`
`
`
`Barry L. Breslow, Esq. (Resident Counsel)
`Nevada State Bar #3023
`Robison, Belaustegui, Sharp & Low
`A Professional Corporation
`71 Washington Street
`Reno, Nevada 89503
`Telephone: (775) 329-3151
`Emails: bbreslow@rbsllaw.com
`
`Steve W. Berman (pro hac vice)
`Nicholas S. Boebel (pro hac vice)
`Hagens Berman Sobol Shapiro LLP
`1918 Eighth Avenue, Suite 3300
`Seattle, WA 98101
`Telephone: (206) 268-9320
`Emails: steve@hbsslaw.com;
`nickb@hbsslaw.com
`
`
`Christopher D. Banys (pro hac vice)
`Richard C. Lin (pro hac vice)
`Banys, P.C.
`1032 Elwell Court, Suite 100
`Palo Alto, CA 94303
`Telephone: (650) 308-8505
`Emails: cdb@banyspc.com;
`rcl@banyspc.com
`
`
`Attorneys for Plaintiff
`Applications in Internet Time LLC
`
`
`
`UNITED STATES DISTRICT COURT
`
`DISTRICT OF NEVADA
`
`APPLICATIONS IN INTERNET TIME, LLC,
` Civil Action No.: 3:13-CV-00628-RCJ-VPC
`
`
`
`PLAINTIFF APPLICATIONS IN
`INTERNET TIME, LLC’S OPENING
`CLAIM CONSTRUCTION BRIEF
`
`v.
`
`Plaintiff,
`
`Defendant.
`
`
`
`
`
`
`SALESFORCE.COM, INC.,
`
`
`
`
`
`
`
`PLAINTIFF APPLICATIONS IN INTERNET
`TIME, LLC;S OPENING CLAIM CONSTRUCTION BRIEF
`005023-11 809497 V1
`
`RPX Exhibit 1059
`RPX v. AIT
`IPR2015-01751
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`Case 3:13-cv-00628-RCJ-VPC Document 65 Filed 09/18/15 Page 2 of 36
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`
`
`
`I.
`
`(cid:3)
`
`II.
`(cid:3)
`
`TABLE OF CONTENTS
`
`Page
`
`INTRODUCTION ................................................................................................................... 1(cid:3)
`
`BACKGROUND ..................................................................................................................... 1(cid:3)
`
`A.
`
`(cid:3)
`
`B.
`
`(cid:3)
`
`C.
`
`(cid:3)
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`The Asserted Claims of the ‘482 and ‘111 Patents ..................................................... 1(cid:3)
`
`The Common Specification ......................................................................................... 3(cid:3)
`
`A Sample Application Constructed in Accordance with the Preferred Embodiment . 6(cid:3)
`
`III.
`(cid:3)
`
`LEGAL STANDARD ............................................................................................................. 6(cid:3)
`
`A.
`
`(cid:3)
`
`B.
`
`(cid:3)
`
`Claim Construction ...................................................................................................... 6(cid:3)
`
`Indefiniteness ............................................................................................................... 8(cid:3)
`
`IV.
`
`(cid:3)
`
`ARGUMENT .......................................................................................................................... 8(cid:3)
`
`A.
`
`(cid:3)
`
`B.
`
`(cid:3)
`
`Agreed Constructions .................................................................................................. 8(cid:3)
`
`Disputed Constructions ............................................................................................... 9(cid:3)
`
`V.
`
`(cid:3)
`
`CONCLUSION ..................................................................................................................... 30(cid:3)
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`
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`Case 3:13-cv-00628-RCJ-VPC Document 65 Filed 09/18/15 Page 3 of 36
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`
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`
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`TABLE OF AUTHORITIES
`
`Cases
`
`Page(s)
`
`Adams Respiratory Therapeutics, Inc. v. Perrigo Co.,
`616 F.3d 1283 (Fed. Cir. 2010) ............................................................................................... 11
`
`Innova/Pure Water, Inc. v. Safari Water Filtration Sys., Inc.,
`381 F.3d 1111 (Fed. Cir. 2004) ............................................................................................. 6, 7
`
`KJC Corp. v. Kinetic Concepts, Inc.,
`223 F.3d 1351 (Fed. Cir. 2000) ............................................................................................... 21
`
`Marine Polymer Techs., Inc. v. HemCon, Inc.,
`672 F.3d 1350 (Fed. Cir. 2012) ................................................................................................. 8
`
`Modine Mfg. Co. v. United States Int'l Trade Comm'n,
`75 F.3d 1545 (Fed. Cir. 1996) ................................................................................................... 8
`
`Nautilus, Inc. v. Biosig Instruments, Inc.,
`__ U.S. __, 134 S.Ct. 2120 (2014) ............................................................................................ 8
`
`Phillips v. AWH Corp.,
`415 F.3d 1303 (Fed. Cir. 2005) ............................................................................................. 6, 7
`
`Praxair, Inc. v. ATMI, Inc.,
`543 F.3d 1306 (Fed. Cir. 2008) ................................................................................................. 8
`
`RF Delaware, Inc. v. Pacific Keystone Techs., Inc.,
`326 F.3d 1255 (Fed. Cir. 2003) ............................................................................................... 27
`
`Rhine v. Casio, Inc.,
`183 F.3d 1342 (Fed. Cir. 1999) ................................................................................................. 8
`
`Technology Licensing Corp. v. Videotek, Inc.,
`545 F.3d 1316 (Fed. Cir. 2008) ................................................................................................. 8
`
`Virnetx, Inc. v. Cisco Sys., Inc.,
`767 F.3d 1308 (Fed. Cir. 2014) ............................................................................................... 11
`
`Vitronics Corp. v. Conceptronic, Inc.,
`90 F.3d 1576 (Fed. Cir. 1996) ................................................................................................... 7
`
`Young v. Lumenis, Inc.,
`492 F.3d 1336 (Fed. Cir. 2007) ................................................................................................. 8
`
`
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`35 U.S.C. § 282 ............................................................................................................................... 8
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`Other Authorities
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`
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`I.
`
`INTRODUCTION
`
`Plaintiff Applications in Internet Time, LLC (“AIT”) respectfully submits this opening claim
`
`construction brief.
`
`The essential claim construction question is whether the claims of U.S. Patent Nos. 7,356,482
`
`(“the ‘482 patent”) and 8,484,111 (“the ‘111 patent”) are limited to a particular commercial
`
`embodiment licensed and sold by the original assignee of the patents, or cover what the inventors
`
`actually invented. Declaration of Nicholas S. Boebel (“Beobel Decl.”), Ex. 1 (“the ‘482 patent”) and
`
`Ex. 2 (“the ‘111 patent”). With respect to each disputed term, Defendant salesforce.com, Inc.
`
`(“Salesforce”) seeks to improperly limit the scope of the Asserted Patents to particular embodiments
`
`despite the absence of words of clear disavowal of claim scope in either the common specification or
`
`file histories. Salesforce violates fundamental and long-standing canons of claim construction at
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`every turn to bolster its non-infringement position. AIT has construed each disputed term consistent
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`with the basic principle of claim construction that the words of the claim mean what they say.
`
`Because Salesforce must read in limitations from the specification and file history to assert non-
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`infringement, it has not. The Court should adopt the constructions proposed by AIT.
`
`II.
`
`BACKGROUND
`
`The ‘482 and ‘111 patents are based on the same application originally filed on December 18,
`
`1998 by Alternative Systems, Inc. (“ASI”). ASI developed and licensed information management
`
`software for environmental, health, and safety applications in the late 1990s and early 2000s. The
`
`‘482 and ‘111 patents relate to an innovative system for creating and updating applications
`
`developed by ASI. ASI assigned the ‘482 and ‘111 patents to AIT, a successor company owned by
`
`two of ASI’s principals, one of whom (Douglas Sturgeon) is a named inventor on the patents.
`
`A.
`
`The Asserted Claims of the ‘482 and ‘111 Patents
`
`The asserted claims of the ‘482 and ‘111 patents are directed to a computer software
`
`architecture that allows application design and deployment to be performed by individuals with
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`knowledge of the business process requirements of the customer, rather than individuals with the
`
`ability to write application software code. The claims also allow the seamless updating or
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`modification of an application in response to changes in the data and its metadata underlying the
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`application. The patents accomplish these goals in two critical ways.
`
`First, the asserted claims describe a “server” on which a business data model is expressed as
`
`(or converted into) metadata that defines application components that are used or reused by a variety
`
`of business applications. Such application components would include “user interface elements” that
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`establish a consistent look and feel across various business applications or data fields shared across
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`multiple applications. The patent claims refer to this metadata as “common.” In contrast, metadata
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`that defines components specific to an application are referred to as “unique.” The claimed system
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`also includes software that builds particular applications from a combination of the common and
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`unique metadata and delivers those applications to an end-user’s browser application dynamically
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`when users’ browser applications connect to the server.
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`Second, because applications are defined by metadata and generated and delivered
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`dynamically to the end users, changes to application metadata are reflected in the application logic
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`without any need to make changes to application source code. In this way the system detects and
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`seamlessly assimilates changes to the metadata, and personnel with knowledge of the business
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`process, rather than software developers, have control over the design and implementation of the
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`applications. This leads to a more intuitive and flexible system because it may be designed and
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`implemented by the business people with knowledge of what needs to be accomplished, rather than
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`software developers with knowledge only of how to write application source code.
`
`Claim 1 of the ‘482 patent is exemplary and reads:
`
`1.
`
`A system for providing a dynamically generated application having one or
`more functions and one or more user interface elements; comprising:
`
`a server computer;
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`one or more client computers connected to the server computer over a computer
`network;
`
`a first layer associated with the server computer containing information about the
`unique aspects of a particular application;
`
`a second layer associated with the server computer containing information about
`the user interface and functions common to a variety of applications, a particular
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`application being generated based on the data in both the first and second layers;
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`a third layer associated with the server computer that retrieves the data in the first
`and second layers in order to generate the functionality and user interface
`elements of the application; and
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`a change management layer for automatically detecting changes that affect an
`application,
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`each client computer further comprising a browser application being executed by
`each client computer, wherein a user interface and functionality for the particular
`application is distributed to the browser application and dynamically generated
`when the client computer connects to the server computer.
`
`Boebel Decl., Ex. 1 (the‘482 patent, at 32:9-34). At a high level, claim 1 of the ‘482 patent
`
`expresses the data model through a first layer defining “unique” aspects of the server-delivered
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`application and a second layer defining aspects “common to a variety of applications.” The third
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`layer builds the complete application from a combination of the metadata in the first and second
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`layers. A change management layer detects changes to the metadata.
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`B.
`
`The Common Specification
`
`The preferred embodiment operates to create applications in an entirely data driven way.
`
`Figure 1 describes the architectural layers of the preferred embodiment.
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`The business content layer contains the data relevant to a business area, such as a functional
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`field within an organization, e.g. finance or human resources. Boebel Decl., Ex. 1 (the ‘482 Patent,
`
`Col. 12, ll. 20-21). The data elements of the business content layer include metadata defining
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`numerous aspects of how the data are stored and manipulated within the business content database.
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`In the preferred embodiment, the metadata takes the form of data attributes customizing and
`
`describing how they are stored (text, image files, etc.), how they are to be presented and where on a
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`display, and any number of other aspects of the data.
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`As can be seen, the metadata layer “references tables, views, functions and procedures” from
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`the database storing the data necessary to operate the business. The metadata (e.g. data attributes) of
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`the preferred embodiment are stored in a series of Standard Interface System (or SIS) tables, part of
`
`which are referenced by the metadata layer. Within the SIS tables, the metadata attributes are then
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`designated as representing data elements that are either “common” to various applications or
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`“unique” to a single application. Various exemplary SIS tables are illustrated in Figures 4A, 4B, and
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`5 and which are illustrative of the SIS concept:
`
`
`The SIS metadata and the metadata corresponding to the specific business content allow the
`
`construction of complete business applications.
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`The preferred embodiment also implements a Java-based application builder that will
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`construct the relevant enterprise applications from the metadata corresponding to the common and
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`unique metadata stored in the SIS tables. Because Java is a cross-platform and web browser
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`compatible programming language, the applications are delivered from the server to the customer
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`browser applications dynamically over the Internet. In addition, because the applications are
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`constructed and delivered dynamically, any changes to the common or unique metadata are
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`automatically incorporated into the delivered application without any need to reprogram or recompile
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`the application source code.
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`Figures 6 and 7 of the common specification illustrate the difference between the innovative
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`system claimed in the asserted patents and the prior method of developing unique business
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`applications. Using the metadata-driven architecture of the asserted patents requires nothing more
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`than specifying a form name, selecting the specific department, and choosing the fields to be
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`included in the application data entry form. The claims of the ‘482 and ‘111 patents generally claim
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`architecture to construct from metadata without reprogramming the application source code and
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`delivering those applications to end users dynamically when Internet browsers connect to the server
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`computer.
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`C.
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`A Sample Application Constructed in Accordance with the Preferred Embodiment
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`In accordance with the preferred embodiment, the architecture described and claimed in the
`
`asserted patents can build multiple applications from metadata expressed and designated as common
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`or unique. For example, a finance company may wish to have multiple loan application forms for
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`different types of loans. A mortgage loan form would seek information about applicant name, social
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`security number, address, income, employer name, home appraisal, and address of the subject
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`property, among other fields. A short-term $1,000 unsecured personal loan form, may require
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`information about applicant name, social security number, address, and date of next paycheck, but
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`would not require information relating to home appraisal or address of a subject property. And
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`attributes associated with database records would define name, social security number, and address
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`as common to both the mortgage loan and short-term loan applications. Likewise, attributes
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`corresponding to income, home appraisal, and address of the subject property would be “unique” to
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`the mortgage loan form, while date of next paycheck would be “unique” to the short-term loan form.
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`In the preferred embodiment, the common and unique attributes would be stored in the relevant SIS
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`tables for the fields that are used by both applications and those fields used by only one.
`
`The Java application builder of the specification builds the mortgage or short-term loan
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`application based on the metadata, both common and specific, the server delivers the correct form to
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`the end user of the application. Incorporating changes into the application logic, for example, by
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`adding the employer name field to the short-term loan form, requires nothing more than changing the
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`metadata corresponding to employer name from unique to the mortgage application to common.
`
`Thus, in the embodiments disclosed in the specification, the particular applications can be changed
`
`based on nothing more than changes to the metadata, without any source code programming.
`
`A.
`
`Claim Construction
`
`III.
`
`LEGAL STANDARD
`
`“[T]he claims of a patent define the invention to which the patentee is entitled the right to
`
`exclude.” Phillips v. AWH Corp., 415 F.3d 1303, 1312 (Fed. Cir. 2005 (en banc) (quoting
`
`Innova/Pure Water, Inc. v. Safari Water Filtration Sys., Inc., 381 F.3d 1111, 1115 (Fed. Cir. 2004).
`
`In construing terms, courts must give each term its “ordinary and customary meaning,” which is “the
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`meaning that the term would have to a person of ordinary skill in the art in question at the time of the
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`invention.” Id. at 1313. Where the meaning of a term is not immediately apparent, courts must look
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`at “those sources available to the public that show what a person of skill in the art would have
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`understood disputed claim language to mean,” including “the words of the claims themselves, the
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`remainder of the specification, the prosecution history, and extrinsic evidence concerning relevant
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`scientific principles, the meaning of technical terms, and the state of the art.” Id. at 1314.
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`“[I]n interpreting an asserted claim, the court should look first to the intrinsic evidence of
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`record, i.e., the patent itself, including the claims, the specification and, if in evidence, the
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`prosecution history.” Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996).
`
`“[T]he claims themselves provide substantial guidance as to the meaning of particular claim terms.”
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`Phillips, 415 F.3d at 1314. For example, “the context in which a term is used in the asserted claim
`
`can be highly instructive,” and “[o]ther claims of the patent in question, both asserted and unasserted,
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`can also be valuable sources of enlightenment as to the meaning of a claim term.” Id.
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`“[T]he specification ‘is always highly relevant to the claim construction analysis. Usually, it
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`is dispositive; it is the single best guide to the meaning of a disputed term.’” Phillips, 415 F.3d at
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`1315 (citation omitted). “The longstanding difficulty is the contrasting nature of the axioms that (a)
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`a claim must be read in view of the specification and (b) a court may not read a limitation into a
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`claim from the specification.” Innova, 381 F.3d at 1117. The Federal Circuit has explained that it is
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`only in very limited circumstances, such as when the patentee provides a special definition to a claim
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`term or intentionally disclaims subject matter, where the specification may limit the meaning of the
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`claim language. See Phillips, 415 F.3d at 1316. Furthermore, the Federal Circuit has admonished
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`that “although the specification often describes very specific embodiments of the invention, we have
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`repeatedly warned against confining the claims to those embodiments.” Id. at 1323.
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`The prosecution history is also relevant to construing the claims, as it “provides evidence of
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`how the PTO and the inventor understood the patent.” Id. at 1317.
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`Extrinsic evidence “consists of all evidence external to the patent and prosecution history,
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`including expert and inventor testimony, dictionaries, and learned treatises.” Phillips, 415 F.3d at
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`1317 (internal citations and quotations omitted). Extrinsic evidence is generally viewed as less
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`reliable than intrinsic evidence, but nevertheless “can help educate the court regarding the field of the
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`invention and can help the court determine what a person of ordinary skill in the art would
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`understand claim terms to mean.” Id. at 1319.
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`B.
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`Indefiniteness
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`“Indefiniteness is a matter of claim construction, and the same principles that generally
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`govern claim construction are applicable to determining whether allegedly indefinite claim language
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`is subject to construction.” Praxair, Inc. v. ATMI, Inc., 543 F.3d 1306, 1319 (Fed. Cir. 2008).
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`Moreover, patents are presumed to be valid. 35 U.S.C. § 282. Thus, a party asserting that a patent
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`claim is invalid for indefiniteness bears the burden of proving indefiniteness by clear and convincing
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`evidence. See Young v. Lumenis, Inc., 492 F.3d 1336, 1344-45 (Fed. Cir. 2007).
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`“[A] patent is invalid for indefiniteness if its claims, read in light of the specification
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`delineating the patent, and the prosecution history, fail to inform, with reasonable certainty, those
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`skilled in the art about the scope of the invention.” Nautilus, Inc. v. Biosig Instruments, Inc., __ U.S.
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`__, 134 S.Ct. 2120, 2124 (2014). The definiteness requirement “mandates clarity, while recognizing
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`that absolute precision is unattainable.” Id. at 2129.
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`“To the extent there are any factual findings upon which a trial court’s indefiniteness
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`conclusion depends, they must be proven by the challenger by clear and convincing evidence.”
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`Technology Licensing Corp. v. Videotek, Inc., 545 F.3d 1316, 1338 (Fed. Cir. 2008). And “[w]hen
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`claims are amenable to more than one construction, they should when reasonably possible be
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`interpreted so as to preserve their validity.” Modine Mfg. Co. v. United States Int'l Trade Comm'n,
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`75 F.3d 1545, 1557 (Fed. Cir. 1996). Moreover, the Federal Circuit has cautioned against adopting a
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`construction of a term which renders claims invalid or meaningless unless that construction “is the
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`‘only claim construction that is consistent with the claim’s language and the written description.’”
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`Marine Polymer Techs., Inc. v. HemCon, Inc., 672 F.3d 1350, 1368 (Fed. Cir. 2012) (quoting Rhine
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`v. Casio, Inc., 183 F.3d 1342, 1345 (Fed. Cir. 1999)).
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`IV.
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`ARGUMENT
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`A.
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`Agreed Constructions
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`The parties have agreed to the construction of the following claim terms:
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`Case 3:13-cv-00628-RCJ-VPC Document 65 Filed 09/18/15 Page 13 of 36
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`Claim Term
`“application”
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`(‘111 claim 13)
`(‘482 claims 1, 21)
`“predetermined business
`application”
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`(‘111 claim 15)
`(‘482 claims 3, 23, 24)
`“worklist”
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`(‘111 claim 17)
`(‘482 claim 6, 26)
`“user interface”
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`(‘111 claims 13, 17)
`(‘482 claim 1)
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`Agreed Upon Construction
`“a software program providing a set of end-user functions
`for performing tasks”
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`“a software program that provides a predefined set of end
`user functions for performing tasks relating to the
`requirements or operations of a business”
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`No construction required
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`No construction required
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`B.
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`Disputed Constructions
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`(a)
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`“automatically detect[ing]”
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`Claim Term / Phrase
`
`AIT Proposed Construction
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`“automatically detect[ing]”
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`(‘482 claims 1, 21)
`(‘111 claim 13)
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`“detect[ing] without direct
`human intervention”
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`Salesforce Proposed
`Construction
`Indefinite, or in the
`alternative, requiring at
`least “detect[ing] without
`any intervention by a
`human operator through the
`use of one or more
`intelligent agents”
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`Several of the asserted patent claims include a requirement that the system be capable of
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`“automatically detect[ing]” changes that will affect the operation of the software application. For
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`example, claim 1 of the ‘482 patent includes the limitation “a change management layer for
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`automatically detecting changes that affect an application.” [‘482 patent, at 32:27-28] AIT’s
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`proposed construction of “automatically detect[ing]” is “detect[ing] without direct human
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`intervention,” which is consistent with the plain and ordinary meaning of this term. The
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`Comprehensive Dictionary of Electrical Engineering (1999), for example, defines “automatic” as a
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`“property pertaining to a process or a device that functions without intervention by a human operator
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`under specified conditions.” (See Boebel Decl., Ex. 3 at SFDC00092873.
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`AIT’s proposed construction is also consistent with the ‘482 specification’s usage of the term
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`“automatically.” For example, the specification discusses an advantage of the invention as
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`“automatically effecting modifications in the system without the use of programmers and/or
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`programming,” i.e., without direct human intervention. Boebel Decl., Ex. 1 (the‘482 patent, at 7:65-
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`67). Other parts of the specification similarly use “automatically” in terms of describing actions that
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`are performed without direct human intervention. Id., at 9:4-9) (“automatically handling . . . changes
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`. . . .”); 10:57-60 (“automatically configure . . . based on a set of default conditions . . .”).
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`Salesforce’s proposed construction of “automatically detect[ing]” is incorrect. First,
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`Salesforce’s assertion that this term is indefinite lacks merit. There is no ambiguity in the scope of
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`this term. As AIT’s technical expert, Dr. Rosenberg, confirms, one of ordinary skill in the art would
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`understand with reasonable certainty that “automatically detect[ing]” has the meaning proposed by
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`AIT. (See Rosenberg Decl., ¶ 37). Salesforce’s alternative proposed construction – “detect[ing]
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`without any intervention by a human operator through the use of one or more intelligent agents” – is
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`also unduly narrow because it would limit “automatically detect[ing]” to a specific type of detection
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`that requires “the use of one or more intelligent agents.” But such a narrow construction is
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`inconsistent with the patent claims and specification.
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`First, Salesforce’s proposed construction is incorrect under the principle of claim
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`differentiation. “[T]he doctrine of claim differentiation disfavors reading a limitation from a
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`dependent claim into an independent claim.” Virnetx, Inc. v. Cisco Sys., Inc., 767 F.3d 1308, 1316
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`(Fed. Cir. 2014). Claim 1 of the ‘482 patent includes the language at issue of “a change management
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`layer for automatically detecting changes that affect an application.” Boebel Decl., Ex. 1 (the ‘482
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`patent, at 32:27-28). Claim 8 of the ‘482 patent depends on claim 1, and recites “The system of
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`claim 1, wherein the change management layer further comprises one or more intelligent agents that
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`detect changes that affect an application.” Id., at 32:59-61). The fact that claim 8 adds the limitation
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`of an “intelligent agent” for detecting changes shows that claim 1 upon which claim 8 depends does
`not contain this limitation.1 See Virnetx, 767 F.3d at 1317.
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`1 Similarly, claim 28 of the ‘482 patent depends on asserted claim 21 and also adds the limitation
`of “one or more intelligent agents that detect changes that affect an application.” Boebel Decl., Ex. 1
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`Second, Salesforce’s proposed construction is also incorrect because it would exclude a
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`number of preferred embodiments from the scope of the claim. See Adams Respiratory
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`Therapeutics, Inc. v. Perrigo Co., 616 F.3d 1283, 1290 (Fed. Cir. 2010) (“A claim construction that
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`excludes the preferred embodiment ‘is rarely, if ever, correct and would require highly persuasive
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`evidentiary support.’”). For example, the specification describes several Change Configuration
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`functions that support change of End User functions “through a variety of flexible and intelligent
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`manual routines, such as intelligent agents, screens, fields, reports, documents and logic that can be
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`changed without requiring programming skills.” .” Boebel Decl., Ex. 1 (the ‘482 patent, at 10:6-14);
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`Boebel Decl., Ex. 2 (the ‘111 patent, at 10:10-18). The specification discloses the use of various
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`types of change agents other than just “intelligent agents.” (See Rosenberg Decl., ¶ 37). Salesforce’s
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`proposed construction ignores these disclosures of the specification and should be rejected..
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`(b)
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`“changes that affect a particular application” / “changes that affect an
`application”
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`Claim Term / Phrase
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`AIT Proposed Construction
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`“changes to an application’s
`metadata”
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`“changes that affect a
`p