`
`PATENT -2;i1
`
`I hereby certify that this document is being deposited with the United States
`Postal Service as first class mail in an envelope addressed to the Commissioner
`For Patents, P.O. Box 1450, Alexandria, Virginia 22313-1450 on the date set forth below.
`
`(sign3e 4
`Date of signature and deposit -
`• GI 100D .?)
`
`c.etPE°
`
`se?2 5 21103 g
`15,
`
`173Ao 0Ix'
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`In re Application of: (cid:9)
`JAMES E. SMITH et al. (cid:9)
`
`Serial No. 10/285,312
`
`Filed: October 31, 2002 (cid:9)
`
`)
`) Group Art Unit 2875
`)
`)
`)
`)
`)
`For: AUTOMATIC DIRECTIONAL CONTROL ) Attorney Docket 1-23649
`SYSTEM FOR VEHICLE HEADLIGHTS )
`
`Commissioner For Patents
`P.O. Box 1450
`Alexandria. Virginia 22313-1450
`
`INFORMATION DISCLOSURE STATEMENT
`
`Honorable Sir:
`Pursuant to 37 C.F.R. 1.97(b), record is hereby made of information that the
`Patent Office may wish to consider in connection with its examination of the above-
`identified application. Copies of such information, as well as a completed PTO-1449
`form, are enclosed.
`
`Respectfully submitted,
`
`Richard S. MacMillan
`Reg. No. 30,085
`
`MacMillan, Sobanski & Todd
`One Maritime Plaza, Fourth Floor
`720 Water Street
`Toledo, Ohio 43604
`(419) 255-5900
`
`1
`
`SL Corporation v. Adaptive Headlamp Technologies, Inc.
`
`
`
`SL Corp. Exhibit 1036
`Case IPR2016-00193
`
`(cid:9)
`
`
`sip 2 5 2003 (cid:9)
`
`U.S. DEPARTMENT OF COMMERCE
`PATENT AND TRADEMARK OFFICE
`
`ATTY. DOCKET NO.
`1-23649
`
`TR Am. (cid:9)
`
`ORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`APPLICANT
`JAMES E. SMITH et al.
`
`Pane 1 of 4
`SERIAL NO.
`10/285,312
`
`EXAMINER
`INITIAL
`
`DOCUMENT
`NUMBER
`3,634,677
`3,939,339
`3,953,726
`4,024,388
`4,066,886
`4,162,424
`4,186,428
`4,204,270
`4,217,631
`4,225,902
`4,310,172
`4,583,152
`457/A52,115
`4,791,343
`4,833,573
`4,868,720
`4,868,721
`4,870,545
`4,891,559
`4,907,877
`
`FILING DATE
`October 31, 2002
`
`GROUP
`2875
`
`U.S. PATENT DOCUMENTS
`
`DATE
`
`NAME
`
`CLASS
`
`SUBCLASS
`
`FILING DATE
`IF APPROPRIATE
`
`Stuttgart et al.
`1/1972
`Alphen
`2/1976
`4/1976
`Scarritt, Sr.
`Skoff
`5/1977
`Martin
`1/1978
`Zillgitt et al.
`7/1979
`Deverrewaere
`1/1980
`5/1980
`d'Orsay
`Bergkvist
`8/1980
`Ishikawa et al.
`9/1980
`Claude et al.
`1/1982
`Kawai et al.
`4/1986
`R/1958
`Kretschmer et al.
`12/1988
`Ahrendt
`Miyauchi et al.
`5/1989
`Miyauchi et al.
`9/1989
`Soardo
`9/1989
`Hatanaka et al.
`9/1989
`Matsumoto et al.
`1/1990
`Fukuda et al.
`3/1990
`FOREIGN PATENT DOCUMENTS
`
`EXAMINER
`INITIAL
`
`DOCUMENT
`NUMBER
`EP0306611
`
`DATE
`
`COUNTRY
`
`CLASS
`
`3/1989
`
`E.P.O.
`
`SUBCLAS
`S
`
`TRANSLATION
`YES (cid:9)
`NO
`(abstract)
`
`OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, Etc.)
`
`DATE CONSIDERED
`EXAMINER: Initial if citation considered, whether or not citation is in conformance with MPEP 609; Draw line through
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`
`
`SEP 2 5 2003
`14, (cid:9)
`c4". (cid:9)
`4 rRADEklk (cid:9)
`
`U.S. DEPARTMENT OF COMMERCE
`AND TRADEMARK OFFICE
`PATENT
`
`k
`T
`•k,-)
`ORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`Page 2 of 4
`SERIAL NO.
`10/285,312
`
`ATTY. DOCKET NO.
`1-23649
`
`APPLICANT
`JAMES E. SMITH et al.
`
`FILING DATE
`October 31, 2002
`
`GROUP
`2875
`
`EXAMINER
`INITIAL
`
`DOCUMENT
`NUMBER
`4,908,560
`4,916,587
`4,943,893
`4,948,249
`5,060,120
`5,099,400
`5,158,352
`5,164,785
`5,181,429
`5,193,894
`5,331,393
`5,373,357
`5.392.111
`5,404,278
`5,426,571
`5,428,512
`5,485,265
`5,526,242
`5,550,717
`5,633,710
`
`U.S. PATENT DOCUMENTS
`
`DATE
`
`NAME
`
`CLASS
`
`SUBCLASS
`
`FILING DATE
`IF APPROPRIATE
`
`Shibata et al.
`3/1990
`Hirose et al.
`4/1990
`Shibata et al.
`7/1990
`Hopkins et al.
`8/1990
`Kobayashi et al.
`10/1991
`Lee
`3/1992
`Ikegami et al.
`10/1992
`Hopkins et al
`11/1992
`Sieber
`1/1993
`Lieter et al.
`3/1993
`Hopkins et al.
`7/1994
`Hopkins et al.
`12/1994
`Murata et al.
`2/1995
`Shibata et al.
`4/1995
`Jones
`6/1995
`Mouzas
`6/1995
`Hopkins
`1/1996
`Takahashi et al.
`6/1996
`Liao
`8/1996
`Kumra
`5/1997
`FOREIGN PATENT DOCUMENTS
`
`EXAMINER
`INITIAL
`
`DOCUMENT
`NUMBER
`
`DATE
`
`COUNTRY
`
`CLASS
`
`SUBCLASS
`
`TRANSLATION
`NO
`YES (cid:9)
`
`OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, Etc.)
`
`DATE CONSIDERED
`EXAMINER: Initial if citation considered, whether or not citation is in conformance with MPEP 609; Draw line through
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`
`
`, (cid:9)
`
`&
`
`SEP 2 5 2003
`-0
`-s•
`0
`..... (cid:9)
`es 42. (cid:9)
`46
`ORMATION DISCLOSURE
`
`4' IR i, DBV \ (cid:9)
`STATEMENT BY APPLICANT
`
`U.S. DEPARTMENT OF COMMERCE
`PATENT AND TRADEMARK OFFICE
`
`Page 3 of 4
`SERIAL NO.
`10/285,312
`
`ATTY. DOCKET NO.
`1-23649
`
`APPLICANT
`JAMES E. SMITH et al.
`
`FILING DATE
`October 31, 2002
`
`GROUP
`2875
`
`EXAMINER
`INITIAL
`
`DOCUMENT
`NUMBER
`5,660,454
`5,707,129
`5,751,832
`5,779,342
`5,781,105
`5,785,405
`5,868,488
`5,877,680
`5,896,011
`5,907,196
`5,920,386
`5,938,319
`f 0'77 A7R
`6,010,237
`6,049,749
`6,097,156
`6,118,113
`6,142,655
`6,144,159
`6,176,590
`
`U.S. PATENT DOCUMENTS
`
`DATE
`
`NAME
`
`CLASS
`
`SUBCLASS
`
`FILING DATE
`IF APPROPRIATE
`
`Mori et al.
`8/1997
`Kobayashi
`1/1998
`Panter et al.
`5/1998
`Kluge
`7/1998
`Bitar et al.
`7/1998
`Huhn
`7/1998
`Speak et al.
`2/1999
`Okuchi et al.
`3/1999
`Zillgitt
`4/1999
`Hayami et al.
`5/1999
`Panter et al.
`7/1999
`Hege
`8/1999
`1 1 /1 999
`Miller et al
`Gotou
`1/2000
`Kobayashi
`4/2000
`Diep
`8/2000
`Hibbard et al.
`9/2000
`Zillgitt et al.
`11/2000
`Lopez et al.
`11/2000
`Prevost et al.
`1/2001
`FOREIGN PATENT DOCUMENTS
`
`EXAMINER
`INITIAL
`
`DOCUMENT
`NUMBER
`
`DATE
`
`COUNTRY
`
`CLASS
`
`SUBCLASS
`
`TRANSLATION
`NO
`YES (cid:9)
`
`OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, Etc.)
`
`DATE CONSIDERED
`EXAMINER: Initial if citation considered, whether or not citation is in conformance with MPEP 609; Draw line through
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`
`
`-0
`TA (cid:9)
`(4.' 49.. (cid:9)
`
`U.S. DEPARTMENT OF COMMERCE
`pATENT AND TRADEIVIARK OFFICE
`
`ATTY. DOCKET NO.
`1-23649
`
`TRADED
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`APPLICANT
`JAMES E. SMITH et al.
`
`Page 4 of 4
`SERIAL NO.
`10/285,312
`
`EXAMINER
`INITIAL
`
`DOCUMENT
`NUMBER
`6,183,118
`6,193,398
`6,227,691
`6,231,216
`6,234,654
`6,281,632
`6,293,686
`2001/0019225
`
`FILING DATE
`October 31, 2002
`
`GROUP
`2875
`
`U.S. PATENT DOCUMENTS
`NAME
`
`DATE
`
`CLASS
`
`SUBCLASS
`
`FILING DATE
`IF APPROPRIATE
`
`2/2001
`2/2001
`5/2001
`5/2001
`5/2001
`8/2001
`9/2001
`9/2001
`
`Toda et al.
`Okuchi et al.
`Hogrefe et al.
`Frasch
`Okuchi et al.
`Stam et al.
`Hayami et al.
`Toda et al.
`
`EXAMINER
`INITIAL
`
`DOCUMENT
`NUMBER
`
`FOREIGN PATENT DOCUMENTS
`DATE
`COUNTRY
`
`CLASS
`
`SUBCLASS
`
`TRANSLATION
`YES (cid:9)
`NO
`
`OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, Etc.)
`
`DATE CONSIDERED
`EXAMINER: Initial if citation considered, whether or not citation is in conformance with MPEP 609; Draw line through
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.