`Date Filed: December 20, 2016
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`Filed On Behalf Of:
`Novartis AG
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`By:
`Nicholas N. Kallas
`NKallas@fchs.com
`ZortressAfinitorIPR@fchs.com
`(212) 218-2100
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`PAR PHARMACEUTICAL, INC.,
`BRECKENRIDGE PHARMACEUTICAL, INC.,
`AND ROXANE LABORATORIES, INC.,
`Petitioners,
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`v.
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`NOVARTIS AG,
`Patent Owner.
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`
`
`Case IPR2016-000841
`Patent No. 5,665,772
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`PATENT OWNER’S REQUEST FOR ORAL
`ARGUMENT PURSUANT TO 37 C.F.R. § 42.70(a)
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` 1
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` Breckenridge Pharmaceutical, Inc. was joined as a party to this proceeding via a
`Motion for Joinder in IPR2016-01023; Roxane Laboratories, Inc. was joined as a
`party via a Motion for Joinder in IPR2016-01102.
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`Pursuant to the April 29, 2016 Scheduling Order (Paper 9) in this
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`proceeding, as modified by the Order dated December 2, 2016 (Paper 45), and 37
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`C.F.R. § 42.70(a), Patent Owner Novartis AG requests that the Patent Trial and
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`Appeal Board hear oral argument on the issues below. As set forth in the
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`December 2, 2016 Order, and the Board’s email of the same date, oral argument is
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`scheduled for February 2, 2017, and the Board has confirmed the availability of
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`Hearing Room A on the morning of February 2, 2017.
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`Patent Owner respectfully requests 60 minutes of argument time.
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`Pursuant to 37 C.F.R. § 42.70(a), Patent Owner specifies the following
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`issues to be argued, without intent to waive consideration of any issue not
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`requested:
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`(1) Petitioners’ failure to meet their burden of establishing obviousness of
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`challenged claims 1-3 and 8-10 under either of the instituted Grounds, particularly
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`where:
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`(a) Neither Lemke nor Yalkowsky, alone or in combination, provides a
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`motivation to replace rapamycin’s C40 hydroxyl (-OH) group with a
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`different hydroxyl-containing group that additionally has an ether oxygen
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`and two methylenes (-OCH2CH2OH), with a reasonable expectation that the
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`modification will increase water solubility, because, inter alia:
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`1
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`(i) Lemke teaches that the addition of an ether oxygen (-O-) and two
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`methylene groups (-CH2CH2-), i.e., the groups present in everolimus
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`but not rapamycin, will have a net zero impact on water solubility;
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`(ii) Petitioners’ declarant Dr. Jorgensen admitted that Yalkowsky is
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`not analogous art;
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`(iii) Yalkowsky’s teachings about the ideal solubility of long-chain
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`derivatives of rigid molecules of intermediate size are not applicable
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`to the non-ideal solubility of rapamycin or everolimus in water; and
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`(iv) Yalkowsky’s entropy teachings (i.e., adding long flexible side
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`chains increases the change in entropy, which may increase ideal
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`solubility) cannot predict solubility in non-ideal solutions, as
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`solubility in non-ideal solutions requires consideration of how a given
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`modification impacts both entropy and enthalpy.
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`(b) A POSA seeking to increase rapamycin’s water solubility while
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`maintaining immunosuppressive activity would have pursued approaches
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`likely to meaningfully impact water solubility, such as formulation,
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`prodrugs, and water-soluble salts—not chemical synthesis of everolimus.
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`(c) The prior art contradicts Petitioners’ unsupported suggestion that a
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`POSA would consider only three specific compounds with “small” groups.
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`2
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`(d) Petitioners failed to apply the proper legal analysis and consider the art
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`as a whole prior to selecting a lead compound.
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`(e) The prior art fails to establish that rapamycin’s water solubility for
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`immunosuppressive use was a known problem that a POSA would have tried
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`to solve.
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`(f) The prior art fails to establish that a POSA would have reasonably
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`expected everolimus to have increased water solubility, similar
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`immunosuppressive activity as rapamycin, and/or its unique combination of
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`immunosuppressive and anti-tumor properties.
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`(g) Compelling objective indicia of non-obviousness concerning both
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`everolimus’s immunosuppressive and anti-tumor properties further support a
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`finding of non-obviousness.
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`(h) Concerning Ground 2, Hughes fails to provide a reasonable expectation
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`that everolimus’s methods of treatment would have been obvious.
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`(2) Petitioners’ reliance on evidence that fails to comply with the Federal
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`Rules of Evidence and/or 37 C.F.R. § 42, as set forth in Patent Owner’s Motion to
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`Exclude.
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`(3) Petitioners’ improper attempts to raise new arguments and cite new
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`evidence in their Reply (Paper 46) and accompanying declarations (Exhibits 1118
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`and 1119), that should have been included in the Petition.
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`3
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`(4) Petitioners’ mischaracterization in their Reply (Paper 46) of many of the
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`arguments set forth in Patent Owner’s Response (Paper 27).
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`(5) Any other issues raised by Petitioners in a request for oral argument,
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`motion to exclude, or any other paper filed by Petitioners before oral argument.
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`(6) Any other issues that the Board deems necessary.
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`Patent Owner requests the ability to use audio-visual equipment to display
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`demonstrative exhibits, including the use of a projector and screen for PowerPoint
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`display.
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`Dated: December 20, 2016
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`/Nicholas N. Kallas/
`Nicholas N. Kallas
`Registration No. 31,530
`Lead Counsel for Patent Owner
`FITZPATRICK, CELLA, HARPER
`& SCINTO
`1290 Avenue of the Americas
`New York, NY 10104-3800
`Tel. 212-218-2100
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`4
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`CERTIFICATE OF SERVICE
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`I certify that a copy of the foregoing PATENT OWNER’S REQUEST FOR
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`ORAL ARGUMENT PURSUANT TO 37 C.F.R. § 42.70(a) was served on
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`December 20, 2016 by causing it to be sent by email to counsel for Petitioners at
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`the following email addresses:
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`Daniel G. Brown (dan.brown@lw.com)
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`Robert Steinberg (bob.steinberg@lw.com)
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`Brenda L. Danek (Brenda.danek@lw.com)
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`Jonathan M. Strang (jonathan.strang@lw.com)
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`Matthew L. Fedowitz (mfedowitz@merchantgould.com)
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`B. Jefferson Boggs (jboggs@merchantgould.com)
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`Daniel R. Evans (devans@merchantgould.com)
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`Keith A. Zullow (kzullow@goodwinlaw.com)
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`Marta Delsignore (mdelsignore@goodwinprocter.com)
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`Dated: December 20, 2016
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`1
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`/Nicholas N. Kallas/
`Nicholas N. Kallas
`Registration No. 31,530
`Lead Counsel for Patent Owner
`FITZPATRICK, CELLA, HARPER
`& SCINTO
`1290 Avenue of the Americas
`New York, NY 10104-3800
`Tel. 212-218-2100
`
`