PTAB, Exhibit 3001
`Symantec Corp. v. Finjan, Inc.
`IPR2015-01897
`
`

`
`Serial No. I}9f86l,229
`
`Patent No. 7,058,822
`
`2
`
`Docket No. FIN000l-CON1-CIPI
`
`Touboul as an inventor. On August I5, 2005 the Examiner issued a Response to Correction of
`
`Inventorship (see Attachment B attached) stating that the request was found to be compliant and
`
`granting the request. Unfortunately, when preparing the patent for printing, Mr. Touboul’s name
`
`was left off of Section (75) (Inventors) of the patent.
`
`Pursuant to 37 C .F.R. 1.322, “The Director may issue a certificate of correction pursuant
`
`to 35 U.S.C. 254 to correct a mistake in a patent, incurred through the fault of the Office, which
`
`mistake is clearly disclosed in the records of the Office.” Based on the record for this patent, it
`
`clearly shows that a Request for Correct Inventorship adding Shlomo Touboul as an inventor was
`
`filed on June 23, 2005, with the Examiner granting the request on August I5, 2005. Even though
`
`the Examiner cites the incorrect date for filing of the Request to Correct lnventorship, there is no
`
`doubt he is granting the Request filed on June 23, 2005.
`
`Since this Request for Certificate of Correction is being filed due to an error by the U.S.
`
`Patent and Trademark Office, no fees are believed to be necessary. However, the Commissioner
`
`is hereby authorized to charge any additional fees which may be required, or to credit any
`
`overpayment, to Deposit Account No. 50-4402.
`
`Date: November 1, 2012
`
`By:
`
`Respectfully submitted,
`
`/Dawn-Marie Bey - 44,44;‘/
`Dawn-Marie Bey
`Registration No. 44,442
`
`KING & SPALDING LLP
`
`1700 Pennsylvania Avenue, NW.
`Suite 200
`
`Washington, DC 20006
`(202) 737-0500
`I 5 I 57.? IOSU4 I
`Doc. No. ]9'.I"T2SU'U
`
`

`
`‘
`
`Approved for use through tli'.i3li2ODS. OMB D651-0031
`U.S. Pateri and Trademark Ofiioe: U.S. DEPARTMENT OF COMMERCE
`
`/ aw
`P’TOiSB.I'2t (as-047E
`I
`UnderthePaperwoi1tReduclionAclof1995.nopersonsarerequiedtorespondlzoaodledionofinforrna1.ionuriesshdisdaysavzflidOMBoonh'dr1m'ber.Z‘ @; X/1'
`
`"
`
`
`
`213‘
`'
`Christopher A. REVAK
`434261100 1 4
`
`r
`
`
`
`
`
`ENCLOSURES check all that a -
`
`I
`
`
`E Assent of Assignee To Correction
`
` E Fee Transmittal Fonn
`El Drawing(s)
`
`Andror Addition of |nvenlor(5} (2 pgs)
`E Inventor Statement Regarding
`
`
`lnvenlorship Error (1 page)
`
`
` D Amendment it Reply
`
`
`[:1 Fee Attached
`
`E] Licensing-related Papers
`
`[:1 Petition
`
`Statement Under 37 CFR 3.73 {b} (1
`P9}
`
`E] After Final
`
`I___I Petition to Convert to a
`Provisional Application
`
`E Declaration For Utility Or Design Patent
`Application (37 CFR 1.63} (5 pages}
`
`El Aflidavilstdeclarationts)
`
`D Power of Attorney. Revocation
`Change of Correspondence Address
`
`IX Copy of Assignment or Shlomo
`Tout:-out (2 pages]
`
`
`
`
`
`
`
`
`SIGNATURE OF APPLICANT, ATTORNEY, OR AGENT
`
`F.
`"Tn
`
`Squire. Sanders 8. Dempsey, L.L.P.
`600 Hansen Way
`Palo Alto, CA 94304-1043
`
`
`
`
`
`
`
`1 -
` @
`
`I hereby certify that this oorrespondence is being farsirnile transmitted to the USPTO or deposited with the United States Postal
`Service with sutlicient postage as first class mail
`in an envelope addressed to: Commissioner for Patents, PO. Box 1450.
`Alexandria. VA 22313-1450 on the date shown below
`
`Signature
` Typed or printed name
`This collection of inlormalion is required by 37 CFR 1.5. The infomtation is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to 12 rnirutes to complete. including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amount of time you require to complete this form anclror suggestions for redocing this burden, should be sent to the Chief Information Olfioer, U.S. Patent and
`Trademark Office, U.S. Departrnem of commerce, PO. Box 1450. Alexandria. VA 22313-1450. 00 NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: commissioner tor Patents, P.0. Box 1450. Alexandria, VA 22313-1451:.
`
`if you need assistance in cornpieting the forrn, call 1-800-PTO-9199 and select option 2.
`
`ATTACHMENT A
`
`E othef Enclosure“)
`(please identify below):
`
`Return Receipt Postcard
`
`El Extension of Time Request
`
`
`
`El Terminal Disclaimer
`
`C] Request for Retund
`
`
`
`
`
`D Express Abandonment Request
`
`El Landscape Table on CD
`
`[I Certified Copy oiPr1'on'ty
`Document(s)
`
`lj co, Number of CD{s)
`
`I:I Infonnation Disclosure statement
`
`El Reply to Missing Parts!
`
`Incomplete Application
`
`E] Reply to Missing Parts
`
`under 3? CFR1.52 or 1.53
`
`
`
`
`
`
`Marc A. Sockol
`
`
`

`
`\
`
`-
`
`_
`
`PTOISBI1? (1 2-Oitvz)
`Approved [or use through ClTi’31i2DD6_ OMB 0651-0032
`U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`Effective on 1zr'Oii2'2tJO4.
`- ifis puaril to the consoridaiednppropiiarions Act. 2005 (HR. 4313).
`o
`E TRANSM'TTA|-
`for FY 2005
`
`compme H Known
`_
`
`- J
`{5} 130.00
`
`METHOD OF PAYMENT (check all that apply)
`
`El Check [I Credit Card [3 Money Order I] None C] Other (please identify) :
`
`Deposit Account Name: Squire.Sanders&Dempsey. L.L.P.
`E Deposit Account DepoeitAccount Number: 05-0150
`For the above-identified deposit account, the Director is hereby authorized to: (check all that apply)
`
`E Charge feels} indicated below
`
`El Charge lee(s) indicated below. except for the filing fee
`
`E Charge any additional feels} or underpayments of feels)
`Under 3? CFR 1.16 and 1.17
`WARNING: Information on this form may become public. Credit card Information should not be included on this form. Provide credit card
`information and authorization on PTO-203d.
`
`Credit any overpayrnents
`
`1. BASIC FILING, SEARCH, AND EXAMINATION FEES
`FILING FEES
`SEARCH FEES
`Small Entity
`Small Entity
`Fes-[51
`Feel§1
`150
`250
`100
`50
`100
`150
`250
`0
`
`Application Type
`Utility
`Design
`Plant
`Reissue
`Provisional
`
`Fee {Q
`300
`200
`200
`300
`200
`
`Fee
`500
`100
`300
`500
`0
`
`2. EXCESS CLAIM FEES
`Fee Description
`Each claim over 20 (including Reissues)
`Each independent claim over 3 (including Reissues)
`Multiple dependent claims
`Total Claims
`x
`-20 or HP=
`HP = highest number of total claims paid for. if greater than 20.
`
`Extra Claims
`
`Feelfl
`
`lndep. Claims
`=
`x
`- 3 or HP=
`I-P = highest number of independent claims paid for, if greater than 3.
`3. APPLICATION SIZE FEE
`
`Extra Claims
`
`Feelfl
`
`Foe Paid l§}
`
`Fee Paid l§l
`
`Fees Paid {§1
`
`EXAMINATION FEES
`Small Entity
`Fee-lfl
`I Cit}
`65
`80
`
`Fee{§1
`200
`130
`l60
`600
`0
`
`-
`
`Small Entity
`Fee l§l
`Foe l§l
`25
`50
`100
`200
`180
`360
`Multiple Dependent Claims
`Fee l§l
`Fee Paid lfl
`
`.
`
`If the specification and drawings exceed I00 sheets of paper (excluding electronically filed sequence or computer
`listings under 3? CFR l.52(e)), the application size fee due is $250 ($125 for small entity) for each additional 50
`sheets or fraction thereof. Sec 35 U.S.C. 4 I (a)(l )(G] and 37 CFR 1. 16(5).
`Total Sheets
`Extra Sheets
`Number of each additional 50 or fraction thereof Fee fit
`- 100 =
`I50 =
`{round up to a whole number) x
`
`Fee Paid l§l
`
`4. OTHER FEE(S)
`Non-English Specification, $| 30 fee (no small entity discount)
`Other (e. g., late filing surcharge) : Request to Correct Inventorship
`
`Fees Paid l§[
`I
`
`130.00
`
`SUBMITTED BY
`
`.
`
`y
`
`‘
`
`iasogass-sson
`tuepnme
`Signature
`Jim‘-2°05
`Date
`Name tPrini!T!rpel
`This collation of information is required by 3? CFR 1.136. The information is required to obtain or retain a benefit by the pubiic which is to file (and by the USPTO to process) an application.
`Confidentiality is governed by 35 U.5.C. 122 and 3? CFR 1.14. This collection is estirrated to take 30 minutes In corrplete. including ga1l1en'ng.prepaI1ng.and submitting the completed
`application form to the USPTO. Time will vary depending upon the inriiuidual case. Any conimenls on the amount of time you require to correlate Ihis form aridfor suggestions {or reducing this
`burden. shouid be sent to the Chiel Inlorrnalion Oflicer. U.S. Patent and Trademark Otfice. U.S. Department of Commerce. P.O. Box 1450. Alexandria, VA 22313-1450. 00 NOT SEND FEES
`OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: CDllH'I'llS8l'I!II‘|0l‘ tor Patents. P.O. Box 1451), Alexandria. VA 22313-1450.
`lryou need assistance in completing this term. call 1-B00-PTO-9199 (1-800-?86-9199] and select option 2.
`ATTACHMENT A
`
`Registration No.
`mums
`
`topaz;
`
`

`
`Docket No. 4342600014
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`1“ ’° APP“°a‘i°“ °f‘
`
`Examiner'-
`
`Christopher A REVAK
`
`Yigal Mordechai EDERY, et :11.
`
`r Serial No.:
`
`09:’861,229
`
`I
`
`ArtUnit:
`
`2131
`
`
`
`Filed:
`
`May 17, 2001
`
`Title:
`
`MALICIOUS MOBILE CODE RUNTIME MONITORING SYSTEM AND
`METHODS
`
`
`Commissioner for Patents
`
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Sir:
`
`REQUEST TO CORRECT INVENTORSHIP
`
`Please amend the inventorship to add Shlomo Touboul, Pardesia Israel, citizen of
`
`Israel as an inventor.
`
`
`Dated: June 21 2005
`
`SQUTRE, SANDERS & DEMPSEY L.L.P.
`
`600 Hansen Way
`Palo Alto, CA 94304-1043
`650-856-6500
`
`'
`
`CERTIFICATE OF MAILING
`
`Respectfully Submitted,
`
`Marc A. Sockol
`Attorney for Applicants
`Reg. No. 40,823
`
` I hereby certify that this paper (along with any paper referred
`
`
`
`to as being attached or enclosed) is being deposited with the
`United States Postal Service on the date shown below with
`
`
`
`sufficient postage as first class mail in an envelope addressed
`to the Connnissioner for Patents, P.O. Box 1450, Alexandria,
`VA 223 I 3-1450, on
`
`
`
`Date: June 21 2005
`
`00/24/2005 comm 00000059 050150
`
`09051229
`
`01 rcmsi
`
`130.00 00
`
`In Re Yigal Mardcchoi Edery. er til’.
`
`1
`
`I
`
`.
`
`I
`
`'
`
`85428_ 1
`
`ATTACHMENT A
`
`

`
`
`
`43426000 14
`
`Application No. 09I'86 1 ,229
`
`The error in inventorship occurred inadvertently. There was no deceptive intention on
`
`my pan. Therefore, I would like my name to be added to application no. 09f86l,229..
`
`March 6, 2005
`
`Date:
`
`'
`
`/LC
`
`Shlo
`
`ouboul
`
`PaloAJtu!?630I. I
`
`ATTACH MENT A
`
`

`
`FTOISBNJI (OB-(B)
`Appluwcl for we ttlr-otfll o7ra1r2one.on.1e D551-WE
`|.I.S. Pain!!! and Tr&'nfl"k Ollinli U.S. DEPARTIIENT OF COMMERCE
`
`Under'lhePepeI\Ivu'ItRetI.a:tmM:tef1S95,nopuaaunemm&edwmmwnbeuihub1di#umefionm1eaflumtfl'uevfliDIdBouwunmbu.
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`Due,"
`.,.
`43426.00014
`
`/
`W 3, EDERY
`DECLARATION FOR u1'u_mr on
`net Named Inventor
`9
`L‘ N“ I 3 um
`COMPLEl"Err= rauownr
`DESIGN
`._.;.
`PATENT APPLICATION
`
`3'»
`“*7 °"‘ ‘-‘*3’
`“W”-229
`I
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`(37 cm 1.15 (9))
`
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`required)
`
`
`
`
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`
`Q“
`
`
`
`
`
`
`
`
`
`I hereby declare that:
`
`Each inventors residence. mailing address. and citizenship are as stated below next to their name.
`
`MLICIOUS MOBILE CODE RUNTIME MONITORING SYSTEM AND METHODS
`
`(Trtte or the invention)
`
`
`
`
`_
`
` the speoifialim of which
`El
`is attached hereto
`
`
`
`-
`on
`
`E was flied on (MWDDIYYYY)
`and was emerlded on {Mwoonrwn L_::] (if eppueeuro).
` Application Number
`
`I hereby state that I have reviewed and understand the contents of the above identified specification. lnduding the claims, as
`arnended specifically referred to above.
`
`
`
`
`5,11 -H2001
`
`as United States Applicaflon Number or PCT International
`
`I admowtodge the duly to disclose information whloh is material to patentebility as defined In 37 CFR 1.58. in-duding for
`oontinualion-ln-part applications. material information Match became available between the tiling date of the prior application and
`. the national or PCT intemationai flilng date of the continuation-in-pert appiioetion.
`
`
`
`
`
` Foreign Flllng Date
`
`(MIIDDIYYYY)
`
`Priority
`flat Clalrnld
`E]
`
`Certified copy Attached?
`YES
`"O
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`re: commiisieiser tor Penna. ad. Box 1450. Alexandria, VA 22313-14150.
`I!you need essrlsterroe in completing the form. can 1-800-PTO-9199 and select option 2.
`
`ATTACHMENT A
`
`

`
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`IRON: Fax
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`PAGE: 001 OF 001
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`2
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`|»JUc‘.:l.-I
`
`

`
`PTOISBJDQA (D9-O4)
`Appnwed for use ihrough O7J'.51J'ZIJ06. OMB 0651-0032
`U.S. Patent and Trademark Olfice; U.S. DEPARTMENT OF COMMERC
`
`ADDITIONAL INVENTORISJ
`Supplemental Sheet
`
`Kefar-Haim
`
`State
`
`-
`
`-
`
`Israel
`
`coo -
`
`Name 0! Additional Inventor, if any
`
`U A Damion has been filfid for this Imfifflnfid imam!
`
`Given Name gllrst and middle if an 11
`
`Form’ Name or sun-tame
`
`Tmscoilecfion of infnn-nation is fB|]l.lii'Bd by 35 U.5.C. H5 and 37 CPR 1.63. The irrforrnatlon is required In oblein orrelnin a benefit by the public which
`is In me (and by the USPTO to process} an applioaléon. Confldenfiaiiry is governed by 35 U.S.C. 122 and 3? CFR 1.14. This cofleclion is estimated to
`take 21 minutes to oompiene. including gathering. preparing. and sublnitlilm the completed application lorrn in me USPTO. Time will vary depending
`upon the individual case. Any comments on the amount of lime you requite to oomplete this loan anefor suggestions for redudrig this burden. should
`be sent to me Cmei‘ lnvorrnaiion Otlioer. U.S. Paaeni and Trademark. Office. US. Depatimerlt of Commerce. FED. Box 1459. Alexandria. VA 22313-
`1450. DO NOT SEND FEES OR CONIPLETED FORMS TO THIS ADDRESS. SEND 1'0: commissioner for Patients. P.D. Box ‘M50. Alexandria.
`VA 22313-1450.
`
`ifyuu need essalflenco in completing the form. cafl 1-G00-PTO-EH99 0-800-786-9199) and seiect option 2.
`
`ATTACHMENT A
`
`

`
`.I "
`
`,n.;.-...gr_u.-
`
`tR¢|.95——m3
`
`P1111605:
`
`FORM 9-23
`
`-
`
`9-163
`
`43426. 00014
`
` -
`
`III THE UNITED STATES PATENT AND TRADE
`Yigal Edery
`2131
`09/ 3-51 r 229 Group No.:
`Application No.:
`Christopher A. Revak
`Wed: May 17, 2001
`Exafningf:
`For;
`MALICIOUS MOBILE CODE -RUNTIME MONITORING SYSTEM AND METHODS
`
`Commissioner for Patents
`P.O. Beat 1450
`Alexandria. VA 22313-1450
`
`ASSENT OF ASSIGNEE TO CORRECTION
`AND/OR ADDITION OF INVEN'l‘0R(S)
`Finjan Software, Ltd.
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`(type orprint name of asst‘
`.
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`909;)
`.
`C1tCO Bulldlng, G1bora1
`srael Street
`Address
`_
`South Netanya, Israel 42504
`
`Asstgrtment
`I3 recorded on _____MarChl_4+J_D.0.2___
`nee,
`012748
`__._._._.______.__
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`Frame _‘.7_‘c-3.4_3.___—____.
`recorded herewith
`'
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`E]
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`E! A separate D"ASSlGNMENT"
`tached.
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`(DOCUMENT) COVER SHEET is at-
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`U FORM PTO 1595 is attached.
`Asstgriee hereby assente to the correction of tnventorship filed
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`[3 herewith.
`
`[Jon .
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`' or
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`CERTIFICATE OF MAILINGNHANSMISSIOH [37 G.F.lI. G 1 -N8!)
`I hereby certify that this camtepondence is, on the date shown hetow, being:
`FACSIMILE
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`transmitted by facsimile to the
`El
`Patent and Trademark Office.
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`EJX deposited with the United States Postal
`Service with sufficient postage as first class
`mail in an envatope addressed to the
`Commissioner for Patents. P.O. Box. 1450
`Alexandria. VA 22313-1450
`
`t_4flL.£
`Marc: A. Sockol, Reg. No. 40,823
`Dmgl.,__... 23,3-O05
`(type or print name of person cerr:'tyr‘ng)
`(Assent of Aseignee to Correction and/or Addition of lnventartej [9—23]——paga I of 2)
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`Signature
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`_ ATTACHMENT A
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`..-2-an.-
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`ASSIGNEE STATEMENT
`A "STATEMENT UNDER 37 C.F.R. § 3.73(b)" is attached.
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` @=
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`h_'|_o-mo. Touhoul, President and CEO
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`(type or pain: name and title of
`person authorized to sign
`an baha!f of essignee)
`(Assent of Aasignee to CONBGNOU and/or Addition of inventods) [9-23]-—paga 2 of 2)
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`. —-.
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`{R:I.95—-‘M13 Pub.60iI
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`FORM 9-23
`ATTACHMENT A
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`9-16-I
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`_._--..,___
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`

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`PTOISBJBS (D9-04)
`Approved For use through orrsr.-zone. OMB 0651-0031
`U5. Patent and Tr-adernarlt Otltce; US. DEPARTMENT OF‘ COMMERCE
`.
`_
`Under thePepemork Redr.uin1Add1995.mpascr:ssemqmedtorespordmacohdimd&drxn'atbI'r urrlessitdisplaysevaltdolltfioordr-olnurnher-.
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`STATEMENT UNDER 37 cm 3.739;}
`' ~ licantIPatent Owner: Finjan Soflware. Ltd.
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`Filedflssue Date: May 17, 2001
`Application NoJPatent No.: 09r'831,229
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`Entitled: MALICIOUS MOBILE CODE RUNTIME MONITORING SYSTEM AND METHODS
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`Figign figflgarg, Ltd.
`(Name at Aseigneel
`states that it :
`
`, a Qggggramn
`(Type of Assign-ee. e.g.. corporation. pertnerslep. university. government agency. etc}
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`1. E the aesignee of_the entire right, title, and interest; or
`2. D an assignee of less than the entire right. title. and interest
`The extent (by percentage) of its ownership interest is
`in the patent applicationfpatent identified above by virtue of either:
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`%
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`A. E An assignment from the inventor(s) of the patent application.-‘patent identified above. The assignment was
`recorded in the United States Patent and Trademark Office at Reel 012?4B. Frame Q8-t;_§. or for which a copy
`thereof is attached.
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`OR
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`B. [I A chain of title trornthe inventorts). ofthe patent applicationlpatent identified above. to the current assignee as
`shown below:
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`1. From:
`To:
`The document was recorded in the United States Patent and Trademark Office at
`Reel
`, Frame
`, or for which a copy thereof is attached.
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`2. From:
`To:
`The document was recorded in the United States Patent and Trademark Oflice at
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`Reel
`, Frame
`. or for which a copy thereof is attached.
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`To:
`3. From:
`The document was recorded in the United States Patent and Trademark Olfice at
`Reel
`, Frame
`, or for which a copy thereof is attached.
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`D Copies of assignments or other documents in the chain of title are attached.
`[NOTE: A separate copy (ie., a true copy of the original document{s)) must be submitted to Assignment
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`. Division in accordance with 37 CFR Part 3, it the assignment
`to be recorded in the records ot the
`USPTO. __Se_e MPEP 302.08]
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`The undersigned {whose title ‘
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`E] Additional documents in the chain of title are listed on a supplemental sheet.
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`Printed or Typed Name
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`President and CEO
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`011-972-8—931F5207 _
`Telephone Number
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`rryw needessistencein completing the form. cell‘ t-800-PTt}$t99 endsaractoptrion 2.
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`ATTACHMENT A
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`

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`'
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`. Attorney Docket No. 43426110014
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`-
`(1-8) Insert Norne(s) ofInventor(s)
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`ASSIGNMENT
`(1) Shlomo TOUBOUL
`‘
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`(2)
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`(3) ._.______.:___T_a__ (4)
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`(5) ____.___..a_.j___. (6)
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`(7) .._.___n_.______._ (3)
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`For good and valuable consideration receipt of which is hereby acknowledged, the undersigned agree(s) to assign, and hereby
`do(es) assign, transfer and set over to:
`
`(9)
`
`Insert name ofAssignee
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`(9) Finjan Software, Ltd.
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`(10)
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`(11)
`
`Insert‘ state ofincorporation of
`Assignee
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`(10) Israel
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`Insert address ofAssignee
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`(I I) of Citco Building, Giborai Israel Street, South Netanya 42504, Israel
`(hereinafter designated as the Assignee) the entire worldwide right, title, interest, and
`patent applications and patents for every country, including divisions, reissues,
`continuations and all other extensions, rights and priorities in the invention known as
`and subject matter contained in
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`(12)
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`(13)
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`MALICIOUS MOBILE CODE RUNTIME MONITORING SYSTEM AND
`(12)
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`Insert Identification of
`Invention, such as Title, Case METHODS
`Number or Foreign
`(Case No. 4342600014, Serial No. 09186] ,229) for which the undersigned has (have)-
`Application Nmnber
`executed an application for patent in United States of America
`Insert Date ofSigning of
`(13) on March 6 I 2 0 0 5
`Application
`
`The undersigned agree(s) to execute all papers necessary in connection with the application and any continuing or
`1)
`division applications thereof and also to execute separate assignments in connection with such applications as the Assignee may
`deem necessary or expedient
`
`The undersigned ag,ree(s) to execute all papers necessary in connection with any interference which may be
`2)
`declared concerning this application or continuation or division thereof and to cooperate with the Assignee in every way
`possible in obtaining evidence and going forward with such interference.
`
`The undersigned agree(s) to execute all papers and documents and perform any act which may be necessary in
`3)
`connection with claims or provisions of the International Convention for Protection of Industrial Property or similar agreements.
`
`The undersigned agree(s) to perform all affirmative acts which may be necessary to obtain a grant of a valid
`4)
`United States patent to the Assignee.
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`The undersigned hereby authorize(s) and request(s) the Commissioner for Patents and the duly constituted
`5)
`authorities of foreign countries to issue any and all Letters Patents resulting from said application or any division or divisions or
`continuing or reissue applications thereof to the said Assignee, its successors and assigns, as Assignee of the entire right, title
`and interest, and hereby covenants that he has (they have) full right to convey the entire interest herein assigned, and that he has
`(they have) not executed and will not execute, any agreement in conflict herewith.
`
`6)
`
`The undersigned hereby gr-anr(s)
`
`Ma re A. Soeltol, Reg. No. 40,823; Vidya R. Bliakar, Reg. No. 42,323; Cameron K. Kerrigan, Reg.
`No. 44,826; David B. Abel, Reg. No. 32,394; Na than Lane III, Reg. No. 43,738; Michael A.
`Lechter, Reg. No. 27,350; David E. Rogers, Reg. No. 38,287; William R. Bacltand, Reg. No.
`34,980; Aaron Wininger, Reg. No. 45,229; Paul J. Meyer 47,791; Douglas H. Goldhush, Reg. No.
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`ATTACH MENT-A
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`

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`33,125; Kevin F. Turner, Reg. No. 43,437; Charles E. Runyan, Reg. No. 43,066; Allen J. Moss,
`Reg. No. 38,567; Sung 1. Oh, Reg. No. 45,583; Zllaoyang Li, Reg. No. 46,872; Brian S. Boyer,
`Reg. No. 52,643; Mark Lupkowski, Reg. No. 49,010; William F. Nixon, Reg. No. 44,262; and
`Donnie L. Kidd, Reg. No. 50,285.
`
`the power to insert on this assignment anyfitrther :'denttfir:ar1'an which may be necessary or desirable in order to comply with
`the rules ofthe United States Patent and Ifirademark Qgffice for recordation ofthis document.
`
`Attorney Decket No. 434261300 14
`
`March 5, 2005
`
`Date
`
`x
`
`Shlomo TOUBOUL
`
`PaloAltm"76394. I
`
`ATTAC H M E NT—A
`
`

`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEI'ARTl\'IEl\'T OF COMMERCE
`United Slalcs Patent and Trademark 0lTict
`Jltkheu: COMMISSIONER FDR PATENTS
`I0. 301 I-150
`111-III--I450
`“W-“W5-WV
`
`09I'36|,229
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`05!] WZOOI
`
`Yigal Mordcchai Eclcry
`
`43426.BUOI4
`
`5421
`
`SQUIRE, SANDERS & DEMPSEY L.L.P
`600 HANSEN WAY
`PALO ALTO. CA 94304- I 043
`
`mavax. CHRISTOPHER A
`
`2131
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`DATE MAILED: 08:'l5l'20D5
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`Please find below andfor attached an Office communication concerning this application or proceeding.
`
`PTO-90C (Rev. ID.-'03)
`
`ATFACHMENT B
`
`

`
`
`
`UNITED STATES DEPARTMENT OF CONIMERCE
`U.S. Patent and Trademark Office
`Adcbess: COMV'l|SS!ONER FOR PATENTS
`PD. Bax 1450
`
`Alexandria. Virginia 22313-1450
`
`APPLICATION NOJ
`CONTROL NO.
`
`FILING DATE
`
`FIRST NAMED INVENTORI
`PATENT IN REEXAMINAHON
`
`ATTORNEY DOCKET NO.
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`PAPER
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`081105
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`DATE l\-‘IAILED:
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`Please find below andlor attached an Office communication concerning this application or
`proceeding.
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`See attached comments concerning the applicant's petition to correct inventor_ship.
`
`Commissioner for Patents
`
`PTO-QDC {Rev.04-O3)
`
`A‘|‘|'AQH MENT B
`
`

`
`. ApplicationlControl Number: 09/861,229
`Art Unit: 2131
`
`Page 2
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`RESPONSE TO CORRECTION OF INVENTORSHIP
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`In response to the applicant's petition filed on August 4, 2005, the Examiner has
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`found the petition to be compliant in order to add an inventive entity and hereby grants
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`the petition.
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`Conclusion
`
`Any inquiry concerning this communication or earlier communications from the
`
`examiner should be directed to Christopher A. Revak whose telephone number is 571-
`
`272-3794. The examiner can normally be reached on Monday-Friday, 6:30am-3:00pm.
`
`If attempts to reach the examiner by telephone are unsuccessful, the examiner’s
`supervisor, Ayaz Sheikh can be reached on 571-272-3795. The fax phone number for
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`the organization where this application or proceeding is assigned is 703-872-9306.
`
`Information regarding the status of an application may be obtained from the
`
`Patent Application Information Retrieval (PAIR) system. Status information for
`
`published applications may be obtained from either Private PAIR or Public PAIR.
`
`Status information for unpublished applications is available through Private PAIR only.
`
`For more information about the PAIR system, see http://palr-direct.uspto.gov. Should
`
`you have questions on access to the Private PAIR system, contact the Electronic
`
`Business Center (EBC) at 866-217-9197 (toll-free).
`
`$4
`
`ugus 11, 2005
`
`Christopher Revak
`Primary Examiner
`Art Group 2131
`
`Ck/EQ
`
`A'|'|'ACHMEi‘~lT B
`
`

`
`PTOISBE44 (09-0?)
`Approved for use through 03131 #201 3. OMB 0651-0033
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`Also Form PTO-1050
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 7_058,822
`
`APPLICATION NO; 09,861,229
`
`ISSUE DATE
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`: June 5, 2005
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`"“VE"”°Rl3’
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`3 MALICIOUS MOBILE CODE RUNTIME MONITORING SYSTEM AND METHODS
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`It is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`IN THE INVENTORS SECTION (75) -
`
`Please add -- Shlomo Touboul, Kefar-Haim (IL) -- after David R. Kroll, San Jose, CA (US).
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`
`King & Spalding LLP
`1700 Pennsylvania Avenue, NW.. Suite 200
`Washington. DC 20006
`This collection of information is required by 37 CFR 1.322. 1.323. and 1.324. The information is required to obtain or retain a benefit by the public which is to file
`(and by the USPTO to process} an application. Confidentiality is governed by 35 U.S.C. 122 and 3}’ CFR 1.14. This oollection is estimated to take 1.0 hour to
`complete. including gathering, preparing. and submitting the completed application fomi to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form andior suggestions for reducing this burden. should be sent to the Chief Information Officer.
`US. Patent and Trademark Office. US. Department of Commerce. PO. Box 1450, Alexandria. VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Attention Certificate of Corrections Branch. Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`if you need assistance In compieting the form. call 1—800—PTO—9199 and select option 2.