ETSI TS 136 300 V8.4.0 (2008-04)
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`Technical Specification
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`Evolved Universal Terrestrial Radio Access (E-UTRA) and
`Evolved Universal Terrestrial Radio Access (E-UTRAN);
`Overall description;
`Stage 2
`(3GPP TS 36.300 version 8.4.0 Release 8)
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`Page 1 of 130
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`LG Electronics Exhibit 1008
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`3GPP TS 36.300 version 8.4.0 Release 8
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`ETSI TS 136 300 V8.4.0 (2008-04)
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`
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`Reference
`RTS/TSGR-0236300v840
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`Keywords
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`Important notice
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`Copyright Notification
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`No part may be reproduced except as authorized by written permission.
`The copyright and the foregoing restriction extend to reproduction in all media.
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`© European Telecommunications Standards Institute 2008.
`All rights reserved.
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`DECTTM, PLUGTESTSTM, UMTSTM, TIPHONTM, the TIPHON logo and the ETSI logo are Trade Marks of ETSI registered
`for the benefit of its Members.
`3GPPTM is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners.
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`3GPP TS 36.300 version 8.4.0 Release 8
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`ETSI TS 136 300 V8.4.0 (2008-04)
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`Intellectual Property Rights
`IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
`pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
`in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
`respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
`server (http://webapp.etsi.org/IPR/home.asp).
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`Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
`can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
`server) which are, or may be, or may become, essential to the present document.
`
`Foreword
`This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
`
`The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or
`GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.
`
`The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under
`http://webapp.etsi.org/key/queryform.asp.
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`3GPP TS 36.300 version 8.4.0 Release 8
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`ETSI TS 136 300 V8.4.0 (2008-04)
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`Contents
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`2
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`3
`3.1
`3.2
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`4
`4.1
`4.2
`4.2.1
`4.2.2
`4.3
`4.3.1
`4.3.2
`4.4
`4.5
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`Intellectual Property Rights ................................................................................................................................2
`Foreword.............................................................................................................................................................2
`Foreword.............................................................................................................................................................9
`Scope ......................................................................................................................................................10
`1
`References ..............................................................................................................................................10
`Definitions, symbols and abbreviations .................................................................................................11
`Definitions........................................................................................................................................................11
`Abbreviations ...................................................................................................................................................11
`Overall architecture ................................................................................................................................13
`Functional Split ................................................................................................................................................14
`Interfaces ..........................................................................................................................................................16
`S1 Interface.................................................................................................................................................16
`X2 Interface ................................................................................................................................................16
`Radio Protocol architecture ..............................................................................................................................16
`User plane ...................................................................................................................................................16
`Control plane ..............................................................................................................................................17
`Synchronization................................................................................................................................................18
`IP fragmentation ...............................................................................................................................................18
`Physical Layer for E-UTRA...................................................................................................................18
`Downlink Transmission Scheme......................................................................................................................20
`Basic transmission scheme based on OFDM..............................................................................................20
` Physical-layer processing ..........................................................................................................................20
`Physical downlink control channel .............................................................................................................20
`Downlink Reference signal.........................................................................................................................21
`Downlink multi-antenna transmission ........................................................................................................21
`MBSFN transmission..................................................................................................................................21
`Physical layer procedure.............................................................................................................................21
`Link adaptation .....................................................................................................................................21
`Power Control .......................................................................................................................................22
`Cell search.............................................................................................................................................22
`Physical layer measurements definition......................................................................................................22
`Uplink Transmission Scheme...........................................................................................................................22
`Basic transmission scheme .........................................................................................................................22
` Physical-layer processing ..........................................................................................................................23
`Physical uplink control channel ..................................................................................................................23
`Uplink Reference signal..............................................................................................................................24
`Random access preamble............................................................................................................................24
`Uplink multi-antenna transmission .............................................................................................................24
`Physical channel procedure.........................................................................................................................24
`Link adaptation .....................................................................................................................................24
`Uplink Power control ............................................................................................................................24
`Uplink timing control............................................................................................................................24
`Transport Channels...........................................................................................................................................25
`Mapping between transport channels and physical channels......................................................................26
`E-UTRA physical layer model .........................................................................................................................26
`Void ............................................................................................................................................................26
`Void ............................................................................................................................................................26
`Layer 2....................................................................................................................................................26
`MAC Sublayer..................................................................................................................................................28
`Services and Functions ...............................................................................................................................28
`Logical Channels ........................................................................................................................................28
`Control Channels .............................................................................................................................29
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`5
`5.1
`5.1.1
`5.1.2
`5.1.3
`5.1.4
`5.1.5
`5.1.6
`5.1.7
`5.1.7.1
`5.1.7.2
`5.1.7.3
`5.1.8
`5.2
`5.2.1
`5.2.2
`5.2.3
`5.2.4
`5.2.5
`5.2.6
`5.2.7
`5.2.7.1
`5.2.7.2
`5.2.7.3
`5.3
`5.3.1
`5.4
`5.4.1
`5.4.2
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`6
`6.1
`6.1.1
`6.1.2
`6.1.2.1
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`6.1.2.2
`6.1.3
`6.1.3.1
`6.1.3.2
`6.2
`6.2.1
`6.2.2
`6.3
`6.3.1
`6.3.2
`6.4
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`7
`7.1
`7.2
`7.3
`7.4
`7.5
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`8
`8.1
`8.2
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`Traffic Channels....................................................................................................................................29
`Mapping between logical channels and transport channels ........................................................................29
`Mapping in Uplink ................................................................................................................................29
`Mapping in Downlink ...........................................................................................................................30
`RLC Sublayer ...................................................................................................................................................31
`Services and Functions ...............................................................................................................................31
`PDU Structure.............................................................................................................................................31
`PDCP Sublayer.................................................................................................................................................32
`Services and Functions ...............................................................................................................................32
`PDU Structure.............................................................................................................................................32
`Data flows through Layer 2..............................................................................................................................33
`RRC........................................................................................................................................................33
`Services and Functions.....................................................................................................................................33
`RRC protocol states & state transitions............................................................................................................33
`Transport of NAS messages .............................................................................................................................34
`System Information ..........................................................................................................................................34
`RRC Procedures ...............................................................................................................................................35
`E-UTRAN identities...............................................................................................................................35
`E-UTRAN related UE identities.......................................................................................................................35
`Network entity related Identities ......................................................................................................................36
`ARQ and HARQ ....................................................................................................................................36
`9
`HARQ principles..............................................................................................................................................37
`9.1
`ARQ principles.................................................................................................................................................37
`9.2
`HARQ/ARQ interactions .................................................................................................................................37
`9.3
`10 Mobility..................................................................................................................................................37
`Intra E-UTRAN................................................................................................................................................38
`10.1
`Mobility Management in ECM-IDLE ........................................................................................................38
`10.1.1
`Cell selection.........................................................................................................................................38
`10.1.1.1
`Cell reselection......................................................................................................................................38
`10.1.1.2
`Handling in eNB ...................................................................................................................................39
`10.1.1.3
`Handling above eNB .............................................................................................................................39
`10.1.1.4
`Mobility Management Entity (MME) ...................................................................................................39
`10.1.1.5
`Mobility Management in ECM-CONNECTED..........................................................................................39
`10.1.2
`Handover...............................................................................................................................................40
`10.1.2.1
`C-plane handling .............................................................................................................................40
`10.1.2.1.1
`U-plane handling .............................................................................................................................43
`10.1.2.1.2
`Path Switch ...........................................................................................................................................44
`10.1.2.2
`Data forwarding ....................................................................................................................................44
`10.1.2.3
`For RLC-AM bearers ......................................................................................................................44
`10.1.2.3.1
`For RLC-UM bearers ......................................................................................................................45
`10.1.2.3.2
`Handling in eNB ...................................................................................................................................45
`10.1.2.4
`Handling above eNB .............................................................................................................................45
`10.1.2.5
`Mobility Management Entity (MME) ...................................................................................................45
`10.1.2.6
`Timing Advance....................................................................................................................................45
`10.1.2.7
`Measurements .............................................................................................................................................46
`10.1.3
`Intra-frequency neighbour (cell) measurements....................................................................................47
`10.1.3.1
`Inter-frequency neighbour (cell) measurements....................................................................................47
`10.1.3.2
`Paging and C-plane establishment ..............................................................................................................47
`10.1.4
`Random Access Procedure .........................................................................................................................48
`10.1.5
`Contention based random access procedure..........................................................................................48
`10.1.5.1
`Non-contention based random access procedure ..................................................................................50
`10.1.5.2
`Interaction model between L1 and L2/3 for Random Access Procedure ..............................................50
`10.1.5.3
`Radio Link Failure ......................................................................................................................................51
`10.1.6
`Radio Access Network Sharing ..................................................................................................................52
`10.1.7
`Handling of Roaming and Area Restrictions for UEs in ECM-CONNECTED..........................................52
`10.1.8
`Inter RAT .........................................................................................................................................................53
`10.2
`Cell reselection ...........................................................................................................................................53
`10.2.1
`Handover ....................................................................................................................................................53
`10.2.2
`Inter-RAT cell change order to GERAN with NACC ................................................................................54
`10.2.2a
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`Measurements .............................................................................................................................................54
`10.2.3
`Inter-RAT handovers from E-UTRAN .................................................................................................54
`10.2.3.1
`Inter-RAT handovers to E-UTRAN ......................................................................................................54
`10.2.3.2
`Inter-RAT cell reselection from E-UTRAN..........................................................................................55
`10.2.3.3
`Limiting measurement load at UE ........................................................................................................55
`10.2.3.4
`Network Aspects.........................................................................................................................................55
`10.2.4
`Mobility between E-UTRAN and Non-3GPP radio technologies....................................................................55
`10.3
`UE Capability Configuration ......................................................................................................................55
`10.3.1
`Mobility between E-UTRAN and cdma2000 network ...............................................................................55
`10.3.2
`Tunnelling of cdma2000 Messages over E-UTRAN between UE and cdma2000 Access Nodes ........56
`10.3.2.1
`Mobility between E-UTRAN and HRPD..............................................................................................57
`10.3.2.2
`Mobility from E-UTRAN to HRPD ................................................................................................57
`10.3.2.2.1
`HRPD System Information Transmission in E-UTRAN ...........................................................57
`10.3.2.2.1.1
`Measuring HRPD from E-UTRAN............................................................................................57
`10.3.2.2.1.2
`Idle Mode Measurement Control .........................................................................................57
`10.3.2.2.1.2.1
`Active Mode Measurement Control .....................................................................................58
`10.3.2.2.1.2.2
`Active Mode Measurement ..................................................................................................58
`10.3.2.2.1.2.3
`Pre-registration to HRPD Procedure..........................................................................................58
`10.3.2.2.1.3
`E-UTRAN to HRPD Cell Re-selection......................................................................................58
`10.3.2.2.1.4
`E-UTRAN to HRPD Handover..................................................................................................58
`10.3.2.2.1.5
`Mobility from HRPD to E-UTRAN ................................................................................................58
`10.3.2.2.2
`Mobility between E-UTRAN and cdma2000 1xRTT ...........................................................................59
`10.3.2.3
`Mobility from E-UTRAN to cdma2000 1xRTT..............................................................................59
`10.3.2.3.1
`cdma2000 1xRTT System Information Transmission in E-UTRAN.........................................59
`10.3.2.3.1.1
`Measuring cdma2000 1xRTT from E-UTRAN .........................................................................59
`10.3.2.3.1.2
`Idle Mode Measurement Control ...............................................................................................59
`10.3.2.3.1.2.1
`Active Mode Measurement Control...........................................................................................59
`10.3.2.3.1.2.2
`Active Mode Measurement........................................................................................................60
`10.3.2.3.1.2.3
`E-UTRAN to cdma2000 1xRTT Cell Re-selection....................................................................60
`10.3.2.3.1.3
`E-UTRAN to cdma2000 1xRTT Handover ...............................................................................60
`10.3.2.3.1.4
`Mobility from cdma2000 1xRTT to E-UTRAN..............................................................................60
`10.3.2.3.2
`Area Restrictions ..............................................................................................................................................60
`10.4
`Mobility to and from CSG cells .......................................................................................................................60
`10.5
`Inbound mobility to CSG cells ...................................................................................................................60
`10.5.1
`RRC_IDLE............................................................................................................................................60
`10.5.1.1
`RRC_CONNECTED.............................................................................................................................60
`10.5.1.2
`Outbound mobility from CSG cells ............................................................................................................61
`10.5.2
`RRC_IDLE............................................................................................................................................61
`10.5.2.1
`RRC_CONNECTED.............................................................................................................................61
`10.5.2.2
`Scheduling and Rate Control..................................................................................................................61
`11
`Basic Scheduler Operation ...............................................................................................................................61
`11.1
`Downlink Scheduling .................................................................................................................................61
`11.1.1
`Uplink Scheduling ......................................................................................................................................62
`11.1.2
`Void..................................................................................................................................................................62
`11.2
`Measurements to Support Scheduler Operation ...............................................................................................62
`11.3
`Rate Control of GBR and AMBR ....................................................................................................................62
`11.4
`Downlink ....................................................................................................................................................62
`11.4.1
`Uplink .........................................................................................................................................................63
`11.4.2
`CQI reporting for Scheduling...........................................................................................................................63
`11.5
`12 DRX in RRC_CONNECTED ................................................................................................................63
`13 QoS.........................................................................................................................................................65
`QoS concept and bearer service architecture....................................................................................................65
`13.1
`Resource establishment and QoS signalling.....................................................................................................66
`13.2
`Security...................................................................................................................................................66
`Overview and Principles ..................................................................................................................................66
`Security termination points...............................................................................................................................67
`State Transitions and Mobility .........................................................................................................................68
`RRC_IDLE to RRC_CONNECTED ..........................................................................................................68
`RRC_CONNECTED to RRC_IDLE ..........................................................................................................68
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`14
`14.1
`14.2
`14.3
`14.3.1
`14.3.2
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`Intra E-UTRAN Mobility ...........................................................................................................................68
`14.3.3
`AS Key Change in RRC_CONNECTED.........................................................................................................69
`14.4
`Security Interworking.......................................................................................................................................69
`14.5
`15 MBMS....................................................................................................................................................69
`General .............................................................................................................................................................70
`15.1
`E-MBMS Logical Architecture...................................................................................................................70
`15.1.1
`E-MBMS User Plane Protocol Architecture...............................................................................................71
`15.1.2
`MBMS Cells.....................................................................................................................................................72
`15.2
`MBMS-dedicated cell .................................................................................................................................72
`15.2.1
`MBMS/Unicast-mixed cell .........................................................................................................................72
`15.2.2
`MBMS Transmission........................................................................................................................................73
`15.3
`General........................................................................................................................................................73
`15.3.1
`Single-cell transmission..............................................................................................................................73
`15.3.2
`Multi-cell transmission ...............................................................................................................................73
`15.3.3
`MBMS Reception States.................................................................................................................