PTO/SB/43(07-09)
`Approved for use through 07/31/2012. OMB0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number
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`DISCLAIMER IN PATENT UNDER 37 CFR § 1.321(a)
`Docket Number (Optional)
`26368-0021IP1
`Date Patent Issued
`June 1, 2004
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`Name of Patentee
`Robert K. Schulz et al.
`Patent Number
`6,743,413
`Title of Patent
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`SUSPENSION AEROSOL FORMULATIONS
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` hereby disclaim the following complete claims in the above identified patent: 1-13 and 20-21.
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`The extent of my interest in said patent is (if assignee of record, state liber and page, or reel and frame, where
`assignment is recorded) assignee of record, under reel/frame 006234/0399, 014263/0549, and 015663/0921.
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`The fee for this disclaimer is set for in 37 CFR 1.20(d).
`(cid:1798) Patentee claims small entity status. See 37 CFR 1.27.
`(cid:1798) Small entity status has already been established in this case, and is still proper.
`(cid:1798) A check in the amount of the fee is enclosed.
`(cid:1798) Payment by credit card. Form PTO-2038 is attached.
`(cid:1800) The director is hereby authorized to charge any fees which may be required or credit any
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`overpayment to Deposit Account No. 06-1050.
`WARNING: Information on this form may become public. Credit card information should not
`be included on this form. Provide credit card information and authorization on PTO-2038.
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`Signed at _Minneapolis___________________, State of ___MN____________, this __6______ date of
`_January__ 2016___
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`/Dorothy P. Whelan/
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`Signature
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`Dorothy P. Whelan
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`Typed or printed name of patentee/attorney or agent of record
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`33,814
`Registration Number, if
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`applicable
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`__(612) 337-2509
`Telephone Number
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`3200 RBC Plaza, 60 South Sixth Street________________
`Address
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`Minneapolis, MN 55402_________________
`City, State, Zip Code or Foreign Country as applicable
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`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
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`This collection of information is required by 37 CFR 1.175. The information is required to obtain or retain a benefit by the public which is to file (and by
`the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 30
`minutes to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the
`individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to
`the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT
`SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA
`22313-1450.
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`1
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`3M COMPANY 2007
`Mylan Pharmaceuticals Inc. v. 3M Company
`IPR2015-02002
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`

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`PTOIS BIBO (11-D8)
`Approved for use through 11i30i'2011. OMB 0651-0035
`US. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`_
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it displays a valid OMB control number.
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`POWER OF ATTORNEY T0 PROSECUTE APPLICATIONS BEFORE THE USPTO
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`37 CFR 3.73 b .
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`I hereby appoint:
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`Practitioners associated with the Customer Number:
`OR
`I: Fractitionerisi named below (if more than ten patent practitioners are to be named. then a customer number must be used):
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`261 T1
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`Number
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`as attorneyis) or agent(s) to represent the undersigned before the United States Patent and Trademark Office (USPTO) in connection with
`any and all patent applications assigned my to the undersigned according to the USPTO assignment records or assignment documents
`attached to this form in accordance with 37 CFR 3.?3(b).
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`Please change the correspondence address for the application identified in the attached statement under 37 CFR 3.?3(b) to:
`
`E The address associated with Customer Number:
`OR
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`Firm or
`Individual Name '-
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`
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`ssignee Name and Address:
`BM COMPANY
`PO. BOX 33427
`ST. PAUL. IWNNESOTA 55133-3427
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`T A
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`A copy of this form. together with a statement under 37 CFR 3.73ib) (Form PTO.'SBi‘96 or equivalent) is required to be
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`filed in each apptication in which this form is used. The statement under 37 CFR 3.73tb) may be completed by one of
`the practitioners appointed in this form if the appointed practitioner is authorized to act on behalf of the assignee.
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`and must identif
`the application in which this Power of Attorney is to be filed.
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`SIGNATURE of Asstgnee of Record
`'idL1ni ttittisc .~'.i}._Li'|iliL|i'L’ nritiriiilc is sup léctl bcimt i.~ Lii.lii‘.UfiK.'-.‘Li in not on ix-i1'.ili'ui‘Ilis'.' iissigiicc
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`Telephone
`Colene H. Eiiank
`651-73?-2356
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`Assistant Chief intellectual Property Counsel
`This collection of information is required by 3? CFR 1.31. 1.32 and 1.33. The information is reclkiired to obtain or retain a benefit by the public which is to tile {and
`by the USPTO to OTOOESS] an application. Confidentiality is governed by 35 U.S.O. 122 and 3? CFR 1.11 and 1.14. This collection is estimated to take 3 minutes
`to complete, including gathering, preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form andior suggestions for reducing this burden. should be sent to the Chief lnfonnation Officer.
`U.S. Patent and Trademark Office. US. Department of Commerce. P.O. Box 1450. Alexandria. VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THis ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450. Alexandria. VA 22313-1450.
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`if you need assistance in completing the form. cell 1-800-PTO-9199 and select option 2.
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`2
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`Privacy Act Statement
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`The Privacy Act of 1974 (P.L. 93-579} requires that you be given certain information in connection
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`The information provided by you in this form will be subject to the following routine uses:
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`‘l.
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`The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 USE. 552) and the Privacy Act (5 Ll.S.C 552a). Records from
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`A record from this system of records may be disclosed. as a routine use, in the course of
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`A record from this system of records may be disclosed. as a routine use. to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further. a record may be disclosed. subject to the limitations of 37
`CFR 1.14. as a routine use. to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
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`issued patent.
`A record from this system of records may be disclosed. as a routine use. to a Federal. State.
`or local law enforcement agency. if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
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`3
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`

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`Applicant/Patent Owner:
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`STATEMENT UNDER 37 CFR 3.73(b)
` Robert K. Schultz et al.
`
`Application No./Patent No.: 08/455,280
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` Filed/Issue Date: May 31, 1995
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`Entitled: SUSPENSION AEROSOL FORMULATIONS
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`Attorney Docket No. 26368-0021IP1
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`3M COMPANY
`(Name of Assignee)
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`states that it is:
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`a corporation
`(Type of Assignee, e.g., corporation, partnership, university, government
`agency, etc.)
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`1.
`2.
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`3.
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`the assignee of the entire right, title, and interest; or
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` an assignee of less than the entire right, title and interest.
`%
`The extent (by, percentage) of its ownership interest is
`the assignee of an undivided interest in the entirety of (a complete assignment from one of
`the joint inventors was made)
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`
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`in the patent application/patent identified above by virtue of either:
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`A.
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`OR
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`B.
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` An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded
`in the United States Patent and Trademark Office at Reel (______), Frame (____), or for which a copy thereof is
`attached.
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` A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as
`shown below:
`
`To MINNESOTA MINING AND MANUFACTURING
`1. From: Robert K. Schultz, David W. Schultz, Martin
`COMPANY
`J. Oliver, Robert A. Moris
`
`The document was recorded in the United States Patent and Trademark Office at
`Reel 006234
`, Frame 0399
`, or for which a copy thereof is attached.
`
`2. From: 3M COMPANY (FORMERLY MINNESOTA
`MINING AND MANUFACTURING
`
`COMPANY)
`The document was recorded in the United States Patent and Trademark Office at
`Reel 014263
`, Frame 0549
`, or for which a copy thereof is attached.
`
`To GLAXO GROUP LTD.
`
` To 3M COMPANY
`3. From: GLAXO GROUP LTD.
`The document was recorded in the United States Patent and Trademark Office at
`Reel 015663
`, Frame 0921
`, or for which a copy thereof is attached.
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` Additional documents in the chain of title are listed on a supplemental sheet.
`
` As required by 37 CFR 3.73(b)(1)(i), the documentary evidence of the chain of title from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, if the assignment is to be recorded in the records of the USPTO. See
`MPEP 302.8]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`
`/Dorothy P. Whelan/
`
`
`Signature
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`/1-06-16/
`Date
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`Dorothy P. Whelan , 33,814
`Printed or Typed Name
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`Attorney for Assignee
`Title
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`(612) 335-5070
`Telephone Number
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`51008398.doc
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`

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`Electronic Patent Application Fee Transmittal
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`Application Number:
`
`Filing Date:
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`08455280
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`31-May-1995
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`Title of Invention:
`
`SUSPENSION AEROSOL FORMULATIONS
`
`First Named Inventor/Applicant Name:
`
`ROBERT K. SCHULZ
`
`Filer:
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`Dorothy P. Whelan/Christine Rogers
`
`Attorney Docket Number:
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`47982USA5C
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`Filed as Large Entity
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`
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`Filing Fees for Utility under 35 USC 111(a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
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`Sub-Total in
`USD($)
`
`Basic Filing:
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`Pages:
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`Claims:
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`Miscellaneous-Filing:
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`Petition:
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`Patent-Appeals-and-Interference:
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`Post-Allowance-and-Post-Issuance:
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`Extension-of-Time:
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`5
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`Description
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`Fee Code
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`Quantity
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`Amount
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`Sub-Total in
`USD($)
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`Miscellaneous:
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`Statutory or Terminal Disclaimer
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`1814
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`1
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`160
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`160
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`Total in USD ($)
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`160
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`6
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`

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`Electronic Acknowledgement Receipt
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`EFS ID:
`
`Application Number:
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`24542778
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`08455280
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`International Application Number:
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`Confirmation Number:
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`8475
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`Title of Invention:
`
`SUSPENSION AEROSOL FORMULATIONS
`
`First Named Inventor/Applicant Name:
`
`ROBERT K. SCHULZ
`
`Customer Number:
`
`32692
`
`Filer:
`
`Dorothy P. Whelan/Christine Rogers
`
`Filer Authorized By:
`
`Dorothy P. Whelan
`
`Attorney Docket Number:
`
`Receipt Date:
`
`Filing Date:
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`Time Stamp:
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`47982USA5C
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`06-JAN-2016
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`31-MAY-1995
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`14:30:57
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`Application Type:
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`Utility under 35 USC 111(a)
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`Payment information:
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`Submitted with Payment
`Payment Type
`Payment was successfully received in RAM
`RAM confirmation Number
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`yes
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`Deposit Account
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`$
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`160
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`754
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`Deposit Account
`Authorized User
`FISH & RICHARDSON P C
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
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`061050
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`7
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`

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`File Listing:
`Document
`Number
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`Document Description
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`File Name
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`File Size(Bytes)/
`Message Digest
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`Multi
`Part /.zip
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`Pages
`(if appl.)
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`1
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`Statutory disclaimers per MPEP 1490
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`26368_0021IP1_Statutory_Disc
`laimer.pdf
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`115105
`
`9c067af9b863a8b656bb7ba8ca0a6d31522
`39cd7
`
`Warnings:
`Information:
`
`2
`
`Power of Attorney
`
`26368_0021IP1_POA.pdf
`
`656669
`
`3b3c08f68e6104405ea23e201196dbae89a
`5c712
`
`Warnings:
`
`no
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`no
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`1
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`2
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`The page size in the PDF is too large. The pages should be 8.5 x 11 or A4. If this PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`3
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`Assignee showing of ownership per 37
`CFR 3.73
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`26368_0021IP1_373b.pdf
`
`Warnings:
`Information:
`
`4
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`Fee Worksheet (SB06)
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`fee-info.pdf
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`79759
`
`cf07feb03b2bc9175816038f570c701ee9a0
`2abc
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`30548
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`d8b2b0ac7afb783b1295ce1f615c0d35e45
`3b39c
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`no
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`no
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`1
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`2
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`Warnings:
`Information:
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`Total Files Size (in bytes):
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`882081
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`8
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`

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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
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`
`9