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`Europaisches Patentamt
`European Patent Office
`Office europeen des brevets
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`© Publication number:
`
`0 3 9 9 6 7 6
`A 1
`
`EUROPEAN PATENT A P P L I C A T I O N
`
`@ Application number: 90304724.9
`
`@ Date of filing: 01.05.90
`
`® Priority: 01.05.89 US 345796
`
`© Date of publication of application:
`28.11.90 Bulletin 90/48
`
`© Designated Contracting States:
`DE FR GB
`
`ST) Int Ci.5: H01L 21/311, C23C 14/54,
`H01L 21/00
`
`© Applicant: TEGAL CORPORATION
`2201 South McDowell Boulevard
`Petaluma California 94953(US)
`
`© Inventor: Lachenbruch, Roger Bennett
`495 Sausalito Boulevard
`Sausalito, California 94965(US)
`Inventor: Giffen, Leslie
`8238 Windmill Farms Drive
`Cotati, California 94928(US)
`
`© Representative: Dunlop, Hugh Christopher et
`al
`Motorola European Intellectual Property
`Operations Jays Close Viables Industrial
`Estate
`Basingstoke, Hampshire RG22 4PD(GB)
`
`(sj) Dual temperature plasma etch.
`
`© A tapered profile is obtained in a plasma glow
`discharge by varying the temperature of the wafer
`during the etch. The etch is isotropic while the wafer
`is hot and is anisotropic when the wafer is cool. The
`temperature is varied by valves (23-26) which switch
`temperature controlled fluids through the electrode
`
`(13) upon which the wafer (15) rests. By-pass con-
`duits (41 , 42) maintain the temperature of the plumb-
`ing by enabling continuous fluid flow so that the
`temperature of the electrode, and of the plumbing
`connecting it to the valves, stabilizes more rapidly.
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`DUAL TEMPERATURE PLASMA ETCH
`
`Background of the Invention
`
`This invention relates to plasma etch processes
`for the manufacture of semiconductor wafers and,
`in general, to chemical (isotropic) etching followed
`by reactive ion etching or, in particular, to etching
`sloped vias in dielectric layers.
`In the prior art, a number of applications re-
`quire one to be able to switch from an isotropic
`etch to an anisotropic etch, or vice-versa. One such
`application is in etching access holes, vias, in di-
`electric layers to connect conductive layers at dif-
`ferent levels or to open contact areas to devices
`formed on a wafer. The vias preferably have a
`tapered edge to facilitate deposition of a continu-
`ous conductor over the dielectric. In U.S. patent 4,
`661 , 204, it is disclosed that one can taper an etch
`in polyimide by first etching at high power, then at
`low power. Etching at high power reduces selectiv-
`ity, causing the photoresist to erode, tapering the
`edge. Another technique is to perform a multi-step,
`repetitive switching of chemistries to etch the di-
`electric slightly, then the overlying photoresist, then
`the dielectric, then the photoresist, etc. The result
`is a stairstep profile which approximates the de-
`sired taper. As might be expected, reproducibility
`becomes a significant problem as is dimensional
`control. A similar technique, described in U.S. Pat-
`ent 4, 764, 245, varies the composition of the gas
`mixture to change the selectivity of the etch to
`achieve a similar result. In none of these tech-
`niques is the isotropy of the etch changed.
`It is an object of the present invention to pro-
`vide an improved plasma etch process and appara-
`tus.
`
`Accordingly, the present invention provides a
`method in accordance with independent claims 1
`and 5 and apparatus in accordance with claim 8.
`In accordance with one aspect, the present
`invention provides an improved process for forming
`vias having sloped sidewalls.
`In accordance with another aspect, the present
`invention enhances throughout by performing two
`different types of etch in the same reactor.
`In accordance with another aspect, the present
`invention performs different types of etch, requiring
`different temperatures, in a single reactor.
`In at least the preferred embodiment of the
`improved plasma etch process
`invention, an
`achieved is by varying the etch from isotropic to
`anisotropic during the etch by changing the tem-
`perature of the wafer during the etch cycle. By
`varying the isotropy of the etch, a non-vertical
`sidewall is obtained. The electrode on which the
`
`wafer rests is temperature controlled by fluid flow-
`ing therein. Stabilization time is minimized by locat-
`ing the selection valves which control the fluid as
`close to the reactor as possible and by using by-
`pass connections so that supply conduits to the
`valves are maintained at operating temperature
`even if the particular fluid is not being used for
`temperature control.
`In the related invention identified in US Patent
`4,764,245, the power applied to a tri-electrode re-
`actor is switched between the wafer electrode an a
`side electrode to effect a switch from isotropic to
`anisotropic etch. The present invention is compati-
`ble with this technique, i.e. it can be used in
`addition to this technique to enhance the etch rate
`in isotropic etching.
`
`Brief Description of the Drawings
`
`A more complete understanding of the present
`invention can be obtained by considering the fol-
`lowing detailed description in conjunction with the
`accompanying drawings, in which:
`FIG. 1 illustrates a preferred embodiment of
`apparatus for carrying out the method of the
`present invention.
`FIG. 2 illustrates the valve position for a low
`temperature wafer electrode.
`FIG. 3 illustrates the valve position when
`neither fluid is supplied to the wafer electrode.
`
`Detailed Description of the Invention
`
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`FIG. 1 illustrates a preferred embodiment of
`apparatus for carrying out the present invention.
`40 While such apparatus preferably comprises what is
`known as a tri-electrode reactor, the present inven-
`tion can also be accomplished in what is known as
`a diode reactor. In addition, while described in
`connection with water cooling, it is understood by
`those of skill in the art that a variety of fluids can
`be used, as determined by the particular tempera-
`tures desired; e.g. water, alcohol, liquid nitrogen.
`Also, "water" is intended to include various mix-
`tures such as, but not limited to, water and eth-
`ylene glycol. "Ambient temperature" refers to room
`temperature, 20° C.
`In FIG. 1, plasma reactor 10 comprises an
`enclosure containing upper electrode 1 1 , side elec-
`trode 12 and lower electrode 13. Connected to
`upper electrode 11 and
`lower electrode 13 is
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`source 14 of RF power. Upper electrode 11
`is
`preferably grounded. The plasma generated be-
`tween electrodes 11 and 13 etches portions of
`wafer 15. Wafer 15 is held against lower electrode
`13 by way of a plurality of tines 16, which are
`disposed more or less regularly around the periph-
`ery of wafer 15 and hold it in place. A suitable etch
`gas is supplied by way of port 17 and exhausted
`by way of port 18. Port 19 connects an external
`source of helium gas to the underside of wafer 15
`through one or more channels, not shown, in the
`upper surface of electrode 13. As known per se in
`the art, this provides better thermal coupling be-
`tween wafer 15 and electrode 13.
`In a typical etch process, a wafer is positioned
`as shown, power is applied from source 14 and the
`wafer is exposed to the plasma discharge. The
`process tends to heat the wafer, raising its tem-
`perature. This change in temperature changes the
`efficacy of the etch, causing nonuniformities. It has
`been known in the art to use fluid cooling of
`electrode 13 to obviate these non-uniformities. A
`cooling fluid, typically water or antifreeze, is coup-
`led through passageways in electrode 13. These
`passageways are separate from the passageways
`conveying helium from port 19.
`While it has been known in the art to control
`the wafer temperature in this manner, it is not
`in the art to provide isotropic and an-
`known
`isotropic etching of thin films, e.g. oxide, in the
`same chamber. This is obtained in apparatus in
`accordance with the present invention, enabling
`one to perform either etch with the same apparatus
`and, in addition, to produce a sloped sidewall in
`oxide.
`In accordance with the preferred implementa-
`tion of the present invention, reservoir 21 com-
`prises water or other coolant at a suitable tempera-
`ture, e.g. 10° C. Reservoir 22 contains water at a
`different temperature, e.g. 80 °C. In the case of
`oxide etch, maintaining the wafer temperature ei-
`ther above or below ambient enhances isotropic
`and anisotropic etches, respectively.
`A problem remains in that changing the tem-
`perature of the wafer entails more than simply
`changing the temperature of the wafer. One must
`also change the temperature of lower electrode 13
`and the plumbing connecting electrode 13 with the
`source of fluid. In accordance with the preferred
`implementation of the present invention, this is
`accomplished by locating valves 23-26 as closely
`as possible to electrode 13.
`Valves 23-26 preferably comprise what are
`known as three way valves and interconnect the
`supply and drain conduits from reservoirs 21 and
`22 to electrode 13. Suitable pumps for moving the
`fluid, well known per se, are not shown. Supply
`conduit 33 from reservoir 21 is connected as one
`
`input to valve 23. One output from valve
`is
`connected through bypass 41 to valve 24. ("Input"
`and "output" are relative terms. The fluid can flow
`in either direction through the valve.) Valve 24 has
`an output thereof connected to drain conduit 34. As
`indicated in FIG. 1 by the heavier conduit, the fluid
`in reservoir 21 flows along this path, circulating
`through all of the plumbing and maintaining it at
`the temperature of the fluid in reservoir 21 .
`Reservoir 22 has supply conduit 31 connected
`as one input to valve 25. An output from valve 25 is
`connected through conduit 44 to wafer 13. Drain
`conduit 43 is connected from electrode 1 3 to valve
`26. The output from valve 26 is connected through
`drain conduit 32 to reservoir 22. Thus, as indicated
`by the heavier lines, fluid above ambient tempera-
`ture flows from reservoir 22 through the valves to
`electrode 13 and back again. Thus, conduits 43
`and 44 as well as electrode 13 are at the tempera-
`ture of the fluid in reservoir 22.
`Like valves 23 and 24, valves 25 and 26 are
`interconnected by bypass 42. Like valves 25 and
`26, valves 23 and 24 are connected to electrode
`13. Specifically, taps 46 and 47 are connected to
`conduits 43 and 44, respectively. Valves and 23
`and 24 are actuated together as indicated by shaft
`50. Valves 25 and 26 are actuated together as
`indicated by shaft 51. While illustrated as a me-
`chanical coupling, it is understood by those of skill
`in the art that these valves may be individually
`actuated electronically, but operate in pairs.
`Reservoirs 21 and 22 are interconnected by
`siphon 53 to equalize the fluid levels. Siphon 53
`can be eliminated or closed if different fluids are
`used in the two reservoirs. Siphon 53 facilitates
`maintenance of the system and does not interfere
`with the temperature difference of the two reser-
`voirs since there is little or no flow through the
`siphon during normal operation. Siphon 53 should
`not be located too near supply conduits 31 and 33,
`however.
`FIG 2 illustrates the alignment of the valves
`when the fluid from reservoir 21 is being used to
`control the temperature of electrode 13. At the time
`of switchover, only conduits 46, 47, 43 and 44 and
`lower electrode 13 have to change temperature. By
`reducing the mass of these means, the time for the
`temperature change is reduced. Conduits 33 and
`34, and valves 23 and 24, are already temperature
`stabilized thereby reducing the time for the system
`to stabilize.
`In FIG. 3, the position of the valves bypasses
`both reservoirs so that no fluid is provided to
`electrode 13, other than the small amount of resid-
`ual fluid in the conduits to the electrode. This
`position is used for maintenance or when positive
`temperature control is not required. A drain port,
`not shown, is used to clear the conduits. In this
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`valve position, fluid flows continuously through sup-
`ply conduits 31-34, and by-passes 41 and 42,
`maintaining them at the temperatures of their re-
`spective reservoirs.
`In accordance with the preferred implementa-
`tion of the present invention, a tapered etch can be
`performed in oxide through a patterned photoresist
`layer by exposing the oxide to a plasma compris-
`ing NF3 and helium. Using fluid from reservoir 22
`one obtains an isotropic etch, etching both verti-
`cally into the wafer and laterally into the sidewall.
`At some predetermined time, valves 23-26 are ac-
`tuated, reducing the temperature of the wafer to the
`temperature of the fluid in reservoir 21, and the
`etch becomes anisotropic, thereby increasing the
`depth of the aperture.
`Depending upon the geometry of the particular
`aperture being formed, this cycle can be repeated
`or terminated after the first isotropic etch. By using
`wafer temperature control in this fashion, one avoid
`a phenomenon known as resist "popping", a phe-
`indicative of some chemical reaction
`nomenon
`which is temperature dependent and indicative of
`thermal stress between the wafer and the photores-
`ist. In tests of the present invention on photoresist
`coated wafers, the wafers showed a significant im-
`provement in resistance to popping.
`As an example, the present invention was used
`on a model 1513e tri-electrode plasma reactor as
`sold by Tegal Corporation. The reactor was modi-
`fied to include the equipment illustrated to the right
`of reactor 10 in FIG. 1. For an isotropic etch of
`oxide, a fluid temperature of 80 °C was applied to
`the lower electrode, which was electrically floating.
`The side and top electrodes were connected to a
`source of RF power, with the top electrode ground-
`ed. Using a mixture of NF3 and helium for the
`plasma produced an isotropic etch with good uni-
`formity and etch rate. A reactive ion etch (RIE) of
`the oxide was obtained by switching to a fluid
`temperature of 10°C-40°C. In addition, the lower
`electrode was powered and the side electrode
`floated. The gas mixture comprised SFg, CHF3,
`and helium. The result was good selectivity to the
`photoresist with no popping.
`As understood by those of skill in the art, the
`above example is a preferred implementation of the
`present invention for etching oxide. The gas mix-
`ture was changed to enhance the selectivity of the
`anisotropic (RIE) etch. One could use (NF3) or (CF*
`and oxygen) for both etches with some sacrifice in
`performance. Similarly, one can use a diode reac-
`tor, except for etching oxide which, at present,
`cannot be isotropically etched in a diode reactor.
`There is thus provided an improved etch sys-
`tem in which either isotropic or anisotropic etches
`can be obtained from the same piece of equip-
`ment. In addition, the production capacity of the
`
`apparatus is not seriously impaired by the time it
`takes the temperature of the wafer to stabilize at a
`new temperature.
`Having thus described the invention, it will be
`apparent to those of skill in the art that various
`modifications can be made within the scope of the
`present invention. For example, while described in
`connection with controlling the temperature of the
`wafer electrode, the present invention can be ap-
`plied to all or other electrodes as well. In addition,
`while described in a preferred embodiment as us-
`ing temperatures above and below ambient, any
`two temperatures can be used.
`
`Claims
`
`1. In a method for etching a layer on a semi-
`conductor wafer (15) through a layer of patterned
`photoresist by subjecting the exposed layer to a
`plasma glow discharge to produce non-vertical
`sidewalls, the improvement comprising the step of:
`varying the temperature of the wafer during the
`etch to vary the isotropy of the etch, thereby pro-
`ducing said non-vertical sidewalls.
`2. The method as set forth in claim 1 compris-
`ing as a first step in varying the temperature of the
`wafer:
`heating the wafer to a first temperature for an
`anisotropic etch.
`3. The method as set forth in claim 2 compris-
`ing as a second step in varying the temperature of
`the wafer:
`cooling the wafer to a second temperature, below
`said first temperature, for an isotropic etch.
`4. The method as set forth in claim 3 and
`further comprising the steps of:
`terminating the plasma glow discharge before said
`second step; and
`re-initiating the plasma glow discharge when the
`wafer has cooled to a temperature below ambient
`temperature.
`5. In a method for etching an oxide layer on a
`semiconductor wafer through a layer of patterned
`photoresist by subjecting the oxide layer to a plas-
`ma glow discharge in a tri-electrode reactor, the
`improvement comprising the steps of:
`heating the wafer to a first temperature for an
`anisotropic etch while applying RF power to the
`side and upper electrodes of said reactor; and
`cooling the wafer to a second temperature, below
`said first temperature, for an isotropic etch while
`applying RF power to the top and bottom elec-
`trodes of said reactor.
`6. The method as set forth in claim 5 and
`further including the steps of:
`after said heating step, subjecting said wafer to a
`plasma discharge in a gas mixture comprising NF3
`
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`and helium; and
`after said cooling step, subjecting said wafer to a
`in
`a mixture
`comprising
`plasma discharge
`SFs,CHF3, and helium.
`7. The method as set forth in claim 7 and
`further comprising the step of:
`terminating said plasma discharge before said
`cooling step.
`8. In apparatus for etching a semiconductor
`wafer (15) in a plasma glow discharge having a
`reactor (10) for containing said wafer and reactive
`gases at reduce pressure, at least two electrodes
`(11, 13) through which RF power is coupled to
`cause said discharge, one (13) of said electrodes
`supporting said wafer and containing passageways
`for the flow of fluid through the electrode to control
`the temperature thereof, the improvement compris-
`ing:
`first means (21) for supplying fluid at a first tem-
`perature;
`second means (22) for supplying fluid at a second
`temperature;
`valve means (23, 24, 25, 26) for selecting one or
`the other of said first and second means to supply
`fluid to said one electrode;
`first conduit means (31 , 32, 33, 34) connecting said
`first and second means to said valve means; and
`second conduit means (43, 44) connecting said
`valve means to said one electrode.
`in claim 8
`9. The apparatus as set forth
`wherein said valve means is located outside said
`reactor and proximate said one electrode and
`wherein said second conduit means is relatively
`short in length, thereby reducing the stabilization
`time when fluids of different temperature are sup-
`plied to said one electrode.
`10. The apparatus as set forth in claim 8 and
`further comprising:
`by-pass means (41, 42) connected to said valve
`means for interconnecting the supply and drain
`sides of said valve means;
`wherein said valve means comprises three-way
`valves for coupling fluid from said first or second
`means either to said one electrode or to said by-
`pass means whereby fluid flows continuously
`through said first conduit means.
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`Iffice
`
`;UROFEAI> SEARCH K E f U K l
`
`r i
`
`ategory
`
`r
`
`t
`
`>OCUMENTS CONSIDERED TU BE REEEVAfM
`itation of document witn indication, wnere appropriate,
`of relevant passages
`P-A-0 301 355
`(HITACHI;
`lines 17-29;
`Figure 1; column 5,
`laims 1-5 *
`
`S-A-4 484 978
`(FAIRCHILD;
`Figure 1; claim 1 *
`OLID STATE TECHNOLOGY, vol. 28, no. 4,
`.pril 1985, pages 251-255, P o r t
`fashington, New York, US; E.
`I0GLE-R0HWER et al . : "Wall p r o f i l e
`in a triode e t c h e r "
`:ontrol
`: Figures 1,3; page 252, paragraph:
`Oxide etching" *
`
`I0LID STATE TECHNOLOGY, vol. 31, no. 4,
`ipril 1988, pages 109-112, P o r t
`fashington, NY, US; G.O. FIOR et a l . :
`' H i g h - s e l e c t i v i t y , silicon dioxide dry
`itching p r o c e s s "
`: Page 110,
`left-hand column, paragraph
`left-hand column,
`\ - page 111,
`laragraph 1 *
`[XTENDED ABSTRACTS, vol. 83, no. 2, 9th
`• 14th October 1983, pages 323-324,
`ibstract no. 207, Washington, DC, US;
`i. GOLJA et al.: "Plasma e t c h i n g
`:haracteri sties of Si and Si02 in
`IF3/Ar and NF3/He plasmas"
`' Whole document *
`
`EP-A-0 297 898
`(TQSHIbA;
`figure 9 *
`k Abstract;
`
`- / -
`
`L-iU
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`r
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`PPliCATION (Int. CI. 5)
`
`14/54
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`I 01 L 21/00
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`SEARCHED (Int. CI.5)
`
`C 23 C
`
`G0RI P.
`
`The present search report has been drawn up for all claims
`Pl*c* of lead
`THE HAGUE
`CATEGORY OF CITED DOUUMtlN 1S>
`X : particularly relevant if taken alone
`Y : particularly relevant if combined with another
`document of the same category
`A : technological background
`O : non-written disclosure
`P : intermediate document
`
`24-08-1990
`
`l ; meury ur principle uuuciijiug mv ih»viih«u
`E : earlier patent document, but published on, or
`after the filing date
`D : document cited in the application
`L : document cited for other reasons
`4 : member of the same patent family, corresponding
`document
`
`LAM Exh 1002-pg 7
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`)
`
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`)ffice
`
`EUROPEAN SEARCH REPORT
`
`Category
`
`DOCUMENTS CONSIDERED TO BE RELEVANT
`Station of document with indication, where appropriate,
`of relevant passages
`S-A-3 369 989
`(IBM)
`Figure 9 *
`
`relevant
`:o claim
`:-iu
`
`'age
`
`c
`
`Application Number
`
`IP
`
`90 30 4724
`
`APPLICATION qnt. CI.S)
`
`SEARCHED (Int. C1.5)
`
`The present search report has been drawn up for all claims
`Place of CTtk
`THE HAGUE
`CATEGORY OF CITED DOCUMENTS
`X : particularly relevant if taken alone
`Y : particularly relevant if combined with another
`document of the same category
`A : technological background
`O : non-written disclosure
`P : intermediate document
`
`laUKl r .
`24-08-1990
`l : tneory or principle unuenying ine inveniiun
`E : earlier patent document, but published on, or
`after the filing date
`D : document cited in the application
`L : document cited for other reasons
`& : member of the same patent family, corresponding
`document
`
`LAM Exh 1002-pg 8

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