
`
`PH-VirnetX-IPR@paulhastings.com
`
`PH-VirnetX-IPR@paulhastings.com
`
`
`65 The ’696 patent is not at issue in Case No. 6:11-cv-00563, but is at issue
`
`in the consolidated case.
`
`15
`
`
`
`Case IPR2016-00331
`Patent 8,504,696
`
`
`
`
`Respectfully submitted,
`
`By: /Joseph E. Palys/
`Joseph E. Palys
`Reg. No. 46,508
`
`Counsel for Patent Owner
`
`Dated: January 12, 2016
`
`
`
`16
`
`
`
`
`
`Certificate of Service
`
`Case IPR2016-00331
`Patent 8,504,696
`
`Pursuant to 37 C.F.R. § 42.6(e), I certify that I caused to be served on the
`
`counsel for Petitioner a true and correct copy of the foregoing Patent Owner’s
`
`Mandatory Notices Pursuant to 37 C.F.R. § 42.8 by electronic means on the date
`
`below at the following address of record:
`
`Counsel for Apple, Inc.:
`
`
`
`
`Jeffrey P. Kushan
`Scott M. Border
`Thomas A. Broughan III
`Sidley Austin LLP
`1501 K Street, N.W.,
`Washington, D.C. 20005
`iprnotices@sidley.com
`Respectfully submitted,
`
`By: /Joseph E. Palys/
`Joseph E. Palys
`Reg. No. 46,508
`
`Counsel for Patent Owner
`
`
`
`
`
`Dated: January 12, 2016
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