`
`[Counsel Information Listed on Signature Page]
`
`UNITED STATES DISTRICT COURT
`
`NORTHERN DISTRICT OF CALIFORNIA
`
`SAN FRANCISCO DIVISION
`
`CAPELLA PHOTONICS, INC.,
`
`N0. 3II4—CV-03348—EMC
`
`Plaintiff,
`
`V.
`
`CISCO SYSTEMS, INC,
`
`Defendant.
`
`JOINT CLAIM CONSTRUCTION AND
`PREHEARING STATEMENT [PATENT
`LR. 4-3]
`
`CAPELLA PI-IOTONICS. INC.,
`
`No. 3:14—CV-03349-EMC
`
`Plaintiff,
`
`V.
`
`FUJITSU NETWORK
`C OMNIUNICATION S, INC .,
`
`Defendant.
`
`CAPELLA PHOTONICS, INC,
`
`No. 3:14-CV—03350-EMC
`
`Plaintiff,
`
`v.
`
`TELLABS OPERATIONS, INC. AND
`CORIANT (USA) INC.,
`
`Defendant.
`
`CAPELLA PI-IOTONICS, INC.,
`
`No. 3:14-CV-0335]-EMC
`
`Plaintiff,
`
`V.
`
`CIENA CORPORATION,
`
`Defendant.
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`JOINT CLAIM CONSTRUCTION
`3:14-CV-U33-I8-EMC
`
`4
`
`Petitioner Ciena Corp. et al.
`Exhibit 1012-1
`
`
`
`Case3:14-cv~03348-EMC Document151 FiledU1fl2!15 Page2 of 119
`
`Pursuant to Patent Local Rule 4-3 the Court’s Order (DE 122), Plaintiff Capella
`
`Photonics. Inc. (“Capella” or “Plaintiff"), and Defendants Ciena Corporation (“Ciena”), Cisco
`
`Systems, Inc. (“Cisco”), Fujitsu Network Communications, Inc. (“FNC"), Tellabs Operations,
`
`Inc. (“Tellabs Ops”), and Coriant (USA) Inc. (“Coriant") (collectively “Defendants”) (together
`
`with Plaintiff, “the parties”) hereby submit this Joint Claim Construction and Prehearing
`
`Statement concerning U.S. Patent Nos. RE-42,678 (the “678 patent") and RE42.368 (the “‘368
`
`patent”).
`
`I.
`
`PATENT L.R. 4-3 a : AGREED CONSTRUCTION S
`
`Pursuant to Patent Local Rule 4-3(a), the claim terms on which the parties have reached
`
`an agreed-upon construction are provided in Appendix A. The parties further agree that when
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`such terms appear more than once in the asserted claims of the patents-in-suit, these agreed-upon
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`constructions should be applied consistently in patents-in-suit.
`
`ll.
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`PATENT L.R. 4-3th}: PROPOSED CONSTRUCTIONS OF DISPUTE!) TERMS
`
`Each party’s proposed construction of each disputed claim tenn, phrase, or clause, along
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`with an identification of all references from the specification or prosecution history that support
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`that construction, and identification of any extrinsic evidence known to the party on which it
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`intends to rely either to support its proposed construction of the claim or to oppose any patty’s
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`proposed construction of the claim, including, but not limited to, as permitted by law, dictionary
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`definitions, citations to learned treatises and prior art, and testimony of percipient and expert
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`witnesses is provided in Appendix B.
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`Defendants’ statement: Defendants ask that the Plaintiffs evidence and proposed
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`constructions be struck in their entirety, based on Plaintiffs willful violation ofthe local rules.
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`Defendants provide the background for this request as follows.
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`In its Rule 4-2 statement, Plaintiff proposed only plain and ordinary meaning for the claim
`
`terms other than “channel micromirror.” Plaintiff also provided in its statement no specific
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`identification of any intrinsic or extrinsic evidence that it intended to rely upon, not identified any
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`witnesses that it planned to call_ The Plaintiff said only that ‘‘[t]he supporting evidence for each
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`construction is the patents in suit and their file histories.” Plaintiff then provided a draft statement
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`2
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`JOINT CLAIM CONSTRUCTION
`3:14-CV-03348-EMC
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`M_«\.'u_-\'n'. Pm-:I_r's &
`l’ImI1J>s.I.l.P
`
`Petitioner Ciena Corp. et al.
`Exhibit 1012-2
`
`
`
`Case3:14-cv~03348-EMC Document151 FiledU1fl2t15 Page?» of 119
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`proposing plain and ordinary meaning for all terms and confirmed that they were not planning on
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`proposing any constructions during the parties’ meet and confer on January 7.
`
`After identifying no specific evidence or witnesses, and confirming that Plaintiff would
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`construe no claims, Plaintiff changed course just hours before this Joint Statement was due. Less
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`than four hours before midnight on January 12, Plaintiff revealed for the first time its proposed
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`constructions for every term that Defendants had identified in their LR. 4-2 statement. Plaintiff
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`also provided for the first time alleged supporting evidence for their new constructions that
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`spanned over 100 pages. The Plaintiff also identified several potential witnesses for claim
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`construction for the first time.
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`In light ofthe Plaintiff°s willful violation of the local rules (including at least Patent L.R.
`
`4-2) and the severe prejudice to the Defendants, Defendants request that either (i) Plaintiffs
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`proposed constructions (other than the construction of “channel micromirror”) and all evidence he
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`stricken from the joint statement, and that Plaintiffs be limited to arguing only for plain and
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`ordinary meaning; or (ii) that Plaintiffs are sanctioned in whatever other way the Court finds
`
`appropriate. 1
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`Plaintiff’ s statement:
`
`In its L.R. 4-2 statement, Plaintiff identified the asserted patents
`
`and their file histories as providing evidentiary support for its proposed constructions. Defendants
`
`attempt to rely on statements from Plaintiff’ S counsel as intrinsic evidence to support their
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`proposed definitions. Such statements do not constitute intrinsic evidence and should be struck.
`
`1 The Plaintiffs sandbagging in this statement is not the first instance ofthe Plaintiffs
`inappropriate behavior. Earlier, while the Defendants timely provided their initial Patent LR, 4-2
`statement at a time agreed upon by the parties for a simultaneous exchange, Plaintiff failed to
`provide their statement until an hour later, citing email problems. Plaintiff also appears to have
`purposely delayed its disclosure ofthe content of this pleading. Specifically, Defendants
`provided Plaintiff with a draft of this pleading (which included Defendants’ proposed
`constructions and supporting evidence first provided on December 22) at about 12:00pm PT on
`January 8, 2015. Despite repeated—and unanswered—requests throughout the day on January
`12, 2015 for Plaintiff’ s comments, Plaintiff waited until after 8:00 pm PT to provide Defendants
`with its inserts, which added nearly 100 pages to the length of this pleading and exhibits and
`included new proposed constructions of numerous terms that have never before been disclosed to
`Defendants.
`
`JOINT CLAIM CONSTRUCTION
`3:14-CV-03348-EMC
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`Mi\.\.u\'n'. I’illiI.PS &
`l’IiIiI1J=-«e.Ll.P
`
`Petitioner Ciena Corp. et al.
`Exhibit 1012-3
`
`
`
`Case3:14-cv~03348-EMC Document151 Filed01fl2l15 Page-4 of 119
`
`III.
`
`PATENT L.R. 4-3§c|: TEN MOST SIGNIFICANT DISPUTE-D CLAIM TERMS
`FOR CONSTRUCTION
`
`The parties jointly identify the following claim terms as most significant to resolution of
`
`the case (tenns are not presented in the following list in order ofimportance):
`
`A.
`
`Jointly Identified Term:
`
`1.
`
`Channel micromirror
`
`B.
`
`CaQelIa’s Terms:
`
`Plaintiff Capella maintains that no term other than “channel micromirror” requires
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`constmction and that all other terms should be awarded their plain and ordinary meaning.
`
`C.
`
`Defendants’ Terms:
`
`1.
`
`Continuously
`
`Controllable in two dimensionsfControlling .
`
`.
`
`. in two dimensions
`
`Corresponding
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`Beam—deflecting e|ement(s)
`
`Elements being individually... controllable
`
`6.
`
`7.
`
`Maintaining a predetermined coupling
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`Servo—control assembly
`
`IV.
`
`PATENT L.R. 4-31d}: ANTICIPATED LENGTH OF CLAIM CONSTRUCTION
`HEARING
`
`The Court has scheduled a Claim Construction Tutorial for March 16, 2015 at 2:30 pm.
`
`and a Claim Construction Hearing for March 30, 2015 at 2:30 p.m. The parties estimate that the
`
`length ofthe Claim Construction Hearing will be approximately 4 hours, The parties estimate
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`that the length of the Tutorial will be approximately 2 hours; the parties estimate having equal
`
`time for presentation.
`
`V.
`
`PATENT L.R. 4-319]: WI-IETHER ANY PARTY PROPOSES TO CALL ONE OR
`MORE WITNESSES AT THE CLAIM CONSTRUCTION HEARING, AND
`SUMMARIES OF TESTIMONY
`
`The parties do not currently anticipate presenting live testimony.
`
`Defendants’ statement:
`
`In compliance with Patent LR. 4-2(b), Defendants identified a
`
`witness and the expected substance of that witness’s testimony on which Defendants may rely in
`
`4
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`JOINT CLAIM CONSTRUCTION
`3:14-CV-03348-EMC
`
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`M_«\.‘<_-\'I'1'. Pm-:I_r's dz
`Il|I[J
`1
`
`Petitioner Ciena Corp. et al.
`Exhibit 1012-4
`
`
`
`Case3:14-cv~03348—EMC Document151 FiledU1fl2i15 Page5 of 119
`
`connection with claim construction. The Plaintiff identified no such witness or testimony in its
`
`LR. 4-2 statement. Accordingly, Plaintiffs have waived any right to rely upon percipient or
`
`expert witnesses in connection with claim construction. The Defendants reserve their right to
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`present live expert testimony should the Court request it, but do not otherwise expect to provide
`
`such testimony.
`
`Plaintifl"s statement: Plaintiff may call inventor Joe Davis to provide live testimony
`
`should the Court permit it. Mr. Davis will testify about the plain and ordinary meaning of the
`
`claim terms and how a person of ordinary skill in the art would have understood or viewed the
`
`disputed terms, phrases, or clauses at the time of invention, including the plain meaning of terms,
`
`phrases, or clauses as understood by one of ordinary skill in the art within the context of the claim
`
`wording, the teachings of the specification, and the prosecution history, and an explanation of the
`
`meaning of those terms in the context of‘ the subject matter of the patents-in-suit, an explanation
`
`of any representations in the prosecution histories of the patents-in-suit, a description of the state
`
`of the technology relating to the subject matter of the patents-in-suit including any cited prior art
`
`in the prosecution histories of the patents-in-suit, a description of the state of the technology
`
`relating to the claimed inventions at the time the applications for those patents were filed, a
`
`description ofthe qualifications ofa person of ordinary skill in the art at the time the applications
`
`for those patents were filed, and how a person of ordinary skill in the art would interpret the
`
`identified claim term or phrase at the time the applications for the patents were filed. Mr. Davis
`
`may also provide rebuttal testimony to any claim construction that Defendants offer and support
`
`through expert and/or percipient witness testimony. Plaintiff further may rely on the testimony of
`
`the inventors Jeffrey Wilde and/or Tai Chen to support its claim construction arguments or to
`
`rebut Defendants’ ciaim construction arguments.
`
`VI.
`
`ADDITIONAL ISSUES
`
`The parties do not believe there are any other issues that must be addressed prior to the
`
`Claim Construction Hearing.
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`
`JOINT CLAIM CONSTRUCTION
`3:l4—CV-033-18—EMC
`
`Petitioner Ciena Corp. et al.
`Exhibit 1012-5
`
`
`
`Case3:14-cv~03348-EMC Document151 FiledU1fl2f15 Page6 of 119
`
`Dated: January 12, 2015
`
`MANATT, PHELPS & PHILLIPS, LLP
`
`By: fs/ Robert D. Becker
`Robert D. Becker
`
`Attorneys for Plaintiff
`(.'apefla Ph0tum'c.s‘, Inc.
`
`Dated: January 12, 2015
`
`By: ..'.s:.'Nathaniel T. Browand
`
`Ashlee Lin (CA Bar No. 275267)
`ashlee.lin@milbank.com
`MILBANK, TWEED, HADLEY
`& MCCLOY LLP
`
`601 South Figueroa Street
`30th Floor
`
`Los Angeles, CA 90017
`Tel: (213) 892-4459
`Fax: (213) 629-5063
`
`Christopher E. Chalsen*
`cchalsen@milbanl<.corn
`Nathaniel T. Browand*
`
`nbrowand@milbank.com
`Suraj Ba1usu*
`sbalusu@milbank.com
`MELBANK, TWEED, HADLEY
`& MCCLOY LLP
`1 Chase Manhattan Plaza
`New York, New York 10005
`Tel: (212) 530-5380
`Fax:
`(212) 822-5380
`* admftfedpro hac was
`
`Attorneysfor Defendant,
`Fujitsu Network Contmunications, Inc.
`
`By: fl/Ifchelie P. Wo0dhrm.s‘e
`
`Michelle P. Woodhouse (Bar No. 260669)
`E-mail:
`miehelle.woodhouse@lwzcom
`LATHAM & WATKINS LLP
`140 Scott Drive
`
`Menlo Park, CA 94025
`650-328-4600
`
`James R, Bender*
`Email:
`james.bender@lw.com
`Matthew Moore*
`E-mail:
`matthew.moore@lw.com
`'
`*
`Ellzabeth Johnson
`JOINT CLAIM CONSTRUCTION
`3:14-CV-03348-EMC
`
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`M-*W'=\'“'- ""1"-P5 3‘
`‘
`‘
`
`Petitioner Ciena Corp. et al.
`Exhibit 1012-6
`
`
`
`Case3:14-cv~03348-EMC Document151 FiledU1fl2I15 Page? of 119
`
`eli:«:abeth,johnson@lw,com
`E-mail:
`LATHAM & WATKINS LLP
`555 Eleventh Street, NW
`Suite 1000
`
`Washington, DC 20004
`202-637-2200
`
`Clement Naples*
`E-mail:
`clement.naples@lw.com
`Chi Cheung*
`chi.cheung@lw.com
`E-mail:
`LATHAM & WATKINS LLP
`885 Third Ave
`Suite 1000
`New York, NY 10022
`212-906-1200
`
`* pro hac vice
`
`Attorneys for Defendant Ciena Corporation
`
`By: Matthew J. Leary
`COOLEY LLP
`
`Wayne 0. Stacy*
`Sarah J. Guske
`
`Matthew]. Leary*
`380 lnterlocken Crescent, Suite 900
`Broomfield, CO 80021
`Telephone:
`(720) 566-4000
`Facsimile:
`(720) 566-4099
`* admitted pro hac vice
`
`Attorneys for Defendant Cisco Systems,
`Inc.
`
`By:a’s/ Thomas K, Pratt
`
`PILLSBURY WINTI-TROP SHAW
`PITTMAN LLP
`COLIN T. KEMP (SBN 215408)
`colin.kemp@pillsburylaw.com
`STEPHEN E. BERGE (SBN 274329)
`stephen.berge@pillsburylaw.com
`4 Embarcadero Center, 22nd Floor
`San Francisco, CA 9411 1
`Telephone: (415) 983-1000
`Facsimile: (415) 983-1200
`BANNER & WITCOFF, LTD.
`JONATHAN PIETER VAN ES (CBN
`250524)
`THOMAS K. PRATT*
`tpratt@bannerwitcoff.com
`TIMOTHY J. RECHTIEN*
`JOINT CLAIM CONSTRUCTION
`3:14-CV-03348-EMC
`
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`M-*W'=\'“'- "mil-P5 3‘
`‘
`‘
`
`Petitioner Ciena Corp. et al.
`Exhibit 1012-7
`
`
`
`Case3:14-cv~03348-EMC Document151 FiledU1fl2f15 Page8 of 119
`
`pvanes@bannerwitcoff. com
`10 South Wacker Drive, Suite 3000
`Chicago, IL 60606
`Telephone: (312) 463-5000
`Facsimile: (312) 463-5001
`* admitted pro hac vice
`Attarneysfor Defemlrmts Teflabs
`Operations, Inc. and Corfant (USA) Inc.
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`‘
`‘
`
`JOINT CLAIM CONSTRUCTION
`3:14-CV-03348-EMC
`
`Petitioner Ciena Corp. et al.
`Exhibit 1012-8
`
`
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`Petitioner Ciena Corp. et al.
`Exhibit 1012-9
`
`
`
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`
`Petitioner Ciena Corp. et al.
`Exhibit 1012-10
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`E.5.—.E_a_U
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`Petitioner Ciena Corp. et al.
`Exhibit 1012-11
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`Petitioner Ciena Corp. et al.
`Exhibit 1012-12
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`Petitioner Ciena Corp. et al.
`Exhibit 1012-13
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`Petitioner Ciena Corp. et al.
`Exhibit 1012-14
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`Petitioner Ciena Corp. et al.
`Exhibit 1012-15
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`Petitioner Ciena Corp. et al.
`Exhibit 1012-16
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`Petitioner Ciena Corp. et al.
`Exhibit 1012-17
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`Petitioner Ciena Corp. et al.
`Exhibit 1012-18
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`Petitioner Ciena Corp. et al.
`Exhibit 1012-19
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