throbber
1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Page 1
`
` THE UNITED STATES PATENT AND TRADEMARK OFFICE
` _____________________
` BEFORE THE PATENT TRIAL AND APPEAL BOARD
` _____________________
` COALITION FOR AFFORDABLE DRUGS VIII LLC
` Petitioner
` v.
` THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA
` Patent Owner
` _____________________
` Case IPR2015-01836
` U.S. Pat. No. 7,932,268
` Case IPR2015-01835
` U.S. Pat. No. 8,618,135 B2
` ________________________
`
` DEPOSITION OF RANDALL M. ZUSMAN, M.D.
` Boston Massachusetts
` Tuesday, October 4, 2016
`
`Reported by: Dana Welch, CSR, RPR, CRR, CRC
`Job No: 113300
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 2
`
` October 4, 2016
` 9:01 a.m.
`
` Deposition of RANDALL M. ZUSMAN, M.D.,
`held at the offices of GOODWIN PROCTER, 100
`Northern Avenue, Boston, Massachusetts, pursuant to
`Notice, before Dana Welch, Certified Shorthand
`Reporter, Registered Professional Reporter,
`Certified Realtime Reporter, and Notary Public of
`the Commonwealth of Massachusetts.
`
`TSG Reporting - Worldwide 877-702-9580
`
`1 2 3
`
`4
`
`5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 3
`
`A P P E A R A N C E S:
`McNEELY HARE & WAR
`Attorneys for Coalition for Affordable Drugs
`12 Roszel Road
`Princeton, NJ 08540
`BY: CHRISTOPHER CASIERI, ESQ.
`
`GOODWIN PROCTER
`Attorneys for Trustees of the University
`of Pennsylvania
`New York Times Bldg.
`620 Eighth Ave, New York, NY 10018
`BY: CYNTHIA LAMBERT HARDMAN, ESQ.
` - and -
`WILMERHALE
`60 State Street
`Boston, MA 02109
`BY: KEVIN PRUSSIA, ESQ.
`
`TSG Reporting - Worldwide 877-702-9580
`
`1
`2
`3
`4
`5
`6
`
`7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 4
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
` P R O C E E D I N G S
` RANDALL M. ZUSMAN, M.D., sworn
` EXAMINATION
`BY MS. HARDMAN:
` Q. Good morning.
` A. Good morning.
` Q. Will you please state your name for the
`record.
` A. Randall Mark Zusman.
` Q. I know you've had your deposition taken
`before, so I'll keep it short.
` If I ask any questions today that are
`unclear, will you please let me know and I'll try
`to rephrase them.
` A. Yes, I will.
` Q. Is there any reason today that you can't
`give accurate testimony?
` A. No, there's not.
` Q. Okay. I handed you what's been
`previously -- well, I've handed you your
`declarations from two IPRs, the IPR of 2015-01835
`and 2015-01836.
` Are these declarations you submitted in
`these IPRs?
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 5
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
` A. Yes, they are.
` Q. Is there any substantive difference
`between the two declarations?
` A. No. I don't believe there is.
` Q. So just for clarity, if we could just
`primarily refer to the version from the 01835
`today.
` A. 35, okay.
` Q. So this is a supplemental declaration and
`it's directed to two separate papers. It's in
`support of the petition and in opposition to the
`motion to amend; is that correct?
` A. That's correct.
` Q. And how was this declaration prepared?
` A. Well, after I gave my -- or provided my
`original report, and after my deposition, I believe
`plaintiff's experts provided their reports, and
`this is a declaration in response to those reports.
`I conferred with counsel for CFAD and we went back
`and forth in terms of the content of the report,
`eventually resulting in the document that you see
`here.
` Q. And besides counsel, did anybody assist in
`the preparation of this declaration?
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 6
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
` A. No, they did not.
` Q. And which counsel did you work with?
` A. Mr. Gonsalves and Mr. Casieri.
` Q. Anyone else?
` A. No.
` Q. In terms of preparing for today's
`deposition, did you do anything specific to prepare
`for today?
` A. I reread many, many, many documents that
`had been circulated in this litigation.
`Mr. Casieri and I met for about three hours
`yesterday and talked about the deposition; that was
`the extent of my preparation.
` Q. All right. So now turning to the
`substance: So lomitapide was known as of 2004,
`correct?
` A. That's correct.
` Q. And given what was known about the drug,
`would a person of skill in the art have had a
`reasonable expectation that if a patient could
`tolerate a titration regimen where the dosage was
`tripled, that they could also tolerate a titration
`regimen where the dosage was doubled?
` A. Yes. I believe there was a reasonable
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 7
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`expectation of success for what you've just
`described.
` Q. And let's look at Dr. Rader's declaration,
`if we could, please.
` Did you -- have you reviewed this
`document?
` A. Yes, I have.
` Q. And if you could turn to paragraph 37,
`please, which is on page 16. And just for the
`record, this is the declaration of Daniel J. Rader,
`M.D., PENN Exhibit 2026 in IPR 1835.
` Do you see the last sentence of paragraph
`37 where he says, "He selected a dose of
`0.03 milligrams per kilogram for the initial dose"?
` A. I see that, yes.
` Q. As of 2004, would a person of ordinary
`skill in the art have thought that that starting
`dose was a subtherapeutic dose for lomitapide?
` A. Yes, I believe they would.
` Q. Now, in your declaration you address the
`substitute claims submitted by patent owner,
`correct?
` A. I have, yes.
` Q. Okay. And in those substitute claims
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 8
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`there are different levels: First, second, and
`third levels of dosing, correct?
` A. That is correct, I believe.
` Q. And in paragraph 16 of your declaration,
`please --
` A. Oh, paragraph 16, I'm sorry.
` Q. Yeah. And it's on page 5. Well, it spans
`pages 4 to 5.
` A. Yes. I have the paragraph.
` Q. You state in that paragraph that the first
`dosage level -- this is referring to the substitute
`claims -- is from about 0. -- I'm sorry -- is from
`about .05 to about .1745 milligrams per kilograms
`per day, correct?
` A. Would you mind if I read the paragraph?
` MR. CASIERI: Object to form.
` Q. Yeah. Go ahead, please.
` A. Yes, okay.
` I'm sorry. Your question was...
` Q. So do you understand that the first dosing
`level in the substitute claims encompasses from
`about .05 to about .1475 milligrams per kilogram
`per day?
` A. That's correct. Calculating back from the
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 9
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`third dosage level and assuming the doubling of the
`dose each time, that is the calculation that
`appears in this paragraph.
` Q. Okay. And as of 2004, would a person of
`skill in the art have understood that that dosage
`range encompassed subtherapeutic doses of
`lomitapide?
` MR. CASIERI: Object to form.
` A. So we're talking about a dosage of
`0.05 milligrams per kilogram, which for a person of
`70 kilograms would have been about 3 or
`4 milligrams, if I'm not mistaken, and that would
`possibly be a subtherapeutic dose, depending upon
`the patient's response to the medication and the
`initial level of their lipid abnormality.
` Q. And how about on the upper end of that
`range, 0.1475 milligrams per kilogram for a
`70-kilogram patient, would that have been expected
`to be a subtherapeutic dose?
` A. So that, if I'm doing the math correctly,
`would be about a 10-milligram dose for a
`70-kilogram person. A 10-milligram dose would have
`been a therapeutic dose based on previously
`acquired information in some patients and certainly
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 10
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`might not be a subtherapeutic dose at that level.
` Q. And in this section of your declaration
`beginning on about page 3, you give the opinion
`that Dr. Rader's clinical trial is not a reduction
`to practice of the claimed regimen in the
`substitute claims, correct?
` A. I'm sorry. Where are you?
` Q. I'm looking at page 3 of your declaration.
` A. Yes.
` Q. Heading A.
` A. Oh, I see, okay. Yes, I see where you
`are.
` Q. And so that section is you give the
`opinion that Dr. Rader's clinical trial is not a
`reduction to practice of the regimen claimed in the
`substitute claims, correct?
` A. That's correct.
` Q. Now, your declaration does not include the
`legal standard for determining when an invention is
`reduced to practice, right?
` A. I don't believe I included that
`specifically as part of my declaration.
` Q. So in doing the analysis, did you simply
`look to see whether Dr. Rader's doses fell within
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 11
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`the substitute claims?
` MR. CASIERI: Object to form.
` A. I believe that there's a, if you will,
`disconnect between Dr. Rader's protocol, the patent
`claims, the substitute claims as provided by the
`patent owners, and finally, the patient
`information, prescribing information for lomitapide
`or Juxtapid. So that appears to me that there was
`not a reduction to practice based upon the material
`available in the patent or provided by Dr. Rader.
` Q. When you say there's a disconnect between
`Dr. Rader's protocol and the substitute claims, is
`that because the doses in Dr. Rader's protocol
`don't fall within the doses in the substitute
`claims?
` A. That's correct. There are doses that fall
`outside of the substitute claims or fall outside of
`the protocol, depending upon, of course, the
`calculation of the size of the patient.
` Q. Do you know what the legal standard is for
`evaluating reduction to practice?
` A. My understanding is that the patent owner
`would have demonstrated in a clear fashion the
`means by which the invention would be used, and
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 12
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`that the information available would allow one
`reading the patent to practice the alleged
`invention without the need to look for further
`information? That's my understanding.
` Q. And how did you use the prescribing
`information for Juxtapid in this analysis?
` A. Well, I looked at all of the information
`that's available. So we have the clinical
`protocol, we have the subsequent publication, we
`have the prescribing information, we have the
`patent, and we have the declarations of what the
`intent were of the patent owner as well as the
`prior work that were done by Bristol-Myers Squibb.
`And it appears to me in looking at that information
`that there is a disconnect, if you will,
`discordance between how the drug is actually
`prescribed and how Dr. Rader developed or suggested
`he developed the product, which ultimately led in
`him receiving the patent.
` Q. Your declaration includes -- I'm
`referencing now the section starting on page 7.
` A. Yes.
` Q. So your declaration includes an analysis
`of obviousness of the substitute patent claims in
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 13
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`view of a number of -- in fact, six prior art
`references, correct?
` A. That's correct.
` Q. And this is a new combination of art that
`was not previously asserted by you in your previous
`declaration, correct?
` A. That is correct.
` Q. And did you personally select this
`combination of prior art to analyze in your
`declaration?
` A. Well, as I mentioned, in discussion with
`counsel, we talked about the reports or the
`declarations of Drs. Rader, Dr. Sacks, Dr. Gregg,
`the others who were patent owner's experts, and we
`talked about the sort of information that would be
`of value in responding to those reports. And in
`that, as a result of that discussion, these
`documents, which are of the prior art, were brought
`to my attention.
` Q. And you mean that they were brought to
`your attention by counsel?
` A. That's correct.
` Q. Let's start with the ICH-E4 document.
` So I handed you CFAD Exhibit 1046 in the
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 14
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`1835 IPR. I think it might have a different number
`in the 1836, but we'll just stick with the one
`number.
` A. Right. We both understand what we're
`talking about.
` Q. Thanks.
` A. Right.
` Q. So what is this document?
` A. This is a document entitled "Guideline For
`Industry: Dose Response Information to Support
`Drug Registration."
` It talks about different trial design, et
`cetera, for eventually submission of information
`to -- for drug approval, if you will, by various
`regulatory bodies, is my understanding.
` Q. Is this a document that you have consulted
`in your daily work outside of litigation
`consulting?
` A. No. I hadn't been aware of this document
`prior to this litigation.
` Q. This document has a date on the cover of
`November 1994. So was it available to persons of
`skill in the art since that time?
` A. Yes.
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 15
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
` Q. And the focus of this document is on how
`to obtain and use dose response information,
`correct?
` MR. CASIERI: Object to form.
` A. That's, in part, some of the information
`that's included in this document, that's correct.
` Q. What is dose response information?
` A. Well, I think it refers to how a patient
`responds or how the use of a drug impacts a
`clinical disorder related to changes in dose. So
`you might -- an example would be how to construct a
`dose response curve, which would be where you give
`various doses to a patient or a group of patients
`and then look at the clinical response of your
`dependent variable to the administration of that
`agent.
` Q. And the document indicates that the use --
`that dose response information can help identify an
`appropriate starting dose or the best way to adjust
`dosage to the needs of a particular patient or to
`find a dose beyond which increases would be
`unlikely to provide added benefit, right?
` MR. CASIERI: Object to form.
` A. Can you tell me where you're reading?
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 16
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
` Q. Yeah. I'm looking right at page 1.
` A. Yes. That's what the authors of the
`document wrote.
` Q. Turning back one page to the Table of
`Contents, there's a heading three there that says
`"Study Designs for Assessing a Dose Response."
` Do you see that?
` A. I do.
` Q. And underneath it gives four different
`trial designs, right?
` A. That's correct.
` Q. And your declaration focused only on the
`third design listed here: Forced titration,
`correct?
` A. Well, I discussed forced titration, I
`believe, in my report. I don't recall exactly on
`what page. And I think I made a number of
`references to this document.
` But forced titration would be one of the
`designs for assessing dose response that would be
`applicable to the issues that we're discussing with
`regard to lomitapide.
` Q. Is it your opinion that a person of skill
`in the art would have been motivated to use a
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 17
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`forced titration regimen for lomitapide?
` A. I think someone using a forced titration
`protocol would have a reasonable expectation of
`success.
` As I discussed in my report, there are a
`limited number of people with homozygous FH or
`HoFH, which was the target population that
`Dr. Rader was proposing to treat. And as outlined
`in my report, this forced titration protocol
`offered a very great likelihood of success, a
`reasonable likelihood of success, given how few
`patients were available in gaining the information
`that one would want to have to expand the use of
`the drug in a larger patient cohort.
` Q. Your declaration does not include a
`discussion of whether these other -- the three
`other trial designs would have been appropriate,
`correct?
` MR. CASIERI: Object to form.
` A. I believe -- although we have to find the
`specific section of the report, I believe I talk
`about why the forced titration protocol would
`provide the information that one would want to
`acquire and why this would be an expeditious route
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 18
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`to acquiring that information compared to other
`potential protocols.
` I don't know that I specifically mention
`parallel dose response or crossover dose response,
`but I did discuss why this would be an expeditious
`route to success in comparison to potentially other
`titration trial designs or protocol trial designs
`that would require more patients, longer times, and
`might not be feasible for treatment of a patient
`cohort for which there were so few subjects, such
`as those with HoFH.
` Q. What is a forced titration regimen?
` A. Forced titration regimen -- well, let's
`look how they defined it and just see what they
`called it.
` My copy doesn't have page numbers, so
`let's just see. So it's described on I guess it's
`page 11, this page was numbered, paragraph 3,
`entitled "Forced Titration." "A forced titration
`study where all patients moved through a series of
`rising doses." So that's how they defined it.
` Q. And is that also how you would define it?
` A. I think --
` MR. CASIERI: Object to form.
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 19
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
` A. Yeah. I think that is not an unreasonable
`definition.
` Q. This document does not address a situation
`where a drug has dose-dependent side effects,
`correct?
` A. I don't recall reading the document with
`that question in mind. I could read it again for
`you if you'd like, but I don't specifically recall
`looking at that -- looking at it with that in mind.
` Q. In paragraph 38 of your declaration --
` A. Yes, I have it.
` Q. -- you have some quotes here from page 4
`of the ICH-E4 document, right?
` A. I do.
` Q. And those quotes actually come from a
`section that's titled "Problems With Titration
`Design," right?
` A. Right. That's from the section of the
`document which comes under Purpose of Dose Response
`Information, paragraph D, "Problems With Titration
`Designs."
` Q. And one of the problems with titration
`designs that the ICH-E4 document identifies on
`page 4, it says, "Historically, this approach has
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 20
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`often led to a dose that was well in excess of what
`was really necessary," correct?
` A. I'm sorry. I didn't see where you were
`reading.
` Q. Page 4.
` A. Yes. And at what point?
` Q. Heading D, about halfway through the
`paragraph, do you see it says "historically, this
`approach has often led to a dose that was well in
`excess of what was really necessary"?
` A. Yes, I see that sentence.
` Q. And that paragraph ends with a statement
`that says that "this approach is discouraged,"
`doesn't it?
` MR. CASIERI: Object to form.
` A. Well, this -- that phrase that you just
`read comes as part of an example for the treatment
`of patients with AIDS. And they are talking about
`the use of this approach in less urgent cases, the
`approach is discouraged. So it's qualified by the
`example that they cited in this particular
`paragraph.
` Q. And the approach we're talking about here
`in this paragraph is dose titration to some
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 21
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`effectiveness or safety endpoint, right?
` A. Yes, that's correct, that's the first
`sentence of the paragraph.
` Q. And so this paragraph is actually saying
`that "overall, a dose titration to some
`effectiveness or safety endpoint is discouraged
`unless urgent cases," correct?
` MR. CASIERI: Object to form.
` A. Well, specifically using the example of
`AIDS as an urgent case, I think that dose titration
`protocols are used, certainly. In other disease
`states, I'm aware of such dose titration protocols.
`So they suggest it might be discouraged, but it is
`still also sometimes valuable and utilized in other
`clinical disease circumstances.
` Q. Turning to page 11, please, the section on
`Forced Titration.
` A. In the ICH-E4?
` Q. Yes.
` A. Yes.
` Q. Actually, on the last sentence of that
`section, which is on page 12, it says that "one
`benefit of a forced titration regimen is that it
`can provide clear evidence of effectiveness,"
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 22
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`right?
` A. I'm sorry, I lost track of where you are.
` Q. The last sentence of the section on Forced
`Titration.
` A. On page 12?
` Q. Yeah.
` A. So it says, "If there's a concurrent
`placebo group, a forced titration protocol can
`provide clear evidence of effectiveness and
`especially valuable in helping choose doses for a
`parallel dose response study," which would be a
`different type of trial that might be valuable and
`might even be required for eventual registration of
`a drug, and its, for example, FDA approval were it
`to be in this country.
` Q. So do you agree that one benefit of a
`forced titration regimen is that it can provide
`clear evidence of effectiveness?
` A. Certainly. Yes, that is one way to
`acquire information with regard to effectiveness.
` Q. As of 2004 lomitapide was already known to
`be effective for lowering cholesterol, right?
` A. Yes, it had been reported to do so.
` Q. Now, you mentioned that doing the forced
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 23
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`titration regimen can then help choose doses for a
`parallel dose response study, right?
` MR. CASIERI: Object to form.
` A. Well, that's what the authors of this
`document stated.
` Q. So the point of doing the forced titration
`then is not to find a treatment regimen for
`patients, correct?
` A. Well, it can be. I believe I cited one of
`the reasons in my report why a forced titration
`protocol would be valuable in the treatment of
`HoFH.
` You have a very limited number of
`patients. If you wanted to start off, for example,
`with a parallel dose response study, you would have
`to have multiple groups, multiple numbers of
`patients in order to complete such a trial. In the
`case of HoFH, given the limited number of patients
`to which any investigator might have access, I
`would note that Dr. Rader studied six patients in
`his protocol. A parallel dose response study would
`for all practical purposes be impractical or
`perhaps even unfeasible because he would not have
`access to a sufficient number of patients to do a
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 24
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`trial that would have any statistical validity.
` So the forced titration protocol, as noted
`in my report, would be a direct route to acquire
`the information that one would want to have with
`regard to the use of this drug and the target
`population for which it is intended.
` Q. Are there other study designs that are
`appropriate for use with a small number of
`patients?
` A. Well, I imagine there might be. But I
`think as outlined in this document and as I
`suggested in my report, this is a direct route, if
`you will, to the information one would want. And
`it offers the most reasonable likelihood of
`success, reasonable expectation of success that one
`would acquire the information needed to use the
`drug more widely in the HoFH patient population.
` Q. And when you say that it would provide a
`reasonable expectation that one would be able to
`acquire the information needed, what information is
`that?
` A. Well, one would be looking for information
`about the efficacy, tolerability, and safety, which
`is the purpose of any study, in essence, prior to
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`submission of information to the Food & Drug
`Administration or any other regulatory body. So
`Dr. Rader's protocol was designed to look at the
`effect of various doses, the safety of various
`doses, and the response to various doses of the
`patients who participated in his clinical trial.
` Q. But the tolerability and safety would not
`have been known before carrying out the study,
`right; that's something you would learn in carrying
`out the forced titration study?
` MR. CASIERI: Object to form.
` A. Well, I think there was a reasonable
`expectation that Dr. Rader expected a certain
`outcome. I think the data that was available prior
`to that point in the prior art, the combination of
`documents that I've cited in my report would
`provide him with the information that ultimately
`led to the design of his study. And in particular,
`with regard to the forced titration protocol, this
`document really lays out quite clearly the benefits
`of a forced titration protocol in a patient
`population such as those with HoFH to potentially
`be treated with a drug such as lomitapide. So I
`think there was a reasonable expectation that
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 26
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`Dr. Rader would acquire the information that would
`provide additional insight into the use of the
`drug. But I think it was obvious that it would
`have been successful, at least to me, based on the
`combination of the prior art documents that I've
`cited in my report.
` Q. And what benefits of a forced titration
`regimen are you saying are elucidated in this
`document?
` A. Well, I think I address this directly in
`my report. Shall we go to that section of the
`report?
` So this looks like it's on page 5 of my
`report. Oh, that's just where I cite it. I think
`I reference it at different points in the report.
` So I believe the first time I mention it
`is on page 8 where I say, quote, using lomitapide
`as taught by Wetterau in view of the ICH-E4, which
`is this document, Chang, the Guidance for Industry
`document of 2002, the Reigner document, and the
`'653 patent, one would have done so with a
`reasonable expectation of success. Going on in the
`next paragraph, "The use of this document along
`with those other documents would have provided a
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 27
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`reasonable expectation of success."
` In paragraph 32, once again citing the use
`of this document and how it would have been obvious
`to a person of ordinary skill in the art with
`reference specifically to substitute claim 11.
` Q. Okay. Let me just interrupt you because
`what I'm looking for specifically is what in
`ICH-E4, what benefits of a forced titration regimen
`are stated in that document?
` MR. CASIERI: Object to form.
` A. In my report?
` Q. In the ICH-E4.
` A. I'm sorry. What is in ICH-E4 that I've
`cited in my document as a benefit or independent of
`the report?
` Q. You mentioned in an earlier answer that
`ICH-E4 specifies that there's some benefits of
`using a forced titration regimen, and I wanted to
`know what those benefits are.
` A. Oh, okay.
` I believe I cited that in my report and I
`believe that discussion begins with paragraph 38.
`So summarizing, paragraph 38 begins "ICH-E4 teaches
`administration of an effective compound comprising
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 28
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`a step-wise increasing dose level."
` Moving on, paragraph 39 teaches that
`ICH-E4 that a forced titration may use fewer
`patients; that in paragraph 40 there were a minimum
`number of patients. In paragraph 41, concluding
`that the forced titration dose escalation protocol
`taught by ICH-E4 would have been preferred when
`designing a clinical trial and that the forced
`titration protocol is safer for patients as
`outlined in 42, as outlined in 43 with regard to
`safety, 44 about the final dose and gradual
`titration, 45 as well.
` So I think all of those paragraphs would
`summarize my thoughts with regard to the benefits
`of the forced titration protocol as taught by
`ICH-E4 on pages 4, 11 to 12, 9, and 14 specifically
`as referenced in my report.
` MR. CASIERI: I just want to make sure
`we're all looking at the same one. Which one
`were -- in the beginning of the deposition you
`decided to look at one --
` THE WITNESS: 1835.
` MS. HARDMAN: 1835, Exhibit 1049.
` Q. So in a forced titration regimen, the
`
`TSG Reporting - Worldwide 877-702-9580
`
`PENN EX. 2306
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Page 29
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ZUSMAN
`doses move -- the doses increase over time; is that
`correct?
` A. That's correct.
` Q. And for a drug that is known to have
`dose-dependent side effects, it's not necessarily
`safer to keep increasing the dose, correct?
` A. Well, one is acquiring information with
`regard to the dose and the relationship to side
`effects. So it is reasonable to increase the dose.
`Obviously, in any clinical protocol involving a
`patient, one would want to have safety language, if
`you will, in the protocol for how that patient
`would be treated in the event of the development of
`a serious adverse experience. So that forced
`titration protocol allows you to acquire
`information about both efficacy and safety as you
`move through the titration process, as is outlined
`in the document itself, and as I've noted in my
`report.
` Q. The ICH-E4 document on page 11 --
` A. Yes, I have it.
` Q. -- the section on f

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket