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Paper No. ____
`Date Filed: June 3, 2016
`
`Filed On Behalf Of:
`Novartis AG
`
`By:
`Nicholas N. Kallas
`NKallas@fchs.com
`ZortressAfinitorIPR@fchs.com
`(212) 218-2100
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`PAR PHARMACEUTICAL, INC.,
`
`Petitioner,
`
`v.
`
`NOVARTIS AG,
`
`Patent Owner.
`
`Case IPR2016-00084
`Patent No. 5,665,772
`
`PATENT OWNER’S EXHIBIT LIST 2
`
`

`
`Description
`
`Abbreviation
`
`Exhibit
`
`2001
`
`2002
`
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`
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`
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`
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`
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`
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`
`1
`
`

`
`Description
`
`Abbreviation
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`Exhibit
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`
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`
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`
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`
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`
`EP 680
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`
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`
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`
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`
`2015
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`
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`
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`
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`
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`
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`
`2
`
`

`
`Exhibit
`
`2020
`
`Description
`
`Abbreviation
`
`Parlevliet, K. J. & Schellekens, P. T. A.,
`“Monoclonal Antibodies in Renal
`Transplantation: A Review,” Transplant. Int.
`5(4):234-46 (1992)
`
`Parlevliet
`
`2021
`
`2022
`
`2023
`
`2024
`
`Cramer, D. V. et al., “The Effect of a New
`Immunosuppressive Drug, Brequinar
`Sodium, on Heart, Liver, and Kidney
`Allograft Rejection in the Rat,”
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`
`Bartlett, R. R. et al., “Leflunomide (HWA
`486), a Novel Immunomodulating
`Compound for the Treatment of
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`
`Sollinger, H. W. et al., “RS-61443
`(Mycophenolate Mofetil): A Multicenter
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`
`Mita K. et al., “Advantages of Mizoribine
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`
`Cramer
`
`Bartlett
`
`Sollinger
`
`Mita
`
`3
`
`

`
`Exhibit
`
`Description
`
`Abbreviation
`
`2025
`
`Iino, Y. et al., “Improvement of Renal
`Function in Transplanted Kidneys with a
`New Immunosuppressive Drug, 15-
`Deoxyspergualin: Treatment of Chronic
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`(1992)
`
`2026
`
`U.S. Patent No. 4,952,579
`
`2027
`
`U.S. Patent No. 5,061,787
`
`2028
`
`U.S. Patent No. 5,137,917
`
`2029
`
`EP 0 181 592
`
`2030
`
`U.S. Patent No. 4,847,381
`
`2031
`
`U.S. Patent No. 4,968,701
`
`2032
`
`2033
`
`Aulton, M. E. (Ed.), Chapters 3, 6, 8, 14,
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`
`Silverman, R.B., Chapter 8,“Prodrugs and
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`(1992)
`
`Iino
`
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`
`’787 patent
`
`’917 patent
`
`EP 592
`
`’381 patent
`
`’701 patent
`
`Aulton
`
`Silverman
`
`4
`
`

`
`Exhibit
`
`Description
`
`Abbreviation
`
`2034
`
`Ansel, H. & Popovich, N., Chapter 4,
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`
`Ansel
`
`2035
`
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`
`GB 770
`
`2036
`
`Takada, K. et al., “Development of a New
`Carrier for Cyclosporine A With Selectivity
`for Lymphatics,” Transplant. Proc.
`19(1):1711-12 (1987)
`
`2037
`
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`
`2038
`
`U.S. Patent No. 5,120,726
`
`2039
`
`U.S. Patent No. 5,102,876
`
`2040
`
`U.S. Patent No. 5,138,051
`
`2041
`
`U.S. Patent No. 5,091,389
`
`2042
`
`U.S. Patent No. 5,164,399
`
`2043
`
`Brookhaven Protein Databank Entry 1FKB
`(produced by Par in the related litigation)
`(Release Date October 31, 1993)
`
`5
`
`Takada
`
`’138 patent
`
`’726 patent
`
`’876 patent
`
`’051 patent
`
`’389 patent
`
`’399 patent
`
`PDB Entry
`
`

`
`Description
`
`Abbreviation
`
`Exhibit
`
`2044
`
`Pauling, L., “7-4 Aromatic Hydrocarbons,
`Benzene,” General Chemistry Dover Edition
`(1988)
`
`Pauling
`
`Lemke
`
`2045
`
`Lemke, T., Chapters 10, 11, 12, Review of
`Organic Functional Groups Second Edition
`(1988)
`
`2046
`
`U.S. Patent No. 5,118,677
`
`’677 patent
`
`2047
`
`Franz, D. et al., “Efficacy and Safety of
`Everolimus for Subependymal Giant Cell
`Astrocytomas Associated with Tuberous
`Sclerosis Complex (EXIST-1): A
`Multicentre, Randomised, Placebo-
`Controlled Phase 3 Trial,” Lancet 381:125–
`32 (2013)
`
`Franz
`
`2048
`
`Afinitor® Package Insert
`(Revised: 01/2015)
`
`Afinitor®
`Package Insert
`
`2049
`
`2050
`
`Goldin, A. et al., “Current Results of the
`Screening Program at the Division of Cancer
`Treatment, National Cancer Institute,”
`Europ. J. Cancer 17:129-42 (1981)
`
`Marsoni, S. & R., Wittes, “Clinical
`Development of Anticancer Agents – A
`National Cancer Institute Recipients,”
`Cancer Treatment Reports 68(1):77-85
`(1984)
`
`Goldin
`
`Marsoni
`
`6
`
`

`
`Exhibit
`
`Description
`
`Abbreviation
`
`Xuong, N. et al., “Use of the Multiwire Area
`Detector Diffractometer as a National
`Resource for Protein Crystallography,” Acta
`Cryst. B41:267-69 (1985)
`
`Xuong
`
`2051
`
`2052
`
`Merck Index, Immunosuppressants for
`Human Therapeutic Use, available from
`Royal Society of Chemistry (02/2016)
`
`2053
`
`Rapamune® Package Insert
`(Revised 05/2015)
`
`2054
`
`Kahan, B. et al., “A Phase I Study of a 4-
`week Course of SDZ-RAD (RAD) in
`Quiescent Cyclosporine-Prednisone-Treated
`Renal Transplant Recipients,”
`Transplantation 68(8):1100-06 (1999)
`
`Merck Index
`
`Rapamune®
`Package Insert
`
`Kahan
`
`2055
`
`Zortress® Package Insert
`(Revised 11/2015)
`
`Zortress®
`Package Insert
`
`2056
`
`2057
`
`Podder, H. et al., “Pharmacokinetic
`Interactions Augment Toxicities of
`Sirolimus/Cyclosporine Combinations,” J.
`Am. Soc. Nephrology 12:1059-71 (2001)
`
`GB Application 9221220 (October 9, 1992)
`from certified file history of U.S. Patent
`App. No. 08/416 673
`
`Podder
`
`GB 220
`
`7
`
`

`
`Exhibit
`
`Description
`
`Abbreviation
`
`2058
`
`Reserved
`
`2059
`
`2060
`
`2061
`
`2062
`
`2063
`
`Motzer, R. et al., “Efficacy of Everolimus in
`Advanced Renal Cell Carcinoma: A Double-
`Blind, Randomised, Placebo-Controlled
`Phase III Trial,” Lancet 372:449-56 (2008)
`
`Bissler, J. et al., “Everolimus for
`Angiomylipoma Associated with Tuberous
`Sclerosis Complex Or Sporadic
`Lymphangioleimyomatosis (EXIST-2): A
`Multicenter, Randomized, Double-Blind,
`Placebo-Controlled Trial,” Lancet 381:817-
`24 (2013)
`
`Yao, J. et al., “Everolimus for Advanced
`Pancreatic Neuroendocrine Tumors,” New
`Eng. J. Med. 364(6):514-23 (2011)
`
`Yardley, D. et al., “Everolimus Plus
`Exemestane in Postmenopausal Patients with
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`Ther. 30:870-84 (2013)
`
`Wersäll, P. “Interleukin-2 and Interferon in
`Renal Cell Carcinoma,” Med. Oncology &
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`
`Motzer
`
`Bissler
`
`Yao
`
`Yardley
`
`Wersäll
`
`8
`
`

`
`Exhibit
`
`2064
`
`2065
`
`2066
`
`2067
`
`2068
`
`2069
`
`Description
`
`Abbreviation
`
`Stahl, M. et al., “Cytokines and Cytotoxic
`Agents in Renal Cell Carcinoma: A
`Review,” Seminars in Oncology,
`19(2)(suppl. 4):70-79 (1992)
`
`Merimsky, O. & Chaitchik, S., “Our
`Experience with interferon Alpha: Renal
`Cell Carcinoma,” Mol. Biother. 4(3):130-34
`(1992)
`
`Moertel, C. et al., “Streptozocin-
`Doxorubicin, Streptozocin-Fluorouracil, or
`Chlorozotocin in the Treatment of Advanced
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`
`Sledge, G. & Antman, K., “Progress in
`Chemotherapy for Metastatic Breast
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`32 (1992)
`
`Stahl
`
`Merimsky
`
`Moertel
`
`Sledge
`
`Greenberg, E. J., “The Treatment of
`Metastatic Breast Cancer,” CA-A Cancer
`Journal for Clinicians 41(4):242-56 (1991)
`
`Greenberg
`
`Yagoda, A. et al., “Chemotherapy for
`Advanced Renal-Cell Carcinoma: 1983-
`1993,” Seminars in Oncology 22(1):42-60
`(1995)
`
`Yagoda
`
`2070
`
`Summary of Afinitor® Sales
`
`9
`
`

`
`Exhibit
`
`2071
`
`2072
`
`2073
`
`2074
`
`Description
`
`Abbreviation
`
`Excerpts from Novartis’ 2009-2015 Form
`20-F
`
`Adams, S., “Breast Cancer Drug Everolimus
`‘Biggest Advance in Years,’” Telegraph,
`September 18, 2012. available at
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`
`Chustecka, Z., ‘“Strongest Ever Data’ in
`Breast Cancer With Everolimus,” Medscape
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`
`Fedele, P. et al., “Recent Advances in the
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`HER2 Negative Metastatic Breast Cancer,”
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`94:291-301 (2015)
`
`Adams
`
`Chustecka
`
`Fedele
`
`2075
`
`U.S. Patent No. 5,194,447
`
`’447 patent
`
`2076
`
`Donald, D.K. et al., “C10 N-Acyl Modified
`FK-506: A Possible Hybrid Analogue of the
`Transition State Of Peptidyl-Prolyl Cis-
`Trans Isomerization,” Tetr. Letters
`32(10):1375-78 (1991)
`
`Donald
`
`10
`
`

`
`Exhibit
`
`2077
`
`2078
`
`2079
`
`2080
`
`2081
`
`2082
`
`2083
`
`Description
`
`Abbreviation
`
`Haliburton Energy Servs., Inc. v. Dynamic
`3D Geosolutions LLC, IPR2014-1186, Paper
`18 (P.T.A.B. Feb. 18, 2015)
`
`Apotex Inc. v. Merck Sharp & Dohme Corp.,
`IPR2015-00419, Paper 14 (P.T.A.B. June 25,
`2015)
`
`Pfizer Inc. v. Teva Pharms. USA, Inc., 555 F.
`App’x 961 (Fed. Cir. 2014)
`
`Mylan Pharms. Inc. v. AstraZeneca AB,
`IPR2015-01340, Paper 12 (P.T.A.B. Dec. 9,
`2015)
`
`Janssen Pharm. N.V. v. Mylan Pharms., Inc.,
`456 F. Supp. 2d 644 (D.N.J. 2006), aff’d,
`223 Fed. App’x 999 (Fed. Cir. 2007)
`
`Pfizer Inc. v. Mylan Pharms. Inc., 71 F.
`Supp. 3d 458 (D. Del. 2014), aff’d, No.
`2015-1131, 2016 WL 147840 (Fed. Cir., Jan.
`13, 2016)
`
`AstraZeneca Pharms. LP v. Anchen Pharms.,
`Inc., No. 10-CV-1835 JAP TJB, 2012 WL
`1065458 (D.N.J. Mar. 29, 2012) aff’d, 498 F.
`App’x 999 (Fed. Cir. 2013)
`
`11
`
`

`
`Exhibit
`
`Description
`
`Abbreviation
`
`2084
`
`2085
`
`2086
`
`2087
`
`2088
`
`Lupin Ltd. v. Vertex Pharms. Inc., IPR2015-
`00405, Paper 13 (P.T.A.B. July 9, 2015)
`
`Neupak Inc. v. Ideal Mfg. & Sales Corp., 41
`Fed. App’x 435, 440 (Fed. Cir. 2002)
`
`Janssen Pharm. N.V. v. Mylan Pharms., Inc.,
`223 Fed. App’x 999 (Fed. Cir. 2007)
`affirming 456 F. Supp. 2d 644 (D.N.J. 2006)
`
`Pfizer Inc. v. Mylan Pharms. Inc., No. 2015-
`1131, 2016 WL 147840 (Fed. Cir., Jan. 13,
`2016) affirming 71 F. Supp. 3d 458 (D. Del.
`2014)
`
`Declaration in Support of Patent Owner
`Novartis’s Motion for Pro Hac Vice
`Admission of Christina Schwarz Under 37
`C.F.R. § 42.10
`
`12
`
`

`
`CERTIFICATE OF SERVICE
`
`I certify that a copy of the foregoing Patent Owner’s Exhibit List 2 was
`
`served on June 3, 2016 by causing it to be sent by email to counsel for Petitioner at
`
`the following email addresses:
`
`Daniel G. Brown (daniel.brown@lw.com)
`
`Robert Steinberg (bob.steinberg@lw.com)
`
`Dated: June 3, 2016
`
`/Nicholas N. Kallas/
`Nicholas N. Kallas
`Registration No. 32,530
`Lead Counsel for Patent Owner
`FITZPATRICK, CELLA, HARPER
`& SCINTO
`1290 Avenue of the Americas
`New York, NY 10104-3800
`Tel. 212-218-2100
`
`13

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