throbber
Trials@uspto.gov
`571-272-7822
`
`
`
`
`
`
` Paper 35
` Date: April 10, 2020
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`EMERSON ELECTRIC CO.,
`Petitioner,
`
`v.
`
`SIPCO, LLC,
`Patent Owner.
`_______________
`
`IPR2015-01973
`Patent 8,013,732 B2
`_______________
`
`
`Before LYNNE E. PETTIGREW, STACEY G. WHITE, and
`CHRISTA P. ZADO, Administrative Patent Judges.
`
`WHITE, Administrative Patent Judge.
`
`
`
`
`
`JUDGMENT
`Final Written Decision on Remand
`Determining Some Challenged Claims Unpatentable
`35 U.S.C. §§ 144, 318
`
`

`

`IPR2015-01973
`Patent 8,013,732 B2
`
`
`I. INTRODUCTION
`
`This Decision addresses the opinion of the United States Court of
`
`Appeals for the Federal Circuit in Emerson Electric Co. v. SIPCO, LLC, 745
`
`F. App’x 369 (Fed. Cir. 2018) (hereinafter Emerson), vacating our Final
`
`Written Decision and remanding for further proceedings. Having analyzed
`
`the entirety of the record anew in light of the court’s directives in Emerson,
`
`we conclude that Petitioner has shown by a preponderance of the evidence
`
`that claims 13, 14, 16, 18–21, 23–26, 28–33, and 35 of U.S. Patent No.
`
`8,013,732 B2 (Ex. 1001, “’732 patent”) are unpatentable. We also conclude
`
`that Petitioner has not shown by a preponderance of the evidence that claims
`
`17, 27, and 34 of the ’732 patent are unpatentable.
`
`A. Procedural History
`
`Emerson Electric Co. (“Petitioner”) sought to institute an inter partes
`
`review of claims 13, 14, 16–21, and 23–35 of the ’732 patent. Paper 2
`
`(“Pet.”). SIPCO, LLC, (“Patent Owner”) filed a Preliminary Response.
`
`Paper 6 (“Prelim. Resp.”). Pursuant to 35 U.S.C. § 314, we instituted inter
`
`partes review as to all challenged claims of the ’732 patent on all grounds
`
`presented in the Petition. Paper 8 (“Dec.”). Specifically, we authorized this
`
`inter partes review to proceed as to the following grounds:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`2
`
`

`

`IPR2015-01973
`Patent 8,013,732 B2
`
`Claim(s) Challenged
`13, 14, 19–21, 25, 26, 30,
`31, 33
`16–18, 24, 28, 29, 35
`23
`32
`
`27, 34
`
`
`Id. at 25.
`
`35 U.S.C § References/Basis
`
`103(a)1
`
`Kahn2, APA3
`
`103(a)
`103(a)
`103(a)
`
`103(a)
`
`Kahn, APA, Burchfiel4
`Kahn, APA, Fisher5
`Kahn, APA, Cerf6
`Kahn, APA, Burchfiel, HART
`Data Link,7 Hart Command8
`
`
`1 The Leahy-Smith America Invents Act (“AIA”), Pub. L. No. 112-29, 125
`Stat. 284, 287–88 (2011), amended 35 U.S.C. § 103, however, the amended
`version does not apply here because the ’732 patent was filed before March
`16, 2013, the effective date of the relevant amendment.
`
`2 Robert E. Kahn, Advances in Packet Radio Network Protocols,
`Proceedings of the IEEE, Vol. 66, No. 11, Nov. 1978 (Ex. 1002) (“Kahn”).
`
`3 Petitioner relies upon the disclosures found in column 1, lines 54 through
`65, column 2, lines 27 through 29, column 5 lines 32 through 44, and Figure
`1 of the ’732 patent as Admitted Prior Art (“APA”). See Pet. 13–14.
`
`4 J. Burchfiel, et al., Functions and Structure of a Packet Radio Station,
`National Computer Conference presented paper, 1975 (Ex. 1003,
`“Burchfiel”).
`
`5 Fisher General Catalog 501, 5th ed., 1989, Fisher Controls (Ex. 1008,
`“Fisher”).
`
`6 Vinton G. Cerf & Peter T. Kirstein, Issues in Packet-Network
`Interconnection, Proceedings of the IEEE, Vol. 66, No. 11, Nov. 1978 (Ex.
`1011, “Cerf”).
`
`7 HART® Smart Communications Protocol Physical and Data Link
`Specification printed Mar. 28, 1988 (Ex. 1009, “HART Data Link”).
`
`8 HART® Smart Communications Protocol Universal Command
`Specification, Rev. 4.1, Rosemount, Inc., printed Nov. 3, 1990 (Ex. 1010,
`“HART Command”).
`
`
`
`3
`
`

`

`IPR2015-01973
`Patent 8,013,732 B2
`
`
`After institution of trial, Patent Owner filed a Response (Paper 12,
`
`“PO Resp.”) and Petitioner filed a Reply (Paper 14, “Reply”). An oral
`
`hearing was held on October 28, 2016, and the hearing transcript was
`
`entered in the record. Paper 24 (“Tr.”). On March 27, 2017, we issued a
`
`Final Written Decision and held that Petitioner had failed to demonstrate by
`
`a preponderance of the evidence that claims 13, 14, 16–21, and 23–35 are
`
`unpatentable. Paper 25 (“’1973 Final Written Decision”), 13. On April 3,
`
`2017, Petitioner filed a Notice of Appeal (see Paper 26).
`
`The ’732 patent at issue here is related to U.S. Patent No. 8,754,780
`
`B2 (“’780 patent”)9, which was also the subject of an inter partes review
`
`between the same parties—IPR2016-00984 (“’984 inter partes review”).
`
`See Emerson Elec. Co. v. SIPCO, LLC, IPR2016-00984, Paper 43 at 2–3
`
`(PTAB Oct. 25, 2017) (“’984 Final Written Decision”). On October 25,
`
`2017, we issued a final written decision in the ’984 inter partes review and
`
`determined that claims 1–15 of the ’780 patent are unpatentable. Id. at 61.
`
`Patent Owner appealed our determination in the ’984 inter partes review.
`
`Emerson Elec. Co. v. SIPCO, LLC, IPR2016-00984, Paper 44 (PTAB Dec.
`
`21, 2017).
`
`In the instant case, the Federal Circuit issued an opinion in Emerson,
`
`vacating our determination and remanding for further proceedings.
`
`Emerson, 745 F. App’x at 370; see also Paper 33. The court directed us, on
`
`remand, to “address the seemingly opposite finding from the IPR2016-
`
`00984 Final Written Decision.” Emerson, 745 F. App’x at 374.
`
`Additionally, the court directed us to explain (1) why an explicit statement in
`
`
`9 See ’984 Final Written Decision, 25, 28 (noting that the ’780 and ’732
`patents share nearly the same specification and claims).
`
`
`
`4
`
`

`

`IPR2015-01973
`Patent 8,013,732 B2
`
`“Kahn—that deployment of the packet radio net should be rapid and
`
`convenient—does not provide a” sufficient motivation to combine the prior
`
`art teachings and (2) how we determined that impermissible hindsight would
`
`be required to conclude that Kahn provided the motivation to combine. Id.
`
`at 373–74.
`
`We conferred with the parties to discuss the procedure for the remand.
`
`Paper 32, 3. Petitioner sought additional briefing post-remand and Patent
`
`Owner asserted that no additional briefing was needed. Id.; see also Ex.
`
`1014 (transcript of conference call). We agreed with Patent Owner and
`
`determined that no additional briefing was required. Paper 32, 3.
`
`The Board has jurisdiction under 35 U.S.C. §§ 144 and 6. This
`
`Decision on Remand is issued pursuant to 35 U.S.C. § 318(a) and 37 C.F.R.
`
`§ 42.73. For the reasons discussed below, we determine that Petitioner has
`
`shown by a preponderance of the evidence that claims 13, 14, 16, 18–21,
`
`23–26, 28–33, and 35 of the ’732 patent are unpatentable. We further
`
`determine that Petitioner has failed to show by a preponderance of the
`
`evidence that claims 17, 27, and 34 of the ’732 patent are unpatentable.
`
`B. Related Proceedings
`
`Petitioner informs us that SIPCO, LLC, v. Emerson Electric Co., No.
`
`6:15-cv-00907-JRG-KNM (E.D. Tex.) may be impacted by this proceeding.
`
`Paper 7 (Petitioner’s Amended Mandatory Notices). This civil action has
`
`been transferred to the Northern District of Georgia and consolidated with
`
`Civil Action No. 1:15-cv-0319-AT (N.D. Ga.). In addition, there are several
`
`pending patent applications that claim priority to the ’732 patent. Pet. 2,
`
`Paper 7.
`
`
`
`5
`
`

`

`IPR2015-01973
`Patent 8,013,732 B2
`
`
`C. The ’732 Patent (Ex. 1001)
`
`The ’732 patent is titled “Systems and Methods for Monitoring and
`
`Controlling Remote Devices.” Ex. 1001, code (54). It describes “a system
`
`for monitoring a variety of environmental and/or other conditions within a
`
`defined remotely located region.” Id. at Abstract. “The system is
`
`implemented by using a plurality of wireless transmitters, wherein each
`
`wireless transmitter is integrated into a sensor adapted to monitor a
`
`particular data input.” Id. Figure 2 of the ’732 patent is reproduced below.
`
`
`Figure 2 is a block diagram of the monitoring and control system of a
`
`
`
`preferred embodiment of the invention. Id. at 4:42, 7:33–56. Control
`
`system 200 includes one or more sensor/actuators 212, 214, 216, 222, and
`
`224. Id. at 5:65–67. Each of these sensor/actuators is integrated with a
`
`transceiver. Id. Transceivers 212, 214, 216, 222, and 224 may be located
`
`
`
`6
`
`

`

`IPR2015-01973
`Patent 8,013,732 B2
`
`within an environment to be monitored such as an automobile, rainfall
`
`gauge, or parking lot access gate. Id. at 7:34–37. These devices may be
`
`used to monitor vehicle diagnostics, total rainfall and sprinkler supplied
`
`water, and access gate position. Id. The control system also includes a
`
`plurality of stand-alone transceivers 211, 213, 215, and 221. Id. at 6:15–17.
`
`Local gateways 210 and 220 receive transmissions from the transceivers and
`
`analyze and convert these transmissions as necessary in order to retransmit
`
`the information via a wide area network. Id. at 6:37–40.
`
`D. Illustrative Claim
`
`We instituted inter partes review of claims 13, 14, 16–21, and 23–35
`
`of the ʼ732 patent, of which claims 13, 20, 26, and 31 are independent.
`
`Claim 13 is illustrative of the challenged claims and is reproduced below.
`
`13.
`
`In a system comprising a plurality of wireless devices
`configured for remote wireless communication and
`comprising a device for monitoring and controlling
`remote devices, the device comprising:
`a transceiver having a unique identification code and being
`electrically interfaced with a sensor, the transceiver being
`configured to receive select information and
`identification information transmitted from another
`wireless transceiver in a predetermined signal type;
`the transceiver being further configured to wirelessly retransmit
`in the predetermined signal type the select information,
`the identification information associated with the nearby
`wireless transceiver, and transceiver identification
`information associated with the transceiver making
`retransmission; and
`a data controller operatively coupled to the transceiver and the
`sensor, the data controller configured to control the
`transceiver and receive data from the sensor, the data
`controller configured to format a data packet for
`transmission via the transceiver, the data packet
`
`
`
`7
`
`

`

`IPR2015-01973
`Patent 8,013,732 B2
`
`
`comprising data representative of data sensed with the
`sensor.
`
`E. Person of Ordinary Skill in the Art
`
`Patent Owner and Petitioner provide similar definitions of the person
`
`of ordinary skill in the art. Petitioner’s declarant, Dr. Stephen Heppe, opines
`
`that this individual would have had, through formal education or practical
`
`experience, the equivalent of a Bachelor’s Degree in Electrical Engineering
`
`and two to three years of experience in the development and design, or
`
`technical marketing, of radio communications or computer network systems.
`
`Pet. 10 (citing Ex. 1004 ¶ 8). Patent Owner’s declarant, Dr. Kevin
`
`Almeroth, opines that this individual would have had a four-year degree
`
`from an accredited institution (usually denoted as a B.S. degree) in computer
`
`science, computer engineering or the equivalent and at least two years of
`
`experience with, or exposure to, the design and development of wireless
`
`communication network systems, including familiarity with protocols used
`
`therein. Ex. 2001 ¶ 75. We are persuaded that there is no substantive
`
`difference in these proposals and we find that the person of ordinary skill in
`
`the art would have had a bachelor’s degree or equivalent experience in
`
`electrical engineering, computer science, or a related discipline and would
`
`also have at least two years of experience directed to network development
`
`and design.
`
`F. Overview of Kahn
`
`Kahn discusses “the basic concepts of packet radio.” Ex. 1002,
`
`Abstract. In particular, Kahn describes PRNET, a multi-hop, multiple
`
`access packet radio network. Id. at 1469, col. 1. Kahn notes that the
`
`network “should be capable of internetting in such a way that a user
`
`
`
`8
`
`

`

`IPR2015-01973
`Patent 8,013,732 B2
`
`providing a packet address in another net can expect his network to route the
`
`associated packet to a point of connection with the other net or to an
`
`intermediate (transit) net for forwarding.” Id. at 1470, col. 1.
`
`Each packet radio in Kahn’s network “contains the antenna, RF
`
`transmitter/receiver, and all signal processing and data detection logic.” Id.
`
`at 1477, col. 2. In addition, each radio contains a microprocessor controller
`
`plus semiconductor memory for packet buffering and software. Id. Each PR
`
`has an identifier known as its “selector” that is used in routing and control
`
`procedures. Id. at 1479, col. 1. These selectors may be “unique and
`
`preassigned.” Id. at 1479 n.1.
`
`Packets are transmitted to a destination using a store-and-forward
`
`method. Id. In this method, a user-generated packet with associated
`
`addressing and control information in the packet’s header is sent to the PR
`
`for processing. Id. The PR adds network routing and control information
`
`and transmits the packet to a nearby PR, called a repeater, which is identified
`
`within the packet. Id. at 1477, col. 1, 1477, col. 2. The repeater processes
`
`the header to ascertain whether it should relay the packet, deliver it to an
`
`attached device, or discard it. Id. at 1477, col. 2. The packet will be relayed
`
`repeater to repeater until it reaches the final repeater, which broadcasts it to
`
`the destination PR. Id.
`
`An exemplary packet consists of a 48-bit preamble followed by a
`
`variable length header that is followed by the text and a checksum. Id. at
`
`1478, col. 2. In routing the packet, a station can send the entire path directly
`
`to the sending or receiving PR and in this case, the transmitted packet “could
`
`then contain the entire set of selectors in its header.” Id. at 1479, col. 2.
`
`
`
`9
`
`

`

`IPR2015-01973
`Patent 8,013,732 B2
`
`
`G. Overview of the APA
`
`The ’732 patent describes a variety of known “systems for monitoring
`
`and controlling manufacturing processes, inventory systems, emergency
`
`control systems, and the like.” Ex. 1001, 1:54–56. Representative systems
`
`include “[h]eating, ventilation, air-conditioning systems, fire reporting and
`
`damage control systems.” Id. at 2:27–30. These systems “use remote
`
`sensors and controllers to monitor and automatically respond to system
`
`parameters.” Id. at 1:56–59. “A number of control systems utilize
`
`computers to process system inputs, model system responses, and control
`
`actuators to implement process corrections within the system.” Id. at 1:59–
`
`61. Figure 1 of the ’732 patent is reproduced below.
`
`Figure 1 “is a block diagram of a prior art control system.” Id. at
`
`4:41. Prior art control system 100 includes a plurality of sensor/actuators
`
`111–117. Id. at 5:32–36. The sensors are “electrically coupled to a local
`
`controller 110.” Id. at 5:36–37. The local controller often is coupled with
`
`
`
`
`
`10
`
`

`

`IPR2015-01973
`Patent 8,013,732 B2
`
`the public telephone network and a central controller 130. The wiring
`
`between the elements of the prior art system is described as “a dangerous
`
`and expensive proposition.” Id. at 5:59–61.
`
`H. The ’1973 Final Written Decision
`
`In the ’1973 Final Written Decision, we analyzed Petitioner’s
`
`arguments and evidence regarding the teachings of Kahn and APA. ’1973
`
`Final Written Decision, 9. We noted that Petitioner bears the burden of
`
`proving unpatentability and we thus analyzed the allegations and evidence as
`
`provided by Petitioner to determine whether Petitioner met its burden. Id. at
`
`9–10; see also Sirona Dental Sys. GmbH v. Institut Straumann AG, 892 F.3d
`
`1349, 1356 (Fed. Cir. 2018) (citing SAS Inst., Inc. v. Iancu, 138 S. Ct. 1348,
`
`1357 (2018)) (“[T]he statute tells us that the petitioner’s contentions, not the
`
`Director’s discretion, define the scope of the litigation all the way from
`
`institution through to conclusion . . . . It would thus not be proper for the
`
`Board to deviate from the grounds in the petition and raise its own
`
`obviousness theory.”); Kranos Corp. v. Riddell, Inc., IPR2016-01650, 2018
`
`WL 1037395, at *5 (PTAB Feb. 21, 2018) (citing DeSilva v. DiLeonardi,
`
`181 F.3d 865, 866–67 (7th Cir. 1999)) (“A brief must make all arguments
`
`accessible to the judges, rather than ask them to play archeologist with the
`
`record.”).
`
`We noted that Petitioner asserts, in its Petition, that one of ordinary
`
`skill would have been motivated to use Kahn’s wireless, packet radio
`
`network to reduce the costs associated with installing the physical cables and
`
`wiring that the APA systems require. Id. at 7–8, 14 (quoting Ex. 1001,
`
`2:34–37; Ex. 1004 ¶¶ 30–31). In the Petition, Petitioner relies on Kahn and
`
`APA, as well as Dr. Heppe’s declaration. Id. at 7–9; see also Pet. 14 (citing
`
`
`
`11
`
`

`

`IPR2015-01973
`Patent 8,013,732 B2
`
`Dr. Heppe’s declaration to argue for a motivation to combine). Specifically,
`
`Petitioner cites paragraphs 30 and 31 of Dr. Heppe’s declaration to support
`
`its argument that “[a] POSITA would have recognized the advantage of
`
`using the communication infrastructure disclosed in Kahn to allow the
`
`sensors and actuators of the APA to be moved from location to location
`
`without having to re-install physical cables and wires to connect the sensors
`
`and actuators.” Pet. 14 (citing Ex. 1004 ¶¶ 30–31).
`
`At the oral hearing, Petitioner for the first time directed us to
`
`Greeves’s10 disclosure of a cost comparison between radio technology and
`
`technology that uses physical connections to provide additional support for
`
`its assertions regarding Kahn and APA. Tr. 24:11–20, 26:8–14, 59:16–20
`
`(citing Ex. 2004, 1). In the ’1973 Final Written Decision, we found that
`
`Petitioner’s reliance on Greeves was improper and untimely because it was
`
`first raised at the hearing. ’1973 Final Written Decision, 9. We thus
`
`declined to analyze Greeves as part of Petitioner’s asserted grounds of
`
`obviousness; instead we focused our analysis on Petitioner’s allegations as
`
`to Kahn and APA.
`
`We found that Kahn discloses certain costs (such as costs associated
`
`with data transfer speeds and complexity of the packet radio), but it does not
`
`discuss any costs related to physical cables or wiring, like Petitioner asserts.
`
`Id. at 10. Petitioner does not identify in its briefing any discussion of
`
`physical cables or wires in Kahn. Id. at 11. We thus determined that
`
`Petitioner failed to demonstrate that one of ordinary skill would have
`
`gleaned from Kahn, without the benefit of impermissible hindsight, any
`
`
`10 B. Greeves, “SCADA Uses Radio to Bridge the Gap,” Sensor Review,
`vol. 14, no. 2, pp. 31–34, 1994 (Ex. 2004, “Greeves”).
`
`
`
`12
`
`

`

`IPR2015-01973
`Patent 8,013,732 B2
`
`reference to physical cables or wiring or a problem associated with their
`
`costs. Id. at 12. Thus, because we found that Kahn neither discusses nor
`
`includes express teachings regarding physical cables and wires or their
`
`associated costs, and because Petitioner did not otherwise provide support
`
`for its alleged motivation to combine Kahn with APA, we determined that
`
`Petitioner failed to establish that one of ordinary skill in the art would have
`
`been motivated to combine Kahn and APA. Id. Ultimately, we determined
`
`that in the absence of a sufficient rationale for combining Kahn and APA,
`
`Petitioner failed to demonstrate by a preponderance of the evidence that
`
`claims 13, 14, 16–21, and 23–35 would have been obvious over Kahn and
`
`APA.
`
`I. The ’984 Final Written Decision
`
`In the ’984 Final Written Decision, we determined that claims 1–15 of
`
`the ’780 patent are unpatentable. ’984 Final Written Decision, 2, 61. We
`
`found that the ’780 patent and the ’732 patent share nearly the same
`
`specification and claims. Id. at 25. We further found that even though the
`
`claim language of the two patents had some differences, those differences
`
`were non-substantive. Id. at 28; see also id. at 25–28 (reproducing a table
`
`comparing claim 1 of the ’780 patent with claim 13 of the ’732 patent, and
`
`discussing the differences that Petitioner identified).
`
`In the’984 proceeding, Petitioner contended that claims 1, 2, and 7 of
`
`the ’780 patent are unpatentable as obvious over Kahn and APA. Id. at 31.
`
`There, we found that Petitioner sufficiently “articulated reasoning with
`
`rational underpinning to support the legal conclusion of obviousness.” Id. at
`
`43 (citing KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 418 (2007)).
`
`
`
`13
`
`

`

`IPR2015-01973
`Patent 8,013,732 B2
`
`
`We determined that Petitioner properly argued that one of ordinary
`
`skill would have been motivated to combine Kahn and the APA to realize
`
`the benefits of wireless communications that Greeves discloses, such as
`
`“cost savings,” an increase in power and efficiency of the control system,
`
`and improved integrity, incorruptibility, and ease of set-up and operation.
`
`Emerson Elec. Co. v. SIPCO, LLC, IPR2016-00984, Paper 25 at 12 (PTAB
`
`Mar. 31, 2017) (“’984 Reply”) (citing Ex. 2004, 31, 32). Greeves states that
`
`radio is “relatively cost-effective when compared with other physical links.”
`
`Ex. 2004, 1; see also ’984 Final Written Decision, 45.
`
`Petitioner argued, in its ’984 Reply, that APA “refers to the expense
`
`of installing wired sensors as a problem to be overcome.” ’984 Reply, 10;
`
`see also ’780 patent, col. 2, ll. 41–53 (“A problem with expanding the use of
`
`control systems technology to distributed systems are the costs associated
`
`with the sensor-actuator infrastructure required to monitor and control
`
`functions within such systems.”). The ’780 patent recites: “appropriately
`
`wiring an existing industrial plant can be a dangerous and expensive
`
`proposition.” ’780 patent, col. 6, ll. 1–3 (emphasis added); see also ’984
`
`Reply, 10. Petitioner relied on these teachings from the ’780 patent, as
`
`supplemented by Greeves’s discussion of the cost-effectiveness of wireless
`
`communications, as an additional reason to combine Kahn with APA. ’984
`
`Reply, 9–14.
`
`Petitioner also argued that “Kahn clearly posits that a wireless system
`
`is faster to deploy than a wired system.” ’984 Reply, 14. Petitioner thus
`
`argued that Kahn’s teaching of a wireless system’s rapid deployment
`
`provides a further motivation to combine Kahn and the APA. Id. Petitioner
`
`further supported its arguments with citation to Greeves’s disclosure that a
`
`
`
`14
`
`

`

`IPR2015-01973
`Patent 8,013,732 B2
`
`wireless communication enables an easier set-up, when compared to
`
`technology requiring physical links. Id. at 15 (citing Ex. 2004, 32).
`
`Similarly, Petitioner argued that Greeves’s “promotion of wireless to
`
`improve ‘ease of set-up’ serves as [an] additional evidence that at the time of
`
`the invention, a POSITA would [have known] that a wireless system is more
`
`reconfigurable and flexible than a wired system.” Id. at 15. And thus,
`
`Petitioner argued that a wireless system’s improved reconfigurability and
`
`flexibility provide additional motivations to combine Kahn and the APA. Id.
`
`In the ’984 Final Written Decision, we found that Petitioner had
`
`properly relied on Greeves to show the knowledge of an ordinarily skilled
`
`artisan at the time of the alleged invention. ’984 Final Written Decision, 46,
`
`48. We noted that Petitioner introduced Greeves in its Reply for purposes of
`
`responding to an argument that Patent Owner presented in its Response. Id.
`
`Further, we noted that by considering Greeves, we neither denied Patent
`
`Owner due process nor acted contrary to the requirements of the
`
`Administrative Procedure Act because Patent Owner received adequate
`
`notice of the issues that we considered and we did not deny Patent Owner a
`
`meaningful opportunity to be heard. Id. at 46–47.
`
`Upon review of the record, we determined that Petitioner
`
`demonstrated by a preponderance of the evidence that claims 1, 2, and 7 of
`
`the ’780 patent are unpatentable as obvious over Kahn and the APA. Id. at
`
`54–55.
`
`J. The Decision of the Federal Circuit and Issue on Remand
`
`On appeal, Petitioner raised two main issues: (1) whether we erred in
`
`disregarding Greeves; and (2) whether we erred in finding that one of
`
`
`
`15
`
`

`

`IPR2015-01973
`Patent 8,013,732 B2
`
`ordinary skill would not have been motivated to combine Kahn and the
`
`APA. Emerson, 745 F. App’x at 371.
`
`Regarding the first issue, the Federal Circuit concluded that Petitioner
`
`improperly relied on Greeves for the first time at the oral hearing, and we
`
`thus correctly disregarded it in our analysis. Id. at 372. Our reviewing court
`
`acknowledged that at oral argument, parties may only present arguments that
`
`rely on papers that were previously submitted and may not present new
`
`evidence or arguments at that late stage in the proceeding. Id.
`
`Regarding the second issue, the court concluded that the ’1973 Final
`
`Written Decision “‘does not address, or at least does not clearly address,’
`
`why the statement in Kahn—that deployment of the packet radio net should
`
`be rapid and convenient—does not provide a rationale that would have
`
`motivated a skilled artisan to combine the teachings of Kahn and the
`
`Admitted Prior Art.” Id. at 373 (citing Pers. Web Techs., LLC v. Apple, Inc.,
`
`848 F.3d 987, 993 (Fed. Cir. 2017)). The court found our analysis to lack
`
`the necessary support. Id. As such, it noted that we concluded, without
`
`sufficient reasoning, that Kahn does not provide a rationale that would have
`
`motivated one of ordinary skill to combine Kahn and the APA. Id.
`
`The court then turned to IPR2016-00984 and noted that there we also
`
`considered Kahn and the APA, but came to opposite conclusions on
`
`patentability and the motivation to combine their teachings. Id. at 373. The
`
`court recognized that Petitioner properly raised Greeves in IPR2016-00984
`
`whereas it did not do so in the instant proceeding. Id. But the court also
`
`noted that Dr. Heppe’s declarations in the two proceedings were
`
`substantially identical concerning the motivation to combine. Id.
`
`
`
`16
`
`

`

`IPR2015-01973
`Patent 8,013,732 B2
`
`
`The court explained that because we did not adequately explain our
`
`reasoning in finding that Kahn does not provide a rationale that would have
`
`motivated one of ordinary skill to combine Kahn and the APA and because
`
`our conclusion was contrary to our determination in IPR2016-00984, the
`
`court vacated and remanded our determination. Id. at 370, 373.
`
`On remand, the Federal Circuit has instructed us to (1) “address the
`
`seemingly opposite finding from the IPR2016-00984 Final Written
`
`Decision,” (2) “explain why an explicit statement in Kahn regarding a
`
`potential motivation to combine was not enough,” and (3) explain how we
`
`determined that impermissible hindsight would be required to conclude that
`
`Kahn provided the motivation to combine. See id. at 373–74.
`
`II. ANALYSIS
`
`A. Motivation to Combine Kahn and the APA
`
`In light of the court’s instructions in Emerson, we consider anew
`
`whether Petitioner has articulated sufficient rationale to support its argument
`
`that one of ordinary skill in the art would have combined the teachings of
`
`Kahn and the APA.
`
`As noted in the ’1973 Final Written Decision, “Petitioner assert[ed]
`
`that one of ordinary skill in the art ‘would have been motivated to use the
`
`wireless, packet radio network of Kahn as a communications network for the
`
`prior art monitoring and control systems described in the APA.’” ’1973
`
`Final Written Decision, 7 (quoting Pet. 14). According to Petitioner,
`
`“[c]ombining Kahn with monitoring and control systems described in the
`
`APA would allow a POSITA to reduce the expense associated with
`
`installing the sensors and actuators at remote locations with physical cables
`
`
`
`17
`
`

`

`IPR2015-01973
`Patent 8,013,732 B2
`
`and wiring.” Pet. 14. Petitioner further asserted that these teachings would
`
`be combined to handle “[o]ne of the problems that the applicants of the ’732
`
`patent expressly set out to solve [, which] was the ‘costs associated with the
`
`sensor-actuator infrastructure required to monitor and control functions
`
`within such systems.’” Id. (quoting Ex. 1001, 2:34–37). Dr. Heppe
`
`supported that assertion by opining that “Kahn combined with the APA
`
`solves the same problems noted by the applicants.” Ex. 1004 ¶ 31. Patent
`
`Owner took issue with these assertions and argued that “[t]he reliance of
`
`both the Petitioner and its expert on the ’732 patent in their attempt to
`
`establish a motivation to combine constitutes classic hindsight use of the
`
`patent as a blueprint to reconstruct the claimed invention.” PO Resp. 33.
`
`In examining whether Petitioner’s argument and evidence are
`
`sufficient, the Federal Circuit has directed us to consider Kahn’s explicit
`
`statement “that deployment of the packet radio net should be rapid and
`
`convenient.” Emerson, 745 F. App’x at 373. We thus begin our analysis
`
`with Kahn’s relevant teachings.
`
`Kahn recites, “The use of broadcast radio technology for local
`
`distribution of information can also provide a degree of flexibility in rapid
`
`deployment and reconfiguration not currently possible with most fixed plant
`
`installations.” Ex. 1002, 1469, col. 1 (emphasis added). Further, under the
`
`heading “Rapid and Convenient Deployment,” Kahn recites the following:
`
`Deployment of the packet radio net should be rapid and
`convenient, requiring little more than mounting the equipment
`at the desired location. No alignment procedure should be
`required, and in most applications omni-directional antennas
`would be used, thus eliminating the need for antenna alignment.
`Once installed, the system should be self-initializing and self-
`organizing.
`
`
`
`18
`
`

`

`IPR2015-01973
`Patent 8,013,732 B2
`
`Id. at 1470, col. 2 (emphasis added).
`
`
`
`The APA relied upon by Petitioner includes Figure 1, which illustrates
`
`prior art control system 100. Ex. 1001, 5:33–34. The ’732 patent recites,
`
`“[T]hese systems[, such as control system 100,] require electrical coupling
`
`between the local control and system sensors and actuators. As a result,
`
`appropriately wiring an existing industrial plant can be a dangerous and
`
`expensive proposition.” Id. at 5:57–61 (emphasis added).
`
`In light of these teachings, we find that one of ordinary skill would
`
`have recognized that Kahn’s teachings would improve the APA’s control
`
`system 100. We are persuaded that Kahn’s radio technology has a degree of
`
`flexibility in rapid deployment and reconfiguration that is not possible in
`
`fixed installations. We thus determine that one of ordinary skill in the art
`
`would have been motivated to improve the APA’s control system 100,
`
`which requires electrical couplings, with Kahn’s radio technology to attain
`
`said degree of flexibility in rapid deployment and reconfiguration. In the
`
`combination of Kahn and the APA, an ordinarily skilled artisan would bring
`
`to fruition a control system 100 that is capable of rapid deployment and
`
`reconfiguration, requiring little more than mounting control system 100’s
`
`equipment at the desired location.
`
`Thus, we are persuaded by Petitioner’s contention that one of ordinary
`
`skill would have recognized the advantage of using the broadcast radio
`
`technology described in Kahn to allow the sensors and actuators of the APA
`
`to be moved from location to location without having to re-install the
`
`physical cables connecting the sensors and actuators. Pet. 14 (citing Ex.
`
`1004 ¶¶ 30–31). Similarly, we are persuaded by Petitioner’s contention that
`
`one of ordinary skill would have recognized that incorporating Kahn’s radio
`
`
`
`19
`
`

`

`IPR2015-01973
`Patent 8,013,732 B2
`
`technology in the APA’s control system 100 would reduce the expense
`
`associated with the electrical couplings. Id. The radio technology would
`
`eliminate some or all of the wiring that the APA recognizes as an “expensive
`
`proposition.” Id.
`
`Dr. Heppe’s declaration further corroborates what one of ordinary
`
`skill would have understood from Kahn and the APA. Dr. Heppe’s
`
`declaration recites the following:
`
`30. The applicants note that a problem with expanding
`the use of control systems technology to distributed systems
`“are the costs associated with the sensor-actuator infrastructure
`required to monitor and control functions within su

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket