throbber
Appl. No. 13/934,763
`Supplemental Amendment Dated November 20, 2013
`
`transmitter containing instructions to program the stored number comprise one or more
`
`short message service (SMS) data messages;
`
`and wherein the programmable communicator device is configured to process
`
`data received through the programmable interface from the at least one monitored
`
`technical device in response to programming instructions received in at least one
`
`incoming short message service (SMS) data message or packet switched data message.
`
`33 (Previously Presented) A programmable communicator device according to claim 32
`
`wherein the processing module processes received data to determine whether it indicates
`
`a change in status of the at least one monitored technical device that crosses a threshold
`
`parameter, or that otherwise indicates an alarm condition.
`
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`

`
`Appl. No. 13/934,763
`Supplemental Amendment Dated November 20, 2013
`
`REMARKS
`
`Applicants would like to thank the examiner for the review of the present
`
`application and prior art. Applicants request reconsideration of the pending claims in
`
`view of the following remarks. Applicants have amended claims 1, 4, 27 and 32 herewith,
`
`and previously cancelled claims 5, 16, and 18. Accordingly, claims 1-4, 6-15, 17, and 19-
`
`33 are currently under consideration in this application. No new matter has been added.
`
`Interview Summary
`
`Applicants would also like to thank the examiner for the telephone interview of
`
`November 19, 2013. During the interview, Examiner Nguyen and Applicants’ counsel
`
`discussed some proposed amendments to the claims filed within the Supplemental
`
`Amendment dated November 8, 2013. For example, Applicants’ counsel proposed
`
`amending claim 1, 27 and 32 to remove the limitation “a wireless communications circuit
`
`for communicating through an antenna over a communications network.” Examiner
`
`Nguyen indicated that the proposed amended claims (e. g., without the wireless
`
`communication circuit) were acceptable and are in condition for allowance.
`
`Amendments To the Claims
`
`As mentioned above, Applicants have amended independent claims 1, 27 and 32
`
`to remove the limitation “a wireless communications circuit for communicating through
`
`an antenna over a communications network.” The remainder of the claim recites a
`
`patentably distinct device which processes wireless transmissions. In order to provide
`
`applicant with protection for the full scope of her invention, the unnecessary limitation
`
`has been removed.
`
`Information Disclosure Statement
`
`Applicants submit herewith a supplemental information disclosure statement.
`
`Please consider the reference cited therein prior to allowance of the present application.
`
`10
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`Appl. No. 13/934,763
`Supplemental Amendment Dated November 20, 2013
`
`It is believed that the application is in condition for allowance and Applicant
`
`respectfully requests that a notice of allowance be issued. Applicant does not believe any
`
`extension of time is required. However, if an extension of time is required, please charge
`
`the associated fee and any additional fees required by this paper or credit any
`
`overpayment to deposit account number 19-4972. Applicant also requests that the
`
`examiner contact applicant’s attorney, Jonathan Lovely, if it will assist in processing this
`
`application through issuance.
`
`DATE: November 20, 2013
`
`Respectfully submitted,
`
`/Jonathan C. Lovely, #60,821/
`
`Jonathan C. Lovely
`Registration No. 60,821
`Attorney for Applicant
`Sunstein Kann Murphy & Timbers LLP
`125 Summer Street
`
`Boston, MA 02110-1618
`(617) 443-9292
`03781/01014 20013921
`
`11
`
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`

`
`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`Programmable Communicator
`
`First Named Inventor/Applicant Name:
`
`Eveline Wesby-van Swaay
`
`Utility under 35 USC111(a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`
`USD($)
`
`
`
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`SIERRA WIRELESS 1002 / 204
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`

`
`Miscellaneous:
`
`Submission- Information Disclosure Stmt
`
`2806
`
` S“:-S1-;(t$a)| in
`
`90
`
`Total in USD ($)
`
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`SIERRA WIRELESS 1002 / 205
`
`

`
`Electronic Acknowledgement Receipt
`
`m—
`
`Title of Invention:
`
`Programmable Communicator
`
`I—
`
`Payment information:
`
`yes—
`Submitted with Payment
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application ang;[ERRgnirvVi«RE1rgs§iI1g)f;2s/) 205
`
`—Auth°“zedUser
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`SIERRA WIRELESS 1002 / 206
`
`

`
`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Document
`
`.
`
`.
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`Information Disclosure Statement (IDS)
`Form (SB08)
`
`Supp|ementa|_|nformation_Dis
`c|osure_Statement.pdf
`
`cl e8ea8d285eb39l 2b4d6l9l49l e820fe08
`6465:
`
`Information:
`
`This is not an USPTO supplied IDS fillable form
`
`Non Patent Literature
`
`Ref_HR.pdf
`
`1350419
`
`9fdaae4de8faef3dbb60e97c21c0f82b06c9
`Odll
`
`Information:
`
`Information:
`
`Supplemental Response or
`Supplemental Amendment
`
`ram3781_1014_SuppAmendm
`ent.pdf
`
`II8887
`
`ec4fd77ba457b9b042e6cb09a89e73 I 501 9
`a14ae
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`e4fc50dda523fcf453f9b36144a15b59bada
`59a1
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`SIERRA WIRELESS 1002 / 207
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`

`
`Practitioner's Docket No. 3781/1014
`
`PA TENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of:
`
`Eveline Wesby—Van Swaay
`
`Application No.:
`Filing Date:
`
`13/934,763
`July 3, 2013
`
`For:
`
`PROGRAMMABLE COMMUNICATOR
`
`Mail Stop Amendment
`Commissioner for Patents
`P.0. Box 1450
`
`Alexandria, VA 22313-1450
`
`Art Unit/Group No.:
`Examiner:
`Conf. No.:
`
`2682
`Nguyen, Nam V.
`3746
`
`TRANSMITTAL OF SUPPLEMENTAL INFORMATION DISCLOSURE STATEMENT
`BEFORE MAILING DATE OF EITHER A FINAL ACTION
`
`OR NOTICE OF ALLOWANCE (37 C.F.R. § 1.97(c))
`
`TIME OF TRANSMITTAL OF ACCOMPANYING
`SUPPLEMENTAL INFORMATION DISCLOSURE STATEMENT
`
`The supplemental information disclosure statement transmitted herewith is being filed after three
`months of the filing date of this national application or the date of entry of the national stage as
`set forth in Section 1.491 in an international application or after the mailing date of the first
`Office Action on the merits, Whichever event occurred last but before the mailing date of either
`
`(1) a final action under § 1.113 or
`(2) a notice of allowance under § 1.311
`
`whichever occurs first.
`
`FEE
`
`Accompanying this transmittal is the fee for submission of an information disclosure statement
`under section 1.97(c). ($90.00, at the small entity rate)
`
`FEE PAYMENT
`
`Applicant elects the option to pay the fee set forth in 37 C.F.R. § l.l7(p) for submission of an
`information disclosure statement under § 1.97(c), $90.00.
`
`Fee due $90.00
`
`(Transmittal of Supplemental II1formation Disclosure Statement Before Mailing Date of Either A Final Action or Notice of Allowance—
`Page 1 of 2)
`
`SIERRA WIRELESS 1002 / 208
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`1.
`
`2.
`
`3.
`
`SIERRA WIRELESS 1002 / 208
`
`

`
`METHOD OF PAYMENT OF FEE
`
`4.
`
`Authorization is hereby made to charge the amount of $90.00 to Deposit Account No. 19-4972.
`
`Charge any additional fees required by this paper or credit any overpayment to Deposit Account
`No. 19-4972.
`
`
`DATE: November 20 2013
`
`/Jonathan C. Lovely, #60,821/
`
`Jonathan C. Lovely
`Registration No. 60,821
`SUNSTEIN KANN MURPHY & TIMBERS LLP
`Customer Number 02101
`125 Summer Street
`
`Boston, MA 02110-1618
`UNITED STATES
`
`03781/01014 19995881
`
`(Transmittal of Supplemental Information Disclosure Statement Before Mailing Date of Either A Final Action or Notice of Allowance—
`Page 2 of 2)
`
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`SIERRA WIRELESS 1002 / 209
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`

`
`Practitioner's Docket No. 3781/1014
`
`PA TENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of:
`
`Eveline Wesby—Van Swaay
`
`Application No.:
`Filing Date:
`
`13/934,763
`July 3, 2013
`
`For:
`
`PROGRAMMABLE COMMUNICATOR
`
`Mail Stop Amendment
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Art Unit/Group No.:
`EXaminer:
`Conf. No.:
`
`2682
`Nguyen, Nam V.
`3746
`
`SUPPLEMENTAL INFORMATION DISCLOSURE STATEMENT
`
`List of Sections Forming Part of This Supplemental Information Disclosure Statement
`
`The following sections are being submitted for this Supplemental Information Disclosure Statement:
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`9.
`
`[X] Preliminary Statements
`
`[X] Forms PTO/SB/08A and 08B (substitute for Form PTO—l449)
`
`[
`
`[
`
`] Statement as to Information Not Found in Patents or Publications
`
`] Identification of Prior Application in Which Listed Information Was Already Cited and for
`Which No Copies Are Submitted or Need Be Submitted
`
`[
`
`] Cumulative Patents or Publications
`
`[X] Copies of Listed Information Items Accompanying This Statement
`
`[
`
`[
`
`[
`
`] Concise Explanation of Non—English Language Listed Information Items
`7A.
`[
`] EPO Search Report
`7B.
`[
`] English Language Version of EPO Search Report
`
`] Translation(s) of Non—English Language Documents
`
`] Concise Explanation of English Language Listed Information Items (Optional)
`
`10.
`
`[X] Identification of Person(s) Making This Supplemental Information Disclosure Statement
`
`(Supplemental Information Disclosure Statement——Page l of 5)
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`

`
`Section 1. Preliminary Statements
`
`Applicants submit herewith patents, publications or other information, of Which they are aware
`that they believe may be material to the examination of this application, and in respect of Which, there
`may be a duty to disclose.
`
`The filing of this supplemental information disclosure statement shall not be construed as a
`representation that a search has been made (37 C.F.R. § l.97(g)), an admission that the information cited
`is, or is considered to be, material to patentability, or that no other material information exists.
`
`The filing of this supplemental information disclosure statement shall not be construed as an
`admission against interest in any manner. Notice ofJanuary 9, I992, 1135 O. G. 13-25, at 25.
`
`(Supplemental Information Disclosure Statement——Page 2 of 5)
`
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`
`

`
`Section 2.
`
`Forms PTO/SB/08A and 08B (formerly Form PTO-1449)
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Applicant:
`
`Eveline Wesby—van Swaay
`
`Attorney Docket:
`
`3781/1014
`
`Serial No:
`
`13/934,763
`
`Art Unit/Group No.:
`
`2682
`
`Filing Date:
`
`July 3, 2013
`
`Examiner Name:
`
`Nguyen, Nam V.
`
`Conf. No.:
`
`3746
`
`Invention:
`
`PROGRAMMABLE COMMUNICATOR
`
`LIST OF PATENTS AND PUBLICATIONS FOR
`APPLICANT’S SUPPLEMENTAL INFORMATION DISCLOSURE STATEMENT
`
`Examiner
`Initials
`
`Reference Author
`Number
`HR
`
`OTHER DOCUMENTS
`
`Title of Article, Title of Journal, Volume Number,
`Page Numbers, Date
`M2M Solutions LLC V. Sierra Wireless
`
`America, Inc. and Sierra Wireless, Inc. et al.,
`U.S.D.C. for the District of Delaware — Civil
`
`Action No. 12—030—RGA, Memorandum
`
`Opinion, served on November 12, 2013 (20
`pages)
`
`Examiner Signature:
`
`Date Considered:
`
`with next communication to applicant.
`
`EXAMINER: Initial if reference considered, Whether or not citation is in conformance with MPEP
`609, draw line through citation ifnot in conformance and not considered. Include copy of this form
`
`(Supplemental Information Disclosure Statement——Page 3 of 5)
`
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`
`SIERRA WIRELESS 1002 / 212
`
`

`
`Section 6.
`
`Copies of Listed Information Items Accompanying This Statement
`
`Legible copies of all items listed in Forms PTO/SB/08A and 08B (substitute for Form PTO-
`l449) accompany this information statement.
`
`[X]
`
`Exception(s) to above:
`
`U.S. patent citations are not included pursuant to the United States Patent and Trademark 0ffice’s
`September 21, 2004 waiver of the copy requirement in 37 CFR 1.98 for cited pending U.S. patent
`citations when the patent citations are available in the USPTO’s IFW system.
`
`[
`
`]
`
`Items in prior application, from Which an earlier filing date is claimed for this application,
`as identified in Section 4.
`
`[
`
`]
`
`Cumulative patents or publications identified in Section 5.
`
`(Supplemental Information Disclosure Statement——Page 4 of 5)
`
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`
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`
`

`
`Section 10.
`
`Identification of Person Making This Supplemental Information Disclosure
`Statement
`
`The person making this certification is the practitioner of record.
`
`
`Dated: November 20 2013
`
`Reg. No.: 60,821
`
`Tel. No.: (617) 443-9292
`
`/Jonathan C. Lovely, #60,821/
`SIGNATURE OF PRACTITIONER
`
`Jonathan C. Lovely
`(type or print name ofpractitioner)
`
`Sunstein Kann Murphy & Timbers LLP
`125 Summer Street, 11m Floor
`Firm/Address
`
`Customer No.: 002101
`
`Boston, MA 02110-1618
`Address
`
`03781/01014 l999626.l
`
`(Supplemental Information Disclosure Statement——Page 5 of 5)
`
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`SIERRA WIRELESS 1002 / 214
`
`

`
`PTO/SB/06 (09-11)
`Approved for use through 1/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PATENT APPLICATION FEE DETERMINATION RECORD
`Substitute for Form PTO—875
`
`APP”°a“°“ 0’ Dockel Number
`
`FI”“9 Dale
`
`3
`
`I: To be Mailed
`
`ENTITY:
`
`|:| LARGE IZI SMALL |:| MICRO
`
`APPLICATION AS FILED — PART I
`
`(Column 2)
`
`FOR
`
`NUMBER FILED
`
`NUMBER EXTRA
`
`I:I BASIC FEE
`37CFR1.16a, b,or c
`
`El SEARCH FEE
`37CFR1.16k,
`
`i,or m
`
`El EXAMINATION FEE
`(37 CFR1.16( ), (p), or (q))
`TOTAL CLAIMS
`37 CFR1.16i
`INDEPENDENT CLAIMS
`37 CFR 1.16 h
`
`I:I%F;PCI:-'I_(F3{A1T1I(63N SIZE FEE
`I
`'
`IS”
`
`N/A
`
`N/A
`
`N/A
`
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`”"““5 2°=
`
`N/A
`
`N/A
`
`N/A
`
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`
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`
`If the specification and drawings exceed 100 sheets
`f
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`155
`I)orpsarrFI:I| enI:it:)pI)oII'c:aIgE :I<::iti::a|U5e0I:I?eets ((3?
`fraction thereof. See 35 U.S.C. 41 (a)(1 )(G) and 37
`CFR 1.16( ).
`
`I:I MULTIPLE DEPENDENT CLAIM PRESENT (37 CFR1.16(j))
`* If the difference in column 1 is less than zero, enter “0" in column 2.
`
`APPLICATION AS AMENDED — PART II
`
`CLAIMS
`
`’I:E.I|I/IIQFIKNING
`
`AMENDMENT
`
`(Column 2)
`
`HIGHEST
`
`I|:,I|g|I¥I\EI|(IE)I:LIJSLY
`
`PAID FOR
`
`(Column 3)
`
`PRESENT EXTRA
`
`ADDITIONAL FEE($)
`
`Mm
`Minus
`I:I Application Size Fee (37 CFR1.16(s))
`
`D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR1.16(j))
`
`TOTAL ADD‘L FEE
`
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`~k~k
`-
`~k
`2 Mm 2
`Minus
`
`HIGHEST
`NUMBER
`PREWOUSLY
`PAID FOR
`
`T t
`
`I
`
`(37CFR1.16(h))
`
`PRESENT EXTRA
`
`ADDITIONAL FEE (sis)
`
`I:I Application Size Fee (37 CFR1.16(s))
`
`D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR1.16(j))
`
`TOTAL ADD‘L FEE
`
`AMENDMENT
`
`AMENDMENT
`
`* If the entry in column 1 is less than the entry in column 2, write “0" in column 3.
`** If the “Highest Number Previously Paid For” IN THIS SPACE is less than 20, enter “20".
`*** If the “Highest Number Previously Paid For" IN THIS SPACE is less than 3, enter
`The “Highest Number Previously Paid For" (Total or Independent) is the highest number found in the appropriate box in column 1.
`This collection of information is required by 37 CFR 1.16. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering,
`preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`LI E
`/RENEE HAWK|Ns/
`
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`

`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`2101
`
`7590
`
`12/16/2013
`
`Sunstein Kann Murphy & Timbers LLP
`125 SUMMER STREET
`BosToN. MA 02110-1618
`
`NGUYEN, NAMV
`
`2682
`
`DATE MAILED: 12/16/2013
`
`13/934,763
`
`07/03/2013
`
`Eveline Wesby—van Swaay
`
`3781/1014
`
`3746
`
`TITLE OF INVENTION: Programmable Communicator
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`$890
`
`$0
`
`$0
`
`$890
`
`03/17/2014
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
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`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify Whether entitlement to that
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`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL—85 (Rev. 02/11)
`
`Page 1 °f4
`
`SIERRA WIRELESS 1002 / 216
`
`SIERRA WIRELESS 1002 / 216
`
`

`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or 1 (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`in icated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any Change Ofaddress)
`
`7590
`
`210"
`S111’lSt€11’l Kann
`125 SUMMER STREET
`BOSTON, MA 02110-1618
`
`_ 12/16/2013
`& T11’I1b6I‘S LLP
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`fiapers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`S(ti2(1ites Poistal Stfirvilc/E:
`suffiScé%1]tEpg]sEt]2%ge§gr first glass mailbin an Envelope
`a
`resse
`to
`e
`a1
`top
`a
`ress a ove, or
`e1ng
`acs1m1 e
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`(Depositofs name)
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`F {ST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/934,763
`
`07/03/2013
`
`Eveline Wesby—van Swaay
`
`3781/1014
`
`3746
`
`TITLE OF INVENTION: Programmable Communicator
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`NGUYEN, NAM V
`
`$890
`
`2682
`
`$0
`
`$0
`
`$890
`
`03/17/2014
`
`340—539120
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`
`3 Chan e of correspondence address (or Change of Correspondence
`Address orm PTO/SB/ 122) attached.
`
`3 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Vumber is required.
`
`
`
`2. For printing on the patent front page, list
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`2
`
`3
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`'3 Individual
`
`'3 Corporation or other private group entity '3 Government
`
`4a. The following fee(s) are submitted:
`3 Issue Fee
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`3 A check is enclosed.
`
`3 Publication Fee (No small entity discount permitted)
`3 Advance Order — # of Copies
`
`3 Payment by credit card. Form PTO-2038 is attached.
`3 The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`PTOL—85 (Rev. 02/11)
`
`Page 2 of 4
`
`SIERRA WIRELESS 1002 / 217
`
`SIERRA WIRELESS 1002 / 217
`
`

`
`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
`3 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see form PTO/SB/ 15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`Typed or printed name
`
`Date
`
`Registration No.
`
`This collection of information is required by 37 CFR 1.311. The information is re uired to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. T is collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will v
`de endin upon the individual case. Any comments on the amount of time you require to complete
`this form and/or su gestions for reducing this burden, should be sent to
`e Chief In ormation Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
`Box 1450, Alexan ria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 223 13- 1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL—85 (Rev. 02/11) Approved for use through 08/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and 1$1LE1’E1’eEia‘t\)1\[l£laRIEs.fiBAi@l91E1slI12d>B COMMERCE
`
`Page 3 of 4
`
`SIERRA WIRELESS 1002 / 218
`
`

`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.goV
`
`APPLICATION NO.
`
`FILING DATE
`
`F {ST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/934,763
`
`07/03/2013
`
`Eveline Wesby—Van Swaay
`
`3781/1014
`
`3746
`
`2101
`
`7590
`
`12/16/2013
`
`Sunstein Kann Murphy & Timbers LLP
`125 SUMMER STREET
`BOSTON, MA 02110-1618
`
`NGUYEN, NAMV
`
`2682
`
`DATE MAILED: 12/ 16/2013
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment to date is 0 day(s). If the issue fee is paid on the date that is three months after the
`mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
`months) after the mailing date of this notice, the Patent Term Adjustment will be 0 day(s).
`
`If a Continued Prosecution Application (CPA) was filed in the aboVe—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval
`(PAIR) WEB site (http://pair.uspto.goV).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1—(888)—786—0101 or (571)-272-4200.
`
`PTOL—85 (Rev. 02/11)
`
`Page 4 °f4
`
`SIERRA WIRELESS 1002 / 219
`
`SIERRA WIRELESS 1002 / 219
`
`

`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with
`your submission of the attached form related to a patent application or patent. Accordingly, pursuant to
`the requirements of the Act, please be advised that: (1) the general authority for the collection of this
`information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the
`principal purpose for which the information is used by the U.S. Patent and Trademark Office is to process
`and/or examine your submission related to a patent application or patent. If you do not furnish the
`requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine
`your submission, which may result in termination of proceedings or abandonment of the application or
`expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom
`of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of
`records may be disclosed to the Department of Justice to determine whether disclosure of these
`records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel
`in the course of settlement negotiations.
`. A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be
`required to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5
`U.S.C. 552a(m).
`. A record related to an International Application filed under the Patent Cooperation Treaty in this
`system of records may be disclosed, as a routine use, to the International Bureau of the World
`Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`. A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy
`Act (42 U.S.C. 2l8(c)).
`to the Administrator,
`. A record from this system of records may be disclosed, as a routine use,
`General Services, or his/her designee, during an inspection of records conducted by GSA as part of
`that agency's responsibility to recommend improvements in records management practices and
`programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance
`with the GSA regulations governing inspection of records for this purpose, and any other relevant
`(i.e., GSA or Commerce) directive. Such disclosure shall not be used to make determinations about
`individuals.
`
`. A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. l22(b) or issuance of a patent pursuant to 35
`U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a
`routine use, to the public if the record was filed in an application which became abandoned or in
`which the proceedings were terminated and which applicat

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