throbber
0
`
`LT.
`co
`co
`
`5 0
`
`rn
`C')
`to
`
`5)4
`
`. 5.
`
`r
`
`0
`
`(11
`
`:a
`
`==12
`
`csa
`•=14 (cid:9)
`
`
`
`'61"'",n==7's
`tn ==lp
`
`U.S. UTILITY Patent Application
`PATENT DATE
`
`„,,,„SC (cid:9)
`
`ED
`
`CLASS
`
`'AUG 31 2004
`
`EXAMIf
`
`1'7112 (cid:9)
`
`czici:
`
`es dur ing F
`
`4ateral•spacar erosion or...enlpsed
`sputter cleanin,1
`
`PT0,2040.
`
`-
`
`ORIGINAL
`
`ISSUING CLASSIFICATION
`CROSS REFERENCE(S) (cid:9)
`
`•
`
`CLASS
`
`SUBCLASS
`77
`INTERNATIONAL CLASSIFICATION
`Hot L 2 (cid:9) i
`H Dl L
`2 (cid:9)
`/ 5 2
`H bl 1—
`2 9 / 4- 0
`,
`
`•
`
`TERMINAL
`DISCLAIMER
`
`CLASS
`5-7
`/1. 3
`
`.'"
`
`SUBCLASS (ONE SUBCLASS PER BLOCK)
`77 r 7
`'7
`6, 3 (74- ¡š 7 1 3? 2; 7
`
`*
`
`.
`LI Continued on Issue Slip Inside File Jacket
`
`DRAWINGS
`
`CLAIMS ALLOWED
`
`' Sheets IDrwg.
`
`Figs. Drwg.
`
`9
`
`1 8
`
`Print Fig.
`*...,L
`/
`
`Li The terMof. this patent
`SubSequent to. (cid:9)
`has been disclaimed.
`
`(date)
`
`/
`/ (cid:9)
`/ (cid:9)
`..r4:WiRMZaa:idislr---"'
`(Assistant Examiner) (cid:9)
`
`. (cid:9)
`
`44/0i4-
`
`(Date)
`
`[1 (cid:9) The term of this patent shall
`not extend bgyond the expiration date
`_ (cid:9)
`.
`of U.S Patent. No.
`
`,
`
`BRADLEY BM (cid:9)
`PRIMARY 1 . (cid:9)
`
`IStER
`'
`
`•
`
`fLi The terminal (cid:9)
`months of
`,this:patent have been disclaimed.
`
`ig
`v (cid:9)
`. (cid:9)
`
`Primary Examiner) (cid:9)
`
`el
`
`.1 17
`( ate)
`
`?i,
`
`.
`
`(Legal Instruments,Examiner) (cid:9)
`
`.(Date)
`
`Total Claims
`1 2.
`NOTICE OF ALLOWANCE MAILED
`
`Print Claim for 0.G.
`.
`
`it.
`
`031 (cid:9) (I'
`
`ISSUE-FEE'
`t
`Amount Due . „ ; ' D te 'Pai
`
`ISSUE BATCH NUMBER
`
`WARNING:
`The information disclosed herein may be restricted. (cid:9) Unauthorized disclosure may be prohibited by the United States Code Title 35, Sections 122, 181 and 368.
`Possession outside the U.S. Ratent & Trademark Office.is restricted to authorized employees and contractors only.
`FILED WITH: F.: DISK (CRF) 0 FICHE (cid:9)
`
`Form PTO-4Š6A
`(Rev. 6/99)
`
`CD-ROM
`(Attached in pocket on right inside flap)
`
`(FACE)
`
`Petitioner Hynix - HYNIX-1006
`
`1
`
`(cid:9)
`(cid:9)
`

`
`II -11
`
`;
`• S. f
`
`TIO N
`
`. CO
`I
`wzri6 Received (cid:9)
`, (Incl. C. of M.)- (cid:9)
`or
`Date Mailed (cid:9)
`
`PATENT APP (cid:9)
`
`111111111111 (cid:9)
`
`09540610
`
`S (cid:9)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
` L___, ,
`. .'i
`
`
`
`Date Received
`(Incl. C. of M.)
`
`Date Mailed
`
`4
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`46. (cid:9)
`
`47.
`
`48. (cid:9)
`
`49.
`
`50. (cid:9)
`
`51. (cid:9)
`
`52. (cid:9)
`
`53. (cid:9)
`
`54. (cid:9)
`
`55. (cid:9)
`
`56.
`
`57.
`
`'58.
`
`59.
`
`60.
`
`61.
`
`62. (cid:9)
`
`63.
`
`64.
`
`65. (cid:9)
`
`67. (cid:9)
`
`68.
`
`69.
`
`70.
`
`71.
`
`72. (cid:9)
`
`73. (cid:9)
`
`74. (cid:9)
`
`75. (cid:9)
`
`76. (cid:9)
`
`77. (cid:9)
`
`78. (cid:9)
`
`79. (cid:9)
`
`80. (cid:9)
`
`12.
`
`6..../3_az.
`
`
`
`1.3,-
`,
`14.
`
`,:• • (cid:9)
`'1(...6/1C2It'''
`
`
`-D (cid:9)
`
`
`(I 63 (cid:9)
`C1-04 tr;41'Ú4' (cid:9)
`63
`1. • (cid:9)
`' Or( 4.16 (.... -ecta, C34-4 )__ Si20A13 9, -
`/b (cid:9) ''?o- 63 (cid:9)
`181 (cid:9)
`hop ai, (cid:9) py 7o. O-S (cid:9)
`2ft4'b. (cid:9)
`2. ' z 0
`
`•
`i (cid:9)
`€y (cid:9)
`I 20.
`2. (cid:9) PK,61 1 (cid:9)
`Ik22 (cid:9)
`
`n
`
`-
`
`te. - ,44. c„\---/:. (cid:9)
`
`.-.)- (cid:9)
`
`24 n..,.•.- , (cid:9)
`
`1
`
`26.
`
`27.
`
`28.
`
`29.
`
`30.
`
`31.
`
`32.
`
`33.
`
`34.
`
`35.
`
`36.
`
`37.
`
`38.
`
`39.
`
`40.
`
`41.
`
`81*.' (cid:9)
`
`82. (cid:9)
`(LEFT OUTSIDE)
`
`2
`
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`

`
`17.7-
`
`• •---.."":"11%,—.2:
`
`SEARCHED
`
`
`
`SEARCH NOTES
`
`(INCLUDING SEARCH STRATEGY)
`
`•o (cid:9)
`
`•
`

`
`' (cid:9) Class
`
`Sub.
`
`Date
`
`Exmr.
`
`aaSs /7
`
`C.- C
`
`
`'
`C._ e. (cid:9)
`
`)
`
`z
`
`(cid:9) y-
`
`75t s-W0( csc -
`.773-
`1
`776
`i
`.Y2ift.1
`.•z-1-53 & ; 573bfoš
`t 3 7
`4,
`,6 3ci
`2-57 ri 36p)
`4e/o--d-ek
`/
`el As-, 1, - .T.Al, cli.s c
`1/ (cid:9)
`61„,..e. g / , 4.(6... , (.... (cid:9) c.
`604-(.,1...e.)(
` c..14cl...cs
`( (cid:9) '
`,,
`c--- (.., 1° 12
`s.,),,,L--
`yzt-a-d
`r...
`-'(,
`CL'-4 6 )- 4- 1, ob. 0 .c.
`2-5-1 , 7 51-
`7P-5-
`76
`75i
`I
`/.0
`712.
`713
`65
`NEC 6311-
`437
`Is?
`,-S1
`
`ectArci-ed
`
`Date
`
`Exmr.
`
`AMT.; U5- I% PO 8.5
`3./2410 i
`FP03 5Po5P6 A"6143
`1
`v 3O/„-1
`131,4 (cid:9) Ti)
`
`c_ c.
`
`1
`c. r ..
`
`CA, n.scAtf. e I (cid:9) viti'l
`4e,if (cid:9) wi. wi,Aosor I/ q/07, C- c. (cid:9)
`C.
`3//w62--
`----A iievl (cid:9) 1,.); k,,
`
`.
`
`,B;(1 (cid:9) 12.)Aubterstek-
`
`.`-/4/Õ 1
`
`C-
`
`•
`
`•
`
`-
`
`I
`fV7/tP 4z. C. (cid:9) r.
`
`-
`
`,
`
`INTERFERENCE
`SEARCHED /-
`Class
`Sub.
`Date
`ErI.
`CA VTA-e-Ot
`/77°4L. C- C.-
`
`Subetos
`
`-,
`
`•
`
`•
`
`t
`.,P:
`
`,
`
`"
`
`..,
`' (cid:9)
`
`.
`, (cid:9) .
`
`, •
`
`(RIGHT OUTSIDE)
`
`3
`
`(cid:9)
`(cid:9)
`(cid:9)
`

`
`ISSUE SLIP STAPLE AREA (for additional cross
`
`POSITION
`
`INITIALS
`
`' (cid:9)
`
`ID--N
`
`
`
`tDATE
`
`°FEE DETERMINATION
`0.I.P.E. CLASSIFIER
`FORMALITY REVIEW
`RESPONSE FORMALITY REVIEW
`
`4.
`
`'
`VPIAVV
`
`,
`
`, d
`
`INDEX OF CLAIMS
`Rejactad (cid:9)
`N
`
`•
`"" (cid:9)
` AIIowa!
`— (Through numeral).:Oanceled
` Restricted
`
`A , (cid:9)
`0 (cid:9)
`
`Norr-elected
`Interference
`Appeal
` Objected
`
`Date
`
`Claim (cid:9)
`
`76 (cid:9)
`
`a: (cid:9)
`
`
`
`1
`
`'g
`
`mipm
`cl._
`
`
`-1111
`1111
`II
`IIII
`ric
`
`Claim (cid:9)
`
`Date
`
`Claim
`
`f ClEaa
`
`.
`
`.
`
`'
`
`.
`
`4,
`'r
`
`,
`
`
`
`... ..
`
`.
`
`•
`
`e
`,
`
`C"'
`c
`
`c.
`
`,
`
`Final
`
`81.
`101
`102'
`11
`104
`105'
`106
`:: 107
`..,,- 108.
`109
`110 -.
`111
`112
`113
`r
`11,
`115
`' 116
`117
`118
`119
`
`l
`
`120-.
`121
`122
`123
`124
`125
`126 '
`127 '
`128
`129 -
`— 130
`131
`132
`13
`13,
`13"
`13.
`
`13
`138 1
`139
`140
`141'
`14A:
`_ (cid:9)
`
`' (cid:9) - (cid:9) 14
`: (cid:9) 14,
`145
`146
`14
`14:
`
`14*
`151
`
`:,
`
`••.
`
`To
`
`To
`.5,
`0
`51
`52
`53
`54
`55
`56 -
`57
`58
`59
`60
`61
`62
`63
`64
`65
`66
`67
`68
`69
`70
`71
`72'
`73
`74
`75
`76
`77
`78
`79
`80
`81
`82
`83
`84
`85
`86
`87
`88
`89
`90
`91
`92
`93
`94
`95
`96
`97
`98 ,
`99
`100
`
`If more than 150 claimOr 10 actions
`staple additional sheet here
`
`(LEFT INSIDE)
`
`1'I
`,
`,
`
`j
`
`..
`
`,
`
`
`
`IIIII Fl
`— a
`7 (cid:9)
`,
`
`.2..11
`
`3
`/ 0.4.4
`
`:-.--=
`
`11.
`
`----
`
`v-
`—
`
`2:7.
`_
`
`411
`5
`6.
`7
`9
`
`III
`N/
`40
`' 41
`42
`43
`44
`45
`46,
`47
`48
`49
`50
`
`4
`
`(cid:9)
`(cid:9)
`(cid:9)
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`II
`111111111 1111
`11
`11
`Bib Data Sheet
`
`II
`111
`
`11
`
`II
`
`II V
`
`III (cid:9)
`
`FILING DATE
`03/31/2000
`
`RULE
`
`SERIAL NUMBER
`09/540,610
`
`APPLICANTS
`
`James E. Nulty, San Jose, CA;
`
`Christopher J. Petti, Mountain View, CA;
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virgima 22313-1450
`www.uspto.gov
`
`CONFIRMATION NO. 2171
`
`CLASS
`257
`
`GROUP ART UNIT
`2815
`
`ATTORNEY DOCKET
`NO.
`16820.P097
`
`
`** CONTINUING DATA
`This application is a DIV of 08/577,751 12/22/1995 PAT 6,066,555
`
`FOREIGN APPLICATIONS
`
`
`
`IF REQUIRED, FOREIGN FILING LICENSE GRANTED
`** 06/02/2000
`
`Foreign Priority clairo3d (cid:9)
`
`35 USC 119 (a-d) colditions met (cid:9)
`
`yes D no
`yes (:3 no El Met after Allowance
`erified and Acknoihiedged Examiner's Signature (cid:9)
`Initials
`
`1111nMINMENNIN
`
`DDRESS
`3320
`EVAN L =kW GROUP LLC
`566 WEST ADAMS, SUITE 350
`CHICAGO, IL
`60661
`
`STATE OR
`
`SHEETS
`
`TOTAL
`
`INDEPENDENT
`
`COUNTRY
`CA
`
`DRAWING
`8
`
`CLAIMS
`13
`
`CLAIMS
`2
`
`TITLE
`STRUCTURE HAVING REDUCED LATERAL SPACER EROSION
`
`FILING FEE
`
`RECEIVED
`990
`
`FEES: Authority has been given in Paper
`to charge/credit DEPOSIT ACCOUNT
`No. (cid:9)
`for following:
`No.
`
`(cid:9)+.10116111111111111
`
`D All Fees
`
`1.16 Fees ( Filing)
`
`El 1.17 Fees ( Processing Ext. of
`time)
`D 1.18 Fees ( Issue )
`1:1 Other (cid:9)
`
`
`
`5
`
`(cid:9)
`

`
`111111111111111111114$ (cid:9)
`Bib Data Sheet
`
`.J1111111111
`
`UNITED STATES DEPARTMENT OF COMMERCE
`Patent and Trademark Office
`Address: COMMISSIONER OF PATENTS AND TRADEMARKS
`Washington, D.C. 20231
`
`SERIAL NUMBER
`09/540,610
`
`FILING DATE
`03/31/2000
`RULE (cid:9)
`
`—
`
`F. • • (cid:9)
`
`,
`James E. Nulty, San Jose, CA;
`Christopher J. Petti, Mountain View, CA;
`
`** CONTINUING DATA *************************
`
`** FOREIGN APPLICATIONS ******************** (cid:9)
`
`CLASS
`438
`
`GROUP ART UNIT
`2812
`
`ATTORNEY
`DOCKET NO.
`16820.P097
`
`App
`0,k,., (cid:9) &,..t.„i 140. (cid:9) Go (cid:9)
`
`as
`5-S- (cid:9)
`—.
`
`) .0 7 /71 (cid:9)
`o'.5'5uC A (cid:9) 1,1 ej (cid:9) 2,3, x
`
`(cid:9) ri
`( Oe c. 7),
`
`C c.
`
`c -
`IF REQUIRED, FOREIGN FILING LICENSE GRANTED
`—
`** 06/02/2000 (cid:9)
`--
`Foreign Priority claimed (cid:9)
`' no
`1::1 yes (cid:9)
`35 USC 119 (a-d) conditions (cid:9) LI (cid:9)
`ilf (cid:9) Li
`no (cid:9)
`yes (cid:9)
`Met after
`met (cid:9)
`e.,t11,1 a rx. itzt At_ (cid:9)
`C...( .
`Verified and
`Acknowledged (cid:9)
`Examiner's Signature (cid:9)
`Initials
`VVISDRESt
`
`STATE OR
`COUNTRY
`CA
`
`SHEETS
`DRAWING
`8
`
`TOTAL
`CLAIMS
`13
`
`INDEPENDENT
`CLAIMS
`2
`
`Blakely Sokoloff Taylor & Zafman
`12400 Wilshire Boulevard
`Seventh Floor
`Los Angeles ,CA 90025
`
`TITLE
`
`—
`
`STRUCTURE HAVING REDUCED LATERAL SPACER EROSION
`r
`
`FILING FEE (cid:9)
`RECEIVED
`690
`
`
`'FEES: Authority has been given in Paper
`No. (cid:9)
`to charge/credit DEPOSIT ACCOUNT
`No. (cid:9)
`for following:
`
`U All Fees
`
`IZ1 1.16 Fees ( Filing)
`
`1:1 1.17 Fees ( Processing Ext. of
`time )
`
`0 1.18 Fees ( Issue )
`
`L.1 Other
`
`LI Credit
`
`6
`
`(cid:9)
`

`
`•UNXTEE) STATE,
`PATENT 'Afar)
`TRADEMARK OFF E
`
`11 11 1[111111111111 1111111111111111111 11 11
`Bib Data Sheet
`
`SERIAL NUMBER
`09/540,610
`
`Page 1 of 1
`
`.C‘trimiSialO'ner'fcir Piderit.s.
`Wash gton. DC 2021.
`' wvptcts:gov
`
`CONFIRMATION NO. 2171
`
`FILING DATE
`03/31/2000
`RULE
`
`CLASS
`257
`
`GROUP ART UNIT
`2815
`
`ATTORNEY
`DOCKET NO.
`16820.P097
`
`APPLICANTS
`James E. Nulty, San Jose, CA;
`Christopher J. Petti, Mountain View, CA;
`
`** CONTINUING DATA ************************* Ye5 (cid:9) P\ 111"L.'"."`' (cid:9)
`' C 4 VI, (cid:9)
`
`* FOREIGN APPLICATIONS ******************** ilon e
`
`( Pe _
`*S. 59/ 751 (cid:9)
`•
`'
`C4* (cid:9)
`755..ii:t (cid:9)
`0.0 . (cid:9) MI a 555 (cid:9)
`
`/:./
`
`
`
`
`
`IF REQUIRED, FOREIGN FILING LICENSE GRANTED
`06/02/2000
`1:.1 yes frifio
`Foreign Priority claimed (cid:9)
`35 USC 119 (a-d) conditions (cid:9) 0 yes Lid no ZI Metafter
`met
`(cid:9) _ r..
`(41 Allevige
`Verified and
`Ixaminer's Signature (cid:9)
`Acknowledged (cid:9)
`'.ADDRESS
`26263
`
`Initials
`
`STATE OR
`COUNTRY
`CA
`
`SHEETS
`DRAWING
`8
`
`TOTAL
`CLAIMS
`'.
`13 (cid:9)
`
`INDEPENDENT
`CLAIMS
`2
`
`TITLE
`
`STRUCTURE HAVING REDUCED LATERAL SPACER EROSION
`
`FILING FEE
`RECEIVED
`690
`
`FEES: Authority has been given in Paper
`No. (cid:9)
`to charge/credit DEPOSIT ACCOUNT
`No. (cid:9)
`for following:
`
`0 All Fees
`
`lj 1.16 Fees ( Filing )
`
`ZI 1.17 Fees ( Processing Ext. of
`time)
`
`1.18 Fees ( Issue )
`
`2 Other
`
`121 Credit
`
`PAW, PPPPP
`
`PPPPPP
`
`7
`
`(cid:9)
`(cid:9)
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United Sitar'', Pa in nt and 'Crud tam, rk Of San
`Addrces: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexanthin, Vilyiniu 22313-1450
`wv, W.1.1/11,g0V
`
`CONFIRMATION NO. 2171
`
`1111111111111111
`11
`Bib Data Sheet
`
`SERIAL NUMBER
`09/540,610
`
`..........,
`
`APPLICANTS
`
`FILING DATE
`03/31/2000
`
`RULE
`
`CLASS
`257
`
`GROUP ART UNIT
`2815
`
`ATTORNEY DOCKET
`NO,
`16820.P097
`
`,
`
`James E. Nulty, San Jose, CA;
`
`Christopher J. Petti, Mountain View, CA;
`
`
`** CONTINUING DATA
`This application is a DIV of 08/577,751 12/22/1995 PAT 6,066,555
`
`** FOREIGN APPLICATIONS ********************
`
`IF REQUIRED, FOREIGN FILING LICENSE GRANTED
`** 06/02/2000
`
`Foreign Priority claimed (cid:9)
`2 yes gil
`35 USC 119 (a-d) conditions met (cid:9) LI yes (cid:9)
`no 2 Met after Allowance
`Verified and Acknowledged Examiner's Signature (cid:9)
`
`Initials
`
`STATE OR
`
`SHEETS
`
`TOTAL
`
`INDEPENDENT
`
`COUNTRY
`CA
`
`DRAWNG
`8
`
`CLAIMS
`13
`
`CLAIMS
`2
`
`ADDRESS
`26263
`SONNENSCHEIN NATH & ROSENTHAL LLP (cid:9)
`P.O. BOX 061080
`WACKER DRIVE STATION, SEARS TOWER
`CHICAGO, IL
`60606-1080
`
`,
`
`TITLE
`STRUCTURE HAVING REDUCED LATERAL SPACER EROSION
`
`FILING FEE
`
`RECEIVED
`690
`
`FEES: Authority has been given in Paper
`No. (cid:9)
`to charge/credit DEPOSIT ACCOUNT
`No. (cid:9)
`for following:
`
`2 All Fees
`LI 1.16 Fees ( Filing)
`LI 1.17 Fees ( Processing Ext. of time)
`
`2 1.18 Fees ( Issue )
`
`2 Other
`2 Credit
`
`8
`
`

`
`PATENT APPLICATION SERIAL NO. (cid:9)
`
`
`
`U.S. DEPARTMENT OF COMMERCE
`PATENT AND TRADEMARK OFFICE
`FEE RECORD SHEET
`
`04/07/2000 JARTIS 00000006 09540610
`
`01 FC:101 (cid:9)
`
`690.00 OP
`
`PTO-1556
`(5/87)
`
`*U.S. GPO: 1999-459-082/19144
`
`9
`
`

`
`
`"Express Mail" mailing label number, EL3 (cid:9)
`Date of Deposit MARCH 31, 2000
`
`1742US.
`
`ODA /03
`intan
`
`To the AsOitariPamatConer for Patents:
`
`PATENT APPLICATION TRANSMITTAL LETTER
`
`Case No. 10200/12
`
`Transmitted herewith for filing is the patent application of: NULTY, et al. for: METHOD FOR ELIMINATING LATERAL SPACER
`
`EROSION ON ENCLOSED CONTACT TOPOGRAPHIES DURING RF SPUTTER CLEANING. Enclosed are:
`
`El (cid:9)
`O
`
`O
`
`O
`
`O
`E] (cid:9)
`
`8 sheet(s) of drawings, 34 pages of application (including title page), and the following Appendices:
`Declaration. (cid:9)
`Power of Attorney.
`
`Verified statement to establish small entity status under 37 CFR §§ 1.9 and 1.27. (cid:9)
`Assignment transmittal letter and Assignment of the invention to : (cid:9)
`
`
`COPY OF DECLARATION FROM PARENT APPLICATION (08/577,751); PRELIMINARY AMENDMENT.
`
`0
`1-n n
`rt,
`icz, .................
`. ,----i ........
`0 %..c. --•-n-•0
`. tz) --,----n 0
`
`0 --...., _______n------,. el
`tzt ......_--n- e)
`
`Col. 2
`Col. 1
`No. Filed No. Extra
`
`Claims as Filed
`I:or
`,r1Basic Fee
`0
`14-20
`' frotal Claims
`0
`2-3
`i,indep. Claims
`IYIultiple Dependent Claims Present
`:!If the difference in col. 1 is less than zero,
`énter "0" in col. 2. (cid:9)
`
`Small Entity
`Rate
`
`Fee
`$ 345
`
`x$9=
`x$39=
`+$130=
`
`Total
`
`or
`or
`Or
`Or
`Or
`or
`
`Other Than
`Smal Entit
`
`Rate
`
`x$18=
`x$78=
`+$260=
`
`Total
`
`Fee
`$ (cid:9)
`$
`$
`$
`
`690
`
`$690
`
`Please charge my Deposit Account No. 23-1925 in the amount of $: (cid:9)
`A check in the amount of $: 690.00 to cover the filing fee is enclosed.
`
`. A duplicate copy of this sheet is enclosed.
`
`The Assistant Commissioner is hereby authorized to charge payment of the following fees associated with this communication
`or credit any overpayment to Deposit Account No. 23-1925. A duplicate copy of this sheet is enclosed.
`•
`Any additional filing fees required under 37 CFR § 1.16.
`
`•
`
`Any patent application processing fees under 37 CFR §1.17.
`
`O
`
`The Assistant Commissioner is hereby authorized to charge payment of the following fees during the pendency of this
`application or credit any overpayment to Deposit Account No. 23-1925. A duplicate copy of this sheet is enclosed.
`Any filing fees under 37 CFR § 1.16 for presentation of extra claims.
`
`Any patent application processing fees under 37 CFR § 1.17.
`
`O
`
`The issue fee set in 37 CFR § 1.18 at or before mailing of the Notice of Allowance, pursuant to 37 CFR § 1.311(b).
`
`3/V
`Date
`
`Paul E. Rauch, Ph.D.
`BRINKS HOFER GILSON & LIONE
`Registration No. 38,591
`
`Rev. Nov-98
`X:\PER\10200-12 Transmittal letter 000331.doc
`
`10
`
`(cid:9)
`(cid:9)
`(cid:9)
`

`
`Our Reference: 16820.P097
`
`APPLICATION FOR UNITED STATES PATENT
`
`FOR
`
`METHOD FOR ELIMINATING LATERAL SPACER
`EROSION ON ENCLOSED CONTACT TOPOGRAPHIES
`DURING RF SPUTTER CLEANING
`
`Inventors: JAMES E. NULTY
`CHRISTOPHER J. PE ill
`
`Prepared by:
`
`BLAKELY SOKOLOFF TAYLOR & ZAFMAN
`12400 Wilshire Boulevard
`Seventh Floor
`Los Angeles, CA 90025
`(310) 207-3800
`
`I hereby certify that this correspondence is
`being deposited with the United States Postal'
`Service as Express Mail (Label No: 113 -7Ccotc'1 (.S1_
`in an envelope addressed to: Commissioner of Patents
`gton, D.C. 20231 on: Vsa)--titrve-22..., 119S—
`and (cid:9)
`(2,12a /9C
`
`Name
`
`Date
`
`11
`
`

`
`DACKGROUND OF THE INVENTION
`
`Field of the Invention:
`
`The invention relates to semiconductor device processes, and more
`
`particularly, to improved methods for etching openings in insulating layers and a
`
`5
`
`semiconductor device with well defined contact openings.
`
`Background of the Invention
`
`In the fabrication of semiconductor devices, numerous conductive device
`
`regions and layers are formed in or on a semiconductor substrate. The conductive
`
`regions and layers of the device are isolated from one another by a dielectric.
`
`10 (cid:9)
`
`Examples of dielectrics include silicon dioxide, Si02, tetraethyl orthosilicate glass
`
`("TEOS"), silicon nitrides, SixNy, silicon oxynitrides, SiOxNy(Hz), and silicon
`
`dioxide/silicon nitride/silicon dioxide ("ONO"). The dielectrics may be grown, or
`
`may be deposited by physical deposition (e.g., sputtering) or by a variety of chemical
`
`deposition methods and chemistries (e.g., chemical vapor deposition ("CVD")).
`
`15 Additionally, the dielectrics may be undoped or may be doped, for example with
`
`boron, phosphorous, or both, to form, for example, borophosphosilicate glass
`
`("BPSG"), phOsphosilicated glass ("PSG"), and borophosphosilicate tetraethyl
`
`orthosilicate glass ("BPTEOS").
`
`At sev al stages of the fabrication of semiconductor devices; it is necessary to
`
`972.
`20 make openings in e dielectric to allow for contact to underlying regions or layers.
`
`PA
`
`Generally, an opening "through a dielectric exposing a diffusion region or an
`
`opening through a dielect c layer between polysilicon and the first metal layer is
`
`called a "contact opening", wÌik an opening in other oxide layers such as an
`opening through an intermetal di ectric layer is referred to as a "via". For purposes
`
`JCS/W113/mp
`
`-1- N (cid:9)
`
`16820.P097
`
`12
`
`

`
`of the cla. ed invention, henceforth "contact opening" or "contact region" will be
`
`used to refer "to contact openings and/or via. The opening may expose a device
`
`region within ti- silicon substrate, such as a source or drain, or may expose some
`
`other layer or strutçre, for example, an underlying metallization layer, local
`
`interconnect layer, or' tructure such as a gate. After the opening has been formed
`
`exposing a port-ion of the egion or layer to be contacted, the opening is generally
`
`cleaned with a sputter etch, e.g., a Radio-Frequency ("RF") sputter etch, and then the
`
`opening is filled with a cond t\ive material deposited in the opening and in
`i.
`
`electrical contact with the under xingregiony. 1 .er.—
`
`10 (cid:9)
`
`To form the openings a patterning layer of photoresist is first formed over the
`
`dielectric layer having openings corresponding to the regions of the dielectric where
`
`the dielectric layer openings are to be formed. In most modern processes a dry etch
`
`is then performed wherein the wafer is exposed to a plasma, formed in a flow of one
`
`or more gases. Typically, one or more halocarbons and/or one or more other
`
`15
`
`halogenated compounds are used as the etchant gas. For example, CF4, CHF3 (Freon
`
`23), SF6, NF3, and other gases may be used as the etchant gas. Additionally, gases
`
`such as 02, Ar, Ni and others may be added to the gas flow. The particular gas
`
`mixture used will depend on, for example, the characteristics of the dielectric being
`
`etched, the stage of processing, the etch tool being used, and the desired etch
`
`20 (cid:9)
`
`characteristics, i.e., etch rate, sidewall slope, anisotropy, etc.
`
`Many of the etch characteristics are generally believed to be affected by
`
`polymer residues that deposit during the etch. For this reason, the fluorine to
`
`carbon (F/C) ratio in the plasma is considered an important determinant in the etch.
`
`In general, a plasma with a high F/C ratio will have a faster etch rate than a plasma
`
`25 with a low F/C ratio. At very low rates, i.e., high carbon content, polymer
`
`deposition occurs and etching ceases. The etch rate as a function of the F/C ratio is
`
`jCS/W113/mp (cid:9)
`
`-2- (cid:9)
`
`16820.P097
`
`13
`
`

`
`typically different for different materials. The difference is used to create a selective
`
`etch, by using a gas mixture that puts the F/C ratio in the plasma at a value that
`
`leads to etching at a reasonable rate for one material, and that leads to no etching or
`
`polymer deposition for another. For example, an etchant that has an etch rate ratio
`
`or a selectivity ratio of two to one for silicon nitride compared to silicon dioxide is
`
`an effective stripper of silicon nitride from the semiconductor substrate, because it
`
`will selectively strip silicon nitride over silicon dioxide on a substrate surface. An
`
`etchant that has an etch rate ratio or a selectivity ratio of 0.85 to one for silicon
`
`nitride compared to silicon dioxide is not considered an effective stripper of silicon
`
`10 nitride from the semiconductor substrate because the etchant will not effectively
`
`strip silicon nitride to the exclusion of silicon dioxide.
`
`The selectivity of the etch process is a useful parameter for monitoring the
`
`process based on the etch rate characteristic of the particular etchant. As noted
`
`above, particular etchants or etchant chemistries attack different materials at
`
`15
`
`different etch rates. With respect to dielectrics, for example, particular etchants
`attack silicon dioxide, BPTEOS, mos, and silicon nitride dielectrics at different rates.
`
`To make openings in a substrate comprising a contact region surrounded by
`
`different dielectric layers, e.g., a dielectric layer of TEOS surrounded by a dielectric
`
`layer of silicon nitride, a process will utilize different etchants to make openings
`
`20 (cid:9)
`
`through the different dielectrics. Thus, the different etch rates of particular dielectric
`
`layers for an etchant may be used to monitor the creation of an opening through a
`
`dielectric layer.
`
`Further, by adjusting the feed gases, the taper of the sidewall in the etched
`
`opening of the dielectric can be varied. If a low sidewall angle is desired, the
`
`25
`
`chemistry is adjusted to try to cause some polymer buildup on the sidewall.
`
`Conversely, if a steep sidewall angle is desired, the chemistry is adjusted to try to
`
`JCS/WTB/mp (cid:9)
`
`-3- (cid:9)
`
`16820.P097
`
`14
`
`

`
`prevent polymer buildup on the sidewall. Varying the etch gas pressure, for
`
`example, has a significant effect on the shape of the opening. This is because the
`
`etchant ions generally arrive in a direction perpendicular to the substrate surface,
`
`and hence strike the bottom surfaces of the unmasked substrate. The sidewalls of
`
`etched openings, meanwhile, are subjected to little or no bombardment. By
`
`increasing the pressure of the etch gas, the bombardment directed toward the
`
`sidewalls is increased; by decreasing the pressure of the etch gas, the bombardment
`
`directed toward the sidewalls is decreased. The changing of the etch chemistry is
`also directly related to selectivity. Etchants that provide a near 900 sidewall angle are
`
`10 generally not highly selective while highly selective etches typically produce a
`
`sloped sidewall.
`
`Following the dielectric etch(es) and prior to any conductive material
`
`deposition in a contact region, native oxide on top of the conducting layers in the
`
`contact region is removed or cleaned through a non-chemical sputter etch, e.g., an
`
`15 RF sputter etch. In addition to alleviating the contact region of native oxide, the
`
`sputter etch can erode any insulating dielectric layer or layers. Thus, the parameters
`
`of the sputter etch must be carefully monitored so as not to excessively erode the
`
`insulating dielectric layer(s) and expose other underlying conductive material.
`
`Exposing insulated conductive material adjacent to the conductive material in the
`
`20 (cid:9)
`
`contact region results in poor quality contacts or a short circuit through the
`
`underlying conductive material. For a thorough discussion of oxide etching, see S.
`
`Wolf and R.N. Tauber, Silicon Processing for the VLSI Era, Vol. 1, pp. 539-85 (1986).
`
`The preced (cid:9)
`
`discussion focused on the making of openings, e.g., contact
`
`openings, in dielectri material on a semiconductor substrate. The same principles
`
`are used in constructin device regions with a dielectric layer or layers. As
`
`geometries shrink, the for ing of discreet devices on a semiconductor substrate
`
`JCS/WTB/mp (cid:9)
`
`-4- (cid:9)
`
`16820.1)097
`
`15
`
`

`
`becomes mi:re:) cialzed. Specialized deposition and etching techniques permit
`
`the density of semiconitor elements on a single chip to greatly increase, which
`
`translates into larger memory, faste (cid:9)
`
`rating speeds, and reduced production costs.
`
`A typical metal oxide semiconductor (MOS) transistor, e.g., NMOS or PMOS
`
`transistor, generally includes source/drain regions in a substrate, and a gate
`
`electrode formed above the substrate between the source/drain regions and
`
`separated from the substrate by a relatively thin dielectric. Contact structures can be
`
`inserted to the source/drain regions and interlays can overlie the contact structures
`
`and connect neighboring contact structures. These contact structures to the
`
`10 diffusion region are isolated from the adjacent gate by dielectric spacer or shoulder
`
`portions. The dielectric spacer or shoulder portions also isolate the gate from the
`
`diffusion region.
`
`Conventional contact structures limit the area of the diffusion region, because
`
`the contact hole is aligned to these regions with a separate masking step, and extra
`
`15
`
`area must be allocated for misalignment. Proper alignment is necessary to avoid
`
`shorting the contact structure to the gate or the diffusion well. The larger contact
`
`area means a smaller density of elements on a structure. The larger contact area is
`
`also responsible for increased diffusion-to-substrate junction capacitance, which
`
`limits device speed.
`
`20 (cid:9)
`
`A self-aligned contact eliminates the alignment problems associated with
`
`conventional contact structures and increases the. device density of a structure. A ,
`
`self-aligned contact is a contact to a source or drain diffusion region. A self-aligned
`
`contact is useful in compact geometries because it can overlap a conducting area to
`
`which it is not supposed to make electrical contact and can overlap the edge of a
`
`25 (cid:9)
`
`diffusion region without shorting out to the well beneath. Consequently, less
`
`JCS/WT13/mp (cid:9)
`
`-5- (cid:9)
`
`16820.P097
`
`16
`
`

`
`contact area is needed and gates or conductive material lines, e.g., polysilicon lines,
`
`can be moved closer together allowing more gates or lines on a given substrate than
`
`traditional contacts.
`
`gure 1 illustrates a self-aligned contact between two gate structures. Figure
`
`1(A) is a e anar top view of the contact. Figure 1(B) is a planar cross-sectional view
`
`of a self-ali:, ed contact between a pair of gates taken through line 1(B) of Figure
`
`1(A). Figure 1 C) is a planar cross-sectional view of a self-aligned contact between a
`
`pair of gates tak through line 1(C) of Figure 1(A).
`
`The self-align
`
`contact is a contact to a source or drain diffusion region (n+
`
`10 or p+ silicon) 140 that
`
`n overlap the edge of the diffusion region 140 without
`
`shorting out to the well be eath the diffusion region 140. This can be seen most
`
`illustratively through Figure C). In Figure 1(C), the contact 130 does not lie directly
`
`in the diffusion region 140, but i misaligned and slightly overlaps the field oxide.
`
`In this illustration, the self-aligned contact is not directly over the diffusion region
`
`15 but extends over (i.e., overlaps) a wel portion 170. The self-aligned contact does not
`
`short to the well portion 170 because th self-aligned contact is separated from the
`
`well 170 by the field oxide.
`
`The self-aligned contact 130 is separate from a conducting polysilicon layer
`
`110 by an encapsulating dielectric layer 120 such at the contact 130 can also overlap
`
`20
`
`the polysilicon layer 110 without making electrical ontact to the layer 110 or gate.
`
`The polysilicon layer 110 is separated from the source drain diffusion region 140 by
`
`a dielectric spacer or shoulder 150 of the same or differe t dielectric material as the
`
`dielectric layer 120 directly above the conducting polysilic
`
`A distinct dielectric etch stop layer 125 overlies the enca sulating dielectric
`
`25
`
`layer 120. The etch stop layer 125 permits subsequent etching of\ the substrate
`
`JCS/WTB/mp (cid:9)
`
`-6- (cid:9)
`
`16820.P097
`
`17
`
`

`
`without ris of exposing the device structures and layers because the device
`
`structuring and (cid:9)
`
`ers are protected from excessive etching by the etch stop layer.
`
`The diffusion contact self-aligning because the structure can be etched to the
`
`substrate over the source rain diffusion region 140 while the dielectric spacer 150
`
`5 protects the polysilicon layer. (cid:9)
`
`Even
`Even if a photoresist that protects the polysilicon
`
`layer 110 from the etchant is misati ed with respect to the polysilicon layer 110, the
`
`dielectric spacer 150 prevents shorts t (cid:9)
`
`e polysilicon layer 110 when the contact (cid:9) 130
`
`is provided for the diffusion region 140. -
`
`e current practice with respect to forming contact regions, particularly self-
`
`\ 12h>
`aligned c. tact regions, that are in electrical contact with gates, interconnect lines, or
`10 (cid:9)
`
`other struc es in small feature size structures utilize etchants with high selectivity
`
`to protect unde ing regions, like the etch stop layer and the first insulating layer.
`
`Figure 2 demonstr es a typical prior art process of forming a sell-aligned contact
`
`region adjacent to a gate. In Figure 2(A), a gate oxide layer 210 is formed on a
`
`15
`
`substrate 200 with a conc\i‘ cting layer, for example a polysilicon layer 220, overlying
`
`the gate oxide layer 210, and n insulating layer, for example a TEOS layer 230,
`
`overlying the polysilicon layer 29,0. Adjacent to the polysilicon layer is a contact
`\\.
`opening region 270. The polysilico layer 220 is separated from the contact region
`
`270 by an insulating spacer portion, foi'xample a TEOS spacer portion 235. A
`
`20
`
`separate insulating or etch stop layer, for\ xample a silicon nitride layer 240 overlies
`
`the TEOS layer 230 and the contact region 2 . A blanket layer, for example a doped
`
`insulating layer like a BPTEOS layer 250, plana (cid:9)
`
`overlies the etch stop layer 240.
`
`A layer of photoresist material 280 overlies t e planarized BPTEOS layer 250
`
`to expose the contact opening 270. In Figure 2(A), a co ,tact opening 270 has been
`
`25
`
`opened through the BPTEOS layer 250. The etchant utili ed to make the opening
`
`had a high selectivity toward BPTEOS relative to silicon ru çie. When the contact
`
`JCS/WTB/mp (cid:9)
`
`-7- (cid:9)
`
`16820.P097
`
`18
`
`

`
`opening was through the BPTEOS material, the etchant did not etch or did not
`
`effectively di the silicon nitride layer 240 material. Hence the description of the
`
`silicon nitrideÌàyer 240 as an etch stop layer. The silicon nitride etch stop layer
`
`protected the under (cid:9)
`
`TEOS layer so that the polysilicon remains completely
`
`encapsulated.
`
`gure 2(A) illustrates an etch 260 to remove the silicon nitride etch stop layer
`(11.),fr 6((' 240. In t • etch illustrated in Figure 2(A), a high selectivity etch toward silicon
`nitride relati e to the underlying TEOS layer 230 material is practiced to efficiently
`
`etch the silicon tride layer and to protect the underlying 11,0S layer 230 from the
`
`10 etchant. An exam le of a high selectivity etch recipe to effectively strip silicon
`
`nitride as compared the TEOS layer is 30 sccm CHF3 and 30 sccm 02 at 60 mtorr
`
`and 100 watts of power. The result of the high selectivity etch is illustrated in Figure
`
`2(B).
`
`Figure 2(B) shows that tke silicon nitride selective etch effectively removed
`silicon nitride 240 from the conta opening 270. The selective etch for silicon
`
`15
`
`nitride compared to TEOS material, owever, left the TEOS layer 230 with a spacer
`
`portion 235 wherein the spacer portion sloping or tapered toward the contact
`
`opening. This result follows even where e spacer portion 235 is originally
`
`substantially rectangular as in Figure 2(A). (cid:9)
`
`properties of the highly selective
`
`20
`
`etch of the overlying etch stop layer will transfs m a substantially rectangular spacer
`
`into a sloped spacer. Figure 2(B) presents a polys con layer 220 encapsulated in a
`
`i hOS layer 230 with a spacer portion 235 adjacent to e contact opening 270, the
`
`spacer portion 235 having an angle 290 that is less than 5°.
`
`In addition to providing stopping points or selectivi between materials, the
`
`25
`
`use of high selectivity etches to form sloped spacer portions is the preferred practice
`
`JCS/WTB/mp (cid:9)
`
`-8- (cid:9)
`
`16820.P097
`
`19
`
`

`
`because the slo ed shape will result in good step coverage by the metal that is
`
`deposited into it. The filling of contact openings or gaps (

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket