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UNITED STATES PATENT AND TRADEMARK OFFICE
`___________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`___________________
`
`
`
`ALARM.COM INCORPORATED
`Petitioner
`
`v.
`
`VIVINT, INC.
`Patent Owner
`
`___________________
`
`Case IPR2016-00116
`Patent 6,147,601
`___________________
`
`
`
`
`VIVINT, INC.’S MANDATORY NOTICES
`PURSUANT TO 37 C.F.R. § 42.8(a)(2)
`
`
`
`
`
`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`

`
`
`
`
`
`Case IPR2016-00116
`Patent 6,147,601
`Pursuant to 37 C.F.R. § 42.8(a)(2), Patent Owner, Vivint, Inc., hereby files
`
`
`
`its Mandatory Notices.
`
`I.
`
`37 C.F.R. § 42.8(b)(1) – REAL PARTY-IN-INTEREST
`
`The patent owner and real party-in-interest is Vivint, Inc.
`
`II.
`
`37 C.F.R. § 42.8(b)(2) – RELATED MATTERS
`A.
`Patent Owner notifies the Board of the following proceedings that may
`
`Proceedings Before the USPTO Involving the Patent-at-Issue
`
`affect or be affected by a decision in this proceeding.
`
`This Inter Partes Review is one of thirteen petitions filed against six patents
`
`owned by Patent Owner: U.S. Patent Nos. 7,884,713 (“the ’713 patent”), 6,924,727
`
`(“the ’727 patent”), 6,535,123 (“the ’123 patent”), 6,717,513 (“the ’513 patent”),
`
`6,462,654 (“the ’654 patent”), and 6,147,601 (“the ’601 patent”).
`
`Patent No.
`
`6,147,601
`
`6,462,654
`
`6,535,123
`
`Case Caption
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2015-02004
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2016-00155
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2015-02003
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2016-00161
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2015-01995
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2016-00173
`
`Filing Date
`September 30, 2015
`
`November 5, 2015
`
`September 30, 2015
`
`November 6, 2015
`
`September 28, 2015
`
`November 9, 2016
`
`1
`
`

`
`
`
`Patent No.
`
`6,717,513
`
`6,924,727
`
`7,884,713
`
`
`
`
`
`Case Caption
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2015-01997
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2016-00129
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2015-01977
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2015-02008
`Alarm.com, Inc., v. Vivint, Inc., Case
`IPR2015-01965
`Alarm.com, Inc. v. Vivint, Inc., Case
`IPR2015-01967
`
`Case IPR2016-00116
`Patent 6,147,601
`Filing Date
`September 28, 2015
`
`November 2, 2015
`
`September 25, 2015
`
`September 30, 2015
`
`September 24, 2015
`
`September 24, 2015
`
`Litigation Involving the Patent-at-Issue
`
`B.
`Patent Owner notifies the Board of the following litigation proceeding that
`
`may affect or be affected by a decision in this proceeding:
`
` Vivint, Inc. v. Alarm.com, Inc., Case No. 2:15-cv-00392 (D. Utah), filed
`
`June 2, 2015.
`
`C. U.S. Patents and Applications Related to the Patent-at-Issue
`Out of an abundance of caution and in accordance with the Office Patent
`
`Trial Practice Guide, 77 Fed. Reg. 48756, 48760 (Aug. 14, 2012), Patent Owner
`
`notifies the Board of related patents that may affect or be affected by a decision in
`
`this proceeding:
`
`2
`
`

`
`
`
`Case IPR2016-00116
`Patent 6,147,601
` U.S. Patent Application No. 09/401,460, filed September 22, 1999 (now
`
`
`
`U.S. Patent No. 6,160,477, issued December 12, 2000);
`
` U.S. Patent Application No. 09/433,767, filed November 3, 1999 (now
`
`U.S. Patent No. 6,211,782, issued April 3, 2001);
`
` U.S. Patent Application No. 09/578,137, filed May 24, 2000 (now U.S.
`
`Patent No. 6,437,691, issued August 20, 2002);
`
` U.S. Patent Application No. 09/932,552, filed August 17, 2001 (now U.S.
`
`Patent No. 6,462,654, issued October 8, 2002);
`
` U.S. Patent Application No. 10/093,589, filed March 8, 2002 (now U.S.
`
`Patent No. 6,535,123, issued March 18, 2003); and
`
` U.S. Patent Application No. 10/224,243, filed August 19, 2002 (now U.S.
`
`Patent No. 6,717,513, issued April 6, 2004).
`
`III. 37 C.F.R. § 42.8(b)(3) – LEAD AND BACK-UP COUNSEL
`
`Patent Owner hereby designates lead and back-up counsel.
`
`Lead Counsel Robert Greene Sterne, Reg. No. 28,912
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 New York Avenue, N.W.
`Washington, D.C. 20005
`E-mail: rsterne-PTAB@skgf.com
`Tel.: 202-772-8555
`
`Fax: 202-371-2540
`
`
`
`3
`
`
`
`
`
`

`
`
`
`
`
`Case IPR2016-00116
`Patent 6,147,601
`
`Back-up Counsel Jason D. Eisenberg, Reg. No. 43,447
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 New York Avenue, N.W.
`Washington, D.C. 20005
`E-mail: jasone-PTAB@skgf.com
`Tel.: 202-371-8645
`Fax: 202-371-2540
`
`
`IV. 37 C.F.R. § 42.8(b)(4) – SERVICE INFORMATION
`Please address all correspondence to the lead and back-up counsel as shown
`
`above. Patent Owner consents to electronic service by e-mail at PTAB@skgf.com
`
`and at all e-mail addresses provided above.
`
`The Patent Trial and Appeal Board is hereby authorized to charge any fees
`
`associated with IPR2016-00116 to Deposit Account 19-0036.
`
`Respectfully submitted
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`/Jason D. Eisenberg/
`
`Jason D. Eisenberg
`Registration No. 43,447
`Attorney for Patent Owner – Vivint, Inc
`
`Date: November 10, 2015
`
`
`
`
`
`1100 New York Avenue, N.W.
`Washington, D.C. 20005
`(202) 371-2600
`
`
`
`4
`
`

`
`
`
`
`
`Case IPR2016-00116
`Patent 6,147,601
`CERTIFICATE OF SERVICE (37 C.F.R. § 42.6(e))
`The undersigned hereby certifies that the foregoing VIVINT, INC.’S
`
`
`
`MANDATORY NOTICES PURSUANT TO 37 C.F.R. § 42.8(a)(2) and the
`
`accompanying Power of Attorney were served in their entireties electronically via
`
`e-mail on November 10, 2015 to the following counsel of record for Petitioner:
`
`William H. Mandir (Lead Counsel)
`Roger G. Brooks (Back-up Counsel)
`Teena-Ann V. Sankoorikal (Back-up Counsel)
`Brian K. Shelton (Back-up Counsel)
`
`wmandir@sughrue.com
`rgbrooks@cravath.com
`tsankoor@cravath.com
`bshelton@sughrue.com
`
`
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
` /Jason D. Eisenberg/
`
`Jason D. Eisenberg
`Registration No. 43,447
`Counsel for Patent Owner
`
`Date: November 10, 2015

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