throbber
WORLD INTELLECTUAL PROPERTY OROANIZA TION
`International Bui;eau
`
`PCT
`INTERN A TI ON AL APPLICATION PUBLISHED UNDER THE PA TENT COOPERATION TREATY (PCT)
`(51) International Patent ClasmficaU~n 6 :
`WO 98/27979
`A61K 31/24, 31144, 31/47, 31/415,
`31/445, 31/495, C07D 211/58, 233n8,
`401/06, 401/08, 401n2, 403/08, 405104,
`471/04, 47tn0
`
`(11) International Publication Number:
`
`Al
`
`(43) International Publication Date:
`
`2 July 1998 (02.07.98)
`
`(21) lnternaUonal Application Number:·
`
`PCTIUS97121950
`
`(22) International Filing Date:
`
`2 December 1997 (02.12.97)
`
`(30) Priority Data:
`60/033,899
`
`20 December 1996 (20.12.96)
`
`US
`
`BRISTOlr-MYERS SQUIBB COMPANY
`(71) Applicant:
`[US/US]; P.O. Box 4000, Princeton, NJ 08543-4000 (US).
`
`(81) Designated States: AL. AM, AT, AU, }.z, BB, BG,:BR, BY,
`CA, CH, CN, CZ, DE, DK, EE, ES, FI, GB, GE, HU,
`IL, IS, JP, KE, KG, KP, KR, KZ, LK,. LR, LS, LT, LU,
`L V, MD, MG, MK, MN, MW, MX, NO, NZ. PL; PT, RO,
`RU, SD, SE, SG, SI, SK, n. TM, TR; TT, ·uA,;uG, uz.
`VN, ARIPO patent (GH, KE, Ls,.MW,.SD, sz. UG, zw).
`Eurasian patent (AM, Az, BY; KG, Kz; MD0 RU, TJ, TM),
`European patent (AT, BE, CH, DE, DK, ES, FI, FR, GB,
`GR, IE, IT, LU, MC, NL, PT, SE), OAPI p11tent (BF., BJ,
`CF, CG, Cl, CM, GA, ON, ML, MR, NE, Sl':J, ID, TG).
`
`(72) Inventor: TINO, Joseph, A.; 11 Chopin Lane, Lawrenceville, Published
`NJ 08648 (US).
`With international search report.
`
`(74) Agents: RODNEY, Burton et al.; Bristol-Myers Squibb Com(cid:173)
`pany, P.O. Box 4000, Princeton, NJ 08543-4000 (US).
`
`(54) Title: HETEROCYCLIC INHIBITORS OF MICROSOMAL TRIGLYCERIDE TRANSFER PROTEIN AND METHOD
`
`r ..
`
`(IV)
`
`-T-
`
`..
`
`{V)
`
`(Q ;r· (U) ~~ (Ill)
`C(5cr ~ w. /::~~ ~,,
`;;:; ~ J: .re ....
`
`.....................
`a
`"'
`
`ii..&'
`, ,
`
`1l<e
`11•
`
`(VI)
`
`(VU)
`
`(VIII)
`
`(XII)
`
`(XUI)
`
`.r'S ....
`....
`
`(XIV)
`
`11•
`
`I
`
`...
`
`~A'" (X)
`.r"-8 ....
`.....
`
`(XV)
`
`ii"
`
`(57) Abstract
`Novel compounds are provided which are inhibitors of MTP and thus are useful for lowering serum lipids and treating atherosclerosis
`and related diseases, and have structure (I), including pharmaceutically acceptable salts thereof, or prodrug esters thereof, A is (II) or (III)
`where Z is Nor CH, or where Z is (IV) or CH2 when== is a single bond; Q is (I) -0-; (2) -S-; or (3) (V); B is (VJ) or (VII) or (VIII)
`or (IX) wherein a - 2, 3 or 4 or (X) or (XI) or (XII); and wherein L', R, R 1, Rl, R3', R3a, Rlb, R4, R4', R'. R'"· X, (XIII), (XIV) and (XV)
`are as defined herein.
`
`1 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`Codes used to identify States party to the PCT on the front pages of pamphlets publishing international applications under the PCT.
`
`FOR THE PURPOSES OF INFORMATION ONLY
`
`AL
`AM
`AT
`AU
`AZ
`BA
`BB
`BE
`BF
`DC
`HJ
`BR
`DY
`CA
`CF
`cc
`CH
`Cl
`CM
`CN
`cu
`CZ
`DE
`DK
`EE
`
`Albania
`Armenia
`Austria
`Auslnllla
`Aurbnijan
`Bomia and Herzegovina
`Barbados
`Belgium
`Burkina Faso
`Bulgaria
`Benin
`Brazil
`Belarus
`Canada
`Cen1n1I African Republic
`Congo
`Switu:rland
`COie d'Ivoire
`Cameroon
`China
`Cuba
`Cuch Republic
`Germany
`Denmark
`l!s1onia
`
`ES
`Fl
`Flt
`GA
`GB
`GE
`GH
`GN
`GR
`HU
`IE
`IL
`IS
`IT
`JP
`KE
`KC
`KP
`
`KR
`KZ
`LC
`LI
`LK
`LR
`
`Spain
`l'"mland
`France
`Gabon
`Uniled Kingdom
`Georgia
`Ghana
`Guinea
`Greece
`Hungary
`Ireland
`Israel
`Iceland
`Italy
`Japan
`Kenya
`Kyrgyzstan
`Democrnlic People• s
`Republic of Korea
`Republic of Korea
`Kazalstan
`Saint Lucia
`Licchlenste;n
`Sri Lanka
`Liberia
`
`LS
`LT
`LU
`LV
`MC
`MD
`MC
`MK
`
`ML
`MN
`MR
`MW
`MX
`NE
`NL
`NO
`NZ
`PL
`PT
`RO
`RU
`SD
`SE
`SC
`
`Lesotho
`Lithuania
`Luxembourg
`Latvia
`Monaa>
`Republic of Moldova
`Madagaacar
`Tiie fonner Yugoslav
`Republic of Macedonia
`Mall
`Mongolia
`Mauritania
`Malawi
`Mel<ico
`Niger
`Netherlands
`Norway
`New Zealand
`Poland
`Portugal
`Romania
`Ruuian Federation
`Sudan
`Sweden
`Singapore
`
`SI
`SK
`SN
`sz
`TD
`TC
`TJ
`TM
`TR
`Tr
`UA
`UC
`us
`uz
`VN
`YU
`zw
`
`Slovenia.
`Slovakia
`Senegal
`Swaziland
`Chad
`Togo
`Tajikis1an
`1Urlnnenisl8n
`TuJkey
`Trinidad and Tobago
`Ukraine
`Uganda
`United SIBICS of Amttica
`Uzbekistan
`Vici Nam
`Yugoslavia
`Zimbabwe
`
`2 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`W098/27979
`
`PCTIUS97/21950
`
`HETEROCYCLIC INHIBITORS OF
`MICRQSQMAL TRIGLYCERIDE TBANSFER PROTEIN AND METHOD
`
`5
`
`Field of the Invention
`This invention relates to novel heterocyclic
`compounds which inhibit microsomal triglyceride transfer
`protein, and to methods for decreasing serum lipids and
`treating atherosclerosis employing su.ch compounds.
`
`IO
`
`15
`
`Background of the Invention
`The microsomal triglyceride transfer protein (MTP)
`catalyzes the transport of triglyceride (TG), cholesteryl
`ester (CE) , and phosphatidylcholine (PC) between small
`unilamellar vesicles (SUV). Wetterau & Zilversmit, Chem
`Phys. Lipids 38, 205-22 (1985). When transfer rates are
`expressed as the percent of the donor lipid transferred.per
`time, MTP expresses a distinct preference for neutral lipid
`transport (TG and CE), relative to phospholipid transP,ort ..
`The protein from bovine liver has been isolated and
`characterized. Wetterau & Zilversmit, Chem. Phys. Lipids
`38, 205-22 (1985). Polyacrylamide gel electrophoresis
`(PAGE) analysis of the purified protein suggests that the
`transfer protein is a complex of two subunits of apparent
`molecular weights 58,000 and 88,000, since a single band
`25 was present when purified MTP was electrophoresed under
`nondenaturing condition, while two bands of apparent
`molecular weights 58,000 and 88,000 were identified when
`electrophoresis was performed in the presence of sodium
`dodecyl sulfate (SDS) .. These two polypeptides are
`30 hereinafter referred to as 58 kDa and 88 kDa, respectively,
`or the 58 kDa and the 88 kDa component of MTP,
`respectively, or the low molecular weight subunit and the
`high molecular weight subunit of MTP, respectively.
`Characterization of the 58,000 molecular weight
`component of bovine MTP indicates that it is the previously
`characterized multifunctional protein, protein disulfidt?
`isomerase (PDI). Wetterau et al., J. Biol. Chem.~.
`
`20
`
`35
`
`- 1 -
`
`3 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`W098/27979
`
`PCT/US97/21950
`
`10
`
`15
`
`20
`
`9800-7 (1990). The presence of PDI in the transfer protein
`is supported by evidence showing that (1) the amino
`terminal 25 amino acids of the bovine 58,000 kDa component
`of MTP is identical to that of bovine PDI, and (2)
`5 disulfide isomerase activity was expressed by bovine MTP
`following the dissociation of the -58 kDa - 88 kDa protein
`complex.
`In addition, antibodies raised against bovine
`PDI, a protein which by itself has no TG transfer activitx,
`were able to immunoprecipitate bovine TG transfer activity
`from a solution containing purified bovine MTP.
`PDI normally plays a role in the folding and
`assembly of newly synthesized disulfide bonded proteins
`within the lumen of the endoplasmic reticulum. Bulleid &
`Freedman, Nature 335, 649-51 (1988). It catalyzes the
`proper pairing of cysteine residues into disulfide bonds,
`thus catalyzing the proper folding of disulfide bonded ·
`proteins.
`In addition, PDI has been reported to be
`identical to the beta subunit of human prolyl 4-
`hydroxylase. Koivu et al., J. Biol. Chem. 2..§.1, 6447-9
`(1987). The role of PDI in the bovine transfer protein is
`not clear. It does appear to be an essential component. of
`the transfer protein as dissociation of PDI from the ~8 kDa
`component of bovine MTP by either low concentrations qf a
`denaturant (guanidine HCl), a chaotropic agent (sodium
`perchlorate) , or a nondenaturing detergent (octyl
`glucoside) results in a loss of transfer activity.
`Isolated
`Wetterau et al., Biochemistry .lQ., 9728-35 (1991).
`bovine PDI has no apparent lipid transfer activity,
`suggesting that either the 88 kDa polypeptide is the
`transfer protein or that it confers transfer activity to
`the protein complex.
`The tissue and subcellular distribution of MTP
`activity in rats has been investigated. Wetterau &
`Zilversmit, Biochem. Biophys. Acta 875, 610-7 (1986).
`35 Lipid transfer activity was found in liver and intestine.
`Little or no transfer activity was found in plasma, brain,
`heart, or kidney. Within the liver, MTP was a soluble
`
`25
`
`30
`
`- 2 -
`
`4 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`W098/27979
`
`PCTIUS97121950
`
`protein located w1thin the lumen of the microsomal
`fraction. Approximately equal concentrations were found in
`the smooth and rough microsomes.
`Abetalipoproteinemia is an autosornal recessive
`5 disease characterized by a virtual absence of plasma
`lipoproteins which contain apolipoprotein B (apoB) . Kane &
`Havel in The Metabolic Basis of Inherited Disease, Sixth
`
`10
`
`15
`
`20
`
`25
`
`edition, 1139-64 (1989). Plasma TG l.evels may be as lo.w as
`a few mg/dL, and they fail to rise after fat ingestion.
`Plasma cholesterol levels are often only 20-45 mg/dL.
`These abnormalities are the result of a genetic defect in
`the assembly and/or secretion of very low density
`lipoproteins (VLDL) in the liver and chylomicrons in the
`intestine. The molecular basis for this defect has not
`been previously determined.
`In subjects examined,
`triglyceride, phospholipid, and cholesterol synthesis
`appear normal. At autopsy, subjects are free of
`atherosclerosis. Schaefer et al., Clin. Chem. H, B9-12
`(1988). A link between the apoB gene and
`abetalipoproteinemia has been excluded in several families.
`Talmud et al., J. Clin. Inyest. 82, 1803-6 (1988) and Huang
`et al., Am· J. Hum. Genet.~, 1141-8 (1990).
`Subjects with abetalipoproteinemia are afflicted
`with numerous maladies. Kane & Havel, supra. Subjects
`have fat malabsorption and TG accumulation in their
`enterocytes and hepatocytes. Due to the absence of TG-rich
`plasma lipoproteins, there is a defect in the transport of
`fat-soluble vitamins such as vitamin E. This results in
`acanthocytosis of erythrocytes, spinocerebellar ataxia.with
`30 degeneration of the fasciculus cuneatus and gracilis,
`peripheral neuropathy, degenerative pigmentary retinopathy,
`and ceroid myopathy. Treatment of abetalipoproteinemic
`subjects includes dietary restriction of fat intake and
`dietary supplementation with vitamins A, E and K.
`.In vitro, MTP catalyzes the transport of lipid
`molecules between phospholipid membranes. Presumably, it
`plays a similar role in viyo, and thus plays some role in
`
`35
`
`- 3 -
`
`5 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`WO 98127979
`
`PCT/US97/21950
`
`5
`
`10
`
`15
`
`lipid metabolism. The subcellular (lumen of the microsomal
`fraction) and tissue distribution (liver and intestine) of
`MTP have led to speculation that it plays a role in the
`assembly of plasma lipoproteins, as these are the sites of
`plasma lipoprotein assembly. Wetterau & Zilversmit,
`Biochem. Biophys. Acta 875, 610-7 (1986). The ability of
`MTP to catalyze the transport of TG between membranes is
`consistent with this hypothesis, and suggests that MTP may
`catalyze the transport of TG from its site of synthesis in
`the endoplasmic reticulum (ER) membrane to nascent
`lipoprotein particles within the lumen of the ER.
`Olofsson and colleagues have studied lipoprotein
`assembly in HepG2 cells. Bostrom et al., J. Biol. Chem·
`2.2,J, 4434-42 (1988). Their results suggest small precursor
`lipoproteins become larger with time. This would be
`consistent with the addition or transfer of lipid molecules
`to nascent lipoproteins as they are assembled. MTP ~y
`play a role in this process.
`In support of this
`hypothesis, Howell and Palade, J. Cell Biol. ~. 833-45
`(1982), isolated nascent lipoproteins from the hepatic
`Golgi fraction of rat liver. There was a spectrum of sizes
`of particles present with varying lipid and protein
`compositions. Particles of high density lipoprotein (HDL)
`density, yet containing apoB, were found. Higgins and
`25 Hutson, J. Lipid Res. 25, 1295-1305 (1984), reported
`lipoproteins isolated from Golgi were consistently larger
`than those from the endoplasmic reticulum, again suggesting
`the assembly of lipoproteins is a progressive event.
`However, there is no direct evidence in the prior art.
`demonstrating that MTP plays a role in lipid metabolism or
`the assembly of plasma lipoprotein.
`Recent reports (Science, Vol. 258, page 999, 1992;
`D. Sharp et al, Nature, Vol. 365, page 65, 1993)
`demonstrate that the defect causing· abetalipoproteinemia is
`in the MTP gene, and as a result, the MTP protein.
`Individuals with abetalipoproteinemia have no MTP activity,
`as a result of mutations in the MTP gene, some of which
`
`20
`
`30
`
`35
`
`- 4 -
`
`6 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`WO 98127979
`
`PCT/US97/21950
`
`have been characterized. These results indicate that MTP
`is required for the synthesis of apoB containing
`It
`lipoproteins, such as VLDL,
`the precursor to LDL.
`therefore follows that inhibitors of MTP would inhibit the
`synthesis of VLDL and LDL, thereby lowering VLDL levels,
`LDL levels, cholesterol levels, and triglyceride levels in
`animals and man.
`Canadian Patent Application No. 2,091,102 published
`March 2, 1994 (corresponding to U.S. application Serial No.
`117,362, filed September 3, 1993 (file DC2lb)) which is
`incorporated herein by reference), reports MTP inhibitors
`which also block the production of apoB containing
`lipoproteins in a human hepatic cell line (HepG2 cells).
`This provides further support for the proposal that an MTP
`inhibitor would lower apoB containing lipoprotein and lipid
`levels in Y.iJ!Q. This Canadian patent application discloses
`a method for identifying the MTP inhibitors
`
`5
`
`10
`
`15
`
`CQN-CN
`
`0
`which has the.name 2-[l-(3, 3-diphenylpropyl)-4-
`20 piperidinyl J -2, 3-dihydro-3-oxo-lH-isoindole hydrochloride
`and
`
`F
`which has the name 1- [3- (6-fluoro-1-tetralanyl)-methyl.J-4-
`0-rnethoxyphenyl piperazine.
`EP 0643057Al published March 15, 1995, discloses MTP
`inhibitors of the structure
`
`25
`
`- 5 -
`
`7 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`W098/27979
`
`PCTIUS97/21950
`
`I
`
`II
`
`5
`
`Ill
`
`or
`
`or
`
`t60
`
`'-..;;:::
`R3· I-
`I...-:;.
`R4
`
`r .Fi!
`
`N
`I
`,,N-...../
`y
`
`10
`
`15
`
`where X is: cHRB,
`
`-CH-CH
`I
`I
`B.10
`
`R!I
`
`or
`
`Ra, R9 and Rio are independently hydrogen, alkyl, alkenyl,
`alkynyl, aryl, arylalkyl, heteroaryl, heteroarylalkyl,
`cycloalkyl, or cycloalkylalkyl;
`
`Y is -(CB2 ).,.- or -e-n
`0
`
`where m is 2 or 3;
`Rl is alkyl, alkenyl, alkynyl, aryl, heteroaryl,
`arylalkyl (wherein alkyl has at least 2 carbons),
`20 diarylalkyl, arylalkenyl, diarylalkenyl, arylalkynyl,
`diarylalkynyl, diarylalkylaryl, heteroarylalkyl (wherein
`alkyl has at least 2 carbons), cycloalkyl, or
`cycloalkylalkyl (wherein alkyl has at least 2 carbons); all
`of the aforementioned Rl groups being optionally
`substituted through available carbon atoms with l, 2, or 3
`groups selected from halo, haloalkyl, alkyl, alkenyl,
`alkoxy, aryloxy, aryl, arylalkyl, alkylmercapto,
`arylmercapto, cycloalkyl, cycloalkylalkyl, heteroaryl,
`fluorenyl, heteroarylalkyl, hydroxy or oxo; or.
`
`25
`
`- 6 -
`
`8 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`W098/27979
`
`PCT/US97/219SO
`
`Rl is a group of the structure
`
`5
`
`10
`
`15
`
`20
`
`25
`
`R12 f ~
`>"'="
`Rll is a bond, alkylene, alkenylene or alkynylerie of
`up to 6 .carbon atoms, arylene (for example
`
`R13
`
`R14
`
`-©-
`
`or mixed arylene-alkylene (for example
`~
`-g-(CH:z)n-
`
`where n is 1 to 6;
`R12 is hydrogen, alkyl, alkenyl, aryl, heteroaryl,
`haloalkyl, arylalkyl, arylalkenyl, cycloalkyl, aryloxy,
`alkoxy, arylalkoxy, heteroarylalkyl or cycloalkylalkyl;
`Z is a bond, 0, S, N-alkyl, N-aryl, or alkylene or
`alkenylene of from 1 to 5 carbon atoms;
`R13, Rl4, R15, and R16 are independently hydrogen,
`alkyl, halo, haloalkyl, aryl, cycloalkyl, cyclohetero(:llkyl,
`alkenyl, alkynyl, hydroxy, alkoxy, nitro, amino, thio,
`alkylsulfonyl, arylsulfonyl, alkylthio, arylthio, carboxy,
`aminocarbonyl, alkylcarbonyloxy, alkylcarbonylamino,
`arylalkyl, heteroaryl, heteroarylalkyl, or aryloxy;
`or Rl is
`
`wherein p is 1 to 8 and R17 and RlB are each independently
`H, alkyl, alkenyl, aryl, arylalkyl, heteroaryl,
`heteroarylalkyl, cycloalkyl or cycloalkylalkyl, at least
`one of R17 and R18 being other than H;
`
`- 7 -
`
`9 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`W098127979
`
`or Rl is
`
`PCT/US97/219SO
`
`R20
`
`-R19 - (
`R21
`
`wherein R19 is aryl or heteroaryl;
`R20 is aryl or heteroaryl;
`R21 is H, alkyl, aryl, alkylaryl, arylalkyl,
`aryloxy, arylalkoxy, heteroaryl, heteroarylaikyl,
`heteroarylalkoxy, cycloalkyl, cycloalkylalkyl or
`cycloalkylalkoxy;
`R2, R3, R4 are independently hydrogen, halo, aikyl, ·
`haloalkyl, alkenyl, alkoxy, aryloxy, aryl, arylalkyi,
`alkylmercapto, arylmercapto, cycl~alkyl, cycloal~lalkYl;
`heteroaryl, heteroarylalkyl, hydroxy or haloalkyl;
`Rs is alkyl of at least 2 carbons, alkenyl, alkynyl,
`aryl, heteroaryl, arylalkyl, heteroarylalkyl, cycloalkyl,
`cycloalkylalkyl, polycycloalkyl, polycycloalkylalkyl, •
`cycloalkenyl, cycloalkenylalkyl, polycycloalkenyl,
`polycycloalkenylalkyl, heteroarylcarbonyl, all of the Rs
`and R6 substituents being optionally substituted through
`available carbon atoms with l, 2, or 3 groups selected from
`hydrogen, halo, alkyl, haloalkyl, alkoxy, haloalkoxy,
`alkenyl, alkynyl, cycloalkyl, cycloalkylalkyl,
`cycloheteroalkyl, cycloheteroalkylalkyl, aryl, heteroaryl,
`arylalkyl, arylcycloalkyl, arylalkynyl, aryloxy,
`aryloxyalkyl, arylalkoxy, arylazo, heteroaryloxo,
`heteroarylalkyl, heteroarylalkenyl, heteroaryloxy, hydroxy,
`nitro, cyano, amino, substituted amino (wherein the amino
`includes 1 or 2 substituents which are alkyl, or aryl or
`any of the other aryl compounds mentioned in the
`definitions), thiol, alkylthio, arylthio,· heteroarylthiC>,
`arylthioalkyl, alkylcarbonyl, arylcarbonyl,
`arylaminocarbonyl, alkoxycarbonyl, aminocarbonyl,
`alkynylaminocarb~nyl, alkylaminocarbonyl,
`alkenylaminocarbonyl, alkylcarbonyloxy, arylcarbonyloxy,
`alkylcarbonylamino, arylcarbonylamino, arylsulfinyl,
`arylsulfinylalkyl, arylsulfonyl, alkylsulfonyl,
`
`5
`
`10
`
`15
`
`20
`
`25
`
`30
`
`35
`
`- 8 -
`
`10 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`W098/27979
`
`PCT/US97/21950
`
`arylsulfonylamino; with the proviso that when Rs is CH3 , R6
`is not H; and where Rs is phenyl, the phenyl preferably
`includes an ortho hydrophobic substituent such as alkyl,
`haloalkyl, aryl, aryloxy or arylalkyl;
`R6 is hydrogen or C1-C4 alkyl or C1-C4 alkenyl;
`R7 is alkyl, aryl or arylalkyl wherein alkyl or the
`alkyl portion is optionally substituted with oxo; and
`including pharmaceutically acceptable salts and
`anions thereof.
`In the formula I compounds, where X is CH2 and R2
`R3 and R4 are each H, Rl will be other than 3,3-
`diphenylpropyl.
`In the formula III compounds, where one of R2, R3
`and R4 is 6-fluoro, and the others are H, R7 will be other
`than 4-0-methoxyphenyl.
`U.S. Application Serial No. 472,067, filed June ·5,
`1995 (file DC2le) discloses compounds of the structure
`R2
`0
`
`,
`
`n'~No-()-R'
`~x·
`R4
`
`5
`
`10
`
`15
`
`20
`
`25
`
`or
`
`or
`
`or
`
`or
`
`0:2
`R3·!-~ .-0
`
`0
`
`x
`
`--~
`,
`R4
`
`~1
`
`N
`
`- 9 -
`
`11 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`W098!27979
`
`PCT/US97!21950
`
`0
`II
`where Q is -c-
`
`II
`
`0
`or -s-
`11
`0
`
`X is: CHR8, - C-
`II
`0
`
`-CH- CH- or
`• I
`I
`R9
`R10
`
`-C= C-;
`I
`I
`R9 R10
`
`5 Rs, R9 and RlO are independently hydrogen, alkyl, alkenyl,
`alkynyl, aryl, arylalkyl, heteroaryl, heteroarylalkyl,
`cycloalkyl, or cycloalkylalkyl;
`
`JO
`
`JS
`
`20
`
`25
`
`Y is -(CB2>m- or -fi-
`0
`wherein m is 2 or 3;
`Rl is alkyl, alkenyl, alkynyl, aryl, heteroaryl,
`arylalkyl wherein alkyl has at least 2 carbons,
`diarylalkyl, arylalkenyl, diarylalkenyl, arylalkynyl,,
`diarylalkynyl, diarylalkylaryl, heteroarylalkyl wherein
`alkyl has at least 2 carbons, cycloalkyl, or
`cycloalkylalkyl wherein alkyl has at least 2 carbons, all
`optionally substituted through available carbon atoms with
`1, 2, 3 or 4 groups selected from halo, haloalkyl, alkyl,
`alkenyl, alkoxy, aryloxy, aryl, arylalkyl, alkylmercapto,
`arylmercapto, cycloalkyl, cycloalkylalkyl, heteroaryl,
`fluorenyl, heteroarylalkyl, hydroxy or oxo;
`or Rl is a fluorenyl-type group of the structure
`
`or
`
`or
`
`R12-z2 r ~
`R1i<- ~R14
`
`- 10 -
`
`12 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`W098/27979
`
`PCT/US97/21950
`
`or
`
`; or
`Rl is an indenyl-type group of the structure
`
`- R11-z1
`
`R12_z2 X
`(CH2 a
`
`R16a
`
`R1&a
`
`or
`
`R13
`
`R14
`
`·z
`
`_ R11_ z1
`
`or
`
`R -z
`12
`2
`
`168
`
`R
`
`R1sa
`
`.6
`
`5
`
`(a= 2,3 or 4)
`
`RS"
`
`- R11_ z
`R -z
`12
`2
`R16a
`
`168
`
`R
`
`(CH2)a
`
`f
`
`R13
`
`R14
`
`or
`
`-R11_z1
`
`R12_ z2
`
`R16a
`
`10
`
`15
`
`~
`
`H
`
`R1sa
`
`zl and z2 are the same or different and are.
`independently a bond, 0, S,
`
`-c-11
`0
`
`'
`
`'
`
`H
`s
`S
`-N--C- '
`-Nu....c-
`or -~-
`" 0
`u
`( ")
`n
`u
`I
`o
`OH
`02
`alkyl O
`with the proviso that with respect to ~. at least one of zl
`and z2 will be other than a bond; Rll is a bond, alkylene,
`alkenylene or alkynylene of up to 10 carbon atoms; arylene
`or mixed arylene-alkylene; R12 is hydrogen, alkyl,
`alkenyl, aryl, haloalkyl, trihaloalkyl, trihaloalkylalkyl,
`heteroaryl, heteroarylalkyl, arylalkyl, arylalkenyl,
`cycloalkyl, aryloxy, alkoxy, arylalkoxy or cycloalkylalkyl,
`with the provisos that
`
`- 11 -
`
`13 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`.-
`
`W098/27979
`
`PCT/US97/21950
`
`5
`
`10
`
`15
`
`20
`
`25
`
`30
`
`(1) when Ri2 is H, aryloxy, alkoxy or arylalkoxy,
`-c-
`-NH-C-
`, -N--C-
`u
`u
`I
`11
`alkyl 0
`or a bond and
`O
`then z2 is
`O
`(2) when z2 is a bond, R12 cannot be heteroaryl or
`heteroarylalkyl;
`Z is bond, 0, S, N-alkyl, N~aryl, or alkylene or
`alkenylene from 1 to 5 carbon atoms; R13, R14, RlS, and ·R16
`are independently hydrogen, alkyl, halo, haloalkyl, aryl,
`cycloalkyl, cycloheteroalkyl, alkenyl, alkynyl, hydroxy,
`alkoxy, nitro, amino, thio, alkylsulfonyl, arylsulfonyl,
`alkyl thio, aryl thio, aminocarbonyl, alkylcarbonyloxy,
`arylcarbonylamino, alkylcarbonylamino, arylalkyl,
`heteroaryl, heteroarylalkyl or aryloxy;
`RlSa and R16a are independently hydrogen, alkyl,
`halo, haloalkyl, aryl, cycloalkyl, cycloheteroalkyl,
`alkenyl, alkynyl, alkoxy, alkyfsulfonyl, arylsulfonyl,
`alkylthio, arylthio, aminocarbonyl, alkylcarbonyloxy,
`arylcarbonylamino, alkylcarbonylamino, arylalkyl,
`heteroaryl, heteroarylalkyl, or aryloxy;
`or Rl is a group o.f the structure
`
`R17
`
`-(CH2)p-<
`RlB
`
`wherein p is 1 to 8 and R17 and R18 are each independently
`H, alkyl, alkenyl, aryl, arylalkyl, heteroaryl,
`heteroarylalkyl, cycloalkyl or cycloalkylalkyl at least one
`of R17 and R18 being other than H;
`or Rl is a group of the structure
`
`R20
`
`-Rte--<
`ff21
`
`wherein R19 is aryl or heteroaryl;
`R20 is aryl or heteroaryl;
`R21 is H, alkyl, aryl, alkylaryl, arylalkyl,
`aryloxy, arylalkoxy, heteroaryl, heteroarylalkyl,
`heteroarylalkoxy, cycloalkyl, cycloalkylalkyl or
`cycloalkylalkoxy;
`
`- 12 -
`
`14 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`W098/27979
`
`PCT/US97/21950
`
`5
`
`10
`
`15
`
`independently hydrogen, halo, alkyl,
`R2, R3, R4 are
`alkenyl, alkoxy, aryloxy, aryl, arylalkyl, alkylmercapto,
`arylmercapto, cycloalkyl, cycloalkylalkyl, heteroaryl,
`heteroarylalkyl, hydroxy or haloalkyl;
`Rs is independently alkyl, alkenyl, alkynyl, aiyl,
`alkoxy, aryloxy, arylalkoxy, heteroaryl, arylalkyl,
`heteroarylalkyl, cycloalkyl, cycloalkylalkyl,
`polycycloalkyl, polycycloalkyl~lkyl, cycloalkenyl,·
`cycloheteroalkyl, heteroaryloxy, cycloalkenylalkyl,
`polycycloalkenyl, polycycloalkenylalkyl,
`heteroarylcarbonyl, amino, alkylarnino, arylamino,
`heteroarylamino, cycloalkyloxy, cycloalkylamino, all
`optionally substituted through available carbon atoms with
`1, 2, 3 or 4 groups selected from hydrogen, halo, alkyl,
`haloalkyl, alkoxy, haloalkoxy, alkenyl, alkynyl,
`cycloalkyl, cycloalkylalkyl, cycloheteroalkyl,
`cycloheteroalkylalkyl, aryl, heteroaryl, arylalkyl,
`arylcycloalkyl, arylalkenyl, arylalkynyl, aryloxy,
`aryloxyalkyl, arylalkoxy, arylazo, heteroaryloxo,
`20 heteroarylalkyl, heteroarylalkenyl, heteroaryloxy, hydroxy,
`nitro, cyano, amino, substituted amino, thiol, alkylthio,
`arylthio, heteroarylthio, arylthioalkyl, alkylcarbonyl,
`arylcarbonyl, arylarninocarbonyl, alkoxycarbonyl,
`aminocarbonyl, alkynylaminocarbonyl, alkylaminocarbonyl,
`alkenylaminocarbonyl, alkylcarbonyloxy, arylcarbonyloxy,
`alkylcarbonylamino, arylcarbonylamino, arylsulfinyl,
`arylsulfinylalkyl, arylsulfonyl, alkylsulfonyl,
`arylsulfonylamino, heteroarylcarbonylamino,
`heteroarylsulfinyl, heteroarylthio, heteroarylsulfonyl,
`alkylsulfinyl;
`R6 is hydrogen or C1-C4 alkyl or C1-C4 alkenyl; all
`
`25
`
`30
`
`optionally substituted with 1, 2, 3 or 4 groups which may
`independe~tly be any of the substituents listed in the
`definition of Rs set out above;
`
`- 13 -
`
`15 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`W098/27979
`
`PCT/US97/21950
`
`R7 is alkyl, aryl or arylalkyl wherein alkyl by
`itsel~ or as part of arylalkyl is optionally substituted
`with oxo ( ~ ) ;
`
`5
`
`10
`
`15
`
`20
`
`25
`
`and
`
`are the same or different and are independently selected
`from heteroaryl
`containing 5- or 6-ring members; and
`0
`
`µ,-~ 1 V R
`
`thereof; and
`N-oxides
`pharmaceutically acceptable salts thereof; with
`the provisos that where in the first formula X is CH2, and
`R2, R3 and R4 are each H, then Rl will be other than 3,3-
`diphenylpropyl, and in the fifth fonnula, where one of R2,
`R3 and R4 is 6-fluoro, and the others are H, R7 will be
`other than 4-(2-methoxyphenyl).
`U.S. application Serial No. 548,811, filed January
`11, 1996 (file DC2lh), discloses compounds having the
`structure
`
`including the piperidine N-oxide thereof or a
`pharmaceutically acceptable salt thereof, wherein Z is a
`bond, O or S;
`xl and x2 are independently selected from H or halo;
`x is an integer from 2 to 6;
`RS is heteroaryl, aryl, heterocycloalkyl or
`cycloalkyl, each RS group being optionally substituted with
`1, 2, 3 or 4 substituents which may be the same or
`different.
`
`- 14 -
`
`16 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`W098/27979
`
`PCT/US97/21950
`
`U.S. Provisional Application No. 60/017,253, filed
`May 10, 1996 (file HX82*) discloses compounds which are
`inhibitors of MTP and have the structure
`
`l:
`
`or
`
`5
`
`IO
`
`:r:r
`
`R5/°'N--n
`~6 ~N-R1
`w
`where W is H, H or O; and X, Q, Rl, R2, R3, R4, Rs and;R6
`are essentially as defined in U.S. Application Serial No.
`472, 067 (file DC2le) .
`U.S. Provisional Application No. 60/017,254, filed
`May 10, 1996 {file HX84*) discloses compounds which are
`inhibitors of MTP and have the structure
`
`J:
`
`15
`
`l: :r
`
`or
`
`20
`
`25
`
`where n is O or 1 and X, Q, Rl, R2, R3, R4, Rs and R6 are
`essentially as defined in U.S. Application Serial No.
`472,067 (file DC2le).
`U.S. Provisional Application No. 60/017,224 (file
`HX79a*) filed May 7, 1996, discloses compounds which are
`inhibitors of MTP and have the structure
`
`or
`
`or
`
`J:B
`
`- 15 -
`
`17 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`W098/27979
`
`PCTIUS97/21950
`
`..
`including pharmaceutically acceptable salts thereof,
`wherein q is 0, 1 or 2;
`A is
`(1) a bond;
`(2) -0- ; or
`
`5
`
`10
`
`-N -
`I
`5
`(3)
`R
`where Rs is H or lower alkyl or Rs together with R2 forms a
`carbocyclic or heterocyclic ring system containing 4 to 8
`members in the ring.
`B is a fluorenyl-type group of the structure:
`
`R~./:. .._,
`n4'
`I j
`~
`x ~
`R4
`
`Het
`
`3'
`R
`
`or
`
`(the above B is also referred to as a
`fluorenyl- type ring or moiety); or
`
`15
`
`B is an indenyl-type group of the structure
`
`or
`
`or
`
`(a= 2,3 or 4)
`R3
`
`R3b
`
`(the above B is also referred to as
`an indenyl-type ring or moiety);
`
`R3a
`
`Rx is H, alkyl or aryl;
`
`- 16 -
`
`18 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`W098/27979
`
`PCT/US97/21950
`
`R1 is alkyl, alkenyl, alkynyl, alkoxyl, (alkyl or
`aryl)3Si (where each alkyl or aryl group is independent),
`
`5
`
`10
`
`15
`
`cycloalkyl, cycloalkenyl, substituted alkylamino,
`substituted arylalkylamino, aryl, arylalkyl, arylamino,
`aryloxy, heteroaryl, heteroarylamino, heteroaryloxy,
`arylsulfonylamino, heteroarylsulfonylamino, arylthio,
`arylsulfinyl, arylsulfonyl, alkylthio, alkylsulfinyl,
`alkylsulfonyl, heteroarylthio, heteroarylsulfinyl,
`heteroarylsulfonyl, -PO(Rl3) (Rl4),
`(where Rl3 and Rl4 are
`independently alkyl, aryl, alkoxy, aryloxy, heteroaryl,
`heteroarylalkyl, heteroaryloxy, heteroarylalkoxy,
`cycloheteroalkyl, cycloheteroalkylalkyl, cycloheteroalkoxy,
`or cycloheteroalkylalkoxy); Rl can also be aminocarbonyl
`(where the amino may optionally be sllbstituted with one or
`two aryl, alkyl or heteroaryl groups); cyano, 1,1-(alkoxyl
`or arylox:y)2alkyl (where the two aryl or alkyl substituents
`can be independently defined, or linked to one another to
`form a ring, such as l,3-dioxane or 1,3-dioxolane,
`connected to Ll (or L2 in the case of R2) at the 2-
`20 position); 1,3-dioxane or 1,3-dioxolane connected to Ll (or
`L2 in the case of R2) at the 4-position.
`The Rl group may have from one to four substituents,
`which can be any of the R3 groups or Rl groups, and certain
`preferred Rl substituents as disclosed.
`R2 is the same or different from Rl and is
`independently any of the groups set out for Rl, H,
`polyhaloalkyl (such as CF3CH2, CF3CF2CH2 or CF3) or
`cycloheteroalkyl, and may be substituted with one to four
`of any of the groups defined for R3, or any of. the
`subs ti tuents preferred for Rl ·
`Ll is a linking group containing from 1 to 10
`carbons in a linear chain (including alkylene, alkenylene
`or alkynylene), which may contain, within the linking chain
`any of the following: one or two alkenes, one or two
`alkynes, an oxygen, an amino group optionally substituted
`with alkyl or aryl, an oxo group; and may be substituted
`with one to five alkyl or halo groups (preferably F).
`
`25
`
`30
`
`35
`
`- 17 -
`
`19 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`W098f27979
`
`PCT/US97/219SO
`
`L2 may be the same or different from Ll and may
`independently be any of the Ll groups set out above or a
`singe bond.
`R3, R3', R4 and R4' may be the same or different and
`are independently selected from H, halogen, CF3, haloalkyl,
`hydroxy, alkoxy1 alkyl, aryl, alkenyl, alkenyloxy, alkynyl,
`alkynyloxy, alkanoyl, nitro, amino, thiol, alkylthio,
`alkylsulfinyl, alkylsulfonyl, carboxy, alkoxycarbonyl~
`aminocarbonyl, alkylcarbonyloXy, alkylcarbonylamino,
`cycloheteroalkyl, cycloheteroalkylalkyl, cyano, Ar, Ar(cid:173)
`alkyl, Aro, Ar-amino, Ar-thio, Ar-sulfinyl, Ar-sulfonyl,
`Ar-carbonyl, Ar-carbonyloxy or Ar-carbonylamino, wherein Ar
`is aryl or heteroaryl and Ar may optionally include l, 2 or
`3 additional rings fused to Ar;
`R3a and R3b are the same or different and are
`independently any of the R3 groups except hydroxy, nitro,
`amino or thio;
`
`5
`
`IO
`
`15
`
`and
`
`20
`
`25
`
`are the same or different and independently represent a 5
`or 6 membered heteroaryl ring which may contain l, 2, 3 or
`4 heteroatoms in the ring which are independently N, S or
`O; and including N-oxides.
`X (in the fluorenyl type ring) is a bond, or is one
`of the following groups:
`
`(1) - s -
`1
`(O)n•
`-o-
`
`(2)
`
`(3) -N -
`I
`R6
`
`30
`
`(4) - c -, '
`
`R7
`
`R8
`
`- 18 -
`
`20 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`WO 98127979
`
`PCTIUS97/219SO
`
`(5) - · c
`Rg
`
`, '
`
`/
`RlOR9'
`
`~
`.
`R10•
`
`(6) - c= c -
`I
`I
`R10•
`R9•
`
`(7) -,c,---Y-
`R9
`RlO
`
`wherein
`y is 0, N-R6 or S;
`n' is 0, 1 or 2;
`R6 is H,
`lower alkyl, aryl, -C(O)-Rll or
`-C (0) -o-Rll;
`R7 and RB are the same or different and are
`independently H, alkyl, aryl, halogen, -o-R12, or
`R7 and RB together can be· oxygen to form a ketone;
`R9, RlO, R9' and RlO' are the same or different·and
`are independently H, lower alkyl, aryl or -o-Rll;
`R9" and Rio· are the same or different and are
`independently H,
`lower alkyl, aryl, halogen or
`-O-Rll;
`
`Rll is alky or aryl;
`R12 is H, alkyl or aryl.
`The following provisos apply to formula I compounds:
`(a) when Rl is unsubstituted alkyl or unsubstituted
`arylalkyl, Ll cannot contain amino;
`(b) when Rl is alkyl, Ll cannot contain amino and
`oxo in adjacent positions (to form an amido group) ;
`(c) when R2L2A- is H2N~, RlLl cannot contain amino;
`
`(d) when Rl is cyano, Ll must have more than 2
`carbons;
`(e) RlLl must contain at least 3 carbons.
`With respect to compounds of the invention IA and
`IB, R2L2 cannot have an 0 or N atom directly attached to
`S=(O)q or CRX(OH), and for IA, R2L2 cannot be H.
`
`5
`
`IO
`
`15
`
`20
`
`25
`
`30
`
`- 19 -
`
`21 of 102
`
`PENN EX. 2122
`CFAD V. UPENN
`IPR2015-01836
`
`

`
`W098/27979
`
`PCT/US97/219SO
`
`With respect to compounds of the invention I, IA and
`IB, where Rl is cycloheteroalkyl, Rl is exclusive of

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket