UNITED STATES PATENT AND TRADEMARK OFFICE
`
`__________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`___________________
`
`PALO ALTO NETWORKS, INC.,
`BLUE COAT SYSTEMS, INC.,
`Petitioner,
`
`v.
`
`FINJAN, INC.,
`Patent Owner.
`____________________
`
`Case IPR2015-019741
`Patent 7,647,633
`
`__________________________________________________________
`
`PATENT OWNER’S UPDATED EXHIBIT LIST
`
`
`1 Blue Coat Systems, Inc., who filed a Petition in IPR2016-00480, has been joined
`
`as a petitioner in this proceeding.
`
`
`
`
`
`__________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`___________________
`
`PALO ALTO NETWORKS, INC.,
`BLUE COAT SYSTEMS, INC.,
`Petitioner,
`
`v.
`
`FINJAN, INC.,
`Patent Owner.
`____________________
`
`Case IPR2015-019741
`Patent 7,647,633
`
`__________________________________________________________
`
`PATENT OWNER’S UPDATED EXHIBIT LIST
`
`
`1 Blue Coat Systems, Inc., who filed a Petition in IPR2016-00480, has been joined
`
`as a petitioner in this proceeding.
`
`
`
`
`
`Patent Owner’s Response
`IPR2015-01974 (U.S. Patent No. 7,647,633)
`PATENT OWNER’S EXHIBIT LIST
`
`
`
`Description
`
`Exhibit-2001 Examiner’s Answer to Appeal Brief, Reexamination
`Control No. 90/013,016, Patent 7,647,633.
`
`Exhibit-2002 Ex parte FINJAN, Inc., Decision on Appeal,
`Reexamination Control No. 90/013,017, Patent 7,058,822.
`
`Exhibit-2003 Decision Granting Petition to Accept Unintentionally
`Delayed Priority Claim and Corrected Filing Receipt,
`Reexamination Control No. 90/013,016, Patent 7,647,633.
`
`Exhibit-2004 Finjan, Inc. v. Blue Coat Systems, Inc., Case No. 13-cv-
`03999-BLF, Verdict Form.
`
`Exhibit-2005 Trend Micro Granted US Patent for ActiveX and Java
`Applet Scanning Technology, Business Wire (2000).
`
`Exhibit-2006 U.S. Patent No. 5,983,348
`
`Exhibit-2007 Finjan, Inc. v. Blue Coat Systems, Inc., Case No. 13-cv-03999-
`BLF, Declaration of Dr. Peter Reiher in Support of Defendant
`Blue Coat Systems, Inc.’s Responsive Claim Construction Brief,
`Dkt. 66-1 (N.D. Cal.), filed on June 30, 2014
`
`Reserved
`
`Exhibit-2008
`to Exhibit-
`2010
`
`Exhibit-2011 Declaration of Phil Hartstein Pursuant to 37 C.F.R. § 1.132 with
`Exhibits, in Ex Parte Reexamination No. 90/013,016, dated
`February 18, 2014
`
`Exhibit-2012 Plaintiff Finjan’s Trial Exhibit PTX-45 from Finjan, Inc. v. Blue
`Coat Systems, Inc., Case No. 13-cv-03999-BLF, entitled “Finjan
`Attack Pack”
`
`- 1 -
`
`
`
`Patent Owner’s Response
`IPR2015-01974 (U.S. Patent No. 7,647,633)
`
`
`
`Description
`
`Exhibit-2013 Reserved
`
`Exhibit-2014 Plaintiff Finjan’s Trial Exhibit PTX-200 from Finjan, Inc. v. Blue
`Coat Systems, Inc., Case No. 13-cv-03999-BLF, an e-mail from
`Leigh Costin to John Ahlander dated October 11, 2007
`
`Exhibit-2015 Reserved
`
`Exhibit-2016 Plaintiff Finjan’s Trial Exhibit PTX-204 from Finjan, Inc. v. Blue
`Coat Systems, Inc., Case No. 13-cv-03999-BLF, an e-mail from
`Tom Clare to John Ahlander dated January 30, 2008
`
`Exhibit-2017 Reserved
`
`Exhibit-2018 Finjan, Inc. v. Blue Coat Systems, Inc., Case No. 13-cv-03999-
`BLF, Blue Coat Systems, Inc.’s Responsive Claim Construction
`Brief, Dkt. No. 66 (N.D. Cal.), filed on June 30, 2014
`
`Exhibit-2019 Declaration of Michael Goodrich, Ph.D. in Support of Patent
`Owner’s Response to Petition (Curriculum Vitae of Michael
`Goodrich)
`
`Exhibit-2020 Declaration of Harry Bims, Ph.D. in Support of Patent Owner’s
`Response to Petition with Appendix A (Curriculum Vitae of
`Harry Bims)
`
`Exhibit-2021 Declaration of S.H. Michael Kim in Support of Patent Owner’s
`Response to Petition
`
`Exhibit-2022 Deposition Transcript of Dr. Aviel Rubin for Case No. IPR2015-
`01974, taken on August 2, 2016
`
`Exhibit-2023 Deposition Transcript of Gerard P. Grenier for Case No.
`IPR2015-01974, taken on June 14, 2016
`
`Exhibit-2024 Deposition Transcript of Peter Kent for Case No. IPR2015-
`01974, taken on June 27, 2016
`
`Exhibit-2025 Deposition Transcript of Christopher Butler for Case No.
`IPR2015-01974, taken on July 7, 2016
`
`- 2 -
`
`
`
`Patent Owner’s Response
`IPR2015-01974 (U.S. Patent No. 7,647,633)
`
`
`
`Description
`
`Exhibit-2026 WayBack Machine Internet Archive webpage - Inside Windows -
`An In-Depth Look into the Win32 Portable Executable File
`Format, available at
`https://web.archive.org/web/20021217024306/http://msdn.micros
`oft.com/msdnmag/issues/02/02/PE/print.asp
`
`Exhibit-2027 Trial Transcript Pages 738-740, 957, 1594, 1624-1625, 1648-
`1651, 1933-1934, 1938 from Finjan, Inc. v. Blue Coat Systems,
`Inc., Case No. 13-cv-03999-BLF
`
`Exhibit-2028 Finjan Software, Ltd., v. Secure Computing Corp. et al, 06-cv-
`00369-GMS (D. Del. August 18, 2009), Dkt. No. 305
`
`
`Exhibit-2029 Finjan Software, Ltd., v. Secure Computing Corp. et al, 06-cv-
`00369-GMS (D. Del. August 18, 2009), Dkt. No. 284
`
`Exhibit-2030 Finjan, Inc. v. Websense, Inc., Case No. 13-cv-04398 (N.D. Cal.),
`Appendix B (‘633 Patent Claim Chart) to Plaintiff Finjan, Inc.’s
`Disclosure of Asserted Claims and Infringement Contentions,
`dated February 28, 2014
`
`Exhibit-2031 Websense, Inc. brochure - Triton APX (2015), available at
`https://www.websense.com/assets/brochures/brochure-triton-apx-
`en.pdf.
`
`Exhibit-2032 Finjan, Inc. v. Proofpoint Technologies, Inc. et al., Case No. 13-
`cv-05808-HSG (N.D. Cal.), Appendix B (‘633 Patent Claim
`Chart) to Plaintiff Finjan, Inc.’s Disclosure of Asserted Claims
`and Infringement Contentions, dated April 17, 2014
`
`Exhibit-2033 Proofpoint, Inc. 10-K, dated December 31, 2014
`
`Exhibit-2034 Proofpoint Inc. 10-K, dated February 25, 2016
`
`Exhibit-2035 Websense, Inc. Revenue and Financial Data, available at
`http://www.hoovers.com/company-information/cs/revenue-
`financial.websense_inc.89ee9262879a5b65.html.
`
`- 3 -
`
`
`
`Patent Owner’s Response
`IPR2015-01974 (U.S. Patent No. 7,647,633)
`
`
`
`Description
`
`Exhibit-2036 Proofpoint, Inc. Press Release - Proofpoint Announces Fourth
`Quarter and Full Year 2015 Financial Results (Jan. 28, 2016),
`available at
`http://investors.proofpoint.com/releasedetail.cfm?releaseid=9522
`95
`
`Exhibit-2037 Plaintiff Finjan’s Trial Exhibit PTX-36 from Finjan Software,
`Ltd. v. Secure Computing Corp., Case No. 06-cv-0369-GMS, an
`e-mail from Joepen Horst to Martin Stecher et al. dated June 18,
`2004
`
`Exhibit-2038 Finjan Holdings, Inc. 8-K, dated April 7, 2015
`
`Exhibit-2039 Finjan Holdings, Inc. 8-K, dated December 30, 2015
`
`Exhibit-2040 Finjan Holdings, Inc. 8-K, dated May 14, 2015
`
`Exhibit-2041 Finjan Holdings, Inc. 8-K, dated May 20, 2016
`
`Exhibit-2042 Finjan Holdings, Inc. 8-K, dated November 15, 2015
`
`Exhibit-2043 Finjan Holdings, Inc. 8-K, dated September 24, 2014
`
`Exhibit-2044 Gartner - Magic Quadrant for Secure Web Gateways, May 28,
`2013
`
`Exhibit-2045 Gartner - Magic Quadrant for Secure Email Gateways, July 2,
`2013
`
`Exhibit-2046 Declaration of Michael Lee in Support of Patent Owner’s
`Response to Petition
`
`Exhibit-2047 Finjan, Inc. v. Blue Coat Systems, Inc., Case No. 13-cv-
`03999-BLF, Order Regarding Post-Judgment Motions, Dkt. 543
`(N.D. Cal. July 18, 2016)
`
`- 4 -
`
`
`
`Patent Owner’s Response
`IPR2015-01974 (U.S. Patent No. 7,647,633)
`
`
`
`Description
`
`Exhibit-2048 Finjan, Inc. v. Blue Coat Systems, Inc., Case No. 13-cv-03999-
`BLF, Plaintiff Finjan, Inc.’s First Supplemental Objections and
`Response to Defendant Blue Coat Systems, Inc.’s Third Set of
`Interrogatories (N.D. Cal.)(Public Version), served on December
`12, 2014
`
`Exhibit-2049 Deposition Transcript of David Sherfesee for Case No. IPR2015-
`01974, taken on July 21, 2016
`
`
`
`Dated: November 22, 2016
`
`(Case No. IPR2015-01974)
`
`
`
`
`
`Respectfully submitted,
`
`
`
`
`
`/James Hannah/
`
`James Hannah (Reg. No. 56,369)
`Kramer Levin Naftalis & Frankel LLP
`990 Marsh Road
`Menlo Park, CA 94025
`Tel: 650.752.1700 Fax: 212.715.8000
`
`Jeffrey H. Price (Reg. No. 69,141)
`Kramer Levin Naftalis & Frankel LLP
`1177 Avenue of the Americas
`New York, NY 10036
`Tel: 212.715.7502 Fax: 212.715.8302
`
`Michael Kim (Reg. No. 40,450)
`Finjan, Inc.
`2000 University Ave., Ste. 600
`E. Palo Alto, CA 94303
`Tel: 650.397.9567
`mkim@finjan.com
`
`Attorneys for Patent Owner
`
`- 5 -
`
`
`
`Patent Owner’s Response
`IPR2015-01974 (U.S. Patent No. 7,647,633)
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. § 42.6(e), the undersigned certifies that a true and
`
`correct copy of the foregoing Patent Owner’s Motion to Exclude Evidence was
`
`served on November 22, 2016, by filing this document through the PTAB E2E
`
`system as well as delivering via electronic mail upon the following counsel of
`
`record for Petitioner:
`
`Orion Armon
`Brian Eutermoser
`COOLEY LLP
`380 Interlocken Crescent, Suite 900
`Broomfield, Colorado 80021
`oarmon@cooley.com
`beutermoser@cooley.com
`zpatdcdocketing@cooley.com
`
`
`Max Colice
`COOLEY LLP
`500 Boylston Street, 14th Floor
`Boston, Massachusetts 02116-3736
`mcolice@cooley.com
`zpatdcdocketing@cooley.com
`
`Jennifer Volk-Fortier
`COOLEY LLP
`One Freedom Square
`Reston Town Center
`11951 Freedom Drive
`Reston, Virginia 2019
`jvolkfortier@cooley.com
`zpatdcdocketing@cooley.com
`
`
`
`
`
`- 6 -
`
`
`
`Patent Owner’s Response
`IPR2015-01974 (U.S. Patent No. 7,647,633)
`
`Michael T. Rosato
`Andrew. S. Brown
`WILSON SONSINI GOODRICH & ROSATI
`701 Fifth Avenue, Suite 5100
`Seattle, WA 98104-7036
`mrosato@wsgr.com
`asbrown@wsgr.com
`
`Neil N. Desai
`WILSON SONSINI GOODRICH & ROSATI
`633 West Fifth Street, 15th Floor
`Los Angeles, CA 90071-2027
`ndesai@wsgr.com
`
`
`
`
`
`
`
`/James Hannah/
`
`James Hannah (Reg. No. 56,369)
`Kramer Levin Naftalis & Frankel LLP
`990 Marsh Road
`Menlo Park, CA 94025
`(650) 752-1700
`
`
`- 7 -
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