`___________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`___________________
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`
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`ALARM.COM INCORPORATED
`Petitioner
`
`v.
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`VIVINT, INC.
`Patent Owner
`
`___________________
`
`Case IPR2016-00116
`Patent 6,147,601
`___________________
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`
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`VIVINT, INC.’S MANDATORY NOTICES
`PURSUANT TO 37 C.F.R. § 42.8(a)(2)
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`
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`
`
`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
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`
`
`
`
`
`
`
`
`Case IPR2016-00116
`Patent 6,147,601
`Pursuant to 37 C.F.R. § 42.8(a)(2), Patent Owner, Vivint, Inc., hereby files
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`
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`its Mandatory Notices.
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`I.
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`37 C.F.R. § 42.8(b)(1) – REAL PARTY-IN-INTEREST
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`The patent owner and real party-in-interest is Vivint, Inc.
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`II.
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`37 C.F.R. § 42.8(b)(2) – RELATED MATTERS
`A.
`Patent Owner notifies the Board of the following proceedings that may
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`Proceedings Before the USPTO Involving the Patent-at-Issue
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`affect or be affected by a decision in this proceeding.
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`This Inter Partes Review is one of thirteen petitions filed against six patents
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`owned by Patent Owner: U.S. Patent Nos. 7,884,713 (“the ’713 patent”), 6,924,727
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`(“the ’727 patent”), 6,535,123 (“the ’123 patent”), 6,717,513 (“the ’513 patent”),
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`6,462,654 (“the ’654 patent”), and 6,147,601 (“the ’601 patent”).
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`Patent No.
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`6,147,601
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`6,462,654
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`6,535,123
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`Case Caption
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2015-02004
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2016-00155
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2015-02003
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2016-00161
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2015-01995
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2016-00173
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`Filing Date
`September 30, 2015
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`November 5, 2015
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`September 30, 2015
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`November 6, 2015
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`September 28, 2015
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`November 9, 2016
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`1
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`
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`Patent No.
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`6,717,513
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`6,924,727
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`7,884,713
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`
`
`Case Caption
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2015-01997
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2016-00129
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2015-01977
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2015-02008
`Alarm.com, Inc., v. Vivint, Inc., Case
`IPR2015-01965
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2015-01967
`
`Case IPR2016-00116
`Patent 6,147,601
`Filing Date
`September 28, 2015
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`November 2, 2015
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`September 25, 2015
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`September 30, 2015
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`September 24, 2015
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`September 24, 2015
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`Litigation Involving the Patent-at-Issue
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`B.
`Patent Owner notifies the Board of the following litigation proceeding that
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`may affect or be affected by a decision in this proceeding:
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` Vivint, Inc. v. Alarm.com, Inc., Case No. 2:15-cv-00392 (D. Utah), filed
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`June 2, 2015.
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`C. U.S. Patents and Applications Related to the Patent-at-Issue
`Out of an abundance of caution and in accordance with the Office Patent
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`Trial Practice Guide, 77 Fed. Reg. 48756, 48760 (Aug. 14, 2012), Patent Owner
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`notifies the Board of related patents that may affect or be affected by a decision in
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`this proceeding:
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`2
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`
`
`Case IPR2016-00116
`Patent 6,147,601
` U.S. Patent Application No. 09/401,460, filed September 22, 1999 (now
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`
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`U.S. Patent No. 6,160,477, issued December 12, 2000);
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` U.S. Patent Application No. 09/433,767, filed November 3, 1999 (now
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`U.S. Patent No. 6,211,782, issued April 3, 2001);
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` U.S. Patent Application No. 09/578,137, filed May 24, 2000 (now U.S.
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`Patent No. 6,437,691, issued August 20, 2002);
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` U.S. Patent Application No. 09/932,552, filed August 17, 2001 (now U.S.
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`Patent No. 6,462,654, issued October 8, 2002);
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` U.S. Patent Application No. 10/093,589, filed March 8, 2002 (now U.S.
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`Patent No. 6,535,123, issued March 18, 2003); and
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` U.S. Patent Application No. 10/224,243, filed August 19, 2002 (now U.S.
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`Patent No. 6,717,513, issued April 6, 2004).
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`III. 37 C.F.R. § 42.8(b)(3) – LEAD AND BACK-UP COUNSEL
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`Patent Owner hereby designates lead and back-up counsel.
`
`Lead Counsel Robert Greene Sterne, Reg. No. 28,912
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 New York Avenue, N.W.
`Washington, D.C. 20005
`E-mail: rsterne-PTAB@skgf.com
`Tel.: 202-772-8555
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`Fax: 202-371-2540
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`3
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`Case IPR2016-00116
`Patent 6,147,601
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`Back-up Counsel Jason D. Eisenberg, Reg. No. 43,447
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 New York Avenue, N.W.
`Washington, D.C. 20005
`E-mail: jasone-PTAB@skgf.com
`Tel.: 202-371-8645
`Fax: 202-371-2540
`
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`IV. 37 C.F.R. § 42.8(b)(4) – SERVICE INFORMATION
`Please address all correspondence to the lead and back-up counsel as shown
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`above. Patent Owner consents to electronic service by e-mail at PTAB@skgf.com
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`and at all e-mail addresses provided above.
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`The Patent Trial and Appeal Board is hereby authorized to charge any fees
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`associated with IPR2016-00116 to Deposit Account 19-0036.
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`Respectfully submitted
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`/Jason D. Eisenberg/
`
`Jason D. Eisenberg
`Registration No. 43,447
`Attorney for Patent Owner – Vivint, Inc
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`Date: November 10, 2015
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`
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`1100 New York Avenue, N.W.
`Washington, D.C. 20005
`(202) 371-2600
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`Case IPR2016-00116
`Patent 6,147,601
`CERTIFICATE OF SERVICE (37 C.F.R. § 42.6(e))
`The undersigned hereby certifies that the foregoing VIVINT, INC.’S
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`
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`MANDATORY NOTICES PURSUANT TO 37 C.F.R. § 42.8(a)(2) and the
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`accompanying Power of Attorney were served in their entireties electronically via
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`e-mail on November 10, 2015 to the following counsel of record for Petitioner:
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`William H. Mandir (Lead Counsel)
`Roger G. Brooks (Back-up Counsel)
`Teena-Ann V. Sankoorikal (Back-up Counsel)
`Brian K. Shelton (Back-up Counsel)
`
`wmandir@sughrue.com
`rgbrooks@cravath.com
`tsankoor@cravath.com
`bshelton@sughrue.com
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`
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`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
` /Jason D. Eisenberg/
`
`Jason D. Eisenberg
`Registration No. 43,447
`Counsel for Patent Owner
`
`Date: November 10, 2015