throbber
Paper No. 17
`Filed: May 24, 2016
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`COSTCO WHOLESALE CORPORATION
`Petitioner,
`
`v.
`
`ROBERT BOSCH LLC,
`Patent Owner,
`
`
`
`Case IPR2016-00035
`Patent 6,836,926 B1
`
`
`
`PETITIONER’S REQUEST FOR REHEARING OF
`DECISION DENYING INSTITUTION OF INTER PARTES REVIEW OF
`U.S. PATENT NO. 6,836,926
`
`
`
`
`
`
`
`
`
`
`
`

`
`
`
`TABLE OF CONTENTS
`
`Page
`
`STATEMENT OF RELIEF SOUGHT ........................................................................ 1 
`
`REASONS FOR THE RELIEF REQUESTED .......................................................... 1 
`
`A. 
`
`B. 
`
`C. 
`
`The “Support Element” Limitations of ’926 Patent Claims 1-3 ............. 2 
`
`The “Two Individual Bars” Limitation of ’926 Patent Claim 3 ............. 8 
`
`Institutional and Policy Decisions Support Rehearing
`and Institution of Inter Partes Review .................................................. 10 
`
`CONCLUSION .......................................................................................................... 11 
`
`
`
`
`
`i
`
`

`
`
`
`TABLE OF AUTHORITIES
`
`
`CASES
`Costco Wholesale Corp. v. Robert Bosch LLC,
`IPR2016-00036, Paper #16 .................................................................................. 8
`
`Page(s)
`
`Dystar Textilfarben GmbH v. C.H. Patrick & Co.,
`464 F.3d 1356 (Fed. Cir. 2006) ............................................................................ 6
`
`KSR Int’l Co. v. Teleflex Inc.,
`550 U.S. 398 (2007) ............................................................................................. 5
`
`Robert Bosch LLC v. Alberee Products, Inc.,
`No. 12-574 (D. Del.) (the “Delaware Action”) ............................................ 10, 11
`
`Virtualagility Inc. v. Salesforce.com, Inc.,
`759 F.3d 1307 (Fed. Cir. 2015) .......................................................................... 10
`
`
`
`STATUTES AND RULES
`
`35 U.S.C. § 103(a) (2006) ......................................................................................... 8
`
`Federal Rule of Civil Procedure 37(b)(2) ................................................................ 11
`
`Leahy-Smith America Invents Act, Pub. L. No. 112–29, 125 Stat. 284 (2011) ..... 10
`
`ii
`
`
`
`
`
`

`
`PETITIONER’S REQUEST FOR REHEARING
`IPR2016-00035
`
`
`Costco Wholesale Corporation (“Petitioner”) respectfully requests rehearing of
`
`the Board’s decision dated April 25, 2016 (Paper #16 [hereinafter the “Decision”]),
`
`which denied institution of Inter Partes Review of Claims 1-3 of U.S. Patent No.
`
`6,836,926 (the “’926 Patent”; Ex. 1001).
`
`STATEMENT OF RELIEF SOUGHT
`
`Petitioner requests that the Board institute Inter Partes Review of Claims 1, 2,
`
`and 3 of the ’926 Patent and consolidate this case with IPR2016-00034 and IPR2016-
`
`00036, which involve closely related subject matter.
`
`REASONS FOR THE RELIEF REQUESTED
`
`As to each of the challenged claims, the Board appears to have overlooked or
`
`misapprehended Petitioner’s evidence showing the desirability, and thus the obvi-
`
`ousness, of providing a wiper support of substantially constant cross sectional profile
`
`with the stiffness that U.S. Patent No. 5,485,650 to Swanepoel (“Swanepoel ’650”;
`
`Ex. 1006) and U.S. Patent No. 5,325,564 (“Swanepoel ’564”; Ex. 1005) both teach is
`
`desirable in a flat spring wiper support of varying cross sectional profile.
`
`As to challenged Claim 3, the Board appears to have overlooked or misappre-
`
`hended the disclosure of German Patent No. 1,028,896 to Hoyler (“Hoyler”; Exs.
`
`1013-1014). That reference clearly and explicitly discloses a windshield wiper sup-
`
`port comprising two “longitudinal springs 5 . . . inserted in lateral slots, held together
`
`at the ends of the bar by the clamps 6.” Ex. 1013, Fig. 1; Ex. 1014 at p. 1 col. 2.
`
`
`
`
`1
`
`

`
`PETITIONER’S REQUEST FOR REHEARING
`IPR2016-00035
`
`
`A. The “Support Element” Limitations of ’926 Patent Claims 1-3
`As noted in the Decision, the ’926 Patent discloses a wiper assembly that
`
`comprises a pre-curved support element (12). Decision at 3. Swanepoel ’650 also
`
`discloses a wiper assembly that comprises a pre-curved support element (12). Figure
`
`1 of Swanepoel ’650 and Figure 1 of the ’926 Patent are reproduced below:
`
` Swanepoel ’650 Fig. 1
`
`
`
`
`
` ’926 Patent Fig. 1
`
`
`
`
`
`
`
`
`
`In the ’926 Patent, the support element (12) has a width (b) and thickness (d)
`
`as shown in Figure 4, below.
`
`
`
`
`
`The Swanepoel ’650 support element is described as “having a suitably
`
`varying transverse cross sectional profile.” Ex. 1006 col. 1, lines 25-26 (emphasis
`
`added). The challenged ’926 Patent claims 1-3 recite a support element (i) having a
`
`substantially constant width and thickness, and (ii) having a stiffness such that the
`
`2
`
`
`

`
`PETITIONER’S REQUEST FOR REHEARING
`IPR2016-00035
`
`deflection angle gamma, illustrated below, does not exceed .009 radians (claim 1) or
`
`.005 radians (claim 2) when the structure is pulled or pushed by a wiper arm in a
`
`direction parallel to the windshield, an axis denoted “Z” in the figure below:
`
`
`Claim 1 of the ’926 Patent reads (Ex.1001 at col. 10; emphasis added):
`
`1. A wiper blade for windows, comprising: at least one support element
`(12), a wiper strip (14), and a connecting device (16) for a wiper arm (18),
`wherein the support element (12) is an elongated, flat bar to which the
`wiper strip (14) and the connecting device (16) are attached, wherein the
`support element (12) has a cross sectional profile in which
`
`
`where F wf is an actual contact force exerted on the wiper blade by the
`wiper arm (18) in condition when it is pressed against a window, L is a
`length of the support element (12), E is an elasticity modulus of the
`support element (12), and Izz is a moment of inertia of a cross sectional
`profile around a z-axis perpendicular to an [s]-axis, which adapts along
`with the support element (12), and perpendicular to a y-axis, wherein the
`support element (12) has a substantially rectangular cross sectional profile
`(40), with a substantially constant width b and a substantially constant
`thickness d.
`
`As noted in the Decision, claims 1-3 of the ’926 Patent were allowed after the
`
`Applicant had argued that Swanepoel ’650 and Swanepoel ’564 purportedly did not
`
`disclose any support element having a cross sectional profile whose resistance to lat-
`
`eral deflection satisfied the equation recited in those claims. Decision at 11-13. The
`
`
`
`
`3
`
`

`
`PETITIONER’S REQUEST FOR REHEARING
`IPR2016-00035
`
`Decision goes on to find that Petitioner has adequately showed, through the Declara-
`
`tion of Dr. Gregory W. Davis (“Davis Decl.”; Ex. 1015), that under the Patent Own-
`
`er’s construction of the challenged claims (see Decision at 10-11), Swanepoel ’650
`
`and Swanepoel ’564 both do, in fact, disclose support elements having a cross sec-
`
`tional profile whose stiffness satisfies the equations recited in ‘926 Patent claims 1
`
`and 2. Decision at 18-19 (citing Davis Decl. ¶¶ 28-29, 37, 46, 48-56).
`
`The Board nonetheless declined to institute Inter Partes Review on the basis
`
`that Petitioner did not present an adequate rationale for applying the stiffness teach-
`
`ings of Swanepoel ’650 and Swanepoel ’564 to prior art windshield wiper supports
`
`having a substantially constant width and thickness. Decision at 23-25. The Board
`
`appears to have overlooked Petitioner’s discussion of U.S. Patent 3,881,214 to Palu
`
`(“Palu,” Ex. 1011) on pages 40 and 48 of the Petition. Palu discloses a wiper support
`
`element (1) having a substantially constant cross section as shown below:
`
`
`
`
`
`Referring to the support element (1) depicted above, Palu states: “At the same
`
`time, since the cross section of said supporting structure is substantially constant, the
`
`ends of the supporting structure can withstand very well the forces which tend to flect
`
`them laterally.” Ex. 1011, 4:52-55 (emphasis added), quoted in Pet. at 40, 48.
`
`
`
`
`4
`
`

`
`PETITIONER’S REQUEST FOR REHEARING
`IPR2016-00035
`
`“Thus,” Palu continues, “the windshield wiper blade of the present invention pre-
`
`sents, with respect to the prior art windshield wiper blades, the advantage of with-
`
`standing considerably higher lateral loads, since its supporting structure 1 has a sub-
`
`stantially constant cross section.” Id. at 5:8-12 (emphasis added), quoted in Pet. at
`
`40, 48.
`
`From Palu, it was known that a wiper support element of substantially constant
`
`cross section, as shown in Palu Figure 1 above, had “the advantage of withstanding
`
`considerably higher lateral loads.” Swanepoel ’650 and Swanepoel ’564 taught a par-
`
`ticular degree of resistance to lateral loads applied to the tip of a wiper support ele-
`
`ment, namely, a deflection of “approximately equal to 0.002 radians.” Decision at 19
`
`(quoting Davis Decl. ¶¶ 48-56). The challenged claims thus easily fall within the le-
`
`gal prohibition of patents for subject matter that involves “the mere application of a
`
`known technique to a piece of prior art ready for the improvement.” KSR Int’l Co. v.
`
`Teleflex Inc., 550 U.S. 398, 417 (2007).
`
`Page 23 of the Decision quotes part of the first paragraph on page 41 of the Pe-
`
`tition but omits the first word, “Accordingly.” This incomplete quotation also ap-
`
`pears in the Patent Owner’s Preliminary Response rather than in the Petition itself.
`
`Patent Owner’s Preliminary Response, Paper 15 at 18. The Patent Owner’s omission
`
`of the word “accordingly” from its purported quotation of page 41 of the Petition was
`
`misleading, for the omitted word “Accordingly” connected the first paragraph on Pe-
`
`
`
`
`5
`
`

`
`PETITIONER’S REQUEST FOR REHEARING
`IPR2016-00035
`
`tition page 41 (and the similar paragraph appearing at Petition pages 48-49) with the
`
`immediately preceding discussion of Palu and numerous other prior art wiper support
`
`elements having substantially constant cross sectional profiles. See Pet. at 40 (citing
`
`Appel [Ex. 1008] at 2:23-37, 3:9-36, Fig. 1; DE ’939 [Ex. 1010] at 6, Figs. 1, 3; Palu
`
`[Ex. 1011] at 2:8-21, 3:31-39, 4:63-5:22, Figs. 1-3, 5, 6; Arman [Ex. 1012] at 2:10-
`
`29, 2:46-62, Figs. 1-3, 5; Hoyler [Exs. 1013, 1014] at 2, Fig. 1).
`
`In the terms of the obviousness rationale from KSR quoted above, Swanepoel
`
`’650 and Swanepoel ’564 disclose a “known technique” (i.e., providing a flat spring
`
`wiper support element with a degree of stiffness that satisfies the equation recited in
`
`the challenged claims); and Appel (Ex. 1008), DE ’939 (Exs. 1009, 1010), Palu (Ex.
`
`1011), Arman (Ex. 1012), and Hoyler (Exs. 1013, 1014) each disclose “a piece of
`
`prior art ready for the improvement” (i.e., flat spring wiper elements having both a
`
`substantially rectangular cross sectional profile and a substantially constant width
`
`and thickness). 550 U.S. at 417.
`
`As stated in Dystar Textilfarben GmbH v. C.H. Patrick & Co., 464 F.3d 1356
`
`(Fed. Cir. 2006), “we have repeatedly held that an implicit motivation to combine ex-
`
`ists not only when a suggestion may be gleaned from the prior art as a whole, but
`
`when the ‘improvement’ is technology-independent and the combination of refer-
`
`ences results in a product or process that is more desirable, for example because it is
`
`stronger . . . .” Id. at 1368 (emphasis added). So here, to provide a prior art flat
`
`
`
`
`6
`
`

`
`PETITIONER’S REQUEST FOR REHEARING
`IPR2016-00035
`
`spring wiper support element with the degree of stiffness that Swanepoel ’650 and
`
`Swanepoel ’564 teach is desirable would be to make the prior art support element
`
`more desirable.
`
`Nothing in the specification of the ’926 Patent states that a wiper support hav-
`
`ing a substantially constant cross sectional profile is any more or less inventive than
`
`a wiper support element having a varying cross sectional profile. The prosecution
`
`history of the ’926 Patent shows, to the contrary, that the Examiner gave no patenta-
`
`ble weight to the Applicant’s change of form from a varying to a substantially con-
`
`stant cross sectional profile, but allowed the challenged claims on the basis of a mis-
`
`apprehension that Swanepoel ’650 and Swanepoel ‘564 purportedly did not disclose
`
`wiper support elements having the strength or resistance to lateral deflection that was
`
`implied by the equation recited in those claims. See Decision at 13 (quoting Examin-
`
`er stated reason for allowance, which did not mention cross sectional profile).
`
`Having concluded that Petitioner’s evidence is sufficient to traverse the Exam-
`
`iner’s stated reason for allowing the challenged claims, i.e., that neither Swanepoel
`
`’650 nor Swanepoel ’564 discloses “an actual contact force exerted on the wiper
`
`blade by the wiper arm in condition when it is pressed against a window” (Ex. 1002
`
`at p. 381 [emphasis in original], quoted in Decision at 13), Petitioner respectfully
`
`submits that the interests of justice plainly call for the Board to grant rehearing and
`
`review whether the challenged claims were properly allowed.
`
`
`
`
`7
`
`

`
`PETITIONER’S REQUEST FOR REHEARING
`IPR2016-00035
`
`
`B.
`The “Two Individual Bars” Limitation of ’926 Patent Claim 3
`In IPR2016-00036, the Board instituted Inter Partes Review with respect to
`
`claims 13, 17, and 18 of U.S. Patent No. 6,944,905 (the “’905 Patent”) as unpatenta-
`
`ble under 35 U.S.C. § 103(a) (2006) over GB 2 106 775 A (“Prohaska”) in view of
`
`Hoyler (Exs. 1013, 1014). The institution decision in IPR2016-00036 states in part:
`
`Hoyler discloses a windshield wiper shown generally in the several im-
`ages that make up Figure 1, which is reproduced below.
`
`
`As shown in Figure 1, rubber wiper blade 1 with a back part 2 is con-
`nected via a strip 3 with wiper lip 4. Longitudinal springs 5 are inserted
`in lateral slots in back part 4, held together at the ends by clamps 6.
`Rubber blade 1 may be adhered or vulcanized to longitudinal spring 5.
`
`Costco Wholesale Corp. v. Robert Bosch LLC, IPR2016-00036, Paper #16, at 7-8
`
`(emphasis added).
`
`
`
`
`8
`
`

`
`PETITIONER’S REQUEST FOR REHEARING
`IPR2016-00035
`
`
`In this IPR2016-00035, however, the Board rejected Petitioner’s contention
`
`that the Hoyler reference “discloses a support element of two bars, in which the
`
`widths of the bars add to up to a total width. See, e.g., Ex. 1014 at 2, Fig. 1.” Pet. at
`
`52. The Decision states that “[t]he evidence does not support petitioner’s argument,”
`
`but it does not cite or quote the part of Hoyler cited and relied on by Petitioner.
`
`Figure 1 of Hoyler is discussed on page 2, column 2, of Exhibit 1014 (a certi-
`
`fied English translation of Hoyler) as stated on page 52 of the Petition. The part of
`
`Hoyler cited on page 52 is the same one that the Board quoted in its institution deci-
`
`sion in IPR2016-00036 quoted above, which clearly refers to a plurality of longitudi-
`
`nal “springs 5” which are “held together” by “clamps 6.” When introducing Hoyler,
`
`the Petition similarly explained that “[t]he wiper bar includes a support element
`
`composed of two longitudinal springs 5, shown for example in cross-section in Fig-
`
`ure 1.” Pet. at 29 (emphasis added). The Petition then showed Figure 1 of Hoyler and
`
`quoted the following text:
`
`In Fig. 1 1 represents the rubber blade, with its profile generally being
`discernible from the cross-section C-C. A strong back part 2 is connect-
`ed via a strip 3 with the actual wiper lip 4. The longitudinal springs 5 are
`inserted in lateral slots, held together at the ends of the bar by the
`clamps 6.
`
`Pet. at 29-30. These passages were the only features of Hoyler discussed in the Peti-
`
`tion’s overview of the prior art. See id. The Petition then cited these same passages in
`
`
`
`
`9
`
`

`
`PETITIONER’S REQUEST FOR REHEARING
`IPR2016-00035
`
`its discussion of Claim 3, which claims inter alia a support element comprised of at
`
`least two individual bars. See id. at 52. As can also be seen in Figure 1, and as ex-
`
`plained in the Petition, the two longitudinal bars add up to a total width. See id.
`
`In view of Hoyler’s explicit teaching of two “springs 5” that are “held together
`
`at the ends by clamps 6,” Petitioner respectfully submits that the Board misappre-
`
`hended Hoyler and should grant rehearing and institute Inter Partes Review as to
`
`claim 3.
`
`C.
`
`Institutional and Policy Reasons Support
`Rehearing and Institution of Inter Partes Review
`Institutional and policy reasons also strongly support rehearing in this case. A
`
`major purpose of the Leahy-Smith America Invents Act, Pub. L. No. 112–29, 125
`
`Stat. 284 (2011), was to improve the adjudication of patentability questions by hav-
`
`ing expert administrative bodies, rather than lay juries, decide whether claims in is-
`
`sued patents satisfied statutory conditions for patentability. Cf. Virtualagility Inc. v.
`
`Salesforce.com, Inc., 759 F.3d 1307 (Fed. Cir. 2015) (reversing denial of stay pend-
`
`ing outcome of PTAB proceeding). The ’926 Patent is being asserted against peti-
`
`tioner in Robert Bosch LLC v. Alberee Products, Inc., No. 12-574 (D. Del.) (the
`
`“Delaware Action”). Although Petitioner is confident of prevailing in the Delaware
`
`Action, the ability to present an invalidity defense to a jury is not a substitute for hav-
`
`ing this expert Board consider the patentability questions that the Petition raises.
`
`There is also an important consideration of judicial economy that should be
`10
`
`
`
`
`

`
`PETITIONER’S REQUEST FOR REHEARING
`IPR2016-00035
`
`taken into account. The prior art and unpatentability rationales here are very similar
`
`to the prior art and unpatentability rationales in IPR2016-00034 and IPR2016-00036,
`
`(collectively, “Related Cases”). Petitioner and the Patent Owner are going to be
`
`briefing and arguing the Related Cases, involving substantially similar claimed sub-
`
`ject matter, references, and arguments, no matter what happens in this case. But if re-
`
`hearing is not granted, Petitioner and the Patent owner will be substantially duplicat-
`
`ing the work that the Related Cases require by litigating the validity of claims 1, 2,
`
`and 3 of the ’926 Patent in the context of the Delaware Action.1
`
`CONCLUSION
`For the reasons set forth above, the Board should grant rehearing, institute In-
`
`ter Partes Review of claims 1-3 of the ’926 Patent, and consolidate this case for trial
`
`with IPR2016-00034 and IPR 2016-00036.
`
`
`1 On March 17, 2016, the District Court hearing the Delaware Action stayed proceed-
`
`ings pending determination of a motion by Petitioner to dismiss the Second Amended
`
`Complaint in that action as a discovery sanction under Federal Rule of Civil Proce-
`
`dure 37(b)(2). The Patent Owner has vowed to appeal any discovery sanction that
`
`the Delaware district court may impose, and there is no imminent prospect of the
`
`Delaware Action being finally terminated on grounds that will render moot the ques-
`
`tions of patentability sought to be raised in this case.
`
`
`
`
`11
`
`

`
`PETITIONER’S REQUEST FOR REHEARING
`IPR2016-00035
`
`
`Dated: May 24, 2016
`
`70206912
`
`Respectfully submitted,
`
`/Richard M. Koehl/
`Richard M. Koehl
`Registration No. 54,231
`
`
`
`HUGHES HUBBARD & REED LLP
`One Battery Park Plaza, 17th Floor
`New York, New York 10004
`Telephone: (212) 837-6062
`richard.koehl@hugheshubbard.com
`Attorney for Petitioner
`
`
`
`
`
`12
`
`

`
`PETITIONER’S REQUEST FOR REHEARING
`IPR2016-00035
`
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that on this 24th day of May, 2016, copies of the foregoing
`
`Request For Rehearing of Decision Denying Institution of Inter Partes Review of
`
`U.S. Patent No. 6,836,926 have been served in their entirety by email on the attor-
`
`neys of record for Patent Owner:
`
` Patrick R. Colsher (patrick.colsher@shearman.com)
`
` Mark A. Hannemann (mark.hannemann@shearman.com)
`
` Enrique W. Iturralde (enrique.iturralde@shearman.com)
`
`
`
`Respectfully submitted,
`
`/Richard M. Koehl/
`Richard M. Koehl
`Registration No. 54,231
`
`
`
`Dated: May 24, 2016
`
`
`
`
`
`
`1

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