throbber
PCT
`WORLD INTELLECTUAL PROPERTY OROANIZATION
`International Bureau
`INTERNATIONAL APPLICATION PUBLISHED UNDER THE PATENT COOPERATION TREATY (PCf)
`
`tJ'/1
`
`(SI) International Patent CtaSsmcation 6 :
`A61K3l/445,31/235,3l/22
`
`Al
`
`-
`
`(11) International Publication Number:
`
`WO 98131366
`
`(43) International Publication Date:
`
`23 July i998 :<23.07.98)
`
`(21) International Application Number:
`
`PCT/US98/00524
`
`(22) International ltiling Date:
`
`12 January 1998 (12.01.98)
`
`(JO) Priority Data:
`60/035,592
`
`17 January 1997 (17.01.97)
`
`us
`
`BRISTOL-MYERS SQUIBB COMPANY
`(71) Applicant:
`[US/US]; P.O. Box 4000, Princeton, NJ 08543-4000 (US).
`
`(81) Designated States: AL, AM, AT, AU: AZ. BB, BG, BR, BY,
`CA, CH, CN, CZ. DE, DK, BE, ES, Pl, GB, GE, HU, IL,
`IS, JP, KE. KG, KP, KR, KZ. LK, Lit. LS, LT. LU, LV,
`MD, MG, MK, MN, MW, MX, NO, NZ, PL, PT, RO, RU,
`SD, SE, SG, SI, SK, TJ, TM, TR, ;TT. UA, UG, UZ, YN.
`ARIPO patent (GH, GM, KE, LS, MW, SD, SZ,. UG. ZW),
`Eurasian patent (AM, AZ, BY, KG,,KZ, MD, RU, TJ, TM),
`European patent (AT, BE, CH, DE, DK, ES, Fl, FR, GB,
`GR, IE, IT, LU, MC, NL, PT, SE), OAP! patent (BF, BJ,
`CF, CG, Cl, CM, GA, GN, ML, MR, NE, SN, TO,.ro):
`
`(72) Inventors: BEHOUNEK, Bruce, D.; 1405 . Bridle Court,
`Yardley, PA 19067 (US). MCGOVERN, Mark, E.; The
`flloridian, Penthouse #3, 650 West Avenue, Miami Beach,
`FL 33139 (US). BELDER, Rene; 62 Cherry Brook Drive,
`Princeton, NJ 08540 (US).
`
`Published
`With international search report.
`Before the expiraJion of the time li17Ut for amending the
`claims and to be republished in the event of the receipt of
`amendmenLS.
`
`(74) Agents: RODNEY, Burton et"itl.; Bristol-Myers Squibb Com(cid:173)
`pany, P.O. Box 4000, Princeton, NJ 08543-4000 (US).
`
`(54) TiUe: METHOD FOR TREATING ATHEROSCLEROSIS WITII AN MPT INHIBITOR AND CHOLESTEROL LOWERING
`-DRUGS
`.
`
`(57) Abstract
`
`A method is provided for preventing or reducing the risk of onset of a cardiovascular event by administering an MTP Inhibitor alone
`or in _combination with another cholesterol lowering drug such as an HMG CoA reductase inhibitor such as piavilsllltin, to a patient who
`may or may not have one or more risk factors for a coronary and/or cerebrovascular event such as hypercholesteroleinia. ·
`
`1 of 70
`
`PENN EX. 2132
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`FOR THE PURPOSES OF INFORMATION ONLY
`
`Codes used to identify States party to the PCT on the front pages of pamphlets publishing intemat.ional applications under the PCT.
`
`AL
`AM
`AT
`AU
`AZ
`BA
`BB
`BE
`BF
`BG
`BJ
`BR
`BY
`CA
`CF
`CG
`CH
`Cl
`CM
`CN
`cu
`CZ
`DE
`DK
`EE
`
`Albania
`Annenia
`Austria
`Australia
`Azerbaijan
`Bosnia 11J1d Herzegovina
`Barbados
`Betgiwii
`Burkina Faso
`Bulgaria
`Benin
`Brazil
`Belarus
`Canada
`Cen1111I Arri'8'1 Republic
`Congo
`Swil:ierland
`· COie d' lvoire
`Cameroon
`China
`Cuba
`Cuch Republic
`Gcnnany
`Denmark
`Bstonia
`
`ES
`Fl
`FR
`GA
`GB
`GE
`GH
`GN
`GR
`HU
`IB
`IL
`IS
`IT
`JP
`KB
`KG
`KP
`
`KR
`KZ
`LC
`LI
`LK
`LR
`
`Spain
`Pin land
`l'rlllla:
`Gabon
`United Kingdom
`Georgia
`Ghana
`Guinea
`Greece
`Hun guy
`Ireland
`Israel
`Iceland
`lcaly
`Japan
`Kenya
`KyigyDtan
`Democratic Ptople'a
`Republic or Korea
`Republic or Korea
`Kazalatan
`Saini Lucia
`Liechtenstein
`Sri Lanka
`Liberia
`
`LS
`LT
`LU
`LV
`MC
`MD
`MC
`MK
`
`ML
`MN
`MR
`MW
`MX
`NE
`NL
`NO
`NZ
`PL
`PT
`RO
`RU
`SD
`SE
`SG
`
`Lesotho
`Lithuania
`Luxembourg
`Latvia
`Monaco
`Republic or Moldova
`Madagascar
`11lc fonner Yugoslav
`Republic or Maa:donia
`Mali
`Mongolia
`Mauritania
`Malawi
`Mciico
`Niger
`Netherlands
`Norway
`New Zealand
`Poland
`Ponu&at
`Romania
`Russian Federation
`Sudan
`Sweden
`Singapore
`
`SI
`SK
`SN
`sz
`TD
`TG
`TJ
`TM
`TR
`IT
`UA
`UG
`us
`uz
`VN
`YU
`zw
`
`Slovenia
`Slovakia
`Senegal
`Swuil11J1d
`Chad
`Togo
`Tajikistan
`Turi:menislan
`Turtey
`Trinidad and Tobago
`Ukraine
`Uganda
`United States of Amcr«:a
`Uzbekistan
`Viet Nam
`Yugoslavia
`Zimbabwe
`
`2 of 70
`
`PENN EX. 2132
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`. WO 98/31366
`
`PCT/US98/00524
`
`METIIOD FOR TREATING ATHEROSCLEROSIS WITII AN MPT INHIBITOR AND CHOLESTEROL LOWERING.
`DRUGS
`.
`.
`.
`
`5
`
`IO
`
`15
`
`20
`
`25
`
`30
`
`35
`
`Field of the Inyention
`The present invent.ion relates to a method for
`preventing.or reducing the risk of or onset of
`cardiovascular events employing an MTP inhibitor. alone or
`in combination with another cholesterol lowering drug, for
`example, an HMG CoA reductase inhibitor, such as
`·pravastatin.
`
`Background of the Invention
`
`Despite significant pr.ogress in reducing mo:i:::tality
`due to atherosclerotic coronary artery disease (CAD) over
`the last several years, cardiovascular disease remains the
`major cause of death in .most developed countries. : The
`relation between CAD and elevated concentrations of serum
`total cholesterol, particularly.low-density lipoprotein
`(LDL) cholesterol, is well documented.
`It is well established that lipid disorders are
`important factors in the development of coronary heart
`disease (CHD), Schettler, G., "The role of diet and drugs
`in lowering serum cholesterol in the postmyocardial
`infarction patient," Cardiovasc. Drugs Ther., 1989, 2/6
`(795-799) .
`Glatter, T.R., "Hyperlipidernia. What is 'normal•,
`who should be treated and how," Postgrad. Med., 1984, 76/6
`(49-59), states that "As the Coronary Primary Prevention
`Trial has recently shown, a 1% reduction in cholesterol
`level produces a 2% reduction in risk of myocardial
`infarction. "
`Goldstein, J.L., et al, "The LDL receptor defect in
`familial hypercholesterolemia.
`Implications for
`pathogenesis and therapy," Med. Clin. North Am., 1982, 66/2
`(335-362) indicate that "familial hypercholesterolemia was
`
`- 1 -
`
`3 of 70
`
`PENN EX. 2132
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`. WO 98/31366
`
`PCTIUS98/00S24
`
`the first genetic disorder recognized to cause myocardial
`infarction. To this day, it remains the outstaridipg
`example of a single-gene mutation that causes both
`hypercholes-terolemia and coronary atherosclerosis."
`Satler, L.F., et al, "Reduction in coronacy heart.
`disease: Clinical and anatomical considera-tions I:.. Cl in.
`Cardiel., ·1989; · 12/8 (422-426) disclose that "the higher
`the total plasma cholesterol and low density lipoprotein
`cholesterol (LDL-C), the greater the_risk that•coronary
`artery disease will develop. Recently, clinical trial$
`including the Coronary Drug Project, the Lipid Research
`Clinics Coronary Primary Prevention Trial (LRC-CPPT), and
`the Helsinki Heart Study provided evidence that lowering
`cholesterol reduces the frequency of fatal and nonfatal
`coronary events."
`In addition, Satler et al disclose that
`other studies "demonstrated that lowering of cholesterol
`was associated with a decreased incidence of progression of
`coronary disease, as well as with the potential for
`reduction in the atherosclerotic plaque."
`Wilhelmsen, L., "Prac~ical guidelines for drug
`therapy after myocardial infarction!" Drugs, 1989, 38/6
`(1000-1007) discloses that it is advisable to correc_t blood
`lipid disturbances in effective management of the
`postinfarction patient.
`Yamamoto, A., et al, "Clinical features of familial
`hypercholes terolemia, " Ar·teriosclerosis, Jan. -Feb. 1989, 9
`(1 Suppl.) p 166-74, disclose that "in addition to the low
`density lipoprotein (LDL) cholesterol level, higher
`triglyceride and lower high density lipoprotein (HDL)
`cholesterol levels correlate with an increased risk of
`ischemic heart disease.
`Other references disclosing the relation between CAD
`and elevated concentrations of serum total cholesterol
`include
`1. Canner P.L. et al, "Fi£teen year mortality in
`Coronary Drug Project patients:
`-long-terin benefi~ with
`niacin", J. Am. Coll. Cardiel. 1986; 8:1245-1255.
`
`5
`
`10
`
`15
`
`20
`
`25
`
`30
`
`35
`
`- 2 -
`
`4 of 70
`
`PENN EX. 2132
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`· WO 98/31366
`
`PCT/US98/00Sl4
`
`15
`
`2. Frick, M.H. et al, "Helsinki Heart Study:
`primary-prevention trial with gemfibrozil in middle-aged
`men with dyslipidemia. Safety of treatment, changes in
`risk factors, and incidence of coronary heart disease," N.
`5 Engl. J. Med. 1987; 317:1237-1245.
`3 . Kannel I w. B .. et al I
`n Serum cholesterol;,
`lipoproteins, and the risk of coronary heart disease:. the
`Framingham Study," Ann. Intern. Med. 1971; 74:1-12:
`4.
`"The Lipid Research Clinics Program.
`.The Lipid
`IO Research Clinics Coronary Primary Prevention Trial·• results .... ·
`I:
`reduction in incidence of coronary heart disease," JAMA
`1984; 251-351-364.
`5. Martin, M.J. et al, "Serum cholesterol, blood
`pressure, and mortality:
`implications from a cohort of
`361,662 men," Lancet 1986; 2:933-936.
`Efforts to further reduce the mortality rate from
`CAD should benefit from appropriate screening for, and
`treatment of, hypercholesterolemia. Primary
`hypercholesterolemia is initially treated with a low-
`If
`cholesterol low-fat diet and lifestyle modification.
`t.hese mea~ures are inadequate, lipid lowering drugs are
`then added. Agents currently available for the treatment
`of hypercholesterolemia include bile acid-binding resins,
`nicotinic acid, probucol, fibrates, and 3-hydroxy-3-
`25 methylglutaryl coenzyrne A reductase inhibitors.
`Pravastatin, a member of the latter class, in doses up to
`40 mg/day, reduces serum LDL cholesterol an average of 32
`to 34% and total cholesterol an average of 24 to 26% in
`patients with primary hypercholesterolemia. Hunninghake,
`30 D.B. et al, "Efficacy and safety of pravastatin inpatients
`with primary hypercholesterolemia, I:
`a dose-response
`study." Atherosclerosis 1990; 85:81-89.
`European Patent Application 0461548A2 discloses use
`of an HMG CoA reductase inhibitor for preventing a second
`35 heart attack.
`Pending U.S. Application Serial No. 08/424,984 filed
`April 19, 1995, discloses use of an HMG CoA reductase
`
`20
`
`- 3 -
`
`5 of 70
`
`PENN EX. 2132
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`. WO 98131366
`
`PCTIUS98/00S24
`
`5
`
`IO
`
`15
`
`inhibitor for preventing a second heart attack in patients
`having normal cholesterol.
`U.S. application Serial No. 08/212,470 filed March
`11, 1994, disclosed use of pravastatin to slow progression
`of coronary artery atherosclerosis.
`u.s .. application Serial No. 08/182,471 filed January
`18, 1994; discloses a method for preventing or reducing ·
`risk of or onset of cardiovascular events employing an HMG
`CoA reductase inhibitor.
`The microsomal triglyceride transfer protein (MTP)
`catalyzes the transport of triglyceride (TG), cholesteryl
`ester (CE), and phosphatidylcholine (PC) between smali
`unilamellar vesicles (SW) . Wetterau & Zilversmit, Chem.
`Phys. Lipids J.a, 205-22 (1985). When transfer rates are
`eXpressed as the percent of the donor lipid transferred per
`time, MTP eXpresses a distinct preference for neutral lipid
`transport (TG and CE), relative to phospholipid transport.
`The protein from bovine liver has been isolated and
`characterized. Wetterau & Zilversmit, Chem. Phys. Lipids
`38, 205-22 ( 1985) . Polyacrylamide gel electrophore.sis
`(PAGE) analysis of the purified protein suggests that the
`transfer protein is a complex of two subunits of apparent
`molecular weights 58,000 and 88,000, since a single band
`was present when purified MTP was electrophoresed under
`nondenaturing condition, while two bands of apparent
`molecular weights 58,000 and 88,000 were identified whe~
`electrophoresis was performed in the presence of .sodium
`dodecyl sulfate (SDS). These two polypeptides are
`hereinafter referred to as 58 kDa and 88 kDa, respectively,
`30 or the 58 kDa and the 88 kDa component of MTP,
`respectively, or the low molecular weight subunit and.the
`high molecular weight subunit of MTP, respectively.
`Characterization of the 58,000 molecular weight
`component of bovine MTP indicates that it is the previously
`characterized multifunctional pre>teih, protein disulfide
`isomerase (PDI). Wetterau et al., J. Biol. Chem. ill,
`9800-7 (1990). The presence of PDI in the transfer protein
`
`20
`
`25
`
`35
`
`- 4 -
`
`6 of 70
`
`PENN EX. 2132
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`WO 98/31366
`
`PCT/US98/00Sl4
`
`5
`
`10
`
`15
`
`is supported by evidence showing that (1) the amino
`terminal 25 amino acids of the bovine 58,000 kDa component
`of MTP is identical to that of bovine PDI, and (2)
`disulfide isomerase activity was expressed by bOvine MTP.
`follpwing the dissociation of the 58 kDa - 88 kDa proteip
`complex.
`In addition, antibodies raised against bovine
`PDI, a protein which by itself has no TG transfer activity,
`were able to immunoprecipitate bovine TG transfer: activity
`from a solution containing purified bovine MTP.
`PDI normally plays a role in the folding and
`assembly of newly synthesized disulfide bonded proteins
`within the lumen of the endoplasmic reticulum. Bulleid ~
`Freedman, Nature.335, 649-51 (1988).
`It catalyzes the
`proper pairing of cysteine residues into disulfide bonds,
`thus catalyzing the proper folding of disulfide bonded
`proteins.
`In addition, PDI has been reported to be
`identical to the beta subunit of human prolyl
`4-hydroxylase. Koivu et al., J. Biol. Chem. 2.§2.,· G447-9
`(1987). The role of PDI in the bovine transfer protein .is
`not clear. It does appear to be an essential component of
`the transfer protein as dissociation of PDI from the 88 kDa
`component of bovine MTP by either low concentratio~s of a
`denaturant (guanidine HCl), a chaotropic agent (sodium
`perchlorate), or a nondenaturing detergent (octyl
`glucoside) results in a loss of transfer activity.
`Isolated
`Wetterau et al , Biocheroistrv 30, 9728-35 (1991).
`bovine PDI has no apparent lipid transfer activity,
`suggesting that either the 88 kDa polypeptide is .the
`transfer protein or that it confers transfer actiyity to
`the protein complex,
`The tissue and subcellular distribution of MTP
`activity in rats has been investigated. Wetterau &
`Zilversmit, Biochem. Biophys. Acta 875, 610-7 (1986).
`Lipid transfer activity was found in liver and intestine.
`35 Little or no transfer activity was found in plasma,. brain,
`heart, or kidney. Within the liver, MTP was a solu.ble
`protein located within the lumen of the microsomal
`
`20
`
`25
`
`30
`
`- 5 -
`
`7 of 70
`
`PENN EX. 2132
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`· WO 98131366
`
`PCT/US98/00S14
`
`5
`
`fraction. Approximately equal concentrations .were found in
`the smooth and rough microsomes.
`Abetalipopreteinemia is an autosomal recessive·
`disease characterized by a virtual absence of plasma
`lipoproteins which contain apolipoprotein B (apoB). Kane &
`Havel in The Metab9lic Basis of Inherited Disease·, Si::i:cth ·.
`edition, ·1139~64 (1989). Plasma TG levels may be as iow as
`a few mg/dL, and they fail to rise after fat ingestion.
`Plasma cholesterol levels are often only 20-45 mg/dL.·
`to These abnormalities are the result of a genetic defect i.n
`the assembly and/or secretion of very low density:
`lipoproteins .(VLDL) in the liver and chylomicrons in the
`intestine. The molecular basis for this defect has not
`been previously determined.
`In subjects examined,
`triglyceride, phospholipid, and cholesterol synthesis.
`appear normal. At autopsy, subjects are free of
`atherosclerosis. Schaefer et al., Clin Chem. J,!, B9-12
`(1988). A link between the apoB gene and
`abetalipoproteinemia ha.s been excluded in several· families.
`Talmud et al., J. Clin. Invest. _az, 1803-6 (1988) and Huang
`et al., Am· J Hum. Genet.~. 1141-8 (1990).
`Subjects with abetalipoproteinemia are afflicted
`with numerous maladies. Kane & Havel, supra. Subjects
`have fat malabsorption and TG accumulation in their
`enterocytes and hepatocytes. Due to the absence of TG-rich
`plasma lipoproteins, there is a defect in the transport of
`fat-soluble vitamins such as vitamin E. This results.in
`acanthocytosis of erythrocytes, spinocerebellar ataxia with
`degeneration of the fasciculus cuneatus and gracilis,
`30 peripheral neuropathy, degenerative pigmentary retinopathy,
`and ceroid myopathy. Treatment of abetalipoproteinemic.
`subjects includes dietary restriction of fat intake and
`dietary supplementation with vitamins A, E and K.
`1Il vitro, MTP catalyzes the transport of ·lipid
`35 molecules between phospholipid membranes. PresUmably, it
`plays a similar role in yiyo, and thus plays some role in
`lipid metabolism. The subcellular (lumen of the microsomal
`
`15
`
`20
`
`25
`
`- 6 -
`
`8 of 70
`
`PENN EX. 2132
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`. WO 98/31366
`
`PCT/US98/005l4
`
`fraction) and tissue distribution (liver and intestine) of
`MTP have led to speculation that it plays a role in the
`assembly of plasma-lipoproteins, as these are the sites of
`plasma lipoprotein assembly. Wetterau & Zilversmit,
`5 Biochem. Biophys. Acta 875, 610-7 (1986). The ability of
`MTP to.catalyze the transport of TG between membranes is
`consistent with this hypothesis, and suggests that·MTP may
`catalyze the transport of TG from its site of syn°thesis in
`the endoplasmic reticulum (ER) membrane to nascent
`lipoprotein particles within the lumen of the ER .•
`Olofsson and colleagues have studied lipo~rotein
`assembly in HepG2 cells. Bostrom et al., J. Biol .. Chem.
`ZQJ., 4434-42 (1988). Their results suggest small precursor
`lipoproteins become larger with time. This would be
`consistent with the addition or transfer of lipid molecules
`to nascent lipoproteins as they are assembled: MTP may
`play a role.in this process.
`In support of this
`.
`hypothesis, Howell and Palade, J. Cell Biol. ~. 833-45
`(1982), isolated nascent lipoproteins from the hepatic
`20 Golgi fraction of rat liver. There was a spectrum of sizes
`of particles present with varying lipid and protein
`compositions. Particles of high density lipoprotein (HDL)
`density, yet containing apoB, were found. Higgins and
`Hutson, J. Lipid Res 2.2,, 1295-1305 (1984), reported
`lipoproteins isolated from Golgi were consistently larger
`than those from the endoplasmic reticulum, again suggesting
`the assembly of lipoproteins is a progressive event.
`However, there is no direct evidence in the prior art
`demonstrating that MTP plays a role in lipid metabolism or
`the assembly of plasma lipoprotein.
`Recent reports (Science, Vol. 258, page 999.. 1992;
`D. Sharp et al, Nature, Vol. 365, page 65, 1993)
`demonstrate that the defect causing abetalipoproteinemia is
`in the MTP gene, and as a result, the MTP protein.
`Individuals with abetalipoproteinemia have no MTP activity,
`as a result of mutations in the MTP gene, some of which
`have been characterized. These results indicate that MTP
`
`35
`
`- 7 -
`
`IO
`
`15
`
`25
`
`30
`
`9 of 70
`
`PENN EX. 2132
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`. WO 98/31366
`
`PCTJUS98/00524
`
`is required for the synthesis of apoB containing
`lipoproteins, such as VLDL,
`the precursor to LDL.: It·
`therefore follows that inhibitors of MTP would inhibit the
`synthesis of VLDL and LDL, thereby lowering VLDL levels,
`LDL levels, cholesterol levels, and triglyceride levels· in
`animals and man.
`Canadian Patent Application No. 2,091,102 publ:j.shed
`March 2, 1994 (corresponding to U.S. application S~rial No.
`117,362, filed September 3, 1993 (file DC21b)) which is
`incorporated herein by reference), reports MTP inhibitors
`which also block the lipoproteins in a human hepatic cel·l
`line (HepG2 cells). This provides further support for the
`proposal that an MTP inhibitor would lower apoB containing
`lipoprotein and lipid levels in Y!YQ~ This Canadian patent
`application discloses a method for identifying the MTP
`inhibitors.
`The use of microsomal triglyceride transfer protein
`(MTP) inhibitors for decreasing serum lipids including
`cholesterol and triglycerides and their use in treating
`atherosclerosis, obesity, hyperglycemia, and pancre~titis
`is disclosed in WO 96/26205, U.S. Application Serial No.
`472,067, filed June 6, 1995 (file DC2le), U.S. Application
`Serial No. 548,811, filed January 11, 1996 (file DC2lh),
`U.S. provisional application No. 60/017,224, filed May 9,
`1996 (file HX79a*), U.S. provisional application No.
`60/017,253, filed May 10, 1996 (file HX82*), U.S.:
`provisional application No. 60/017,254, filed May 10, 1996
`(file HX84*) and U.S. provisional appication No.
`60/028,216, filed October l, 1996 (file HX86*).
`All of the above U.S. applications are incorporated
`herein by reference.
`
`5
`
`IO
`
`15
`
`20
`
`25
`
`30
`
`Description of the Invention
`In accordance with the present invention, patients
`35 who may have (and preferably will have) one or more risk
`factors for a coronary and/or cerebrovascular even~ such as
`hypercholesterolemia and/or coronary heart disease
`
`- 8 -
`
`10 of 70
`
`PENN EX. 2132
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`. WO 98/31306
`
`PCT/US98/00524
`
`5
`
`· 10
`
`20
`
`including previous myocardial infarction, who are. treated
`with an MTP inhibitor alone or optionally in combination
`with another cholesterol lowering drug, for example, an HMG
`CoA reductase inhibitor, such as pravastatin, experience a
`rapid marked and significant reduction in cardiovascular
`events. Thus, although a certain number of patients having
`one or more risk factors for coronary or cerebrovascular
`events are expected to suffer a cardiovascular incident,
`such as a myocardial infarction and/or unstable angina
`and/or stroke, such patients when treated with an: MTP
`inhibitor, alone or in combination with another cholesterol
`lowering drug, have a rapid and sizable reduction in such
`cardiovascular events.
`Thus, in accordance with the present invention, a
`15 method is provided for preventing onset of or reducing risk
`of a cardiovascular event in a patient, which patient may
`have one or more risk factors for a coronary and/or
`cerebrovascular event, wherein a therapeutically effective
`amount of an MTP inhibitor by itself or optionally in
`combination with another cholesterol lowering drug such as
`an HMG CoA reductase inhibitor, is administered
`systemically, such as orally or parenterally or
`transdermally.
`Preferred HMG CoA reductase inhibitors for use in
`combination with the MTP inhibitor are pravastatin,
`lovastatin, simvastatin, atorvastatin, cerivastatin and
`fluvastatin, more preferably pravastatin.
`The term "risk factors for a coronary and/or
`cerebrovascular event." as employed herein refers· t~ risk
`factors such as hypercholesterolemia, mixed hyperlipidemia,
`hyperlipoproteinemia, hypertriglyceridemia, coronary heart
`disease (CHD), coronary artery disease (CAD), family
`history of coronary artery disease, hypertension, diabetes,
`cigarette smoking, cerebrovascular disease and/or male
`gender.
`The term "coronary heart disease" (CHD) as employed
`herein refers to diseases including atherosclerosis of the
`
`25
`
`30
`
`35
`
`- 9 -
`
`11 of 70
`
`PENN EX. 2132
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`· WO 98/31366
`
`PCTIUS98/00524
`
`coronary arteries, previous myocardial infarction, angina
`pectoris and/or heart failure.
`The term "cerebrovascular disease" as employed
`herein refers to diseases including atherosclerosis of the
`intracranial and/or extracranial arteries, stroke, and
`transient ischemic attacks.
`The terin "cardiovascular event(s)" or "serious
`cardiovascular adverse event(s)" as employed herein refers
`to coronary and/or cerebrovascular event(s} including
`primary myocardial infarction, secondary myocardial
`infarction, angina pectoris (including unstable angina),
`congestive heart failure, sudden cardiac death, Cerebral
`infarction, syncope, transient ischemic attack and the
`like.
`
`In accordance with the method of the invention,
`where the risk factor in patients to be treated.is
`hypercholesterolemia, the serum total cholesterol
`concentrations will be at least 5.2 mmol/liter (at least
`200 mg/dl) . The patients may also have other risk factors
`for atherosclerotic coronary artery disease such as
`hypertension, previous myocardial infarction, smoker and
`the like, with or without hypercholesterolemia or elevated
`cholesterol.
`The method of the invention applies to treatment of
`patients with normal cholesterol (that is less than 200
`mg/dl} to prevent or inhibit onset of a first myocardial
`infarction or to prevent or inhibit onset of a second
`myocardial infarction.
`The method of the invention applies to patients with
`one or more of the above risk factors to prevent or inhibit
`onset of a first myocardial infarction or a second
`myocardial infarction or angina or a cerebral infarction or
`TIA·or sycope.
`The method of the invention also applies to
`inhibition or regression of coronary artery atherosclerosis
`in patients with or without risk factors.
`
`5
`
`10
`
`15
`
`20
`
`25
`
`30
`
`35
`
`- 10 -
`
`12 of 70
`
`PENN EX. 2132
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`·WO 98131366
`
`PCT/US98100524
`
`·5
`
`10
`
`15
`
`20
`
`25
`
`30
`
`35
`
`Notwithstanding the above, it will be appreciated
`that in accordance with the present.invention, the MTP.
`inhibitor alone or -in coi:nbination with another cholestero.l
`lowering drug may be administered to patients irrespective
`of cholesterol levels and other risk factors to achieve .the
`reduction in cardiovascular events.
`Other cholesterol lowering drugs or drugs which are
`inhibitors of cholesterol biosynthesis which may be used in·
`the method of the invention in .combination with the MTP
`inhibitor include HMG CoA reductase inhibitor?, squalene
`synthetase inhibitors, fibric acid derivatives, bile acid
`sequestrants, probucol, niacin, niacin derivatives;
`neomycin, aspirin, and the like.
`It is believed that the combination of MTP inhibitor
`and other cholesterol lowering drug, which works by a
`mechanism other than inhibiting MTP, is a surprising and
`unique concept in treating diseases involved with elevated
`choiesterol and/or triglycerides and a.therosclerosis, in
`that the combination may provide additional anticholes-
`terolemic effects over that which may be obtained using
`each of the components of the combinatio~ alone. It is
`expected that reduced levels of each of the MTP inhibitor
`and other cholesterol lowering drug may be employed to
`achieve desired results, albeit with reduced side effects.
`
`Detailed Pescription of the Inyention
`The following·definitions apply to the terms as used
`throughout this specification, unless otherwise limited in
`specific instances.
`The term "MTP" refers to a polypeptide or protein
`complex that (1) if obtained from an organism. (e .• g., cows,
`humans, etc.), can be isolated from the microsomal fraction
`of homogenized tissue; and (2) stimulates the transport of
`triglycerides, cholesterol esters, or phospholipids from
`synthetic phospholipid vesicles, ·membranes or lipoproteins
`to synthetic vesicles, membranes, or lipoproteins and which
`is distinct from the cholesterol ester transfer protein
`
`- 11 -
`
`13 of 70
`
`PENN EX. 2132
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`W098/31366
`
`PCT/US98/00524
`
`[Drayna et al., Nature 327, 632-634 (1987)] which· may.have
`simiiar catalytic properties.
`The phrase "stabilizing" atherosclerosis as used in
`the present application refers to slowing down the
`development of and/or inhibiting the formation of new
`atherosclerotic lesions·.
`The phrase ncausing the regression of"
`atherosclerosis as used in the present application ref er·s.
`to reducing and/or eliminating atherosclerotic lesions.
`The combination of the MTP inhibitor and other
`cholesterol lowering drug will be employed in a weight
`ratio to each other of within the range of from about
`1000:1 to about 0.001:1 and preferably from about 0.05:1 to
`about 100:1.
`MTP inhibitors to be employed in the methods of the
`invention include MTP inhibitors disclosed in WO 96/26205
`published August 29, 1996, Canadian Patent Applica~ion ~o.
`2,091,102 (corresponding to ·u.s. Application Serial No.
`117,362), U.S. Application Serial No. 472,067, filed June
`6, 1995 (file DC2le), U.S. Application Serial No. 548,811,
`filed January 11, 1996 (file DC2lh), U.S. provisional
`application No. 60/017,224, filed May 9, 1996 (file
`HX79a*), U.S. provisional application No. 60/017,253, filed
`May 10, 1996 (file HX82*), U.S. provisional application No.
`60/017,254, filed May 10, 1996 (file HX84*) and U.S.
`provisional application No. 60/028,216, fil~d October l,
`1996 (file HX86*).
`All of the above U.S. applications are incorporated
`herein by reference.
`The MTP inhibitors disclosed in U.S. Application
`Serial No. 472,067, filed June 6, 1995 (file DC2le) are
`piperidine compounds of the structure
`
`5
`
`10
`
`15
`
`20
`
`25
`
`30
`
`- 12 -
`
`14 of 70
`
`PENN EX. 2132
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`W098/31366
`
`PCT/US98/00524
`
`tco
`• u_r N\
`
`~,
`
`x ""'--/
`
`A3· i-' """=
`
`, b
`A4
`
`I.
`
`or
`II.
`
`or
`III.
`
`or
`IV.
`
`or
`
`v.
`
`whereQ is
`
`0
`II -c- or
`
`II
`
`0
`-S-
`11
`0
`
`X Is: CHR8
`
`'
`
`- C- -CH- CH-
`• I
`I
`II
`0
`Ag
`A10
`
`or
`
`-C=C-;
`I
`I
`Ag A10
`
`Ra, R9 and RlO are independently hydrogen, alkyl, alkenyl,
`alkynyl, aryl, arylalkyl, heteroaryl, heteroarylalkyl,
`cycloalkyl, or cycloalkylalkyl;
`. Y is -(CH:z)m- or -:r-
`wherein m is 2 or 3;
`Rl is alkyl, alkenyl, alkynyl, aryl, heteroaryl,
`arylalkyl wherein alkyl has at least 2 carbons,
`
`0
`
`- 13 -
`
`5
`
`10
`
`15
`
`20
`
`25
`
`15 of 70
`
`PENN EX. 2132
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`· WO 98/31366
`
`PCT/US98/00S24
`
`diarylalkyl, ar}rlalkenyl, diarylalkenyl, arylalkynyl,
`diarY"lalkynyl, diarylalkylaryl, heteroarylalkyl wperein
`alkyl has at least-2 carbons, cycloalkyl, or
`cycloalkylalkyl wherein alkyl has at least 2 carbons, alT
`optionally substituted through available carbon atoms.with
`l, 2, 3 or 4 groups selected from halo, haloalkyl',
`alky-1,
`alkenyl, · alkoxy, aryloxy, aryl, arylalkyl, alkylmercapto, ·
`arylmercapto, cycloalkyl, cycloalkylalkyl, heteroaryl;
`fluorenyl, heteroarylalkyl, hydroxy or oxo;
`or Rl is a fluorenyl-type group of the structure
`
`5
`
`10
`
`or
`
`_ R11_ z1
`
`or
`
`or
`
`15
`
`; or
`
`I!
`Rl is an indenyl-type group of the structure
`
`or
`
`or
`
`(a= 2,3 or4)
`
`E
`
`20
`
`- 14 -
`
`16 of 70
`
`PENN EX. 2132
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`· WO 98131366
`
`PCT/US98/00524
`
`or
`
`_ R11_ z1
`
`R13
`
`R14
`
`R16a
`
`Ji
`
`R1sa
`
`zl and z2 are the same or different and are
`independently a bond, 0, S,
`
`s It
`0
`
`S
`11
`)
`0 2
`
`(
`
`'
`
`-N--e- ,
`I
`II
`alkyl 0
`
`"
`
`5
`
`15
`
`H
`-e-11
`or -e- ·
`-NH-e-
`'• ·oH
`u
`o
`0
`with the proviso that with respect to~, at least· one of zl
`and z2 will be other than a bond; Rll is a bond, alkylene,
`alkenylene or alkynylene of up to 10 carbon atoms; arylene
`10 or mixed arylene-alkylene; R12 is hydrogen, alkyl,·
`alkenyl, aryl, haloalkyl, trihaloalkyl, trihaloalkylalkyl,
`heteroaryl, heteroarylalkyl, arylalkyl, arylalkenyl,
`cycloalkyl, aryloxy, alkoxy, arylalkoxy or cycloalkylalkyl,
`with the provisos in preferred compounds that
`(1) when Rl2 is H, aryloxy, alkoxy or arylalkoxy,
`-NH-e- • -N--e-
`-e-
`I
`. o
`alkyl O
`o
`
`then z2 is
`
`ll
`
`U
`
`tt
`
`or a bond and
`
`(2) when z2 is a bond, Rl2 cannot be heteroaryl or
`heteroarylalkyl;
`z is bond, 0, S, N-alkyl, N-aryl, or alkylene or
`alkenylene from 1 to 5 carbon atoms; R13, R14, RlS, and R16
`are independently hydrogen, alkyl, halo, haloalkyl, aryl,
`cycloalkyl, cycloheteroalkyl, alkenyl, alkynyl, hydroxy,
`alkoxy, nitro, amino, thio, alkylsulfonyl, ar}Tlsulfonyl,
`alkylthio, arylthio, aminocarbonyl, alkylcarbonyloxy,
`arylcarbonylamino, alkylcarbonylamino; arylalkyl,
`heteroaryl, heteroarylalkyl or aryloxy;
`RlSa and R16a are independently hydrogen,· alkyl,
`halo, haloalkyl, aryl, cycloalky~, cycloheteroalkyl,
`alkenyl, alkynyl, alkoxy, alkylsulfonyl, arylsulfonyl',
`alkylthio, arylthio, aminocarbonyl, alkylcarbonyloxy,
`
`20
`
`25
`
`30
`
`- 15 -
`
`17 of 70
`
`PENN EX. 2132
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`·W098/31366
`
`PCT/US98/00S24
`
`arylcarbonylamino, alkylcarbonylamino, arylalkyl, :
`heteroaryl, heteroarylalkyl, or aryloxy;
`or Rl is a gxoup of the structure
`
`a17
`-(CB2)p~

`R18
`
`wherein p is 1 to 8 and R17 and RlB are each independently
`H, alkyl, alkenyl, aryl, arylalkyl, heteroaryl,
`heteroarylalkyl, cycloalkyl or cycloalkylalkyl at.least one
`of R17 and RlB being other than H;
`or Rl is a group of the structure
`
`5
`
`IO
`
`ff20
`-R1B--<
`ff21
`
`15
`
`20
`
`wherein R19 is aryl or heteroaryl;
`R20 is aryl or heteroaryl;
`R21 is H, alkyl, aryl, alkylaryl, arylalkyl,
`aryloxy, arylalkoxy, heteroaryl, heteroarylalkyl,
`heteroarylalkoxy, cycloalkyl, cycloalkylalkyl or
`cycloalkylalkoxy;
`independently hydrogen, halo, alkyl,
`R2, R3, R4 are
`alkenyl, alkoxy, aryloxy, aryl, arylalkyl, alkylmercapto,
`arylmercapto, cycloalkyl, cycloalkylalkyl, heteroaryl,
`heteroarylalkyl, hydroxy or haloalkyl;
`Rs is independently alkyl, alkenyl, alkynyl, aryl,
`alkoxy, aryloxy, arylalkoxy, heteroaryl, arylalkyl,
`25 heteroarylalkyl, cycloalkyl, cycloalkylalkyl,
`polycycloalkyl, polycycloalkylalkyl, cycloalkenyl,
`cycloheteroalkyl, heteroaryloxy, cycloalkenylalkyl,
`.polycyc

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket