`
`LT.
`co
`co
`
`5 0
`
`rn
`C')
`to
`
`5)4
`
`. 5.
`
`r
`
`0
`
`(11
`
`:a
`
`==12
`
`csa
`•=14 (cid:9)
`
`
`
`'61"'",n==7's
`tn ==lp
`
`U.S. UTILITY Patent Application
`PATENT DATE
`
`„,,,„SC (cid:9)
`
`ED
`
`CLASS
`
`'AUG 31 2004
`
`EXAMIf
`
`1'7112 (cid:9)
`
`czici:
`
`es dur ing F
`
`4ateral•spacar erosion or...enlpsed
`sputter cleanin,1
`
`PT0,2040.
`
`-
`
`ORIGINAL
`
`ISSUING CLASSIFICATION
`CROSS REFERENCE(S) (cid:9)
`
`•
`
`CLASS
`
`SUBCLASS
`77
`INTERNATIONAL CLASSIFICATION
`Hot L 2 (cid:9) i
`H Dl L
`2 (cid:9)
`/ 5 2
`H bl 1—
`2 9 / 4- 0
`,
`
`•
`
`TERMINAL
`DISCLAIMER
`
`CLASS
`5-7
`/1. 3
`
`.'"
`
`SUBCLASS (ONE SUBCLASS PER BLOCK)
`77 r 7
`'7
`6, 3 (74- ¡š 7 1 3? 2; 7
`
`*
`
`.
`LI Continued on Issue Slip Inside File Jacket
`
`DRAWINGS
`
`CLAIMS ALLOWED
`
`' Sheets IDrwg.
`
`Figs. Drwg.
`
`9
`
`1 8
`
`Print Fig.
`*...,L
`/
`
`Li The terMof. this patent
`SubSequent to. (cid:9)
`has been disclaimed.
`
`(date)
`
`/
`/ (cid:9)
`/ (cid:9)
`..r4:WiRMZaa:idislr---"'
`(Assistant Examiner) (cid:9)
`
`. (cid:9)
`
`44/0i4-
`
`(Date)
`
`[1 (cid:9) The term of this patent shall
`not extend bgyond the expiration date
`_ (cid:9)
`.
`of U.S Patent. No.
`
`,
`
`BRADLEY BM (cid:9)
`PRIMARY 1 . (cid:9)
`
`IStER
`'
`
`•
`
`fLi The terminal (cid:9)
`months of
`,this:patent have been disclaimed.
`
`ig
`v (cid:9)
`. (cid:9)
`
`Primary Examiner) (cid:9)
`
`el
`
`.1 17
`( ate)
`
`?i,
`
`.
`
`(Legal Instruments,Examiner) (cid:9)
`
`.(Date)
`
`Total Claims
`1 2.
`NOTICE OF ALLOWANCE MAILED
`
`Print Claim for 0.G.
`.
`
`it.
`
`031 (cid:9) (I'
`
`ISSUE-FEE'
`t
`Amount Due . „ ; ' D te 'Pai
`
`ISSUE BATCH NUMBER
`
`WARNING:
`The information disclosed herein may be restricted. (cid:9) Unauthorized disclosure may be prohibited by the United States Code Title 35, Sections 122, 181 and 368.
`Possession outside the U.S. Ratent & Trademark Office.is restricted to authorized employees and contractors only.
`FILED WITH: F.: DISK (CRF) 0 FICHE (cid:9)
`
`Form PTO-4Š6A
`(Rev. 6/99)
`
`CD-ROM
`(Attached in pocket on right inside flap)
`
`(FACE)
`
`Petitioner Hynix - HYNIX-1006
`
`1
`
`(cid:9)
`(cid:9)
`
`
`II -11
`
`;
`• S. f
`
`TIO N
`
`. CO
`I
`wzri6 Received (cid:9)
`, (Incl. C. of M.)- (cid:9)
`or
`Date Mailed (cid:9)
`
`PATENT APP (cid:9)
`
`111111111111 (cid:9)
`
`09540610
`
`S (cid:9)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
` L___, ,
`. .'i
`
`
`
`Date Received
`(Incl. C. of M.)
`
`Date Mailed
`
`4
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`46. (cid:9)
`
`47.
`
`48. (cid:9)
`
`49.
`
`50. (cid:9)
`
`51. (cid:9)
`
`52. (cid:9)
`
`53. (cid:9)
`
`54. (cid:9)
`
`55. (cid:9)
`
`56.
`
`57.
`
`'58.
`
`59.
`
`60.
`
`61.
`
`62. (cid:9)
`
`63.
`
`64.
`
`65. (cid:9)
`
`67. (cid:9)
`
`68.
`
`69.
`
`70.
`
`71.
`
`72. (cid:9)
`
`73. (cid:9)
`
`74. (cid:9)
`
`75. (cid:9)
`
`76. (cid:9)
`
`77. (cid:9)
`
`78. (cid:9)
`
`79. (cid:9)
`
`80. (cid:9)
`
`12.
`
`6..../3_az.
`
`
`
`1.3,-
`,
`14.
`
`,:• • (cid:9)
`'1(...6/1C2It'''
`
`
`-D (cid:9)
`
`
`(I 63 (cid:9)
`C1-04 tr;41'Ú4' (cid:9)
`63
`1. • (cid:9)
`' Or( 4.16 (.... -ecta, C34-4 )__ Si20A13 9, -
`/b (cid:9) ''?o- 63 (cid:9)
`181 (cid:9)
`hop ai, (cid:9) py 7o. O-S (cid:9)
`2ft4'b. (cid:9)
`2. ' z 0
`
`•
`i (cid:9)
`€y (cid:9)
`I 20.
`2. (cid:9) PK,61 1 (cid:9)
`Ik22 (cid:9)
`
`n
`
`-
`
`te. - ,44. c„\---/:. (cid:9)
`
`.-.)- (cid:9)
`
`24 n..,.•.- , (cid:9)
`
`1
`
`26.
`
`27.
`
`28.
`
`29.
`
`30.
`
`31.
`
`32.
`
`33.
`
`34.
`
`35.
`
`36.
`
`37.
`
`38.
`
`39.
`
`40.
`
`41.
`
`81*.' (cid:9)
`
`82. (cid:9)
`(LEFT OUTSIDE)
`
`2
`
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`
`
`17.7-
`
`• •---.."":"11%,—.2:
`
`SEARCHED
`
`
`
`SEARCH NOTES
`
`(INCLUDING SEARCH STRATEGY)
`
`•o (cid:9)
`
`•
`
`°
`
`' (cid:9) Class
`
`Sub.
`
`Date
`
`Exmr.
`
`aaSs /7
`
`C.- C
`
`
`'
`C._ e. (cid:9)
`
`)
`
`z
`
`(cid:9) y-
`
`75t s-W0( csc -
`.773-
`1
`776
`i
`.Y2ift.1
`.•z-1-53 & ; 573bfoš
`t 3 7
`4,
`,6 3ci
`2-57 ri 36p)
`4e/o--d-ek
`/
`el As-, 1, - .T.Al, cli.s c
`1/ (cid:9)
`61„,..e. g / , 4.(6... , (.... (cid:9) c.
`604-(.,1...e.)(
` c..14cl...cs
`( (cid:9) '
`,,
`c--- (.., 1° 12
`s.,),,,L--
`yzt-a-d
`r...
`-'(,
`CL'-4 6 )- 4- 1, ob. 0 .c.
`2-5-1 , 7 51-
`7P-5-
`76
`75i
`I
`/.0
`712.
`713
`65
`NEC 6311-
`437
`Is?
`,-S1
`
`ectArci-ed
`
`Date
`
`Exmr.
`
`AMT.; U5- I% PO 8.5
`3./2410 i
`FP03 5Po5P6 A"6143
`1
`v 3O/„-1
`131,4 (cid:9) Ti)
`
`c_ c.
`
`1
`c. r ..
`
`CA, n.scAtf. e I (cid:9) viti'l
`4e,if (cid:9) wi. wi,Aosor I/ q/07, C- c. (cid:9)
`C.
`3//w62--
`----A iievl (cid:9) 1,.); k,,
`
`.
`
`,B;(1 (cid:9) 12.)Aubterstek-
`
`.`-/4/Õ 1
`
`C-
`
`•
`
`•
`
`-
`
`I
`fV7/tP 4z. C. (cid:9) r.
`
`-
`
`,
`
`INTERFERENCE
`SEARCHED /-
`Class
`Sub.
`Date
`ErI.
`CA VTA-e-Ot
`/77°4L. C- C.-
`
`Subetos
`
`-,
`
`•
`
`•
`
`t
`.,P:
`
`,
`
`"
`
`..,
`' (cid:9)
`
`.
`, (cid:9) .
`
`, •
`
`(RIGHT OUTSIDE)
`
`3
`
`(cid:9)
`(cid:9)
`(cid:9)
`
`
`ISSUE SLIP STAPLE AREA (for additional cross
`
`POSITION
`
`INITIALS
`
`' (cid:9)
`
`ID--N
`
`
`
`tDATE
`
`°FEE DETERMINATION
`0.I.P.E. CLASSIFIER
`FORMALITY REVIEW
`RESPONSE FORMALITY REVIEW
`
`4.
`
`'
`VPIAVV
`
`,
`
`, d
`
`INDEX OF CLAIMS
`Rejactad (cid:9)
`N
`
`•
`"" (cid:9)
` AIIowa!
`— (Through numeral).:Oanceled
` Restricted
`
`A , (cid:9)
`0 (cid:9)
`
`Norr-elected
`Interference
`Appeal
` Objected
`
`Date
`
`Claim (cid:9)
`
`76 (cid:9)
`
`a: (cid:9)
`
`
`
`1
`
`'g
`
`mipm
`cl._
`
`
`-1111
`1111
`II
`IIII
`ric
`
`Claim (cid:9)
`
`Date
`
`Claim
`
`f ClEaa
`
`.
`
`.
`
`'
`
`.
`
`4,
`'r
`
`,
`
`
`
`... ..
`
`.
`
`•
`
`e
`,
`
`C"'
`c
`
`c.
`
`,
`
`Final
`
`81.
`101
`102'
`11
`104
`105'
`106
`:: 107
`..,,- 108.
`109
`110 -.
`111
`112
`113
`r
`11,
`115
`' 116
`117
`118
`119
`
`l
`
`120-.
`121
`122
`123
`124
`125
`126 '
`127 '
`128
`129 -
`— 130
`131
`132
`13
`13,
`13"
`13.
`
`13
`138 1
`139
`140
`141'
`14A:
`_ (cid:9)
`
`' (cid:9) - (cid:9) 14
`: (cid:9) 14,
`145
`146
`14
`14:
`
`14*
`151
`
`:,
`
`••.
`
`To
`
`To
`.5,
`0
`51
`52
`53
`54
`55
`56 -
`57
`58
`59
`60
`61
`62
`63
`64
`65
`66
`67
`68
`69
`70
`71
`72'
`73
`74
`75
`76
`77
`78
`79
`80
`81
`82
`83
`84
`85
`86
`87
`88
`89
`90
`91
`92
`93
`94
`95
`96
`97
`98 ,
`99
`100
`
`If more than 150 claimOr 10 actions
`staple additional sheet here
`
`(LEFT INSIDE)
`
`1'I
`,
`,
`
`j
`
`..
`
`,
`
`
`
`IIIII Fl
`— a
`7 (cid:9)
`,
`
`.2..11
`
`3
`/ 0.4.4
`
`:-.--=
`
`11.
`
`----
`
`v-
`—
`
`2:7.
`_
`
`411
`5
`6.
`7
`9
`
`III
`N/
`40
`' 41
`42
`43
`44
`45
`46,
`47
`48
`49
`50
`
`4
`
`(cid:9)
`(cid:9)
`(cid:9)
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`II
`111111111 1111
`11
`11
`Bib Data Sheet
`
`II
`111
`
`11
`
`II
`
`II V
`
`III (cid:9)
`
`FILING DATE
`03/31/2000
`
`RULE
`
`SERIAL NUMBER
`09/540,610
`
`APPLICANTS
`
`James E. Nulty, San Jose, CA;
`
`Christopher J. Petti, Mountain View, CA;
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virgima 22313-1450
`www.uspto.gov
`
`CONFIRMATION NO. 2171
`
`CLASS
`257
`
`GROUP ART UNIT
`2815
`
`ATTORNEY DOCKET
`NO.
`16820.P097
`
`
`** CONTINUING DATA
`This application is a DIV of 08/577,751 12/22/1995 PAT 6,066,555
`
`FOREIGN APPLICATIONS
`
`
`
`IF REQUIRED, FOREIGN FILING LICENSE GRANTED
`** 06/02/2000
`
`Foreign Priority clairo3d (cid:9)
`
`35 USC 119 (a-d) colditions met (cid:9)
`
`yes D no
`yes (:3 no El Met after Allowance
`erified and Acknoihiedged Examiner's Signature (cid:9)
`Initials
`
`1111nMINMENNIN
`
`DDRESS
`3320
`EVAN L =kW GROUP LLC
`566 WEST ADAMS, SUITE 350
`CHICAGO, IL
`60661
`
`STATE OR
`
`SHEETS
`
`TOTAL
`
`INDEPENDENT
`
`COUNTRY
`CA
`
`DRAWING
`8
`
`CLAIMS
`13
`
`CLAIMS
`2
`
`TITLE
`STRUCTURE HAVING REDUCED LATERAL SPACER EROSION
`
`FILING FEE
`
`RECEIVED
`990
`
`FEES: Authority has been given in Paper
`to charge/credit DEPOSIT ACCOUNT
`No. (cid:9)
`for following:
`No.
`
`(cid:9)+.10116111111111111
`
`D All Fees
`
`1.16 Fees ( Filing)
`
`El 1.17 Fees ( Processing Ext. of
`time)
`D 1.18 Fees ( Issue )
`1:1 Other (cid:9)
`
`
`
`5
`
`(cid:9)
`
`
`111111111111111111114$ (cid:9)
`Bib Data Sheet
`
`.J1111111111
`
`UNITED STATES DEPARTMENT OF COMMERCE
`Patent and Trademark Office
`Address: COMMISSIONER OF PATENTS AND TRADEMARKS
`Washington, D.C. 20231
`
`SERIAL NUMBER
`09/540,610
`
`FILING DATE
`03/31/2000
`RULE (cid:9)
`
`—
`
`F. • • (cid:9)
`
`,
`James E. Nulty, San Jose, CA;
`Christopher J. Petti, Mountain View, CA;
`
`** CONTINUING DATA *************************
`
`** FOREIGN APPLICATIONS ******************** (cid:9)
`
`CLASS
`438
`
`GROUP ART UNIT
`2812
`
`ATTORNEY
`DOCKET NO.
`16820.P097
`
`App
`0,k,., (cid:9) &,..t.„i 140. (cid:9) Go (cid:9)
`
`as
`5-S- (cid:9)
`—.
`
`) .0 7 /71 (cid:9)
`o'.5'5uC A (cid:9) 1,1 ej (cid:9) 2,3, x
`
`(cid:9) ri
`( Oe c. 7),
`
`C c.
`
`c -
`IF REQUIRED, FOREIGN FILING LICENSE GRANTED
`—
`** 06/02/2000 (cid:9)
`--
`Foreign Priority claimed (cid:9)
`' no
`1::1 yes (cid:9)
`35 USC 119 (a-d) conditions (cid:9) LI (cid:9)
`ilf (cid:9) Li
`no (cid:9)
`yes (cid:9)
`Met after
`met (cid:9)
`e.,t11,1 a rx. itzt At_ (cid:9)
`C...( .
`Verified and
`Acknowledged (cid:9)
`Examiner's Signature (cid:9)
`Initials
`VVISDRESt
`
`STATE OR
`COUNTRY
`CA
`
`SHEETS
`DRAWING
`8
`
`TOTAL
`CLAIMS
`13
`
`INDEPENDENT
`CLAIMS
`2
`
`Blakely Sokoloff Taylor & Zafman
`12400 Wilshire Boulevard
`Seventh Floor
`Los Angeles ,CA 90025
`
`TITLE
`
`—
`
`STRUCTURE HAVING REDUCED LATERAL SPACER EROSION
`r
`
`FILING FEE (cid:9)
`RECEIVED
`690
`
`
`'FEES: Authority has been given in Paper
`No. (cid:9)
`to charge/credit DEPOSIT ACCOUNT
`No. (cid:9)
`for following:
`
`U All Fees
`
`IZ1 1.16 Fees ( Filing)
`
`1:1 1.17 Fees ( Processing Ext. of
`time )
`
`0 1.18 Fees ( Issue )
`
`L.1 Other
`
`LI Credit
`
`6
`
`(cid:9)
`
`
`•UNXTEE) STATE,
`PATENT 'Afar)
`TRADEMARK OFF E
`
`11 11 1[111111111111 1111111111111111111 11 11
`Bib Data Sheet
`
`SERIAL NUMBER
`09/540,610
`
`Page 1 of 1
`
`.C‘trimiSialO'ner'fcir Piderit.s.
`Wash gton. DC 2021.
`' wvptcts:gov
`
`CONFIRMATION NO. 2171
`
`FILING DATE
`03/31/2000
`RULE
`
`CLASS
`257
`
`GROUP ART UNIT
`2815
`
`ATTORNEY
`DOCKET NO.
`16820.P097
`
`APPLICANTS
`James E. Nulty, San Jose, CA;
`Christopher J. Petti, Mountain View, CA;
`
`** CONTINUING DATA ************************* Ye5 (cid:9) P\ 111"L.'"."`' (cid:9)
`' C 4 VI, (cid:9)
`
`* FOREIGN APPLICATIONS ******************** ilon e
`
`( Pe _
`*S. 59/ 751 (cid:9)
`•
`'
`C4* (cid:9)
`755..ii:t (cid:9)
`0.0 . (cid:9) MI a 555 (cid:9)
`
`/:./
`
`
`
`
`
`IF REQUIRED, FOREIGN FILING LICENSE GRANTED
`06/02/2000
`1:.1 yes frifio
`Foreign Priority claimed (cid:9)
`35 USC 119 (a-d) conditions (cid:9) 0 yes Lid no ZI Metafter
`met
`(cid:9) _ r..
`(41 Allevige
`Verified and
`Ixaminer's Signature (cid:9)
`Acknowledged (cid:9)
`'.ADDRESS
`26263
`
`Initials
`
`STATE OR
`COUNTRY
`CA
`
`SHEETS
`DRAWING
`8
`
`TOTAL
`CLAIMS
`'.
`13 (cid:9)
`
`INDEPENDENT
`CLAIMS
`2
`
`TITLE
`
`STRUCTURE HAVING REDUCED LATERAL SPACER EROSION
`
`FILING FEE
`RECEIVED
`690
`
`FEES: Authority has been given in Paper
`No. (cid:9)
`to charge/credit DEPOSIT ACCOUNT
`No. (cid:9)
`for following:
`
`0 All Fees
`
`lj 1.16 Fees ( Filing )
`
`ZI 1.17 Fees ( Processing Ext. of
`time)
`
`1.18 Fees ( Issue )
`
`2 Other
`
`121 Credit
`
`PAW, PPPPP
`
`PPPPPP
`
`7
`
`(cid:9)
`(cid:9)
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United Sitar'', Pa in nt and 'Crud tam, rk Of San
`Addrces: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexanthin, Vilyiniu 22313-1450
`wv, W.1.1/11,g0V
`
`CONFIRMATION NO. 2171
`
`1111111111111111
`11
`Bib Data Sheet
`
`SERIAL NUMBER
`09/540,610
`
`..........,
`
`APPLICANTS
`
`FILING DATE
`03/31/2000
`
`RULE
`
`CLASS
`257
`
`GROUP ART UNIT
`2815
`
`ATTORNEY DOCKET
`NO,
`16820.P097
`
`,
`
`James E. Nulty, San Jose, CA;
`
`Christopher J. Petti, Mountain View, CA;
`
`
`** CONTINUING DATA
`This application is a DIV of 08/577,751 12/22/1995 PAT 6,066,555
`
`** FOREIGN APPLICATIONS ********************
`
`IF REQUIRED, FOREIGN FILING LICENSE GRANTED
`** 06/02/2000
`
`Foreign Priority claimed (cid:9)
`2 yes gil
`35 USC 119 (a-d) conditions met (cid:9) LI yes (cid:9)
`no 2 Met after Allowance
`Verified and Acknowledged Examiner's Signature (cid:9)
`
`Initials
`
`STATE OR
`
`SHEETS
`
`TOTAL
`
`INDEPENDENT
`
`COUNTRY
`CA
`
`DRAWNG
`8
`
`CLAIMS
`13
`
`CLAIMS
`2
`
`ADDRESS
`26263
`SONNENSCHEIN NATH & ROSENTHAL LLP (cid:9)
`P.O. BOX 061080
`WACKER DRIVE STATION, SEARS TOWER
`CHICAGO, IL
`60606-1080
`
`,
`
`TITLE
`STRUCTURE HAVING REDUCED LATERAL SPACER EROSION
`
`FILING FEE
`
`RECEIVED
`690
`
`FEES: Authority has been given in Paper
`No. (cid:9)
`to charge/credit DEPOSIT ACCOUNT
`No. (cid:9)
`for following:
`
`2 All Fees
`LI 1.16 Fees ( Filing)
`LI 1.17 Fees ( Processing Ext. of time)
`
`2 1.18 Fees ( Issue )
`
`2 Other
`2 Credit
`
`8
`
`
`
`PATENT APPLICATION SERIAL NO. (cid:9)
`
`
`
`U.S. DEPARTMENT OF COMMERCE
`PATENT AND TRADEMARK OFFICE
`FEE RECORD SHEET
`
`04/07/2000 JARTIS 00000006 09540610
`
`01 FC:101 (cid:9)
`
`690.00 OP
`
`PTO-1556
`(5/87)
`
`*U.S. GPO: 1999-459-082/19144
`
`9
`
`
`
`
`"Express Mail" mailing label number, EL3 (cid:9)
`Date of Deposit MARCH 31, 2000
`
`1742US.
`
`ODA /03
`intan
`
`To the AsOitariPamatConer for Patents:
`
`PATENT APPLICATION TRANSMITTAL LETTER
`
`Case No. 10200/12
`
`Transmitted herewith for filing is the patent application of: NULTY, et al. for: METHOD FOR ELIMINATING LATERAL SPACER
`
`EROSION ON ENCLOSED CONTACT TOPOGRAPHIES DURING RF SPUTTER CLEANING. Enclosed are:
`
`El (cid:9)
`O
`
`O
`
`O
`
`O
`E] (cid:9)
`
`8 sheet(s) of drawings, 34 pages of application (including title page), and the following Appendices:
`Declaration. (cid:9)
`Power of Attorney.
`
`Verified statement to establish small entity status under 37 CFR §§ 1.9 and 1.27. (cid:9)
`Assignment transmittal letter and Assignment of the invention to : (cid:9)
`
`
`COPY OF DECLARATION FROM PARENT APPLICATION (08/577,751); PRELIMINARY AMENDMENT.
`
`0
`1-n n
`rt,
`icz, .................
`. ,----i ........
`0 %..c. --•-n-•0
`. tz) --,----n 0
`
`0 --...., _______n------,. el
`tzt ......_--n- e)
`
`Col. 2
`Col. 1
`No. Filed No. Extra
`
`Claims as Filed
`I:or
`,r1Basic Fee
`0
`14-20
`' frotal Claims
`0
`2-3
`i,indep. Claims
`IYIultiple Dependent Claims Present
`:!If the difference in col. 1 is less than zero,
`énter "0" in col. 2. (cid:9)
`
`Small Entity
`Rate
`
`Fee
`$ 345
`
`x$9=
`x$39=
`+$130=
`
`Total
`
`or
`or
`Or
`Or
`Or
`or
`
`Other Than
`Smal Entit
`
`Rate
`
`x$18=
`x$78=
`+$260=
`
`Total
`
`Fee
`$ (cid:9)
`$
`$
`$
`
`690
`
`$690
`
`Please charge my Deposit Account No. 23-1925 in the amount of $: (cid:9)
`A check in the amount of $: 690.00 to cover the filing fee is enclosed.
`
`. A duplicate copy of this sheet is enclosed.
`
`The Assistant Commissioner is hereby authorized to charge payment of the following fees associated with this communication
`or credit any overpayment to Deposit Account No. 23-1925. A duplicate copy of this sheet is enclosed.
`•
`Any additional filing fees required under 37 CFR § 1.16.
`
`•
`
`Any patent application processing fees under 37 CFR §1.17.
`
`O
`
`The Assistant Commissioner is hereby authorized to charge payment of the following fees during the pendency of this
`application or credit any overpayment to Deposit Account No. 23-1925. A duplicate copy of this sheet is enclosed.
`Any filing fees under 37 CFR § 1.16 for presentation of extra claims.
`
`Any patent application processing fees under 37 CFR § 1.17.
`
`O
`
`The issue fee set in 37 CFR § 1.18 at or before mailing of the Notice of Allowance, pursuant to 37 CFR § 1.311(b).
`
`3/V
`Date
`
`Paul E. Rauch, Ph.D.
`BRINKS HOFER GILSON & LIONE
`Registration No. 38,591
`
`Rev. Nov-98
`X:\PER\10200-12 Transmittal letter 000331.doc
`
`10
`
`(cid:9)
`(cid:9)
`(cid:9)
`
`
`Our Reference: 16820.P097
`
`APPLICATION FOR UNITED STATES PATENT
`
`FOR
`
`METHOD FOR ELIMINATING LATERAL SPACER
`EROSION ON ENCLOSED CONTACT TOPOGRAPHIES
`DURING RF SPUTTER CLEANING
`
`Inventors: JAMES E. NULTY
`CHRISTOPHER J. PE ill
`
`Prepared by:
`
`BLAKELY SOKOLOFF TAYLOR & ZAFMAN
`12400 Wilshire Boulevard
`Seventh Floor
`Los Angeles, CA 90025
`(310) 207-3800
`
`I hereby certify that this correspondence is
`being deposited with the United States Postal'
`Service as Express Mail (Label No: 113 -7Ccotc'1 (.S1_
`in an envelope addressed to: Commissioner of Patents
`gton, D.C. 20231 on: Vsa)--titrve-22..., 119S—
`and (cid:9)
`(2,12a /9C
`
`Name
`
`Date
`
`11
`
`
`
`DACKGROUND OF THE INVENTION
`
`Field of the Invention:
`
`The invention relates to semiconductor device processes, and more
`
`particularly, to improved methods for etching openings in insulating layers and a
`
`5
`
`semiconductor device with well defined contact openings.
`
`Background of the Invention
`
`In the fabrication of semiconductor devices, numerous conductive device
`
`regions and layers are formed in or on a semiconductor substrate. The conductive
`
`regions and layers of the device are isolated from one another by a dielectric.
`
`10 (cid:9)
`
`Examples of dielectrics include silicon dioxide, Si02, tetraethyl orthosilicate glass
`
`("TEOS"), silicon nitrides, SixNy, silicon oxynitrides, SiOxNy(Hz), and silicon
`
`dioxide/silicon nitride/silicon dioxide ("ONO"). The dielectrics may be grown, or
`
`may be deposited by physical deposition (e.g., sputtering) or by a variety of chemical
`
`deposition methods and chemistries (e.g., chemical vapor deposition ("CVD")).
`
`15 Additionally, the dielectrics may be undoped or may be doped, for example with
`
`boron, phosphorous, or both, to form, for example, borophosphosilicate glass
`
`("BPSG"), phOsphosilicated glass ("PSG"), and borophosphosilicate tetraethyl
`
`orthosilicate glass ("BPTEOS").
`
`At sev al stages of the fabrication of semiconductor devices; it is necessary to
`
`972.
`20 make openings in e dielectric to allow for contact to underlying regions or layers.
`
`PA
`
`Generally, an opening "through a dielectric exposing a diffusion region or an
`
`opening through a dielect c layer between polysilicon and the first metal layer is
`
`called a "contact opening", wÌik an opening in other oxide layers such as an
`opening through an intermetal di ectric layer is referred to as a "via". For purposes
`
`JCS/W113/mp
`
`-1- N (cid:9)
`
`16820.P097
`
`12
`
`
`
`of the cla. ed invention, henceforth "contact opening" or "contact region" will be
`
`used to refer "to contact openings and/or via. The opening may expose a device
`
`region within ti- silicon substrate, such as a source or drain, or may expose some
`
`other layer or strutçre, for example, an underlying metallization layer, local
`
`interconnect layer, or' tructure such as a gate. After the opening has been formed
`
`exposing a port-ion of the egion or layer to be contacted, the opening is generally
`
`cleaned with a sputter etch, e.g., a Radio-Frequency ("RF") sputter etch, and then the
`
`opening is filled with a cond t\ive material deposited in the opening and in
`i.
`
`electrical contact with the under xingregiony. 1 .er.—
`
`10 (cid:9)
`
`To form the openings a patterning layer of photoresist is first formed over the
`
`dielectric layer having openings corresponding to the regions of the dielectric where
`
`the dielectric layer openings are to be formed. In most modern processes a dry etch
`
`is then performed wherein the wafer is exposed to a plasma, formed in a flow of one
`
`or more gases. Typically, one or more halocarbons and/or one or more other
`
`15
`
`halogenated compounds are used as the etchant gas. For example, CF4, CHF3 (Freon
`
`23), SF6, NF3, and other gases may be used as the etchant gas. Additionally, gases
`
`such as 02, Ar, Ni and others may be added to the gas flow. The particular gas
`
`mixture used will depend on, for example, the characteristics of the dielectric being
`
`etched, the stage of processing, the etch tool being used, and the desired etch
`
`20 (cid:9)
`
`characteristics, i.e., etch rate, sidewall slope, anisotropy, etc.
`
`Many of the etch characteristics are generally believed to be affected by
`
`polymer residues that deposit during the etch. For this reason, the fluorine to
`
`carbon (F/C) ratio in the plasma is considered an important determinant in the etch.
`
`In general, a plasma with a high F/C ratio will have a faster etch rate than a plasma
`
`25 with a low F/C ratio. At very low rates, i.e., high carbon content, polymer
`
`deposition occurs and etching ceases. The etch rate as a function of the F/C ratio is
`
`jCS/W113/mp (cid:9)
`
`-2- (cid:9)
`
`16820.P097
`
`13
`
`
`
`typically different for different materials. The difference is used to create a selective
`
`etch, by using a gas mixture that puts the F/C ratio in the plasma at a value that
`
`leads to etching at a reasonable rate for one material, and that leads to no etching or
`
`polymer deposition for another. For example, an etchant that has an etch rate ratio
`
`or a selectivity ratio of two to one for silicon nitride compared to silicon dioxide is
`
`an effective stripper of silicon nitride from the semiconductor substrate, because it
`
`will selectively strip silicon nitride over silicon dioxide on a substrate surface. An
`
`etchant that has an etch rate ratio or a selectivity ratio of 0.85 to one for silicon
`
`nitride compared to silicon dioxide is not considered an effective stripper of silicon
`
`10 nitride from the semiconductor substrate because the etchant will not effectively
`
`strip silicon nitride to the exclusion of silicon dioxide.
`
`The selectivity of the etch process is a useful parameter for monitoring the
`
`process based on the etch rate characteristic of the particular etchant. As noted
`
`above, particular etchants or etchant chemistries attack different materials at
`
`15
`
`different etch rates. With respect to dielectrics, for example, particular etchants
`attack silicon dioxide, BPTEOS, mos, and silicon nitride dielectrics at different rates.
`
`To make openings in a substrate comprising a contact region surrounded by
`
`different dielectric layers, e.g., a dielectric layer of TEOS surrounded by a dielectric
`
`layer of silicon nitride, a process will utilize different etchants to make openings
`
`20 (cid:9)
`
`through the different dielectrics. Thus, the different etch rates of particular dielectric
`
`layers for an etchant may be used to monitor the creation of an opening through a
`
`dielectric layer.
`
`Further, by adjusting the feed gases, the taper of the sidewall in the etched
`
`opening of the dielectric can be varied. If a low sidewall angle is desired, the
`
`25
`
`chemistry is adjusted to try to cause some polymer buildup on the sidewall.
`
`Conversely, if a steep sidewall angle is desired, the chemistry is adjusted to try to
`
`JCS/WTB/mp (cid:9)
`
`-3- (cid:9)
`
`16820.P097
`
`14
`
`
`
`prevent polymer buildup on the sidewall. Varying the etch gas pressure, for
`
`example, has a significant effect on the shape of the opening. This is because the
`
`etchant ions generally arrive in a direction perpendicular to the substrate surface,
`
`and hence strike the bottom surfaces of the unmasked substrate. The sidewalls of
`
`etched openings, meanwhile, are subjected to little or no bombardment. By
`
`increasing the pressure of the etch gas, the bombardment directed toward the
`
`sidewalls is increased; by decreasing the pressure of the etch gas, the bombardment
`
`directed toward the sidewalls is decreased. The changing of the etch chemistry is
`also directly related to selectivity. Etchants that provide a near 900 sidewall angle are
`
`10 generally not highly selective while highly selective etches typically produce a
`
`sloped sidewall.
`
`Following the dielectric etch(es) and prior to any conductive material
`
`deposition in a contact region, native oxide on top of the conducting layers in the
`
`contact region is removed or cleaned through a non-chemical sputter etch, e.g., an
`
`15 RF sputter etch. In addition to alleviating the contact region of native oxide, the
`
`sputter etch can erode any insulating dielectric layer or layers. Thus, the parameters
`
`of the sputter etch must be carefully monitored so as not to excessively erode the
`
`insulating dielectric layer(s) and expose other underlying conductive material.
`
`Exposing insulated conductive material adjacent to the conductive material in the
`
`20 (cid:9)
`
`contact region results in poor quality contacts or a short circuit through the
`
`underlying conductive material. For a thorough discussion of oxide etching, see S.
`
`Wolf and R.N. Tauber, Silicon Processing for the VLSI Era, Vol. 1, pp. 539-85 (1986).
`
`The preced (cid:9)
`
`discussion focused on the making of openings, e.g., contact
`
`openings, in dielectri material on a semiconductor substrate. The same principles
`
`are used in constructin device regions with a dielectric layer or layers. As
`
`geometries shrink, the for ing of discreet devices on a semiconductor substrate
`
`JCS/WTB/mp (cid:9)
`
`-4- (cid:9)
`
`16820.1)097
`
`15
`
`
`
`becomes mi:re:) cialzed. Specialized deposition and etching techniques permit
`
`the density of semiconitor elements on a single chip to greatly increase, which
`
`translates into larger memory, faste (cid:9)
`
`rating speeds, and reduced production costs.
`
`A typical metal oxide semiconductor (MOS) transistor, e.g., NMOS or PMOS
`
`transistor, generally includes source/drain regions in a substrate, and a gate
`
`electrode formed above the substrate between the source/drain regions and
`
`separated from the substrate by a relatively thin dielectric. Contact structures can be
`
`inserted to the source/drain regions and interlays can overlie the contact structures
`
`and connect neighboring contact structures. These contact structures to the
`
`10 diffusion region are isolated from the adjacent gate by dielectric spacer or shoulder
`
`portions. The dielectric spacer or shoulder portions also isolate the gate from the
`
`diffusion region.
`
`Conventional contact structures limit the area of the diffusion region, because
`
`the contact hole is aligned to these regions with a separate masking step, and extra
`
`15
`
`area must be allocated for misalignment. Proper alignment is necessary to avoid
`
`shorting the contact structure to the gate or the diffusion well. The larger contact
`
`area means a smaller density of elements on a structure. The larger contact area is
`
`also responsible for increased diffusion-to-substrate junction capacitance, which
`
`limits device speed.
`
`20 (cid:9)
`
`A self-aligned contact eliminates the alignment problems associated with
`
`conventional contact structures and increases the. device density of a structure. A ,
`
`self-aligned contact is a contact to a source or drain diffusion region. A self-aligned
`
`contact is useful in compact geometries because it can overlap a conducting area to
`
`which it is not supposed to make electrical contact and can overlap the edge of a
`
`25 (cid:9)
`
`diffusion region without shorting out to the well beneath. Consequently, less
`
`JCS/WT13/mp (cid:9)
`
`-5- (cid:9)
`
`16820.P097
`
`16
`
`
`
`contact area is needed and gates or conductive material lines, e.g., polysilicon lines,
`
`can be moved closer together allowing more gates or lines on a given substrate than
`
`traditional contacts.
`
`gure 1 illustrates a self-aligned contact between two gate structures. Figure
`
`1(A) is a e anar top view of the contact. Figure 1(B) is a planar cross-sectional view
`
`of a self-ali:, ed contact between a pair of gates taken through line 1(B) of Figure
`
`1(A). Figure 1 C) is a planar cross-sectional view of a self-aligned contact between a
`
`pair of gates tak through line 1(C) of Figure 1(A).
`
`The self-align
`
`contact is a contact to a source or drain diffusion region (n+
`
`10 or p+ silicon) 140 that
`
`n overlap the edge of the diffusion region 140 without
`
`shorting out to the well be eath the diffusion region 140. This can be seen most
`
`illustratively through Figure C). In Figure 1(C), the contact 130 does not lie directly
`
`in the diffusion region 140, but i misaligned and slightly overlaps the field oxide.
`
`In this illustration, the self-aligned contact is not directly over the diffusion region
`
`15 but extends over (i.e., overlaps) a wel portion 170. The self-aligned contact does not
`
`short to the well portion 170 because th self-aligned contact is separated from the
`
`well 170 by the field oxide.
`
`The self-aligned contact 130 is separate from a conducting polysilicon layer
`
`110 by an encapsulating dielectric layer 120 such at the contact 130 can also overlap
`
`20
`
`the polysilicon layer 110 without making electrical ontact to the layer 110 or gate.
`
`The polysilicon layer 110 is separated from the source drain diffusion region 140 by
`
`a dielectric spacer or shoulder 150 of the same or differe t dielectric material as the
`
`dielectric layer 120 directly above the conducting polysilic
`
`A distinct dielectric etch stop layer 125 overlies the enca sulating dielectric
`
`25
`
`layer 120. The etch stop layer 125 permits subsequent etching of\ the substrate
`
`JCS/WTB/mp (cid:9)
`
`-6- (cid:9)
`
`16820.P097
`
`17
`
`
`
`without ris of exposing the device structures and layers because the device
`
`structuring and (cid:9)
`
`ers are protected from excessive etching by the etch stop layer.
`
`The diffusion contact self-aligning because the structure can be etched to the
`
`substrate over the source rain diffusion region 140 while the dielectric spacer 150
`
`5 protects the polysilicon layer. (cid:9)
`
`Even
`Even if a photoresist that protects the polysilicon
`
`layer 110 from the etchant is misati ed with respect to the polysilicon layer 110, the
`
`dielectric spacer 150 prevents shorts t (cid:9)
`
`e polysilicon layer 110 when the contact (cid:9) 130
`
`is provided for the diffusion region 140. -
`
`e current practice with respect to forming contact regions, particularly self-
`
`\ 12h>
`aligned c. tact regions, that are in electrical contact with gates, interconnect lines, or
`10 (cid:9)
`
`other struc es in small feature size structures utilize etchants with high selectivity
`
`to protect unde ing regions, like the etch stop layer and the first insulating layer.
`
`Figure 2 demonstr es a typical prior art process of forming a sell-aligned contact
`
`region adjacent to a gate. In Figure 2(A), a gate oxide layer 210 is formed on a
`
`15
`
`substrate 200 with a conc\i‘ cting layer, for example a polysilicon layer 220, overlying
`
`the gate oxide layer 210, and n insulating layer, for example a TEOS layer 230,
`
`overlying the polysilicon layer 29,0. Adjacent to the polysilicon layer is a contact
`\\.
`opening region 270. The polysilico layer 220 is separated from the contact region
`
`270 by an insulating spacer portion, foi'xample a TEOS spacer portion 235. A
`
`20
`
`separate insulating or etch stop layer, for\ xample a silicon nitride layer 240 overlies
`
`the TEOS layer 230 and the contact region 2 . A blanket layer, for example a doped
`
`insulating layer like a BPTEOS layer 250, plana (cid:9)
`
`overlies the etch stop layer 240.
`
`A layer of photoresist material 280 overlies t e planarized BPTEOS layer 250
`
`to expose the contact opening 270. In Figure 2(A), a co ,tact opening 270 has been
`
`25
`
`opened through the BPTEOS layer 250. The etchant utili ed to make the opening
`
`had a high selectivity toward BPTEOS relative to silicon ru çie. When the contact
`
`JCS/WTB/mp (cid:9)
`
`-7- (cid:9)
`
`16820.P097
`
`18
`
`
`
`opening was through the BPTEOS material, the etchant did not etch or did not
`
`effectively di the silicon nitride layer 240 material. Hence the description of the
`
`silicon nitrideÌàyer 240 as an etch stop layer. The silicon nitride etch stop layer
`
`protected the under (cid:9)
`
`TEOS layer so that the polysilicon remains completely
`
`encapsulated.
`
`gure 2(A) illustrates an etch 260 to remove the silicon nitride etch stop layer
`(11.),fr 6((' 240. In t • etch illustrated in Figure 2(A), a high selectivity etch toward silicon
`nitride relati e to the underlying TEOS layer 230 material is practiced to efficiently
`
`etch the silicon tride layer and to protect the underlying 11,0S layer 230 from the
`
`10 etchant. An exam le of a high selectivity etch recipe to effectively strip silicon
`
`nitride as compared the TEOS layer is 30 sccm CHF3 and 30 sccm 02 at 60 mtorr
`
`and 100 watts of power. The result of the high selectivity etch is illustrated in Figure
`
`2(B).
`
`Figure 2(B) shows that tke silicon nitride selective etch effectively removed
`silicon nitride 240 from the conta opening 270. The selective etch for silicon
`
`15
`
`nitride compared to TEOS material, owever, left the TEOS layer 230 with a spacer
`
`portion 235 wherein the spacer portion sloping or tapered toward the contact
`
`opening. This result follows even where e spacer portion 235 is originally
`
`substantially rectangular as in Figure 2(A). (cid:9)
`
`properties of the highly selective
`
`20
`
`etch of the overlying etch stop layer will transfs m a substantially rectangular spacer
`
`into a sloped spacer. Figure 2(B) presents a polys con layer 220 encapsulated in a
`
`i hOS layer 230 with a spacer portion 235 adjacent to e contact opening 270, the
`
`spacer portion 235 having an angle 290 that is less than 5°.
`
`In addition to providing stopping points or selectivi between materials, the
`
`25
`
`use of high selectivity etches to form sloped spacer portions is the preferred practice
`
`JCS/WTB/mp (cid:9)
`
`-8- (cid:9)
`
`16820.P097
`
`19
`
`
`
`because the slo ed shape will result in good step coverage by the metal that is
`
`deposited into it. The filling of contact openings or gaps (