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Patent Electronic Filing
`
`Page 1 of 2
`
`Acknowledgement Receipt
`The USPTO has received your submission at 16:12:09 Eastern Time on 27-JAN-2016 by Deposit Account:
`061135.
`
`$ 160 fee paid by e-Filer via RAM with Confirmation Number: 2899.
`
`You have also pre-authorized the following payments from your USPTO Deposit Account:
`
`Charge any Additional Fees required under 37 CFR 1.16 (National application filing, search, and
`examination fees)
`Charge any Additional Fees required under 37 CFR 1.17 (Patent application and reexamination
`processing fees)
`
`eFiled Application Information
`EFS ID
`
`Application Number
`
`Confirmation Number
`
`Title
`
`First Named Inventor
`
`Customer Number or
`Correspondence Address
`
`Filed By
`
`Attorney Docket Number
`
`Filing Date
`
`Receipt Date
`
`Application Type
`
`24741011
`
`09050354
`
`6729
`
`SEMICONDUCTOR
`MEMORY DEVICE WITH
`REDUNDANCY CIRCUIT
`
`SHIGEYUKI NAKAZAWA
`
`22242
`Nicholas Todd
`Petersflamara was
`
`31-MAR—l998
`
`27-JAN—2Ul6
`
`Utility under 35 use 111
`{ai
`
`Application Details
`
`submitted Files
`
`CF33;
`
`666_Disc|aimer.pdf
`
`fee~info.pdf
`
`2
`
`2
`
`Document Description
`
`File Size Warnings
`
`§’ff]3%‘t°” di5‘"''‘'’‘'“e’5 99' MPEP
`
`273930 bytes oi PASS
`
`Fee Worksheet (5306)
`
`30414 bytes e PASS
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated
`documents, characterized by the applicant, and including page counts, where applicable. It serves as
`evidence of receipt similar to a Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`
`If a new application is being flied and the application includes the necessary components for a filing date {see
`37 CFR 1.S3[b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date
`shown on this Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`
`If a timely submission to enter the national stage of an international application is compliant with the
`
`httpsdfefs.uspto.gow'EFSWcbU1RegistercdfEFSAckReccipt?receipt=y&tranID=2016012?...
`112732016
`Patent Owner LMS - Exhibit 2001, p. 1
`
`

`
`Patent Electronic Filing
`
`Page 2 of2
`
`conditions of 35 U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance
`of the application as a national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing
`Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`
`If a new international application is being filed and the international application includes the necessary
`components for an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the
`International Application Number and of the International Filing Date (Form PCT/R0/105) will be issued in
`due course, subject to prescriptions concerning national security, and the date shown on this
`Acknowledgement Receipt will establish the international filing date of the application.
`
`If you need help:
`
`a To ask questions about Patent e—Fiiing, or to suggest improvements to the oniine system, or report
`technical probiems, piease caii the Patent Eiectronic Business Center at (866,1 217-919? (toii free) or
`send email’ to EBCQisnto. gov.
`in Send generai questions about USPTO programs to the USPTO Contact Center {UCC 2 .
`o For general questions regarding a petition, or requirements for fiiing a petition, Contact the Office of
`Petitions Help Desk at 1 800~786-9199.
`
`hitps:iiefs.uspto.gow’EFSWebUIRegisteredi’EFSAckReceipt?receipt=y&tranID=20160127...
`li27i2016
`Patent Owner LMS - Exhibit 2001, p. 2
`
`

`
`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`24?41n11
`
`09050354
`
`International Application Number:
`
`Confirmation Number:
`
`Title of Invention:
`
`SEIWCONDUCTOR MEMORY DEVICE WITH REDUNDANCY CTRCUTT
`
`First Named lnventormpplicant Name:
`
`SHIGEYUKI NAKAZAWA
`
`Customer Number:
`
`22242
`
`Filer:
`
`Nicholas Todd Peiersffamara was
`
`Filer Authorized By:
`
`Nicholas Todd Peters
`
`AttorneyDocketNumber:
`
`Receipt Date:
`
`Filing Date:
`
`27—JAN~2016
`
`31—MAR-1993
`
`‘
`
`Payment information:
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`Charge any Additional Fees required under 37 CFR 1.16 [National application filing, search, and examination fees)
`
`Charge any Additional Fees required under 3? CFR 1.1? {Patent application and reexamination processing fees}
`
`Patent Owner LMS - Exhibit 2001, p. 3
`
`

`
`File Listing:
`
`Document
`
`Warnings:
`Information:
`
`Warnings:
`Information:
`
`Document Description
`
`.
`
`.
`
`.
`
`File Name
`
`File Slze(Bytesi.-'
`
`Message Digest
`
`273 930
`
`Nlulti
`
`Pages
`
`(ifapp”
`
`Statutory disclaimers per MPEP 1490
`
`666__Disclairner.pdf
`
`Fee Worksheet (SE06)
`
`fee—info.pdf
`
`T10
`
`[10
`
`on:
`
`D2018Iallfiklldl)iI'5fl3I»I5?.1.IDIl515§U‘
`
`6-1: }'Bl'f76al l(a6lJ4»!(U9l(.‘| I 361108? l 2 3!.
`
`30414
`ah)‘
`
`|
`i
`
`Total Files Size {in byteslfl
`
`304344
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant. and including page counts. where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 1 1]
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(bl-id} and MPEP 506}, a Filing Receipt (37 CFR 1 .54} will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the fiiing date ofthe application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCTIDOIEOIBO3 indicating acceptance of the application asa
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A
`
`Iication Filed with the USPT
`
`sa Receivin Office
`
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number
`and of the International Filing Date {Form PCTIROI1 05] will be issued in clue course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`[he application.
`
`Patent Owner LMS - Exhibit 2001, p. 4
`
`

`
`PTOISBI43 (07-09)
`Approved for use through D7i31r2D12. OMB D651-U031
`|J.S. Patent and Trademark Office: U.5. DEPARTMENT OF COMMERCE
`Under the Pa ' rwork Refill.-Iclian Act of 1995. "19 9'3‘-‘"3 9"‘ "9'-|i|'Ed to resend to a cotlection or information unless it dis a s a valid OMB control number.
`
`Name of Patentee
`
`Patent Number
`
`1‘itle of Invention
`
`Docket Number (Optional)
`
`Date Patent issued
`
`Semiconductor Memory Device With Redundancy Circuit
`
`I hereby disclaim the following complete claims in the above identified patent: 1'3 and 5
`
`The extent of my interest in said patent is (if assignee of record. state liber and page. or reel and frame. where
`assignment is recorded): Attorney of record for assignee ofrecord at Reel 03 5042. Frame 0710
`
`The fee forthis disclaimer is set forth in 37 CFR 1.20(d).
`
`Patentee claims small entity status. See 37 CFR 1.27.
`
`Small entity status has already been established in this case. and is still proper.
`
`A check in the amount ofthe fee is enclosed.
`
`Payment by credit card. Form PTO-2038 is attached.
`
`The Director is hereby authorized to charge any fees which may be required or credit any
`overpayment to Deposit Account No.
`llfil I
`.
`
`WARNING: Information on this form may become public. Credit card information should not
`be included on this form. Provide credit card information and authorization on PTO—203B.
`
`Signed at Chicago
`
`. Slateof , this_2l_ dayof 20_l_6_.
`
`/Nicholas T. Pet:ers/
`Signature
`
`Nicholas T. Peters
`Typed or printed name of patenteei attorney or agent of record
`
`120 S. LaSalle Street Suite 1600
`
`Address
`
`Chicago, IL 60603
`
`City, State. Zip Code or Foreign Country as appiicable
`
`53456
`Registration Number. if
`applicable
`
`3 | g—§fZjZ—jZ1l§}li
`Telephone Number
`
`This collection of information is required by 3? CFR 1.321. The information rs required to obtain or retain a benefit by the public which is to tile (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 3? CFR 1.11 and 1.14. This collection is estimated to take ‘F2 minutes to
`complete. inctuding gathering. preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case.
`Any comments on the amount or time you require to complete this ronn andror suggestions for reducing this burden. should be sent to the Chief Information
`Dlfrcer.
`iJ.S. Patent and Trademark Otfice. US. Department or Commerce. F‘.O. Box 1450. Rlexandna, VA 22313-1450. 00 NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: commissioner for Patents, P.O. Box 1450. Alexandria. VA 22313-1450.
`
`if you need assistance in completing the form, call 1-800-PTO-9t99 and select option 2.
`
`Patent Owner LMS - Exhibit 2001, p. 5
`
`

`
`Privacy Act Statement
`
`The Privacy Act of 1974 {P.L. 93-579] requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2): (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process andior examine your submission related to a patent application or patent. If you do
`not furnish the requested information. the U.S. Patent and Trademark Office may not be abte to
`process andior examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form wiil be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of information Act.
`A record from this system of records may be disciosed, as a routine use, in the course of
`presenting evidence to a court, magistrate. or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual. to whom the record pertains. when the
`individual has requested assistance from the Member with respect to the subject matter ofthe
`record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 19?4. as
`amended. pursuant to 5 U.S.C. 552a(rn).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed. as a routine use, to another federal
`agency for purposes of National Security review {35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218{c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services. or hisiher designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs. under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other reievant (i.e., GSA or Commerce] directive. Such disclosure shall not
`be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed. subject to the limitations of 37
`CFR 1.14, as a routine use, to the public it the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local taw enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`Patent Owner LMS - Exhibit 2001, p. 6

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