11/26/2008 19:46 FAX
`,
`
`914 989 2992
`
`RAYMOND A.
`
`JOAD
`
`@oo1/oit
`
`RECEIVED
`FAX CENTER
`NOV 2 62005
`
`JOAO, ESQ-
`RAYMOND A.
`122 BELLEVUE PLACE
`YONKERS, NEW YORK 10703
`(914) 969-2992
`
`FAX COVER SHEET
`
`To:
`
`U.S. Patent and Trademark Office
`
`From:
`
`Raymond A. Joao, Esq.
`
`Date: November 26, 2006
`
`Fax No.: 1-571-273-8300
`
`No. Pages: 11 (including cover)
`
`Re: PRELIMINARY REMARKS - U.S. Patent Application
`Serial No. 10/263,554
`
`To Whom It May Concern:
`
`Please find transmitted herewith a PRELIMINARY REMARKS
`for filing in the above-identified application,
`
`Respectfully Submitted,
`
`
`
`PAGE 1/11* RCVDAT 11/26/2006 6:48:47 PM [EasterStandardTime]*SVR:USPTO-EFXRF»5(5* DNIS:2738300* CSID:914969 2992* DURATION (mm-ss).01-32
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 1
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 1
`
`

`

`11/26/2006 19°48 FAX
`
`914 989 2992
`
`RAYMOND A.
`
`JOAO
`
`RECEIVED
`CENTRAL FAX CENTER
`
`NOV 2 6 2006
`
`002/011
`
`I hereby certify that this correspondence is being transmitted
`via facsimile transmission to the United States Patent and
`Trademark Office at 571-273-8300 on November 26, 2006.
`
`
`
`RJ435
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICANT :
`
`RAYMOND A.
`
`JOAQ
`
`SERIAL NO.
`
`FILED
`
`FOR
`
`EXAMINER
`
`GROUP
`
`:
`
`:
`
`:
`
`:
`
`:
`
`10/263,554
`
`OCTOBER 3, 2002
`
`MONITORING APPARATUS AND METHOD
`
`V. TRIEU
`
`2612
`
`Mail Stop Amendment
`Commissioner For Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`PRELIMINARY REMARKS
`
`Siz:
`
`This is a Preliminary Remarks filed in the above-
`
`identified application. Entry of this Preliminary Remarks,
`
`before any Official Action is taken in this case, is
`
`respectfully requested.
`
`PAGE 2/11 * RCVD AT 11/26/2006 6:48:47 PM [Eastern Standard Time] * SVR:USPTO-EFXRF»5/5 * DNIS:2738300 * CSID;914 969 2992 * DURATION (mm-ss):01.32
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 2
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 2
`
`

`

`11/26/2008 19:46 FAX
`
`914 969 2992
`
`RAYMOND A.
`
`JOAQ
`
`903/011
`
`Applicant provides the following definitions for the
`
`following terms or phrases which appear in certain of the
`
`pending Claims:
`
`A. “Video” means “an image or images or a photograph,
`
`or data or information containing, pertaining to, or
`
`representing, an image or images or a photograph.”
`
`Support
`
`for the above definition can, for example, be found in the
`
`originally filed Specification at page 80,
`
`line 21 to page 42,
`
`line 18; page 193,
`
`line 20 to page 195,
`
`line 13; page 216,
`
`line 16 to page 218,
`
`line 10; page 239,
`
`line 9 to page 241,
`
`line 3; page 264,
`
`line 13 to page 266,
`
`line 14; page 284,
`
`line
`
`23 to page 287,
`
`line 2; page 316,
`
`line 4 to page 318,
`
`line 14;
`
`page 84,
`
`lines 7-13; page 197,
`
`lines 6-11; page 242,
`
`line 15-
`
`21; page 268,
`
`lines 7-12; page 286,
`
`line 21 to page 289, Line
`
`6; page 317,
`
`line 3 to page 318,
`
`line 14; and page 178,
`
`line 7
`
`to page 179,
`
`line 16.
`
`B,
`
`“Remote” means
`
`“separate
`
`and
`
`apart
`
`from,
`
`or
`
`external
`
`from, or at a distance from or distant
`
`from, or not
`
`lecated in."
`
`Support
`
`for
`
`the above definition can,
`
`for
`
`example, be found in the originally filed Specification at
`
`page 68,
`
`line 23 to page 69,
`
`line 8; page 9,
`
`line 22 to page
`
`10,
`
`line 8; page 115,
`
`lines 1-7; Pace 178,
`
`lines 7-21; page
`
`PAGE 3/11* RCVD AT 11/26/2006 6:48:47 PM [Eastern Standard Time]* SVR:USPTO-EFXRF-5/5 * DNIS;2738300 * CSID:914 969 2992 * DURATION (mm-ss):01-32
`
`2
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 3
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 3
`
`

`

`11/28/2006 19:46 FAX
`
`9314
`
`9639 2992
`
`RAYMOND A,
`
`JOAD
`
`Mood/ori
`
`.
`
`68,
`
`line 23 to page 70,
`
`line 4; page 73,
`
`lines 10-17; page
`
`115,
`
`line 21 to page 116,
`
`line 20; page 71,
`
`line 14 to page
`
`73,
`
`line 24; and page 87,
`
`lines 3-6; and page 154,
`
`lines 11-
`
`13.
`
`C. “Premises” means “a building or a structure and the
`
`grounds or parcel of land associated with the building or the
`
`structure, or a building'or structure or a portion,
`
`room, or
`
`office, of or in the building or structure, or a home, mobile
`
`home,
`
`trobile
`
`building,
`
`mobile
`
`structure,
`
`residence,
`
`residential building, office, commercial building,
`
`commercial
`
`office, structure, equipment, facility, machine, rig, assembly
`
`Jine, or edifice.”
`
`Support for the above definition can,
`
`for
`
`example,
`
`be
`
`found in the originally filed Specification at
`
`page 257,
`
`lines 10-21; page 263,
`
`line 7
`
`to page 264,
`
`line 4;
`
`page 273,
`
`lines 8-21; page 277,
`
`line 4
`
`to page 278,
`
`line 8;
`
`and page 283,
`
`line 15 to page 264,
`
`line 12.
`
`D.
`
`“Internet” means
`
`“the
`
`Internet”, or
`
`“the global
`
`computer
`
`communication network which
`
`consists
`
`of
`
`a vast
`
`collection of many computer networks which spans the World and
`
`which communicate using a protocol
`
`family called TCP/IP and
`
`which is commonly referred to as “the Internet”.
`
`Support for
`
`the
`
`above definition can,
`
`for
`
`example,
`
`be
`
`found in the
`
`PAGE 4/11" RCVD AT11/26/2006 6:48:47 PM (Eastern Standard Time]* SVR:USPTO-EFXRF»SI5* DNIS:2738300* CSID:914 969 2002" DURATION(nnm-ss):01-92
`
`3
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 4
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 4
`
`

`

`11/26/2008 19:47 FAX
`
`S\d 989 2992
`
`RAYMOND A,
`
`JOAO
`
`005/017
`
`originally filed Specification at page 108,
`
`line 2
`
`to page
`
`110,
`
`line 21; page 109,
`
`line 22 to page 110,
`
`line 21; page 52,
`
`lines 14-21; page 178,
`
`lines 17-21; page 107,
`
`line 19 to page
`
`110,
`
`line 21; page 174,
`
`line 3
`
`to page 178,
`
`line 21; page 28,
`
`lines 11-18; and page 309,
`
`lines 8-11; and in the originally
`
`filed Drawings in FIGS. 5B and 11B.
`
`E. “Located at” means “situated at, or situated in, or
`
`situated on”.
`
`Support for the above definition can, for
`
`example, be found in the originally filed Specification at
`
`page 26,
`
`lines 7-21; page 28,
`
`line 3-10; page 29,
`
`lines 8-21;
`
`page 36,
`
`lines 1-10; page 81,
`
`line 18 to page 84,
`
`line 1; page
`
`100,
`
`line 19 to page 101,
`
`line 3; page 140,
`
`lines 10-15; page
`
`152,
`
`lines 17-24; page 158,
`
`line 19 to page 159,
`
`line 2; page
`
`161,
`
`line 22 to page 162,
`
`line 3; page 164,
`
`lines 10-19; page
`
`181,
`
`line 20 to page 182,
`
`line 5; page 194,
`
`line 15 to page
`
`196,
`
`line 23; page 217,
`
`line 11 to page 219,
`
`line 20; page
`
`240,
`
`line 4 to page 242,
`
`line 14; page 265,
`
`line 9 to page
`
`268,
`
`line 1; page 285,
`
`line 19 to page 2688,
`
`line 2; and page
`
`316,
`
`line 13 to page 317,
`
`line 10.
`
`F.
`
`“On or over” means “by means of, or using, or
`
`utilizing”.
`
`Support for the above definition can, for
`
`example, be found in the originally filed Specification at
`
`PAGE 5/11 * RCVO AT {1/26/2006 6:48:47 PM [Eastern Standard Time]* SVR:USPTO-EFYRF5(5* DNIS:2738300 * CSID;914 969 2992 * DURATION(nm-ss):01-32
`
`4
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 5
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 5
`
`

`

`71/26/2006 19°47 FAX
`
`914 969 2992
`
`RAYMOND A,
`
`JOAO
`
`oob/o11
`
`=
`
`Page 16,
`
`line 19 to page 17,
`
`line 6; page 28,
`
`lines 11-18;
`
`page 52,
`
`lines 14-21; page 53,
`
`line 21 to page 54,
`
`line 8;
`
`page 62,
`lines 6-11; page 63,
`to page 108,
`line 6; page 109,
`
`lines 17-21; page 107,
`line 19
`line 7 to page i110, Line 21;
`
`page 169,
`
`lines 12-20; page 174,
`
`line 3 to page 178,
`
`line 21;
`
`page 276, lines 8-16; and page 300,
`
`lines 6-13.
`
`G.
`
`“Transmitter” means
`
`“a device for sending a signal,
`
`data,
`
`information, or a message,
`
`from one location or device
`
`to
`
`another
`
`lecation or
`
`device,
`
`or
`
`a
`
`device
`
`for
`
`the
`
`transmission of a signal, data,
`
`information, or
`
`@&@ message,
`
`from one location or device to another location or device, or
`
`a device which
`
`sends
`
`a
`
`signal,
`
`data,
`
`information,
`
`or
`
`a4
`
`message,
`
`from one location, device,
`
`or
`
`system,
`
`to another
`
`location, device, or system, or a device for sending a signal,
`
`data,
`
`information, or
`
`a message,
`
`from one place to another
`
`place.”
`
`Support for the above definition can, for example, be-
`
`found in the originally filed Drawings in FIG.
`
`1
`
`(Transmitter
`
`2 and Transmitter 4A), FIG. 2
`
`(Position Data Transmitter 24),
`
`FIG.
`
`3
`
`(Transmitter
`
`36),
`
`FIG.
`
`4
`
`(Tranemitter
`
`156
`
`and
`
`Transmitter
`
`159),
`
`FIG.
`
`SA
`
`(Transmitter
`
`4A),
`
`FIG.
`
`5B
`
`(Transmitter
`
`4A and Transmitter 512), FIG.
`
`9
`
`(Transmitter 2
`
`and Transmitter 4A), PIG.
`
`10
`
`(Position Data Transmitter 24),
`
`FIG. 11A (Transmitter 2, Transmitter 4A, and Transmitter 965),
`
`PAGE 6/11* RCVD AT 11/26/2006 6:48:47 PM (Easter Standard Time]* SVR:USPTO-EPXRF»4/6* DNIS:2738300* CSID:914 969 2992 * DURATION (mm-ss):01-32
`
`5
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 6
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 6
`
`

`

`11/26/2006 19-47 FAX
`a
`
`914 969 2992
`
`RAYMOND A,
`
`JOAO
`
`Moo7T/o14
`
`PIG.
`
`11B (Transmitter
`
`4A, Transmitter 965,
`
`and Transmitter
`
`957),
`
`FIG.
`
`12
`
`(Transmitter
`
`2
`
`and Tranemitter 4A),
`
`FIG.
`
`13
`
`(Tranamitter 2 and Transmitter 4A), FIG. 14 (Transmitter 2 and
`
`Transmitter 4A), FIG.
`
`18
`
`(Transmitter 2 and Transmitter 4A),
`
`and FIG,
`
`16
`
`(Transmitter 2 and Transmitter 4A);
`
`and in the
`
`originally filed Specification at page 67,
`
`lines 1-7; page 69,
`
`line 6
`
`to page 70,
`
`line 4; page 71,
`
`line 14 to pagé 73,
`
`line
`
`24; page 61,
`
`line 10 to page 82,
`
`line 15; page 83,
`
`line 2
`
`to
`
`page 84,
`
`line 1; page 99,
`
`line 18 to page 104,
`
`line 3; page
`
`106,
`
`line 1 to page 109,
`
`line 6; page 112,
`
`line 6 to page 113,
`
`line 8; page 151,
`
`lines 2-12; page 159,
`
`line 9
`
`to page 160,
`
`line 12; page 165,
`iiss 1
`to page 177,
`
`line 21 to page 166,
`line 24; page 176,
`line 7; page 180,
`lines 5-15; page 194,
`
`line 6 to page 196,
`
`line 23; page 217,
`
`line 3
`
`to page 219,
`
`line 20; page 239,
`
`line 20 to page 242,
`
`line 14; page 264,
`
`line 23 to page 268,
`
`line 1; page 269,
`
`linés 11-18; page 271,
`
`lines 7-21; page 285,
`
`line 11 toe page 288,
`
`line 14; page 290,
`
`lines 7-14; page 292,
`
`lines 10-24; page 295,
`
`line 18 to page
`
`296,
`
`line 10; page 303,
`
`lines 3-18; page 308,
`
`lines 7-15; and
`
`page 312,
`
`line 9 to page 313,
`
`line 13.
`
`H.
`
`‘“Transmita”
`
`means
`
`“sends
`
`a
`
`signal,
`
`data,
`
`information, or a message,
`
`from a device, system, cr location,
`
`to another device,
`
`system, or
`
`location.”
`
`Support
`
`fer the
`
`PAGE 7/11* RCVD AT 11/26/2006 6:48:47 PM (Easter Standard Time} * SVR:USPTO-EFXRF-5(5 * DNIS:2738900 * CSID:914 969 2992 * DURATION (mm-ss):01-32
`
`6
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 7
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 7
`
`

`

`11/26/2008 19:47 FAX
`
`914 969 2992
`
`RAYMOND A.
`
`JOAO
`
`Moos /oi
`
`above definition can,
`
`for example, be found in the originally
`
`filed Drawings in FIG.
`
`1
`
`(Transmitter 2 and Transmitter 4A),
`
`FIG.
`
`2
`
`(Position Data Transmitter 24), FIG.
`
`3
`
`(Transmitter
`
`36), FIG.
`
`4
`
`(Tranemitter 156 and Transmitter 159), FIG.
`
`SA
`
`(Transmitter 4A),
`
`FIG.
`
`5B
`
`(Transmitter
`
`4A and Transmitter
`
`512),
`
`FIG.
`
`9
`
`(Transmitter
`
`2
`
`and Transmitter
`
`4A),
`
`FIG.
`
`10
`
`(Position Data Transmitter 24),
`
`FIG.
`
`111A
`
`(Transmitter
`
`2,
`
`Transmitter 4A,
`
`and Transmitter 965), FIG.
`
`11B (Transmitter
`
`4A,
`
`Transmitter
`
`965,
`
`and Transmitter
`
`957),
`
`FIG.
`
`12
`
`(Transmitter 2 and Transmitter 4A), FIG, 13
`
`(Transmitter 2 and
`
`Transmitter 4A), FIG.
`
`14
`
`(Transmitter 2 and Transmitter 4A),
`
`(Transmitter
`
`2
`
`and Transmitter 4A),
`
`and FIG.
`
`16
`
`FIG.
`
`15
`
`(Transmitter
`
`2
`
`and Transmitter 4A);
`
`and in the originally
`
`filed Specification at page 67,
`
`lines 1-7; page 68,
`
`line §
`
`to
`
`page 70,
`
`line 4; page 71,
`
`line 14 to page 73,
`
`line 24; page
`
`81,
`
`line 10 to page 82,
`
`line 15; page 83,
`
`line 2
`
`to page 84,
`
`line 1; page 99,
`
`line 18 to page 104,
`
`line 3B; page 106,
`
`line 1
`
`to page 109,
`
`line 6; page 112,
`
`line 6
`
`to page 113,
`
`line 4;
`
`Page 151,
`
`lines 2-12; page 159,
`
`line 9 to pace 160,
`
`line 12;
`
`page 165,
`
`line 21 to page 166,
`
`line 24; page 176,
`
`line 1
`
`to
`
`Page 177,
`
`line 7; page 180,
`
`lines 5-15; page 194,
`
`line 6
`
`to
`
`page 196,
`
`line 23; page 217,
`
`line 3 to page 219,
`
`line 20; page
`
`239,
`
`line 20 to page 242,
`
`line 14; page 264,
`
`line 23 to page
`
`268,
`
`line 1; page 269,
`
`lines 11-18; page 271,
`
`lines 7-21; page
`
`PAGE 8/11" RCVDAT 11/26/2006 6:48:47PMIfEastemStandard Time]*SVR:USPTO-EFXRF-4I6*DNIS:2738300' CSID:944 969 2992* DURATION (mm-ss):01432
`
`7
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 8
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 8
`
`

`

`11/26/2006 19:47
`
`FAX
`
`914 969 29932
`
`RAYMOND A
`
`JOAO
`
`foog/o1)
`
`265,
`
`line 11 to page 288,
`
`line 14; page 290,
`
`lines 7-14; page
`
`292,
`
`lines 10-24; page 295,
`
`line 18 to page 296,
`
`line 10; page
`
`303,
`
`lines 3-18; page 308,
`
`lines 7-15; and page 312,
`
`line 9 to
`
`page
`
`313,
`
`line 13.
`
`I. “Transmitted” means “a signal, data,
`
`information, or a4
`
`message,
`
`is
`
`sent
`
`from a device,
`
`system,
`
`or
`
`location,
`
`to
`
`another device,
`
`system, or location.”
`
`Support for the above
`
`definition can,
`
`for example, be found in the originally filed
`
`Drawings in FIG.
`
`1
`
`(Transmitter 2 and Transmitter 4A), FIG. 2
`
`(Position Data Transmitter 24), FIG.
`
`3
`
`(Transmitter 36), FIG.
`
`4
`
`(Transmitter 156 and Transmitter 155), FIG. SA (Transmitter
`
`4A),
`
`FIG.
`
`SB
`
`(Transmitter
`
`4A and Transmitter 512),
`
`FIG.
`
`9
`
`(Transmitter
`
`2
`
`and Transmitter 4A), FIG.
`
`10
`
`(Position Data
`
`Transmitter 24), FIG. 11A (Transmitter 2, Transmitter 4A, and
`
`Transmitter 965), FIG.
`
`11B (Tranémitter 4A, Transmitter 965,
`
`and Transmitter 957), FIG.
`
`12
`
`(Transmitter 2 and Transmitter
`
`4A),
`
`FIG,
`
`13
`
`(Transmitter
`
`2
`
`and Transmitter 4A),
`
`FIG.
`
`14
`
`(Transmitter 2 and Transmitter 4A), FIG. 15 (Transmitter 2 and
`
`Traneamitter 4A),
`
`and FIG.
`
`16
`
`(Tranamitter
`
`2 and Transmitter
`
`4A);
`
`and in the originally filed Specification at page 67,
`
`lines .1-7; page 68,
`
`line 6 to pagé 70,
`
`line 4; page 71,
`
`line
`
`14 to page 73,
`
`line 24; page 81,
`
`line 10 to page 82,
`
`line 15;
`
`page 83,
`
`line 2
`
`to page 44,
`
`line 1; page 99,
`
`line 18 to page
`
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`
`8
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 9
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 9
`
`

`

`11/26/2006 19:47 Fax
`“7+
`
`914 989 2992
`
`RAYMOND A.
`
`JOAO
`
`010/011
`
`104,
`
`line 3; page 106,
`
`line 1
`
`to page 109,
`
`line 6; page 112,
`
`line 6 to page 113,
`
`line 8; page 151,
`
`lines 2-12; page 159,
`
`line 9
`
`to page 160,
`
`liné 12; page 165,
`
`line 21 to page 166,
`
`line 24; page 176,
`
`line 1 to page 177,
`
`line 7; page 180,
`
`lines
`
`5-15; page 194,
`
`line & to page 196,
`
`line 23; page 217,
`
`line 3
`
`to page 219,
`
`line 20; page 239,
`
`line 20 to page 242,
`
`line 14;
`
`page 264,
`
`line 23 to page 268,
`
`lines 1; page 269,
`
`lines 11-18;
`
`page 271,
`
`lines 7-21; page 265,
`
`line 11 to page 288,
`
`line 14;
`
`Page 290,
`
`lines 7-14; page 292,
`
`lines 10-24; page 295,
`
`line 18
`
`to page 296,
`
`line 10; page 303,
`
`lines 3-18; page 308,
`
`lines 7-
`
`15; and page 312,
`
`line 9 to page 313,
`
`line 13.
`
`Applicant respectfully submite that the present
`
`invention, as defined by Claims 135-144, 146, 148, 150-156,
`
`158-160, 185-203, 222, 225, 227-241, 243, 245, 247-253, 255-
`
`257, 2886-312, 337, 340-361, 364, 366-377, 379-399, 401-414,
`
`417, 419-426, and 428-516,
`
`is patentable over the prior art.
`
`The above-identified application is deemed to be in condition
`
`for allowance and action te that end is respectfully
`
`requested.
`
`Entry of this Preliminary Remarks, before any Official
`
`Action is taken in this case, and allowance of pending Claims
`
`135-144, 146, 148, 150-156, 158-160, 185-203, 222, 225, 227-~
`
`PAGE 10/11 * RCVD AT 11/26/2006 6:48:47 PM [Eastern Standard Time] * SVR:USPTO-EFXRF5/5 * DNIS:2738300* CSID;914 969 2992 * DURATION (mmss):01-32
`
`9
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 10
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 10
`
`

`

`11/26/2006 19.47 FAX
`
`914 969 2992
`
`RAYMOND A.
`
`JOA0
`
`Bors/or
`
`,
`
`241, 243, 245, 247-253, 255-257, 288-312, 337, 340-361, 364,
`
`366-377, 379-399, 401-414, 417, 419-426, and 428-516,
`
`is
`
`respectfully requested.
`
`Respectfully Submitted,
`
`La: A. Zs
`
`Rea. No. 35,907
`
`November 26, 2006
`
`Raymond A. Joao, Esq.
`122 Bellevue Place
`Yonkers, New York 10703
`(914) 969-2992
`
`PAGE 11/11" RCVD AT 11/26/2006 6:48:47 PM fEastem Standard Time] * SVRUSPTO-EFXRF-5/5* DNIS:2738300* CSID:914 969 2892* DURATION (mm-ss):01-32
`
`10
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 11
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 11
`
`

`

`:
`
`20/¢0/01
`
`wo flA
`
`[asayre
`
`f\
`=———
`ee =
`PTOISB/05 (03-01)
`epee
`US PatentandTrademarkOffice,USDEPARTMENT OFCOMMERCE
`Peersbens iensrit eed bee ape(te)
`= =
`Under Ihe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB contrat number oO
`=——
`
`
`— -
`UTILITY
`Attorney Docket No.
`
`
`
`
`==F
`PATENT APPLICATION
`
`—= O
`
`TRANSMITTAL
`Only for new nonprovisional applications under 37 CFR 1.53(b
`
`
`
`: Assistant Commissioner for Patents
`APPLICATION ELEMENTS
`ADDRESS TO Box Patent Application
`See MPEP chapter 600 conceming utility patent application contents.
`Washington, DC 20231
`
`
`
`Fee Transmittal Form (e.g,. PTO/SB/17)
`7. EJ CD-ROM or CD-Rin duplicate, large table or
`Ne
`(Submiran ariginalanda dupleateforfee pracesting!
`Computer Program (Appendix)
`Applicant claims small entity status.
`!
`;
`See 37 CFR 127.
`8. Nucleotide and/or Amino Acid Sequence Submission
`
`(if applicable, all necessary)
`
`
`
`iaonereiignerstaste salforth eee mass 228|] a CJ Camputer Readable Form (CRF)
`Specification
`Total P
`328
`
`
`- Descriptive title of the invention
`b, Specification Sequence Listing on:
`
`
`+ Cross Reference to Related Applicalions
`.
`.
`_o
`|
`- Statement Regarding Fed sponsored R & D
`i. O CD-ROM or CD-R (2 copies); or
`
`
`- Reference to sequence lisling, a table,
`ora computer program listing appendix
`it. O Panes wt
`
`
`- Background of the Invention
`Statements verifying identity of above copies
`
`
`
`
`- Brief Summary of the Invention
`ACCOMPANYING APPLICATION PARTS
`
`- Brief Description of the Drawings(/f filed)
`
`
`- Detailed Description
`
`Assignment Papers (cover sheet & document(s))
`
`+ Claim(s)
`37 CFR 3.73(b) Statement
`Power of
`
`10. [] (whenthere is an assignee)
`- Abstract ofthe Disclosure
`Attomey
`
`
`
`
`
`]
`[ Total Sheets
`4.
`Drawing(s) (35 U.S.C. 173)
`11. [J English Translation Document(ifRREES vai
`
`
`
`
`‘
`Information Disclosure
`‘opies of
`|
`
`
`
`
`
`5. Oath or Declaration i2.[_|Statement(IDS/PTO-1449[ Total Pages ] Citations
`
`
`,
`
`KX)
`Newly executed (original or copy)
`a.
` 13, CJ Preliminary Amendment
`
`] Copy from a prior application (37 CFR 1.63 (d))
`14 KX] Retum Receip! Postcard (MPEP 503)
`
`b.
`(for continuation/divisional with Box 18 completed)
`
`!
`(Should be specifically itemized)
`
`
`i [__] DELETION OF INVENTOR(S)
`15 CJ Certified Copyof Priority Document(s)
`
`
`
`(if foreign pnonity is claime
`Signed statement altlached deleting mventor(s)
`
`
`Named in the prior application, see 37 CFR
`46. [J Nonpublication Request under 35 U.S.C. 122
`1-63(d)(2) and 1 3a(b)
`
`
`
`(b}(2)(B)(i). Applicant must attach form PTO/SB/35
`
`
`
`orits equivalent.
`
`
`
`Application Data Sheet. See 37 CFR 1.76
`6. L_]
`
`
`
`
`
`or in.an Application Data Sheet under 37 CFR 1.76:
`
`Continuaton-in-part (CIP)
`of prorapplication Na 09933,105 f
`ae
`Continuation J Dvisional kt
`
`
`Prior soplicaton information:
`Examiner_ Vv a>FER TEU +
`Group Art Und
`2632
`
`
`For CONTINUATION OR DIVISIONAL APPSonly: The ontire disclosure of the prior application, from which an oath or declaration is supplied under
`
`
`Box Sb, Is considered s part of the disclosure of (he accompanying continuallon or divisional application and Is hereby Incorporated by reference.
`
`
`The incorporation can only be relied upon when a portion has been inadvertently omitted from the submitted application parts.
`
`
`
`
`
`
`Cc]
`CustomerNumberor Bar Code Labal
`or
`[xX]
`Corespondence address bolow
`‘Wine Cistome No.
`or AttachDar cetaal fare)
`RAYMOND A,
`JOAO, ESO.
`
`
`122 BELLEVUE PLACE
`dd eeoe|
`
`
`
`
`
`
`Registration No. (Attorney/Agent) 35,907
`RAYMOND Aw MOAO
`Name (PrintiType.
`
`
`—_—
`Signature|MAtypl Ag—|i|Hf2._—)
`
`Burden Hour Statement: This form is estimatpt to take 0 2 houpe
`complele Time will vary depending upon the needs of (he indvidual case Any comments on
`
`the amount of time you ara required lo complete this form s@duld be sent to the Chief Information Officer, US Patent and Trademark Office, Washingtan, OC
`20231. DO NOT SEND FEES OR COMPLETED FORMS TO THIS AODRESS. SEND TO. Assistant Commissioner for Patents, Box Patent Application,
`Washinglon, OG 20231
`
`al i
`
` py od AR AS CRi
`‘ft
`
`es
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 12
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 12
`
`

`

`.
`
`Oea aS i Ms Mae Ae OS RSBSa et
`
`if!
`
`"Express Mail" No,: EU739135665US Date: October 3, 2002
`I hereby certify that this correspondence is being
`deposited with the United States Postal Service "Express
`Mail Post Office to Addressee" service under 37 CFR 1.10 on
`the date indicated above and is addressed to the Assistant
`Commissioner for Patents, Box Patent Application,
`Washington, D.C. 20231.
`
`Rayfrond A.leoao
`
`RJ435
`
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICANT : RAYMOND A.
`
`JOAO
`
`SERIAL NO.: PLEASE ASSIGN
`
`FILED
`
`: OCTOBER 3, 2002
`
`For
`
`: MONITORING APPARATUS AND METHOD
`
`EXAMINER
`
`: V. TRIEU
`
`GROUP
`
`; 2632
`
`Assistant Commissioner for Patents
`Box Patent Application
`Washington, D.C. 20231
`
`TRANSMITTAL LETTER
`
`Sir:
`
`Please find enclosed herewith the following
`
`papers for filing as a Patent Application:
`
`1. Utility Patent Application Transmittal Sheet;
`
`2. Declaration (2 pages) ;
`
`
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 13
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 13
`
`

`

`ARASNE
`
`3. Written Assertion Of Small Entity Status;
`
`4. Application,
`
`including Specification, Claims
`
`and Abstract of the Disclosure (328 pages),
`
`and Drawings
`
`(20 sheets);
`
`5. Credit Card Payment Form for payment of
`
`$412.00 for payment of the Filing Fee,
`
`including the basic filing fee ($370.00) and
`
`payment for one additional
`
`independent claim
`
`($42.00);
`
`6.
`
`Pee Transmittal Sheet
`
`(in duplicate)
`
`for
`
`payment of the Filing Fee; and
`
`7. Return Receipt Postcard.
`
`Respectfully Submitted,
`
`Leelee —
`
`
`Rayehond A.
`ao
`
`Reg. No. 35,907
`
`October 3, 2002
`
`Raymond A. Joao
`122 Bellevue Place
`
`Yonkers, New York 10703
`(914) 969-2992
`
`
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 14
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 14
`
`

`

`
`hy HG
`
`PTO/SB/17 (14-01)
`Approved for usa through 10/41/2002. OMB 0651-0032
`US Patent and Trademark Office: US DEPARTMENT OF COMMERCE
`DE OOO un
`BOS
`a
`Valid OND
`Oiro! Ouo ber
`2
`
`pen
`
`PLEASE ASSIGN
`OCTOBER 3,
`2002
`:
`RAYMOND A.
`JOAO
`V._TRIEU
`2632
`RJ435
`
`ee ;
`
`Fee Paid
`
`for FY 2002
`Patent fees arg subject fo annual revision
`
`X[X] Applicant claims small entity status See 37 CFR 1.27
`
`TOTAL AMOUNT OF PAYMENT
`
`(8) 412.00
`
`
`
`
`Account ———SS——_—_]
`
`pags wales,
`
`413 1,840"
`
`146
`
`740
`
`1490740
`
`246°
`249°
`
`370)
`370)
`
`
`ANSMITTA
`
`
`
`
`
`
`
`
`
`METHOD OF PAYMENT (check ail that appl
`FEE CALCULATION (continued
`
`
`
`
`
`
`
`
`
`
`
`
`(F] check £3 crevit cara [[] none|3. ADDITIONAL FEES[7] Money [7] omer
`Order
`
`
`
`
`CJ Deposit Account
`Small Enti
`
`Fee
`Feo
`ription
`Fae)
`Fee
`
`
`
`
`
`
`130
`40s
`Number
`Surcharge - late filing fee or oath
`205
`65
`Deposit
`50
`127
`Account
`
`227) 0625©Surcharge - late provisjanalfiling fee or
`Name
`
`
`cover sheel
`
`149
`«750
`The Commissioneris authorized Tete all thal apply)
`139
`130 Non-Enghsh specification
`Charge fee(s) indicated below
`Credit any overpayments
`
`
`
`
`147 2.520
`447 2,520 For filing a request for a parte reexamination
`Charge any additional fee(s) during the pendency of this applicatia
`V2
`920°
`V2 820°) Requesting publication af SIR pror to
`Examiner action
`[_]charge fee(s) indicated below, except for the filing fea
`
`
`spoye
`dg
`oun
`Q
`113°:«1,840" Requesting publication of SIR afer
`
`Examiner action
`
`FEE CALCULATION
`15 110
`Extension for reply wilhin first month
`55
`215
`1. BASIC FILING FEE
`16 400
`
`Extension for reply wilhin second month
`216 200
`
`
`
`
`
`217 460=Exlension for reply within third month
`Bode ‘an
`Code ($) eae Fee Paid - a
`
`
`
`244
`720
`Extension for reply within fourth month
`101
`740
`201
`370
`Utility fing fee
`,
`
`
`
`Extenston for reply within fifth) montn
`228 980
`106 330
`
`206
`165
`Design fling fee
`128- 1,960
`
`Notice of Appeal
`219
`«#160
`
`
`107 5410
`207
`255
`Plant filing fee
`119
`320
`
`
`
`108 740
`208 370
`Reissuefiling fee
`120
`320
`Filing a brief in support of an appeal
`220
`160
`
`
`
`Request for oral hearing
`221
`140
`iia 160
`214
`«BO
`Provisional filing fee
`i271
`260
`
`
`
`138 1,510
`Petition to institute a public use proceeding
`1381,510
`
`140
`6470
`SUBTOTAL(1)
`|($)370.00
`Petron torevive - unavoidable
`240
`55
`141 1,260
`
`
`2. EXTRA CLAIM FEES FOR UTILITY AND REISSUE 247 640=Petition to revive - unintentional
`
`
`Feo from
`.
`Extra Claims
`below Fee Paid
`142 1,280 }242 640
`Ulility sue fee (or reissue)
`
`
`143°
`460
`Totai clams
`[__] -20-* = |__] x L__]-
`243°
`230
`Design sue fee
`
`
`|244
`310
`Plant issue fee
`144
`620
`a Oo ee)
`
`
`12
`130
`Multiple Depandant
`122 1309Pwtitians to Ihe Commissioner
`
`
`123°
`°«60
`123°
`«5000
`Processing fee under 37 CFR 1 17(q)
`
`176
`«64180
`126
`180
`«Submission of Information Disclosure Stmt
`
` Fee Fea
`Code ($)
`S84
`40
`203 Claims in excess of 20 «9
`
`561
`40
`Recording each patent assignment per
`
`property fumes number of properties)
`
`202
`42
`Independent claims in excess of 3
`
`Filing a submission afler final reyaction
`(37 CFR § 1 129{a))
` 204
`
`
`140
`Multiple dependentclaim, if not pad
`For #ach additional invention to be
`209
`«42
`** Reissue independent claims
`
`
`ekamined (a7 CFR § 1 129{b))
`over onginal patent
`“ Rewsue claims inexcess of 20
`and over original patent
`
`Large Entit
`
`
`370 Request for Continued Examinatien (RCE)
`279
`900
`Request for expedited examination
`169
`
`of a design application
`
`SeaaRek
`($) 42.00
`SUBTOTAL (2)
`
` “or number previews “Reduced by Basic Filing Fee Paid
`paid,
`if greater, For Reissues, sea above
`SUBTOTAL (3)
`
`
`
`
`
`
`
`
`
`
`210
`
`9
`
`170
`169
`
`6740
`«900.
`
`
`
`
`
`
`
`RAYMOND A.
`
`JOAO pe 914-969-2992
`
`
`
`
`
`
`
`WARNINE: Information this form may become public. Credit card information should not
`be included on this form, Provide credit card information and authorization on PTO-2038.
`Burden Hour Statement This form is estimated to lake 2 hours to complete Time will vary depending upon the needs of the individual case Any comments on
`(he amount of time you are required lo complete this form should be sent to the Chief informavon Officer, US Palont and Trademark Office, Washington, DC
`20231. DO NOT SENO FEES OR COMPLETED FORMS TO THIS ADDRESS SEND TO Assistant Commissioner for Patents, Washinglon, OC 20231
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 15
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 15
`
`

`

`
`
`RJ435
`
`
`ats Wy MallAA ACYa
`tage a
`
`MONITORING APPARATUS AND METHOD
`
`RELATED APPLICATIONS
`
`This application is a continuation-in-part
`
`application of U.S. Patent Application Serial No. 09/933,105,
`
`Filed August 20, 2001, which is a continuation application of
`
`U.S. Patent Application Serial No. 09/551,365,
`
`filed April
`
`17, 2000, which is a continuation-in-part application of U.S.
`
`Patent Application Serial No. 09/277,935,
`
`filed March 25,
`
`1999, which is a continuation application of U.S. Patent
`
`Application Serial No. 08/683,828,
`
`filed July 18, 1996, now
`
`U.S. Patent No. 5,917,405, which is a continuation-in-part
`
`application
`
`of
`
`U.S.
`
`Patent Application
`
`Serial
`
`No.
`
`08/622,749, Filed March 27,
`
`1996,
`
`abandoned.
`
`U.S. Patent
`
`Application Serial No.
`
`09/551,365,
`
`filed April
`
`17,
`
`2000,
`
`also claims
`
`the benefit of priority of U.S. Provisional
`
`Patent Application Serial No. 60/187,735,
`
`filed March 8,
`
`2000,
`
`and U.S. Provisional Patent Application Serial No.
`
`60/190,379,
`
`filed March 17, 2000.
`
`This application is also
`
`a
`
`continuation-in-part
`
`application
`
`of
`
`U.S.
`
`Patent
`
`Application Serial No. 10/244,334, filed September 16, 2002.
`
`
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 16
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 16
`
`

`

`i)
`
`ea
`4
`:
`Teed eg as ine i a
`
`ofl hdl We, ’ wt
`
`tia I
`
`.
`
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`Cae aei y {| qint
`
`r at ote etl
`
`FIELD OF THE INVENTION
`
`The present
`
`invention pertains to a control,
`
`monitoring and/or security apparatus and method and;
`
`in
`
`particular,
`
`to a control, monitoring, and/or security,
`
`apparatus and method for exercising and/or providing
`
`control, monitoring and/or security,
`
`for vehicles, motor
`
`vehicles, marine vessels and vehicles, aircraft,
`
`recreational vehicles, residential premises, commercial
`
`premises, structures and/or equipment,
`
`in a network
`
`environment.
`
`BACKGROUND OF THE INVENTION
`
`Anti-theft devices for vehicles and premises are
`
`known in the prior art for preventing and/or thwarting the
`
`theft of a vehicle and/or of a premises. Vehicle recovery
`
`devices or systems are also known for recovering a motor
`
`vehicle.
`
`These known anti-theft and/or vehicle recovery
`
`devices may be of the active or passive variety and are
`
`typically available in many forms (i.e. steering wheel
`
`locks, hood locks,
`
`ignition system cut-off devices, alarms,
`
`vehicle homing devices with associated receiving devices,
`
`etc.).
`
`In some cases,
`
`these devices may be of a very simple
`
`design, while in other cases,
`
`they may be of a more
`
`hw
`
`
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 17
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 17
`
`

`

`@
`
`
`tt el ge ef A nl
`
`
`HTH gl i
`
` @
`
`sophisticated design. However, as is well known,
`
`these
`
`known anti-theft and/or vehicle recovery devices or systems
`
`may be easily defeated by thieves, and especially, by
`
`professional
`
`thieves and/or have other disadvantages
`
`associated with their use. Experience has shown that even
`
`the most sophisticated of anti-theft devices may be defeated
`
`by an experienced, and determined,
`
`thief, and that vehicle
`
`recovery systems also have drawbacks associated with their
`
`use.
`
`In the case of some vehicle recovery devices,
`
`their use may be limited by the availability, or lack
`
`thereof, of the corresponding tracker or receiver device(s)
`
`in the particular locality, or the lack of same by the law
`
`enforcement department
`
`in a particular area.
`
`[In recent times, an even more disturbing criminal
`
`practice,
`
`involving the theft of motor vehicles, has
`
`rendered most anti-theft devices virtually useless. This
`
`criminal practice, known as car-jacking, has gained
`
`widespread attention. Car-jacking usually occurs when a
`
`thief or thieves confront a motorist or motor vehicle
`
`operator, when the motor vehicle engine is running, or when
`
`the car thief obtains easy access to the motor vehicle
`
`ignition keys and to the motor vehicle, either by force or
`
`
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 18
`
`Petitioner CoxCom, LLC - Exhibit 1019 Page 18
`
`

`

`‘
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`bis Wey HF \
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`a
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`- “| ey "ht th il ‘ ciel
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`by the threat of force,
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`thereby bypassing, and rendering
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`useless, any of the widely known anti-theft and/or theft-
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`deterrent devices,
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`thereby gaining control and/or possession
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`of
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`the motor vehicle.
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`Tn these instances,
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`the motorist or
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`motor vehicle operator is well advised to surrender the
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`motor vehicle. However, once surrendered,
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`the motor vehicle
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`is virtually lost to the car thief.
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`Anti-theft and/or theft-deterrent devices which
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`attempt
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`to defeat
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`the ultimate vehicle theft, such as caused
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`by car-jacking, by disabling the motor vehicle during the
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`"getaway", such as by shutting off power to the motor
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`vehicle engine, have major disadvantages and drawbacks in
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`that they could shut-off the vehicle engine at an
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`inopportune instant in time,
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`thereby causing a dangerous
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`condition to exist which could lead to an accident and
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`resulting injuries to individuals as well as damage to
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`property. These accidents may arise when the motor vehicle
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`power is suddenly shut-off while the wehicle is in motion,
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`Which condition could cause the vehicle to suddenly, or even
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`gradually,
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`lose power on a roadway or highway, while
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`traveling at a moderate or at a high rate of speed and/or
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`when @ power steering and/or a power braking system, which
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`derives its power from the vehicle engine, suddenly loses
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`power upon the loss of the engine power. As noted above,
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`Petitioner CoxCom, LLC - Exhibit 1019 Page 19
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`Petitioner CoxCom, LLC - Exhibit 1019 Page 19
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`1AM
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`3 ha MAARae
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`accidents such as these may result in injuries to people,
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`both inside and outside the vehicle, as well as property
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`damage caused by, and to,
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`the vehicle.
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`The above described disadvantages and drawbacks of
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`the prior art devices may also pose accident liability
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`concerns to those manufacturers and/or sellers of these
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`devices, as well as to the owner or operator of the motor
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`vehicle, as these entities and/or individuals may be held
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`liable for the injuries and/or the damages sustained as a
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`result of the above described accidents.
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`Vehicle recovery systems are known which include a
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`vehicle homing device, which is activated and which emits
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`homing signals which are used to home i