PTAB, Exhibit 3004
`Symantec Corp. v. Finjan, Inc.
`IPR2015-01897
`
`

`
`Application No. 13/290,708
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`-
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`Page 2
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`All the above requirements having been satisfied, the late claim for benefit of priority under 35
`U.S.C. §§ 120 and l 19(e) is accepted as being unintentionally delayed.
`
`The granting at the getition to accept the delayed benelit claim to the griorfrled applications .
`under 3 7 CFR §§ I. 78(a](3[ and 1. 78[a)(6] should not be construed as meaning that this
`application is entitled to the benetit ot the (filing date o[ the grior-tiled applications. In order
`for this agglication to be entitled to the benefit ol the grior-[tied agglications, all other
`reguirements under 35 U.S.C. §§I20 and I. 78{al[l) and (a§(2[ and under 35 U.S. C. §I I 91.2)
`and 37 CFR l. 78[a)(4g and [a2(5) must be met. Similarly, the [act that the corrected Filing
`Receipt accomganging this decision on getition includes the prior-{tied agglications should not
`be construed as meaning that agglicant is entitled to the claim [or benefit at Qriorig to the
`grior-[tied agglications noted thereon. Accordingly, the examiner will, in due course, consider
`this benefit claim and determine whether the agglication is entitled to the benettt of the earlier
`tiling date.
`I
`'
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`A corrected Filing Receipt, which includes the priority claim to the prior-filed applications,
`accompanies this decision on petition.
`
`Any questions concerning this matter may be directed to the undersigned at (Sill) 272-3230. All
`other inquiries concerning either the examination procedures or status of the application should
`be directed to the" Technology Center.
`
`This application is being forwarded to Technology Center Art Unit 2431 for consideration by the
`examiner of the claim under 35 U.S.C. § §l20 and .1 19(e) of the prior-filed nonprovisional and
`provisional applications.
`'
`-
`
`Mmmtécfle/fit
`
`Shirene Willis Brantley
`Attorney Advisor
`Office of Petitions
`
`ATTACHMENT : Corrected Filing Receipt
`
`

`
`.i\.leun¢rin,\"imiruI 323I3-N50 ww\I.u|pto.3uv
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent. and Trademark 0fl'inn
`AIId.n:u:COMMISEIlONFIR FOR PATENTS
`PO. [kn um _
`
`]3l290,?08
`
`I l{0?!20l I
`
`243]
`
`I550
`
`115222
`Bey & Cotropia PLLC (Finjan inc.)
`
`213 BaylyCoun'
`
`Richmond, VA 23229
`
`2
`I8
`FINOOOI-CON I-CIPI—CON4
`CONFIRMATION NO. 4120
`
`connecrso FILING RECEIPT
`
`.
`
`
`
`IiliiiiiilliliiililiiiliiliiiiiiiiiiiiiiiiiiiililIiiillilli
`
`Date Mailed: 12i'23i2013
`
`Receipt is acknowledged of this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`applicationmust include the following identification infonnation: the U5. APPLICATION NUMBER. FILING DATE,
`NAME OF APPLICANT. and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a Filing Receipt Correction. Piease provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application. please submit
`any corrections to this Filing Receipt with your reply to the Notice. when the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`lnventorts) _
`
`AppIicant(s)
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`,
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`‘
`
`_
`Yigal Mordechai Edery. Pardesia, ISRAEL;
`Nirmrod ltzhak Vered. Goosh Tet Mond. ISRAEL;
`David R. Kroli. San Jose. CA;
`Shlomo Touboui. Kefar-Haim, ISRAEL;
`-
`'
`.
`
`Yigal Mordechai Edery. Pardesia. ISRAEL;
`Nirmrod Itzhak Vered. Goosh Tel Mond. ISRAEL;
`David R. Kroli. San Jose, CA;
`Shlomo Touboul. Kefar-Haim. ISRAEL;
`
`Power of Attorney: The patent practitioners associated with Customer Number ?4§77
`
`Domestic Priority data as claimed by applicant
`- This application is a CON of 12!-471.942 05!26i2009 PAT 80?9086
`whichis a CON of 11!370.114 03i'07l2006 PAT T613926
`which is a CON of 09.'861 .229 05i17i‘2001 PAT 7058822
`which claims benefit of 60i'205.591 05i'1?i2000
`and is a CIP of 09i'539.66? 03i30!200D PAT 6804780
`_ which is a CON of 08i'964.388 11!06i1997 PAT 6092194
`which claims benefit of 60i030,639 11l08i'1996
`and said 09i861.229 05i'17.-'2001
`is a CIP of 09i‘551.302 04i'1 812000 PAT 6480962
`which is a CON of 08090.09? 0112911997 PAT 6167520
`which claims benefit of 60,030,639 11i'08I1996
`
`page 1 of4
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`

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`Foreign Applications for which priority is claimed (You may be eligible to benefit from the Patent Prosecution
`Highway program at the USPTO. Please see http:iiwvvw.uspto.gov for more information.) - None.
`Foreign appiication information must be provided in an Application Data Sheet in order to constitute a ciaim to
`foreign priority. See 37 CFR 1' .55 and 1.76.
`
`If Required, Foreign Filing License Granted: 11l17r'2011
`The country code and number of your priority application. to be used for filing abroad under the Paris Convention.
`is US 1.3i290,708
`
`Projected Publication Date: Not Applicable
`Non-Publication Request: No
`
`Early Publication Request: No
`Title
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`MALICIOUS MOBILE CODE RUNTIME MONITORING SYSTEM AND METHODS
`Preliminary Class
`‘
`'
`
`726
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`I
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`Statement under 37 -CFR 1.55 or 1.78 for AIA (First inventor to File) Transition Applications:
`
`' PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries. but does not result in a grant of "an international
`patent" and does-not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law. and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States. applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also_are advised that in the case of inventions made in the United States. the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General information Concerning Patents" (specifically, the
`section entitled “Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at htlpziiwww.uspto.goviwebiofficesipacidocigeneraliindex.html.
`
`For information on preventing theft of your intellectual property (patents. trademarks and copyrights). you may wish
`to consult the U.S. Government website, http:iii.vww.siopfakes.gov. Part of a Department of Commerce initiative.
`page 2 of4
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`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countriessuch as China, Korea and Mexico. For questions regarding patent enforcement issues. applicants may
`call the U.S. Government hotlirie at 1-866-999-HALT (1-866-999-4258).
`
`LICENSE FOR FOREIGN FILING unoen
`Title 35," United States Code, Section 134
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`The applicant has been granted a license under 35 U.S.C. 184. if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met. regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicatedis the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is tc:be'retained b'yti:s'licensee'and may be used at any time on or afterthe effective date thereof unless
`it is revoked. This license isautomatically transferred to any related appIications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a lir.:£-.nse does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies. particularly the Office of Defense Trade Controls. Department of
`State (with respect to Ara‘-s. Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security. Department of Commerce (15 CFR parts 730-774); the Otfice of Foreign Assetscontrol. Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.‘
`»
`-'
`'
`
`NOTQRANTED,
`
`.
`
`'
`
`-
`
`-
`
`_
`
`No license under 35 L_J.S.C. 134 has be_en_grante_c_t at this time. if_the phrase "lF_ REQU_lFv.'ED. FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on_this-form.- Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before‘the'expiration of6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C_. -181. the iicensee may foreign file the application pursuant to. 37 CFR 5.15(b).
`
`SefectUSA
`
`The United States represents the largest", most-dynamic marketplace in.the world and is an unparalleled location for
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`and regions competing for global investment; andcounsels U.S. economic development organizations on investment
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`page 3 of4
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`page 4 of 4