throbber
nder the Pa erworll Re uction Act of 1995 no
`
`PTO/SB/05 (09-04)
`Approved for use through 07/31/2006. OMB 0651-0032
`U.S. Patent and Trademark Office. U.S. DEPARTMENT OF COMMERCE
`rsons ar re uired to res ond to a collection of info atlon unless it dis la a valid OMB contr I number.
`
`UTILITY
`PATENT APPLICATION
`TRANSMITTAL
`
`Attorney Docket No.
`
`1104-111
`
`First Inventor
`
`Title
`
`Gregory Morgan Evans
`
`HIGH-SPEED WAN TO WIRELESS LAN GATEWAY
`
`(Only for new nonprovisional applications under 37 CFR 1.53(b))
`
`Express Mail Label No.
`
`EV769199700US
`
`APPLICATION ELEMENTS
`See MPEP chapter 600 concerning utility patent application contents.
`
`ADDRESS TO:
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria VA 22313·1450
`
`1.0
`
`2.D
`
`3.0
`
`Fee Transmittal Form (e.g .. PTO/SB/17)
`(Submit an original and a duplicate for fee processing)
`Applicant claims small entity status.
`See 37 CFR 1.27.
`[Total Pages
`18
`Specification
`Both the claims and abstract must start on a new page
`(For information on the preferred arrangement, see MPEP 608.01(8))
`Drawlng(s) (35 U.S.C. 113)
`[Total Sheets
`4
`
`[Total Sheets
`5. Oath or Declaration
`2
`a. 0 Newly executed (original or copy)
`b. D A copy from a prior application (37 CFR 1.63(d))
`_f!.or continuation/divisional with Box 18 completed)
`i. LJ DELETION OF INVENTORIS\
`Signed statement attached deleting inventor(s)
`name in the prior application, see 37 CFR
`1.63(d)(2) and 1.33(b).
`
`6. 0
`
`7. D
`
`App If cation Data Sheet. See 37 CFR 1. 76
`
`CD-ROM or CD·R in duplicate, large table or
`~puter Program (Appendix)
`LJ Landscape Table on CO
`
`8. Nucleotide and/or Amino Acid Sequence Submission
`(if ape!!E..able, items a. - c. are required)
`a. LJ Computer Readable Form (CRF)
`b.
`Specification Sequence Listing on:
`i. D
`11.D
`
`CD-ROM or CD-R (2 copies); or
`Paper
`
`ACCOMPANYING APPLICATION PARTS
`9. 0 Assignment Papers (cover sheet & document(s))
`Name of Assignee Qurio Holdings, Inc.
`
`t_:o
`.co ;;::::::::::;::
`~C'I') ~<O
`o
`5U)
`,.....
`,......
`
`~~~~~~~~~~~~~~~-'!;::..ll;~ ~
`
`10. 0 37 CFR 3.73(b) Statement
`(when there is an assignee)
`
`0Power of
`Attorney
`
`0
`
`11. D English Translation Document (if applicable)
`
`12. D
`
`lnfo~tion Disclosure Statement (PTO/SB/08 or PT0-1449)
`LJ Copies of citations attached
`
`13. D Preliminary Amendment
`
`14. [2] Return Receipt Postcard (MPEP 503)
`(Should be specifically itemized)
`
`15. D Certified Copy of Priority Document(s)
`(if foreign priority is claimed)
`16. 0 Nonpubllcation Request under 35 U.S.C. 122(b)(2)(B)(i).
`Applicant must attach form PTO/SB/35 or equivalent.
`
`17. Dother: ______________ _
`
`Statements verifying Identity of above copies
`c. D
`18. If a CONTINUING APPLICATION, check appropriate box, and supply the requisite information below and in the first sentence of the
`specification following the title, or in an Application Data Sheet under 3 7 CFR 1. 76:
`
`D
`
`Continuation
`
`D
`
`Divisional
`
`D Continuation-in-part (CIP)
`
`of prior application No.: ............................... ..
`
`Prior application information:
`
`Examiner ____________ _
`
`Art Unit: ____________ _
`
`0 The address associated with Customer Number:
`
`27820
`
`OR D Correspondence address below
`
`19. CORRESPONDENCE ADDRESS
`
`Name
`
`Address
`
`City
`
`Country
`
`Signature
`
`Zip Code
`
`Fax
`
`June 27, 2006
`
`40,876
`
`This collection of information is required by 37 CFR 1.53(b). The information Is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11and1.14. This collection is estimated to take 12 minutes to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800..PT0-9199 and select option 2.
`
`DISH, Exh. 1002, p. 1
`
`

`
`PTO/SB/17 (01-06)
`Approved for use through 07/31/2006. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no oersons are reaulred to resoond to a collection of lnfonnatlon unless it disolavs a valid OMB control number
`"I
`Complete if Known
`
`r
`
`Fees pursuant to the Consolidated Appropriations Act, 2005 (H.R. 4818).
`
`Application Number
`
`June 27 2006
`
`First Named Inventor Gregory MorQan Evans
`
`FEE TRANSMITTAL Filing Date
`For FY 2006
`0 Applicant claims small entity status. See 37 CFR 1.27
`""TOTAL AMOUNT OF PAYMENT I ($)
`1,500.00
`D Check ca Credit Card D Money Order D None D Other (please identifv)'.
`0 Deposit Account Deposit Account Number: 50-1732
`
`METHOD OF PAYMENT (check all that apply)
`
`Examiner Name
`
`Art Unit
`
`Attorney Docket No.
`
`1104-111
`
`~
`
`Deposit Account Name: Withrow & Terranova
`For the above-identified deposit account, the Director is hereby authorized to: (check all that apply)
`D Charge fee(s) indicated below, except for the filing fee
`0 Credit any overpayments
`
`Ocharge fee(s) indicated below
`
`0 Charge any additional fee(s) or underpayments of fee(s)
`
`under 37 CFR 1.16 and 1.17
`WARNING: Information on this form may become public. Credit card Information should not be Included on this form. Provide credit card
`Information and authorization on PT0-2038.
`
`FEE CALCULATION (All the fees below are due upon filing or may be subject to a surcharge.)
`
`1. BASIC FILING, SEARCH, AND EXAMINATION FEES
`FILING FEES
`SEARCH FEES
`Small Entlfy
`Small Entlfy
`.E!!J!l
`E!!!!J1l
`150
`250
`
`Aeellcatlon Tme
`
`Utility
`
`.E!!J!l
`300
`
`E!!!!J1l
`500
`
`Design
`
`Plant
`
`Reissue
`
`Provisional
`
`200
`
`200
`
`300
`
`200
`
`100
`
`100
`
`150
`
`100
`
`100
`
`300
`
`500
`
`0
`
`50
`
`150
`
`250
`
`0
`
`Fees Paid !il
`$:1 QQQ QQ
`
`.E!!J!l
`200
`
`EXAMINATION FEES
`Small Entitle
`fu1l)
`100
`65
`80
`
`130
`
`160
`
`600
`
`0
`
`300
`
`0
`
`Small Entlfy
`E!!!!J1l
`.E!!J!l
`25
`50
`200
`100
`180
`360
`Multlele Deeendent Claims
`Fee Paid Ii!
`f.!LW
`
`2. EXCESS CLAIM FEES
`Fee Descrletlon
`Each claim over 20 (including Reissues)
`Each independent claim over 3 (including Reissues)
`Multiple dependent claims
`Fee Paid !ll
`.E!!..W
`Total Claims
`Extra Clalms
`rn
`=
`5QQ
`5Q
`3Q
`x
`·20orHP=
`HP = highest number of total claims paid for. if greater than 20.
`Fee Paid !il
`.E!!..W
`Extra Claims
`lndee. Claims
`2QQ =
`x
`Q
`0
`3
`• 3 or HP =
`HP = highest number of independent claims paid for, if greater than 3.
`3. APPLICATION SIZE FEE
`If the specification and drawings exceed 100 sheets of paper (excluding electronically filed sequence or computer
`listings under 37 CFR l .52(e)), the application size fee due is $250 ($125 for small entity) for each additional 50
`sheets or fraction thereof. See 35 U.S.C. 4l~)(l)(G) and 37 CFR 1.16~s).
`Total Sheets
`Extra Sheets
`Num er of each additional 50 or ractlon thereof
`/50 =
`(round up to a whole number) x
`=
`• 100 =
`'~ Fees Paid Ii!
`4.0THERFEE(S)
`Non-English Specific:~_.7111 entity discount)
`Other (e.g., late filing
`charg
`.
`
`.E!!J!l
`
`Fee Paid !ll
`
`I
`
`/
`
`\
`
`/
`
`ff ~
`
`/ //~ I Registration No.
`
`IAttomev/Aaentl
`
`40 876
`•
`
`SUBMITTED ev ~ /
`/
`Signal~
`Name (PrinVType, Benj~S.~
`This collection of i~ion is required by 37 CFR 1.136. The infonnation is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 30 minutes to complete,
`including gathering, preparing, and submitting the completed application fonn to the USPTO. Time will vary depending upon the individual case. Any comments
`on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief lnfonnation Officer, U.S. Patent
`and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, cal/ 1-BOO·PT0-9199 and select option 2.
`
`Telephone 919-654-4520
`
`Date June 27, 2006
`
`DISH, Exh. 1002, p. 2
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARJ( OFFICE
`
`Commissioner for Patents
`PO Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`CERTIFICATE OF MAILING/EXPRESS MAIL
`
`"Express Mail" Mailing Label Number EV769199700US
`
`Date of Deposit
`
`June 27, 2006
`
`I hereby certify that this paper, which is a Utility Patent Application entitled HIGH-
`
`SPEED WAN TO WIRELESS LAN GATEWAY (our file 1104-111 ), and the attached fee are
`
`being deposited with the United States Postal Service "Express Mail Post Office to Addressee"
`
`service under 3 7 C.F .R. 1.10 on the date indicated above and is addressed to the Commissioner
`
`for Patents, PO Box 1450, Alexandria, VA 22313-1450.
`
`Mailed By:
`
`, , EV769199700US)
`
`DISH, Exh. 1002, p. 3
`
`

`
`nder the Pa erworll Re uction Act of 1995 no
`
`PTO/SB/05 (09-04)
`Approved for use through 07/31/2006. OMB 0651-0032
`U.S. Patent and Trademark Office. U.S. DEPARTMENT OF COMMERCE
`rsons ar re uired to res ond to a collection of info atlon unless it dis la a valid OMB contr I number.
`
`UTILITY
`PATENT APPLICATION
`TRANSMITTAL
`
`Attorney Docket No.
`
`1104-111
`
`First Inventor
`
`Title
`
`Gregory Morgan Evans
`
`HIGH-SPEED WAN TO WIRELESS LAN GATEWAY
`
`(Only for new nonprovisional applications under 37 CFR 1.53(b))
`
`Express Mail Label No.
`
`EV769199700US
`
`APPLICATION ELEMENTS
`See MPEP chapter 600 concerning utility patent application contents.
`
`ADDRESS TO:
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria VA 22313·1450
`
`1.0
`
`2.D
`
`3.0
`
`Fee Transmittal Form (e.g .. PTO/SB/17)
`(Submit an original and a duplicate for fee processing)
`Applicant claims small entity status.
`See 37 CFR 1.27.
`[Total Pages
`18
`Specification
`Both the claims and abstract must start on a new page
`(For information on the preferred arrangement, see MPEP 608.01(8))
`Drawlng(s) (35 U.S.C. 113)
`[Total Sheets
`4
`
`[Total Sheets
`5. Oath or Declaration
`2
`a. 0 Newly executed (original or copy)
`b. D A copy from a prior application (37 CFR 1.63(d))
`_f!.or continuation/divisional with Box 18 completed)
`i. LJ DELETION OF INVENTORIS\
`Signed statement attached deleting inventor(s)
`name in the prior application, see 37 CFR
`1.63(d)(2) and 1.33(b).
`
`6. 0
`
`7. D
`
`App If cation Data Sheet. See 37 CFR 1. 76
`
`CD-ROM or CD·R in duplicate, large table or
`~puter Program (Appendix)
`LJ Landscape Table on CO
`
`8. Nucleotide and/or Amino Acid Sequence Submission
`(if ape!!E..able, items a. - c. are required)
`a. LJ Computer Readable Form (CRF)
`b.
`Specification Sequence Listing on:
`i. D
`11.D
`
`CD-ROM or CD-R (2 copies); or
`Paper
`
`ACCOMPANYING APPLICATION PARTS
`9. 0 Assignment Papers (cover sheet & document(s))
`Name of Assignee Qurio Holdings, Inc.
`
`t_:o
`.co ;;::::::::::;::
`~C'I') ~<O
`o
`5U)
`,.....
`,......
`
`~~~~~~~~~~~~~~~-'!;::..ll;~ ~
`
`10. 0 37 CFR 3.73(b) Statement
`(when there is an assignee)
`
`0Power of
`Attorney
`
`0
`
`11. D English Translation Document (if applicable)
`
`12. D
`
`lnfo~tion Disclosure Statement (PTO/SB/08 or PT0-1449)
`LJ Copies of citations attached
`
`13. D Preliminary Amendment
`
`14. [2] Return Receipt Postcard (MPEP 503)
`(Should be specifically itemized)
`
`15. D Certified Copy of Priority Document(s)
`(if foreign priority is claimed)
`16. 0 Nonpubllcation Request under 35 U.S.C. 122(b)(2)(B)(i).
`Applicant must attach form PTO/SB/35 or equivalent.
`
`17. Dother: ______________ _
`
`Statements verifying Identity of above copies
`c. D
`18. If a CONTINUING APPLICATION, check appropriate box, and supply the requisite information below and in the first sentence of the
`specification following the title, or in an Application Data Sheet under 3 7 CFR 1. 76:
`
`D
`
`Continuation
`
`D
`
`Divisional
`
`D Continuation-in-part (CIP)
`
`of prior application No.: ............................... ..
`
`Prior application information:
`
`Examiner ____________ _
`
`Art Unit: ____________ _
`
`0 The address associated with Customer Number:
`
`27820
`
`OR D Correspondence address below
`
`19. CORRESPONDENCE ADDRESS
`
`Name
`
`Address
`
`City
`
`Country
`
`Signature
`
`Zip Code
`
`Fax
`
`June 27, 2006
`
`40,876
`
`This collection of information is required by 37 CFR 1.53(b). The information Is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11and1.14. This collection is estimated to take 12 minutes to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800..PT0-9199 and select option 2.
`
`DISH, Exh. 1002, p. 4
`
`

`
`PTO/SB/17 (01-06)
`Approved for use through 07/31/2006. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no oersons are reaulred to resoond to a collection of lnfonnatlon unless it disolavs a valid OMB control number
`"I
`Complete if Known
`
`r
`
`Fees pursuant to the Consolidated Appropriations Act, 2005 (H.R. 4818).
`
`Application Number
`
`June 27 2006
`
`First Named Inventor Gregory MorQan Evans
`
`FEE TRANSMITTAL Filing Date
`For FY 2006
`0 Applicant claims small entity status. See 37 CFR 1.27
`""TOTAL AMOUNT OF PAYMENT I ($)
`1,500.00
`D Check ca Credit Card D Money Order D None D Other (please identifv)'.
`0 Deposit Account Deposit Account Number: 50-1732
`
`METHOD OF PAYMENT (check all that apply)
`
`Examiner Name
`
`Art Unit
`
`Attorney Docket No.
`
`1104-111
`
`~
`
`Deposit Account Name: Withrow & Terranova
`For the above-identified deposit account, the Director is hereby authorized to: (check all that apply)
`D Charge fee(s) indicated below, except for the filing fee
`0 Credit any overpayments
`
`Ocharge fee(s) indicated below
`
`0 Charge any additional fee(s) or underpayments of fee(s)
`
`under 37 CFR 1.16 and 1.17
`WARNING: Information on this form may become public. Credit card Information should not be Included on this form. Provide credit card
`Information and authorization on PT0-2038.
`
`FEE CALCULATION (All the fees below are due upon filing or may be subject to a surcharge.)
`
`1. BASIC FILING, SEARCH, AND EXAMINATION FEES
`FILING FEES
`SEARCH FEES
`Small Entlfy
`Small Entlfy
`.E!!J!l
`E!!!!J1l
`150
`250
`
`Aeellcatlon Tme
`
`Utility
`
`.E!!J!l
`300
`
`E!!!!J1l
`500
`
`Design
`
`Plant
`
`Reissue
`
`Provisional
`
`200
`
`200
`
`300
`
`200
`
`100
`
`100
`
`150
`
`100
`
`100
`
`300
`
`500
`
`0
`
`50
`
`150
`
`250
`
`0
`
`Fees Paid !il
`$:1 QQQ QQ
`
`.E!!J!l
`200
`
`EXAMINATION FEES
`Small Entitle
`fu1l)
`100
`65
`80
`
`130
`
`160
`
`600
`
`0
`
`300
`
`0
`
`Small Entlfy
`E!!!!J1l
`.E!!J!l
`25
`50
`200
`100
`180
`360
`Multlele Deeendent Claims
`Fee Paid Ii!
`f.!LW
`
`2. EXCESS CLAIM FEES
`Fee Descrletlon
`Each claim over 20 (including Reissues)
`Each independent claim over 3 (including Reissues)
`Multiple dependent claims
`Fee Paid !ll
`.E!!..W
`Total Claims
`Extra Clalms
`rn
`=
`5QQ
`5Q
`3Q
`x
`·20orHP=
`HP = highest number of total claims paid for. if greater than 20.
`Fee Paid !il
`.E!!..W
`Extra Claims
`lndee. Claims
`2QQ =
`x
`Q
`0
`3
`• 3 or HP =
`HP = highest number of independent claims paid for, if greater than 3.
`3. APPLICATION SIZE FEE
`If the specification and drawings exceed 100 sheets of paper (excluding electronically filed sequence or computer
`listings under 37 CFR l .52(e)), the application size fee due is $250 ($125 for small entity) for each additional 50
`sheets or fraction thereof. See 35 U.S.C. 4l~)(l)(G) and 37 CFR 1.16~s).
`Total Sheets
`Extra Sheets
`Num er of each additional 50 or ractlon thereof
`/50 =
`(round up to a whole number) x
`=
`• 100 =
`'~ Fees Paid Ii!
`4.0THERFEE(S)
`Non-English Specific:~_.7111 entity discount)
`Other (e.g., late filing
`charg
`.
`
`.E!!J!l
`
`Fee Paid !ll
`
`I
`
`/
`
`\
`
`/
`
`ff ~
`
`/ //~ I Registration No.
`
`IAttomev/Aaentl
`
`40 876
`•
`
`SUBMITTED ev ~ /
`/
`Signal~
`Name (PrinVType, Benj~S.~
`This collection of i~ion is required by 37 CFR 1.136. The infonnation is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 30 minutes to complete,
`including gathering, preparing, and submitting the completed application fonn to the USPTO. Time will vary depending upon the individual case. Any comments
`on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief lnfonnation Officer, U.S. Patent
`and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, cal/ 1-BOO·PT0-9199 and select option 2.
`
`Telephone 919-654-4520
`
`Date June 27, 2006
`
`DISH, Exh. 1002, p. 5
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARJ( OFFICE
`
`Commissioner for Patents
`PO Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`CERTIFICATE OF MAILING/EXPRESS MAIL
`
`"Express Mail" Mailing Label Number EV769199700US
`
`Date of Deposit
`
`June 27, 2006
`
`I hereby certify that this paper, which is a Utility Patent Application entitled HIGH-
`
`SPEED WAN TO WIRELESS LAN GATEWAY (our file 1104-111 ), and the attached fee are
`
`being deposited with the United States Postal Service "Express Mail Post Office to Addressee"
`
`service under 3 7 C.F .R. 1.10 on the date indicated above and is addressed to the Commissioner
`
`for Patents, PO Box 1450, Alexandria, VA 22313-1450.
`
`Mailed By:
`
`, , EV769199700US)
`
`DISH, Exh. 1002, p. 6
`
`

`
`P367
`
`UNITED STATES PATENT
`APPLICATION
`FOR GRANT OF LETTERS PATENT
`
`Gregory Morgan Evans
`INVENTOR
`
`HIGH-SPEED WAN TO
`WIRELESS LAN GATEWAY
`
`Withrow & Terranova, P.L.L.C.
`P.O. Box 1287
`Cary, NC 27512
`(919) 654-4520
`
`1104-111
`
`DISH, Exh. 1002, p. 7
`
`

`
`P367
`
`1
`
`HIGH-SPEED WAN TO WIRELESS LAN GATEWAY
`
`Field of the Invention
`
`[0001]
`
`The present invention relates to a gateway device and more
`
`5
`
`particularly relates to a gateway device interconnecting a high speed Wide
`
`Area Network (WAN) to a lower speed Wireless Local Area Network (WLAN).
`
`Background of the Invention
`
`[0002]
`
`Historically, residential gateways provided a routing function from
`
`10
`
`an in-home Local Area Network (LAN) to a Wide Area Network (WAN) based
`
`Asynchronous Digital Subscriber Line (ADSL) or Data Over Cable Service
`
`Interface Specification (DOCSIS) connection. Bandwidth available from the
`
`WAN ranged from 200 kbps to 6 Mbps. The LAN side of the gateway was
`
`either a single or multiple 10/1 OOBt Ethernet connections serving client
`
`15
`
`computers. Eventually, these Ethernet connections were replaced with
`
`wireless IEEE 802.11 b/a/g LANs operating from 6 to 50 Mbps. The smaller
`
`bandwidth capabilities of the WAN versus the LAN kept downstream traffic
`
`flow simple in the gateway. Upstream traffic from the LAN to WAN was
`
`seldom an issue because users were less sensitive to this bottleneck. A
`
`20
`
`typical upstream bottleneck scenario would be sending an email with a large
`
`attachment. In this situation, the Transfer Control Protocol (TCP) service of
`
`the gateway would simply throttle the LAN connection to the appropriate
`
`speed for the WAN.
`
`[0003] With the advent of Fiber-to-the-Home (FTIH) networks, the
`
`25
`
`traditional scenario described above has been reversed. In a FTIH network,
`
`a high speed FTIH data connection is provided to the residential gateway.
`
`The FTIH data connection provides data rates in the range of 1 to 10 Gbps.
`
`In contrast, the proposed IEEE 802.11 n standard for wireless LANs provides
`
`data rates in the range of 100 to 500 Mbps. As such, the traditional
`
`30
`
`residential gateway architecture will limit overall performance to the wireless
`
`LAN bandwidth, thereby negating much of the value of the FTIH connection.
`
`Thus, there is a need for an improved residential gateway architecture for
`
`interconnecting a high speed WAN to a lower speed wireless LAN.
`
`DISH, Exh. 1002, p. 8
`
`

`
`P367
`
`2
`
`Summary of the Invention
`
`(0004]
`
`The present invention relates to a gateway interconnecting a high
`
`speed Wide Area Network (WAN) and a lower speed Wireless Local Area
`
`Network (WLAN). The high speed WAN is preferably connected to the
`
`5
`
`gateway via a Fiber-to-the-Home (FTTH) connection and associated FTTH
`
`modem. In general, the gateway includes an adaptable cross-layer offload
`
`engine operating to manage bandwidth between the high speed WAN and the
`
`lower speed WLAN. As data enters the gateway from the WAN at the high
`
`speed data rate of the WAN, the offload engine stores the data in a non-
`1 O secure data cache. A rule check engine performs a stateless or stateful
`inspection of the data in the non-secure data cache. Once inspected by the
`
`rule check engine, the data is moved from the non-secure cache to the secure
`
`cache and thereafter transmitted to an appropriate user device in the WLAN
`
`at a lower data rate of the WLAN.
`
`15
`
`[0005]
`
`Prior to transmitting the data, the gateway may also perform
`
`additional functions such as, but not limited to, file format conversion, Digital
`
`Rights Management (ORM) encoding or decoding, and Data Encryption
`
`Standard (DES) encryption or decryption.
`
`(0006]
`
`Those skilled in the art will appreciate the scope of the present
`
`20
`
`invention and realize additional aspects thereof after reading the following
`
`detailed description of the preferred embodiments in association with the
`
`accompanying drawing figures.
`
`Brief Description of the Drawing Figures
`
`25
`
`(0007]
`
`The accompanying drawing figures incorporated in and forming a
`
`part of this specification illustrate several aspects of the invention, and
`
`together with the description serve to explain the principles of the invention.
`
`[0008]
`
`Figure 1 illustrates a system including an adaptable cross-layer
`
`gateway for interconnecting, or bridging, a high speed Wide Area Network
`
`30
`
`(WAN) to a lower speed Wireless Local Area Network (WLAN) according to
`
`one embodiment of the present invention;
`(0009]
`
`Figure 2 is a block diagram of the adaptable cross-layer gateway of
`
`Figure 1 according to one embodiment of the present invention;
`
`DISH, Exh. 1002, p. 9
`
`

`
`P367
`
`3
`
`Figure 3 is an exemplary protocol stack representation of the
`
`[001 O]
`adaptable cross-layer gateway according to one embodiment of the present
`
`invention; and
`[0011]
`to provide a complete protocol stack having a cross-layer architecture for a
`
`Figure 4 illustrates an exemplary cross-messaging matrix controlled
`
`5
`
`network connection implemented by the adaptable cross-layer gateway
`
`according to one embodiment of the present invention.
`
`Detailed Description of the Preferred Embodiments
`[0012]
`
`The embodiments set forth below represent the necessary
`
`10
`
`information to enable those skilled in the art to practice the invention and
`
`illustrate the best mode of practicing the invention. Upon reading the
`
`following description in light of the accompanying drawing figures, those
`
`skilled in the art will understand the concepts of the invention and will
`
`15
`
`recognize applications of these concepts not particularly addressed herein. It
`
`should be understood that these concepts and applications fall within the
`
`scope of the disclosure and the accompanying claims.
`[0013]
`
`Figure 1 illustrates a system 1 O including an adaptable cross-layer
`
`gateway 12 interconnecting, or bridging, a high speed WAN 14 and a lower
`
`20
`
`speed WLAN 16 according to one embodiment of the present invention. In
`
`addition, as discussed below, the gateway 12 offloads data to data caches in
`
`order to take advantage of the high data rate provided by the high speed
`
`WAN 14. In addition, by using cross-layering techniques, the gateway 12
`
`improves the performance of the WLAN 16 in order to take further advantage
`
`25
`
`of the high speed WAN 14. The gateway 12 may be implemented in
`
`hardware or a combination of hardware and software. For example, the
`
`gateway 12 may include one or more Application Specific Integrated Circuits
`
`(ASICs), one or more Digital Signal Processors (DSPs), one or more Field
`
`Programmable Gate Arrays (FPGAs), or the like.
`[0014]
`
`The WAN 14 may be a distributed public access network such as
`
`30
`
`the Internet. Preferably, the WAN 14 provides a Fiber-to-the-Home (FTIH)
`
`connection to a customer premises 18, which in this example includes a
`
`network interface 20, the gateway 12, and the WLAN 16. FTIH generally
`
`refers to a broadband network where a fiber-optic connection is provided to
`
`DISH, Exh. 1002, p. 10
`
`

`
`P367
`
`4
`
`the home. The FTIH connection provides data rates equal to or greater than
`
`1 Gigabit per second (Gbps). For example, the FTTH connection may provide
`
`data rates in the range of and including 1 to 1 O Gbps. The network interface
`
`20 may be a FTIH modem providing an interface between the FTTH
`
`5
`
`connection and the gateway 12. In this exemplary embodiment, the network
`
`interface 20 provides an optical to electrical Gigabit Ethernet connection
`
`(1 OOOBt) to the gateway 12. It should be noted that while the preferred high
`
`speed connection to the WAN 14 is the FTTH connection discussed herein,
`
`the present invention is not limited thereto. The gateway 12 of the present
`
`1 O
`
`invention may be used to interconnect, or bridge, any high speed WAN to a
`
`lower speed LAN regardless of the type of connection provided to the WAN.
`
`For example, the gateway 12 may interconnect an OC-192 (9.95328 Gbps) or
`
`1 O Gigabit Ethernet WAN to a multiport Gigabit Ethernet (1 OOOBt) lower speed
`
`LAN.
`
`15
`
`[0015]
`
`The WLAN 16 may operate, for example, according to one or more
`
`of the suite of IEEE 802.11 standards such as the IEEE 802.11 a, IEEE
`
`802.11 b, IEEE 802.11 g, or the proposed IEEE 802.11 n standards. The
`
`WLAN 16 is formed by the gateway 12 and a number of user devices 22-28
`
`each having a wireless interface. The user devices 22-28 may be, for
`
`20
`
`example, personal computers, Personal Video Recorders (PVRs), Personal
`
`Digital Assistants (PDAs), other Internet Protocol (IP) appliances, or the like,
`
`or any combination thereof.
`
`[0016]
`
`Figure 2 is a more detailed block diagram of the gateway 12
`
`according to one embodiment of the present invention. At the heart of the
`
`25
`
`gateway 12 is an adaptable cross-layer offload engine 30 that manages
`
`bandwidth, or traffic flow, between the WAN 14 and the WLAN 16. The
`
`offload engine 30 utilizes cross-layer functionality and is configurable to adapt
`
`to varying conditions in the WLAN 16. The offload engine 30 is preferably
`
`implemented in hardware, but may alternatively be implemented in software
`
`30
`
`or a combination of hardware and software.
`
`[0017]
`
`The offload engine 30 is communicatively coupled to the WAN 14
`
`via, in this example, a Gigabit Ethernet Network Interface Card (NIC) 32,
`
`which is connected to the WAN 14 (Figure 1) via the network interface 20.
`
`The NIC 32 may generally be referred to as a high speed network interface.
`
`DISH, Exh. 1002, p. 11
`
`

`
`P367
`
`5
`
`The offload engine 30 is communicatively coupled to the WLAN 16, and more
`
`specifically the user devices 22-28 in the WLAN 16, via one or more wireless
`
`radios 34. In this example, the wireless radios 34 are IEEE 802.11 n wireless
`
`radios. However, the present invention is not limited thereto. The gateway 12
`
`5 may also include an Ethernet switch 36 or the like providing one or more
`
`wired connections to additional LAN devices.
`
`(0018]
`
`The gateway 12 also includes a non-secure data cache 38 and a
`
`secure data cache 40. The non-secure and secure data caches 38 and 40
`
`are used to buffer data as needed by the offload engine 30. While illustrated
`
`10
`
`separately, the data caches 38 and 40 may be implemented in a single
`
`physical cache where, for example, flags are used to identify secure and non(cid:173)
`
`secure data. The non-secure data cache 38 is used to store received data
`
`from the WAN 14 for inspection and processing prior to forwarding the data to
`
`the WLAN 16. The non-secure data cache 38 may also be used to buffer
`
`15
`
`large data sets from the WLAN 16 waiting for transmission over the WAN 14.
`
`By buffering data in the non-secure data cache 38, the gateway 12 is enabled
`
`to take advantage of the full bandwidth provided by the FTTH connection.
`
`The secure data cache 40 is used to temporarily store data from the non(cid:173)
`
`secure data cache 38 that has been inspected and cleared for transmission
`
`20
`
`prior to transmission to the user devices 22-28 in the WLAN 16.
`
`(0019]
`
`A rule check engine 42 operates to inspect the data in the non-
`
`secure data cache 38 according to a number of rules, which in this example
`
`include Intrusion Detection System (IDS) rules 44, Digital Rights Management
`
`(ORM) rules 46, and other general or specific content rules 48. The rule
`
`25
`
`check engine 42 may perform stateless inspection, stateful inspection, or both
`
`stateless and stateful inspection. The I OS rules 44 are generally rules for
`
`detecting malicious network traffic and may include, for example, typical
`
`firewall rules. The ORM rules 46 may be rules for protecting media files, such
`
`as videos, songs, and images, stored on the user devices 22-28 within the
`
`30 WLAN 16 when transmitted over the WAN 14. In addition, the ORM rules 46
`
`may include rules for identifying incoming content to be encoded as a security
`
`feature to prevent unauthorized viewing of the specified content by, for
`
`example, children within the WLAN 16. The content rules 48 may include
`
`rules regulating the types of content that may be accessed by the user
`
`DISH, Exh. 1002, p. 12
`
`

`
`P367
`
`6
`
`devices 22-28 within the WLAN 16. In addition, as discussed below, the rule
`
`check engine 42 may inspect the data passing through the gateway 12 based
`
`on rules for triggering additional functions provided by the gateway 12.
`
`[0020)
`
`The gateway 12 may also include various additional functional
`
`5
`
`components such as, but not limited to, a ORM encoder/decoder 50, a Digital
`
`Encryption System (DES) encryption/decryption function 52, and a file format
`
`conversion function 54. The functions 50-54 may be triggered either directly
`
`or indirectly by the rule check engine 42 based on associated rules used to
`
`inspect data passing through the gateway 12.
`
`10
`
`[0021)
`
`The ORM encoder/decoder 50 may be implemented in hardware,
`
`software, or a combination of hardware and software, and may be used to
`
`protect content transmitted over the WAN 14 from the user devices 22-28
`
`within the WLAN 16. In addition or alternatively, the ORM encoder/decoder
`
`50 may be used in conjunction with firewall technology to create a security
`
`15
`
`feature that prevents unauthorized viewing of specified content on the user
`
`devices 22-28. More specifically, in the outgoing direction, the ORM
`
`encoder/decoder 50 may operate to encode content leaving the WLAN 16.
`
`For example, personal videos, songs, images, or the like stored by the user
`
`devices 22-28 may be encoded by the ORM encoder/decoder 50 such that
`
`20
`
`only desired recipients may view or play the content. As for incoming content,
`
`the ORM encoder/decoder 50 may, for example, encode specified types of
`
`content from the WAN 14 to prevent unauthorized viewing by, for example,
`
`children. License keys could be distributed by the gateway 12 to appropriate
`
`user devices 22-28 to unlock the encoded content. It should be noted that the
`
`25
`
`present invention is not limited to ORM encoding or decoding. Other types of
`
`encoding and de

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