`
`CONTROL PLANE SECURITY AND TRAFFIC FLOW
`MANAGEMENT
`
`2386.2021000
`
`1117
`2015::10:22:54
`
`Patent Assignment Abstract of Title
`
`Total Assignments: 3
`Filing Dt: 11/27/2002
`Application #: 10307154
`Intl Reg #:
`PCT #: NONE
`Inventors: Adrian C. Smethurst, Michael F. Keohane, R. Wayne Ogozaly
`Title: CONTROL PLANE SECURITY AND TRAFFIC FLOW MANAGEMENT
`Assignment: 1
`Recorded: 11/27/2002
`Received: 12/06/2002
`Reel/Frame: 013540 / 0810
`Conveyance: ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
`Assignors: SMETHURST, ADRIAN C.
`
`Patent #: 7224668
`Publication #: NONE
`
`Issue Dt: 05/29/2007
`Pub Dt:
`
`Mailed: 04/04/2003
`
`Pages: 4
`
`Exec Dt: 11/26/2002
`Exec Dt: 11/26/2002
`Exec Dt: 11/26/2002
`
`KEOHANE, MICHAEL
`
`OGOZALY, R. WAYNE
`
`Assignee: CISCO TECHNOLOGY, INC.
`170 WEST TASMAN DR.
`SAN JOSE, CALIFORNIA 95134
`Correspondent: HAMILTON, BROOK & REYNOLDS, P.C.
`DAVID J. THIBODEAU
`530 VIRGINIA ROAD, P.O. BOX 9133
`CONCORD, MA 017429133
`
`Assignment: 2
`Received: 12/03/2014
`Reel/Frame: 034523 / 0654
`Conveyance: CONFIRMATION OF ASSIGNMENT
`Assignor: CISCO TECHNOLOGY, INC.
`Assignee: CISCO SYSTEMS, INC.
`170 WEST TASMAN DRIVE
`ATTN: TAX DEPARTMENT
`SAN JOSE, CALIFORNIA 95134
`Correspondent: RENEE M. PRESCAN
`300 N. LASALLE
`KIRKLAND & ELLIS LLP
`CHICAGO, IL 60654
`
`Recorded: 12/03/2014
`
`Mailed: 12/18/2014
`
`Pages: 7
`
`Exec Dt: 11/17/2014
`
`Assignment: 3
`Reel/Frame: 034674 / 0182
`Pages: 13
`Mailed: 01/12/2015
`Recorded: 12/18/2014
`Received: 12/18/2014
`Conveyance: CORRECTIVE ASSIGNMENT TO CORRECT THE SIGNATURE PAGE INSIDE ASSIGNMENT PREVIOUSLY RECORDED AT REEL: 034523 FRAME: 0654. ASSIGNOR(S)
`HEREBY CONFIRMS THE ASSIGNMENT.
`Assignor: CISCO TECHNOLOGY, INC.
`Assignee: CISCO SYSTEMS, INC.
`170 WEST TASMAN DRIVE
`ATTN: TAX DEPARTMENT
`SAN JOSE, CALIFORNIA 95134
`Correspondent: RENEE PRESCAN
`300 NORTH LASALLE STREET
`KIRKLAND & ELLIS LLP
`CHICAGO, IL 60654
`
`Exec Dt: 11/17/2014
`
`Disclaimer:
`Assignment information on the assignment database reflects assignment documents that have been actually recorded.
`If the assignment for a patent was not recorded, the name of the assignee on the patent application publication or patent may be
`different.
`If you have any comments or questions concerning the data displayed, contact OPR / Assignments at 5712723350
`
`Search Results as of: 11/17/2015 10:22:46 AM
`
`Close Window
`
`Exhibit 2001
`IPR2015-01710
`
`
`
`TDMA,MHODMA/iManage;3 5 89 I ?; I
`re
`REC(
`
`f.z-ltFl
`
`-ltnt',
`
`]HENT
`
`Docket No.: 2386,202
`
`-u00
`
`t,- a*tr*"r*Jr*.*r-.*
`To
`l. Name of conveying party(ies)
`L Adrian C. Smethurst
`2. Michael F. Keohanc
`3. R. Wayne Ogozaly
`
`i iilil illir r|$t ilfi iiili itill tffi tiili tilti iilI iliti
`1 02305551
`rched original documents or copy thereof.
`2. Name and address ofreceiving party(ies)
`Name: gisco Techqology, Inc.
`IntErnal Address:
`
`---€yl
`
`E
`&=
`tfE I
`
`I
`
`Additional name(s) ofconveying parQ(ies) atrached?. [ ] Yes [X] No
`
`3. Narure orconveyanser fnPD tl l:1 lt *
`txl Assignment
`tl Merger
`t 1 Security Agreement t I Change of Name
`I] Other
`Execution Date: I ,2 and 3 - November 26,2002
`
`Street Address: l70 West Tasman Drive
`
`City: San Jose
`
`State: CA
`
`ZIP:
`
`95134
`
`Additional name(s) & address(es) attached? [ ] Yes
`
`[X j No
`
`4. Application numbe(s) or patent number(s):
`If this document is being filed together with a new application, the execution date of the application is: November 26,2002
`A. Patent Application No.(s)
`I o 3e'l I Stl-
`
`l" Patent No.(s)
`
`Additional numbers anached'l | | Yes lX I No
`5. Narne and address ofparty to whom correspondence
`6. Total nurnber ofapplications and patents involved: tll
`conceming document should be mailed:
`
`Name: David J. Thibodeau- Jr-- Eso.
`
`1
`
`lnternal Addressl
`
`Harni[lon, Brook, Smith & Reynolds, P.C
`
`Street Addrcss: 530 Virginia Road, P.O, Box 9133
`
`Enclosed - Recordal Fee Included in Application Fee
`Authorized to charge any deficiencies or credit any
`overpayment to deposit account
`Authorized to be charged to deposit account
`
`txl
`Hl
`I ]
`8, Depositaccountnumber:
`
`08-0380
`
`City; Concord
`
`State: MA ZIP: 01742-9133
`
`(Attach duplicate copy of this pagr: if palng by deposit account)
`
`no NoT IISF. TI{|S SpA(.f,'.
`
`9.
`
`Statement and signature.
`To the best ofmy knowledge and helief,
`docunent.
`
`the foregaing
`
`correct and any altached cap), is a lrue copy ofthe original
`
`David J. Thibodeau, Jr., Esq.
`Name of Person Signing
`
`gnature
`
`/t-2 7-\)Z
`
`Date
`
`\
`Total number of foges including cover sheet, attachments, and document: t4]
`1;i ,iiq'; . . ri,:i;'rft::; t,,,*,,
`
`'r'.
`
`.,l, .,'i ,ri.
`
`t
`
`PATENT
`REEL: 013540 FRAME: 08{0
`
`
`
`Docket No. 2386,2021-000 (CI$6171)
`
`ASSIGNMENT
`
`Joint
`
`WHEREAS, we, Adrian C. Smethurst, Michael F.Keohane and R. Wayne Ogozaly,
`have invented a certain improvement in Control Plane Security And Traffic .Flow
`Management described in an application for Letters Patent of the United States, the specification
`of which:
`
`IX]
`
`is being executed on even date herewith and is about to be hled in the United
`States Patent Office;
`
`was filed on [ ] as Application No. I l;
`was patented under U,S. Patent No. [ ] on [ 1.
`
`tl
`I]
`WHERIJAS, Cisco Technology, Inc. (hereinafter "ASSIGNEE"), a corporation
`organized ancl existing under the larvs of the State of California, and having a usual place of
`business at 170 West Tasman Drive, San Jose, CA 95134 desires to acquire an interest therein
`in accordance with agreements duly entered into with us;
`
`NOW, THEREFORE, to all whom it may concern be it known that lor and in
`consideration of said agreements and of other good and valuable consideration, the receipt of
`which is hereby acknowledged, we have sold, assigrred and transferred and by these presents do
`hereby sell, assign and transfer unto said ASSIGNEE, its successors, assigns and legal
`representatives, the entire right, title and interest in and throughout the United States of America,
`its territories and all foreign countries, in and to said invention as described in said application,
`together with the entire right, title and interest in and to said application and such Letters Patent
`as may issue thereon; said invention, application and Letters Patent to be held rind enjoyed by
`said ASSIGNEE for its own use and behalf and for its successors, assigns and legal represen-
`tatives, to the full end of the term for which said Letters Patent may be granted as fully and
`entirely as the same would have been held by us had this assignment and sale not been made; we
`hereby convey all rights arising under or pursuant to any and all international agteements, treaties
`or larvs relating to the protection of industrial property by filing any such applications tbr Letters
`Patent. We hereby acknowledge that this assignment, being of the entire right, title and interest
`in and to said invention, carries with it the right in ASSIGNEE to apply for anri obtain from
`competent authorities in all countries of the world any and all Letters Patent by attorneys and
`agents of ASSIGNEE's selection and the right to procure the grant of all such Letters Patent to
`ASSIGNEE for its own name as assignee of the entire right, title and interest therein;
`
`AND, we hereby further agree for ourselves and our executors and administrators to
`execute upon request any other lawful documents and likewise to perform any other lawful acts
`which may be deemed necessary to secure fully the aforesaid invention to said ASSIGNEE' its
`successors, assigns and legal representatives, but.at its or their expense and charges, including the
`execution of applications for patents in foreign countries, and the execution of'substitution,
`reissue, divisional or continuation applications and preliminary or other statements and the giving
`of testimony in any interference or other proceeding in which said invention or any application or
`patent directed thereto may be involved;
`
`PATENT
`REEL: 013540 FRAME: 0811
`
`
`
`-2-
`
`AND, we do hereby authorize and request the Commissioner of Patents of the United
`States to issue such Letters Patent as shall be granted upon said application or applications based
`thereon to said ASSIGNEE, its successors, assigns, and legal representatives.
`
`IN TESTMONY WHEREOF, we have hereunto set our hands and affixed our seals the
`date set forth below.
`
`lnventor's Signature:
`
`State/Commonwealth
`of
`County of
`
`Then personally appeared before me the above-named R. Wayne Ogozaly and acknowledged
`that heishe,executed the fgregoilrg instrument as his/trer free act and deed this - (9 b
`auy or ?,yprr-z ,ki-/ - ,20 ()..)
`
`-
`
`Public
`t-
`Y\ CIA (flfint name)
`ion expires flJAe 9-8
`-
`_u__
`
`PATENT
`REEL: 013540 FRAME: 0812
`
`
`
`/
`
`,21
`./ 1
`14/'..a
`"/*
`'"' Michael F. Keohane
`
`Inventor's Signature: -
`
`Statel
`
`OI
`
`County of
`
`Then personally appeared before me the above-named Michael F, Keohane and
`acknowledged that he/shqexecuted the forggoing instrument as his/her free act and deed this
`4-
`_e/-_day rr_V Avq fuq1zo_qL.
`',zo o*.
`
`(SEAL)
`
`Public
`
`SHA,RYIT BRICHER
`FlorAfwnruc
`csft0ffiAln{ cf r/AsA0tsflt$
`
`yffint name)
`My Commission expires _€LtAkt P&"
`
`Inventor's Signature:
`
`State/Cornmonwealth
`
`of
`
`County of
`
`\/
`
`C. Smethurst
`
`Then personally appeared before me the above-named Adrian C. Smethurst and
`as hisftrer free act and deed this
`acknorvledeed that he/she
`1,/
`day of
`
`-C (/'
`
`(sEAL)
`
`-
`
`-
`
`Public
`
`rint name)
`
`mission expires -.g]-l*An/*"ef
`
`SHARYN ER|CHER
`NOTAfTY PI.tsLIC
`
`RECORDED: I 112712002
`
`PATENT
`REEL: 013540 FRAME: 0813
`
`
`
`503084009 1210,312014
`PATENT ASSIGNMENT COVER SHEET
`
`Electronic Version v1 .1
`Stylesheet Version v1.2
`
`EPAS lD: PAT3130614
`
`SUBMISSION TYPE:
`NATURE OF CONVEYANCE:
`
`NEW ASSIGNMENT
`CONFIRMATION OF ASSIGNMENT
`
`CONVEYING PARTY DATA
`
`CISCO TECHNOLOGY. INC.
`
`Name
`
`Execution Date
`11t17t2014
`
`RECEIVING PARTY DATA
`ctsco sYsrEMs, tNc.
`,I70 WEST TASMAN DRIVE
`ATTN: TAX DEPARTMENT
`
`Name:
`Street Address:
`Internal Address:
`City:
`State/Country:
`Postal Code:
`
`SAN JOSE
`CALIFORNIA
`
`951 34
`
`PROPERTY NUMBERS Total: 22
`Property Type
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`Patent Number:
`
`7162537
`
`7003692
`
`8356296
`
`729A164
`7023853
`
`6377577
`7460492
`7224668
`7047526
`
`7953886
`
`7340597
`
`7061 875
`
`8051 21 1
`
`7908594
`
`6738781
`
`7814481
`
`6658002
`
`7529'186
`
`6980996
`
`7900251
`
`Number
`
`PATENT
`
`
`
`Property Type
`Application Number:
`Application Number:
`
`1 3285985
`13023428
`
`Number
`
`COFRESPONDENCE DATA
`Fax Number:
`(312)862-2200
`Correspondence will be sent to the *mail address tirst; if that is unsuccessfu[ it will be sent
`using a tax number, if pravided; if that is unsuccessfuf it will be sent via US Mail,
`Phone:
`3128626371
`Email:
`michelle.nowicki@kirkland.com
`Correspondent Name:
`RENEE M. PRESCAN
`Address Line 1:
`300 N. LASALLE
`Address Line 2:
`KIRKLAND & ELLIS LLP
`Address Line 4:
`CHICAGO. ILLINOIS 60654
`
`41593-36 RMP
`RENEE M. PRESCAN
`iRENEE M. PRESCANI
`12/03/2014
`
`ATTORNEY DOCKET NUMBER:
`NAME OF SUBMITTER:
`SIGNATURE:
`DATE SIGNED:
`Total Attachments: 5
`Source=Confirmation of Assignment (Patents)
`source=Confirmation of Assignment (Patents)
`source=Confirmation of Assignment (Patents)
`sourc€=Confirmation of Assignment (Patents)
`source=Confirmation of Assignment (Patents)
`
`CTI CSl#pagel.tif
`CTI CS|#page2.tif
`CTI CS|#page3.tif
`CTI CS|#page4.tif
`CTI CSl#page5.tif
`
`PATENT
`REEL: 034523 FRAME: 0655
`
`
`
`ES$NFIAMAfi Oru SF A$SIGNffi HNT'
`
`EXSSIJTICISI COFY
`
`This eONFlRllfiAftON OF A$$lGtltrllfiHfST {"Confirmaffon of A*signmenf'} is entered
`inla as of Novernber 17, 2CI14, by and hetwaan CI$SS THCHf{SLSfiY, lf\NC", a Calilornia
`corporation {"Sft'}, and *l$e0 SY$THMS, ll{0., a Califarnia corparati*n (''C,SfJ. f;ach of CTI
`and C$l are relerrsd to hcrein as a "Perfy," and coilectively as "F€trfd€s."
`
`AS$IGNMHil{T
`
`WHHRHA$, CTI and C$l entereci into an Asset Transtsr Agreernent effactive as of
`November 17, ?014 {the "Sssef lrsnsfer Agreermenf'} purnuant to which CTI agroed ts sell,
`assign, transfer and convey to C$!, intar alia, allof CTI's right, title, and interest in, to, and under
`the patents and patent applications listsd on S.s.h.g.S.grjp.,X, tagether with any reissus$, divl*lons,
`cor'ltinuations, sontinuations-in-part, renewals, extensions, and any other patents and patent
`appiicatians, including corrected patents, issuing from cr claiming priority to such patents or the
`in CSt's CIwn name
`applications that issue therefrom, including without lifirtatian, the right to su€
`(exclusively, and vrrithout any need to join CTI or ftny ather third party), and to recover damages,
`profits, and all other rernedies for any past, present, or future infringement of any of tha
`foregoing ithe "SIf Paf*nfd'i; and
`W$.!ERfrAS, the Parties wieh to enter into this Confirmation a{ Assignmsnt to coniirm
`that,'as betwoon CTI and C$1, and effoctive as o{ Noyernber 17, ?014, CTI has assigned tc CSl,
`and CSI is the sole and exclusivs swner of, the CTI Fatents.
`
`l{OW, ThlEftHF0ffiH, for goad and valuable consideration, the receipt and sufficiency o{
`vrhich is hereby acknowlodged, the Partios hereby acknowledge and confirm as follows:
`Q.P-W.*[mff.*T[*l*..P-f,.*g"Sl#.h$.ffi*ST. crl and C$l hereby acknowledge and agree tltat
`as of tlre effective datc cf the Asset Transfer Agreenrent, CTI sold, assigned, transferred, and
`conveyed ts S$1, and C$l purchased, acquirecl, rsceived, and accepted fronr CTl, all of CTI's
`right, tltle, and interest in and to th* CTI Fatents, togelher with: {i} any reissues, divisisns,
`continuations, cantinuations-in-part, renewals, extension$, and any ather pat$nt$ and patent
`applicaticns, including corrected patents and rights to the undeilying inventians, issuing from or
`claiming priority to the STI Patents or the applicalions that issue as the CTI Fatents, and (ii) all
`of OTI's rights, claims, and privileges pertainirrg to the CTI Fatents, including without limitation
`iA) rights to the underlying inventions; {S} all priority rights; (C} the right to sue in C$l's own
`name (exclusively, and without any need to join CTI or any other third party), and to reQove(
`damagos {including any accrued damages}, profits, and all other remeclies for any pa$t, present,
`nr future infringement of any of the foregoing; and (D) the right to stand in the place oi CTI in all
`mattsrs r*lated thereto {such rights descrihed under gjggggg$ and {ij}, 'ffefafed ffiigttf$'}. CTI
`and C$! hereby authorize and request the United $tates Commissisner of Pat*nts and
`Trademarks {and the correspondlng govemrnenl afficers in elt applicable jurisdictions} to
`irnplement, record, and take any othar action n€ss$$ary or desirable to effectuate the Asset
`Transfer Agreement, this Confirmation of Assignrnent, and the assignment by CITl af the CTI
`Patents and fielated Fiights to CSI thereunder and herounder, including recording CSI as the
`legal record cwner sf the CTI Patents and Related Rights. CTI hereby acknowledges and
`asree$ that, as between the Parties, effective as of t{ovemtrer 1?, fCI14, 0$l ie the sale and
`exclusive ownef of any right, title, and interest that CTI rnay have, sr rnay at atry time have hnd,
`
`Fage 1
`
`PATENT
`REEL: 034523 FRAME: 0656
`
`
`
`HXHSLJTION SCIPV
`
`in, to, and under the CTt Patents and llelated Right*, To further evidence and effact the
`assignment of the CTI Patents and llelated Hight, and lor the avoidance of doubt, STI does
`hereby sell, assign, tran$fsr, and convey ts C$1, effective as of NCIvenrirer 17, 9014, allof STI's
`right, title, flnd interest in and to the STI Fatents and Related Rights, as fu$ly and entirely ss the
`$ame would have been h*td and enjayect by CTI har.i the Asset Transfer Agr*etnent nol hesn
`made and any and all carresponding nights that, now or herea?ter, may be secured throughout
`the warid r*rith respect to any cf the foragoing.
`
`nffi3.}l.F.S...Ap..Sl,tm.*HSF$" CTl, for itsei{, its s$ccessors and assigns, further herehy
`covenante and agrees that, at any tirae and frarn tlme to tim+, it shail prornptly, upon GSI's
`request, executs, acknowiedge, and deliver, or c&u$s to be executed, acknowlodged, and
`delivered, all such otirer and further dosuments and instruments and to take such actlons as
`may be nscs$sary or desirahle ts further *videnco, record, or perfect the legal title to the CTI
`Fatents and Related Rights and the assignrnent to CSl, its s$ccessars and aosigns, and as may
`otherwise be requested by CSI in order for C$1, its successors and assigns to enjoy the benefits
`*t the Asset Trans{er Agreenrent and tl'lis Conlirnration of Assignment, and, withoi.rt linriting the
`foregcing, OTI hereby further asfess t* sign ali laivfui papers io execute all disclairners and
`divisional, continuing, rei$$Lr*, and foraign applications, to make all rightful saths, and generally
`ta do everghing possible to aid C$1, its $ucce$sor$ and assigns to obtain and enfcrce for ita or
`their own benefit proper patent pratection fCIr said inrrenticns or improvernenle in any and alt
`countries.
`
`,H.H.p.*S.mPS,fjS.,!}l. CTI and C$l hereby authoriee and request the Sammissioner of
`Patents and Trademarks of the United $tates and the corresponding government atficers in all
`applicable jurisdictions to implement, record, and take any other action nsces$ary or desirable
`to effectuale the Assst Transfor Agreen'lent and the assignment by CTI sf the CTI Patents and
`Heleted llights to C$l thereunder, including recording C$l as the legat record swner of tho CTI
`Patents and fielated Rights.
`**yFff.f.*jHS;LAW". This Cernfirmation of Assignmenl shafl he governad by and
`construed in accordance with United States federal law as it applies to patants, copyrights and
`trademarks arrd with respect to other rnatters in accordance with the laws of the $tate af
`California ao applied to contracts entered into and performed entirely within the State of
`California by Califarnia residents.
`CgU$S8gAffi$" This Confirmation of Assignment rnay be executed in
`counterpart$, eash of which wh** executed will be deemed ts be an ariginai but all of which
`taken together lvill constitute onc and the same agresrnent.
`
`IHEMATNDHR CIF PAGf; TNTHNTISI{ALLY LEFT SLANK]
`
`Fage ?
`
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`REEL: 034523 FRAME: 0657
`
`
`
`CSFTFIDFNTIAL
`
`EXHCI,ffION CSFV
`
`fnl WITF{$SS WHEftECIF, this Agreemenl
`effective as of the Effective Date.
`
`is entered into by the Parties and made
`
`ct$QCI TEcltNOLsGV, tNc.
`
`lF{C...-
`
`syr
`
`ft{ame:
`
`Title:
`
`Date Signed:
`
`Address:
`
`"l&'d"-r
`
`170 West Tasman Srive
`$an Jose, CA 95134
`Attn: Tax Department
`
`Sate $igned:
`
`Address:
`
`170 West Tasman Drive
`$an Joso, SA 95134
`Attn:Tax Depa$ment
`
`I$IGNATLJRfi pAGE TO CTSCO THCHNOLOGY, tNC. - CTSCO SY$TEMS, lt{C. A$SHT
`TftAr{SFER AGnHHMHNTI
`
`CTI - CSI Asset Trans{*r Agr*emeni
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`
`REGORDED: 1210312014
`
`Pnge 5
`
`PATENT
`REEL: 034523 FRAME: 0660
`
`
`
`503{ AA264 12t18,12A14
`PATENT ASSIGNMENT COVER SHEET
`
`Electronic Version v1 .1
`Stylesheet Version v1.2
`
`NATURE OF CONVEYANCE:
`
`EPAS lD: PAT3154871
`
`CORRECTIVE ASSIGNMENT
`Corrective Assignment to correct the SIGNATURE PAGE ATTACHED TO
`THE CONFIRMATION OF ASSIGNMENT previously recorded on Reel
`034523 Frame 0654. Assigno(s) hereby confirms the ASSIGNMENT.
`
`CONVEYING PARTY DATA
`
`CISCO TECHNOLOGY, INC.
`
`Name
`
`Execution Date
`
`11117/2014
`
`RECEIVING PARTV DATA
`Name:
`CISCO SYSTEMS, INC.
`Street Address:
`170 WEST TASMAN DRIVE
`lnternal Address:
`ATTN: TAX DEPARTMENT
`City:
`State/Country:
`Postal Code:
`
`SAN JOSE
`
`CALIFORNIA
`
`95134
`
`PROPERTY NUMBERS Tota|: 22
`
`Patent Number:
`
`8051 21 1
`
`PATENT
`
`
`
`Property Type
`Patent Number:
`Application Number:
`Application Number:
`
`7900251
`
`13285985
`13023428
`
`Number
`
`CORRESPONDENCE DATA
`Fax Number:
`(312)862-2200
`Correspondence will be sent to the e-mail address first; if that is unsuccesstu[ it will be sent
`using a tax number, it provided; if that is unsuccessful, it will be sent via US Mail.
`Phone:
`312-862-6371
`Email:
`renee.prescan@kirkland.com
`Correspondent Name:
`RENEE PRESCAN
`Address Line 1:
`300 NORTH LASALLE STREET
`Address Llne 2:
`KIRKLAND & ELLIS LLP
`Address Line 4:
`CHICAGO. ILLINOIS 60654
`
`41593-36 RMP
`
`RENEE M. PRESCAN
`/Renee M. Prescan/
`
`ATTORNEY DOCKET NUMBER:
`NAME OF SUBMITTER:
`SIGNATURE:
`DATE SIGNED:
`TotalAttachments: 14
`soU rce=Cisco C onf i rmatio n of Patent Assig n ment_Co rrective#pag e 1 .tif
`sou rCe=Cisco Conf i rmatio n of P atent Assign men t_Corrective#page2.tif
`sou rco=Cisco Conf i rmatio n of Patent Assig n ment_Co rrective#page3.tif
`sourc€=Cisco Confirmation of Patent Assignment_Corrective#page4.tif
`souICB=Cisco Confirmation of Patent Assignment_Corrective#page5.tif
`soUrc€=Cisco Confirmation of Patent Assig n men t_Corrective#pag e6.tif
`sou fc€=Cisco Conf i rmatio n of P atent Assign ment_Corrective#pageT.tif
`sou lCe=Cisco Confi rmatio n of Patent Assig n ment_Co rrective#pageS.tif
`sou rce=Cisco Conf i rmatio n of Patent Assig n ment*Co rrective#pag e9.tif
`sou rc€=Cisco Conf irmatio n of Patent Assig n ment_Co rrective#pag e 1 0.tif
`eou fc€=Cisco Conf i rmatio n of Patent Assig n men t_Corrective#pag e 1 1 .tif
`sou rce=Cisco Conf i rmatio n of P atent Assig n ment_Co nective#page 1 2.tif
`sou IC€=Cisco Confi rmatio n of Patent Assig n ment_Co rrective#page't 3.tif
`sou rc€=Ci sco Conf irmation of Paten t Assig n ment_Co rrective#pag e 1 4.tif
`
`12t18/2A14
`
`PATENT
`REEL: 034674 FRAME: 0183
`
`
`
`ECIruFIM[jl4fl CIN OF A$SIGNllJl HI{T
`
`HXEC{JfiON ESPY
`
`This COfdFlftll$ATl$N SF A$SIGNIHHNT {"0*nfirnrafrsn sf "4s*fgnmenf'} is enter*d
`into as of h,lovemher 17, 2014. by and betw*en el$e$ THCI"{$.{OLSSY, lNe., a fralifornia
`carporation {.#Fl'}, and $l$SCI $VSTgiW$, ll{S., a Californla corporation {"C$f}. Each cf CTI
`and C$l are referred to herein as a "P*rtg" and collectiv*ly as "Farffes."
`
`AS$IGF{ffiFITY
`
`WHfifi€A$, CTI and CSI entered inta an Asset Transfer Agreement effective as of
`Ncvember 17, 2014 {the "Assef Fr*xeier Agreemenf i pursuant ta which CTI agreed to sell,
`assign, transfer and convey to C$!, inter alia, all of STI's right, title, and interest in, to, and under
`the patents and patent applications listed on Sgffi[UIS-I, together with any rais$us$, divisions,
`continuatisns, continuatians-in-pa*, renewals, extension$, anrl any ather paterits and patent
`applications, including corrected patents, issuing frem or claiming priority to such patents or the
`applications that issue therefrcrn, in*luding without firnitation, the right to $us in *$l's own n&me
`{exclusively, and without any need to join CTI or any othar third parg), and to recovar damages,
`prefits, and all other remedies far any past, prosent, or future infringenTent of any af the
`foregoing {the "SFJ Pafenfd'}; and
`
`WllEfrgAS, tho Fartles rrrlish to enter into this Confirmation of Assignnrent to canfirm
`that, as between OTI and C$|, e,nd etfective as cf November 17, ?014, CTI has assignecJ to C$1,
`and C$l is tha sale and exciusive ownsr of, the CTI Fatents.
`
`NOW, T$HREFSHf;, far good and valuable cansideration, the receipt and suffieiency of
`which is hereby ncknowledged, the Parties hereby acknowledge and confirm as follows:
`
`C$f.le!ftM4flqN Qg4!$$lCNlUgFIT. OTI and C$l hereby acknaw{edge and agree that
`aa of the *ffective date of tlre Asset T'ransfer Agroement, CTI said, assigned, transferred, and
`conveyed to C$1, nnd CSI purchased, acquirecl, re**ived, and a**epted from CTl, all of 6Tl's
`right, title, and interest in and to the OTI Patents, together with: (i) any reissues, divisicns,
`continuaticns, continuations-in-paft, renewals, exten$ion$, and any other patents and patent
`applications, incfuding corrected patent$ and rights to the underlying invention$, issuing fi'om or
`claiming priority to the CTI Patents or the nppliceti*ns that issue as the CTI Patents, and {ii} atl
`of CTI'c rights, claims, and privilage$ psrteining to the CTI Patents, inclucling without limitation
`{Ai rights ta the underlying inventians; {S} all priority right*; {0} the righi to sue in C$l's own
`name {excfusively, *nd without any nsed to join CTI or any other third party}, and to recover
`damag*s {including any Resrusd eJamages}, prcfits, and all sther repnedies for any past, prsssnt,
`or future infringement +l any of the foregaing; and {D} the right ts stand !n the place of CTi in all
`matt*f$ related thereto {such rights described under claueep {!} and l!i}, "ffefafed trigdtgs'}. CTI
`and fi$l hereby authorize and request the Linited $tates Connmissioner of Fatents and
`Trademarks (and the corre*ponding government CIfficers in all applicable jurisdictions) to
`implement, record, and take any sther sctiqn necsssary or desirable to effectuate the Asset
`Transfsr Agreament, lhis Confirmation of Assignment, and the assignment by CTI of the STI
`Patents and Helated Hights ta C$l thersunder and hereunder, incls.iding recordinS CSI as the
`legal record CIwner of the CTI Fatents and F{elated ffights. CTI hereby acknawledges and
`asrse$ that, as iretween the Parties, effective as of hlovembor 17, 2014, C$t is the sole and
`exclusive ownsr *f any right, title, and interest that CT'l may have, or may at any time have had,
`
`Page 1
`
`PATENT
`REEL: 034674 FRAME: 0184
`
`
`
`HXHSUTISi,I COpv
`
`in, to, and under ttre CTI Patents and Helated Rights. To further evid*nce and effect the
`assignment of the STI Patents and Related Rigirt, and for the avoidance of daubt, CTI daes
`hereby sell, asslgn, tran$fsr, and convey to C$|, effective as of Novemb*r i7, 2014, *.ll of CT!'s
`right, title, and interest in and to the CTI Patents and fielated Rights, as fully and entirely as the
`same would l'rave been hsld and enjoyed by CTI had the Asset Transfer Agroemenl not bean
`msde and any ancj all ccrresponding rights that, norv or hereaftef, rnay be secured thtoughout
`the world with respect to any of the foregoing.
`
`E$BfHgn *SSUHAN*ES, CTl, for itself, its si.rccessors and assigns, further hereby
`covenants and agrees that, at eny lims and frorn time to time, it shall pror*ptly, upon SSI'c
`raqu€$t, sxscute, acknovuledgs, and deliver, or causs to be executed, acknowl*dged, and
`delivered, all such other and firrther clocuments *nd instrum*nts and to teke *uqh actions as
`may be nocossa!"y or desirable to further evidence, r$cord, or perlCIct the legal titl* to the #Tt
`Fatents and Related ftights and the as*ignment to CSl, its successors and assigns, and as may
`atherwise be requ*sted by C$l in order for C$|, its successors and asslgns to enjoy the benefits
`of the Asset Transfer Agreenrent and tiris Confirnration of ,{,ssignment, and, withqut limiting the
`foregoing, CTI hereby further a$rse$ to sign all lauvful paper$ to execute atl disclaimers and
`divisional, continuing, rei$$ue, and foreign apptications, to rnake all righttul cathe, and generally
`ta do everghing po*oible to aid C$1, its $ucce$sCIr$ and assigns to obtain and en{orce for ite or
`their own benefit pioper patonl protection for said inventir:ns or improvements in any and ail
`countries.
`
`nEfrp.nptr&S. STI and C$l h*reby authoriae and requost the Commissioner of
`Patents and Tradenra*s af the United $tates and the corresponding governmant o{ficers in all
`appiicable jurisdictions to implernent, record, and take a*y other actian nece$sflry or desirable
`to effectuate the Asset Transfer Agreernent and the assignment by CTI af the CTI Patents and
`Related fiighte to 0. l thareunder, inctuding recerding ff$t as the legal rscord owner of the CTI
`Patents and ftelsted Rights.
`SffiSSISS_l-geU. This Csnfirmation of Assignrnent shall be gaverned by and
`construed in accordance with United $tates faderal law as it applies to patents, copyrights and
`trademarks and with respect ts other mstters in ac*orclance with tire laws of the $tate af
`California as applied to contract$ entered into and per{ornred entirely within the $tnte of
`Oalifornia by California residents.
`ggg$3g$g$ffiS. This Confirnration o{ Assignment mfty be exeouted in
`*ounterparts, each of which when executed will be doanred to be an original but all of which
`taken together willc*nstitute one and the $smo agreernent,
`
`IHEMAINSEH OT FAGE IhITEf.{TICINALLY LHFT $LANKI
`
`P*ge P
`
`PATENT
`REEL: 034674 FRAME: 0185
`
`
`
`HXESUTICIFI COPY
`
`lN WITf{ESS WHERgCIF, CTI and C$t have caused this Confirmation of Assignment ta
`be entered into by their duly authorieed representatives"
`
`st$cs TE0Hf{0LOGY, tNc.
`
`*n,, -J$*:$:*l*:1,.,#,h:$::*,**,,,
`Name: S.q
`
`170 West Tasman Drive
`$an Jose, CA 95134
`
`By:
`' F-trame:
`Title:
`
`Sate Sign*d:
`
`Addrese:
`
`170 West Tasman Drive
`$an Jose, SA gS134
`
`Page 3
`
`PATENT
`REEL: 034674 FRAME: 0186
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`
`s03s840ss t2rs3l20{4
`PATEHT A$SIGNMENT SOVER $HHET
`
`EPAS lD: P4T3130614
`
`NEW A$$IGNMENT
`CONFIRMATION OF ASSIGNMENT
`
`Nams
`
`Execution Date
`
`11/17t2014
`
`Flectronic Version v1.1
`$tylesheet Version v1 .?
`
`NATUNE CIF CONVEYAHCE;
`
`CSNVHYING PAHTY trATA
`
`crsc0 TEoHNoLoGy. rNc.
`
`RECEIVIf{G PARTY DATA
`cr$cO SYSTEMS. lNc.
`Nsmer
`Street Address:
`170 WE$T TA$MAN DRIVE
`Internal Addrsss:
`ATTN: TAX FFPAFTTMENT
`City:
`SAN JO$E
`$tate/Country:
`CALIFOffNIA
`Fsstal Codsr
`
`95134
`
`71 62537
`
`7S03S9?
`ffi56a96
`7290164
`
`7Se385$
`6377577
`7460493
`
`7224S68
`
`704754S
`
`7S53886
`
`FNOFENTY NUMBEN$ Totah 32
`Property Type
`Patent Number:
`Fatcnt Number:
`Patent Number:
`Patenl Number:
`Patent Numbec
`Fatent hlumber:
`Patent Number:
`Fatsnt Number;
`Patent Number:
`Patenl Numbsr:
`Fatent Numher;
`Patent lilumber:
`Patsnt f'lumben
`Fatent l{umber;
`Patent Number:
`Fatent f'lumber:
`Patent Numbsr:
`Fatent $lurnber:
`Patent Number:
`Palent Number:
`
`7340597
`
`70s187S
`
`8051?1 1
`
`79085S4
`
`s798781
`
`7814481
`
`6S5S0S2
`
`75sS186
`
`698S996
`
`7900251
`
`Number
`
`PATENT
`
`
`
`gX*CUTICIN CCIFY
`
`SSNNffi N|tfi ATSru SF A$$IGFIM HNT'
`
`This COF{FIRMATIfiN SF A$$lGhlni!fiST {"#onfi'rmafion of Assfgnnrenf'} is entered
`into as af November 17, 3CI14, by ancl between el$SO THCffiNOLSffY, iruC", a California
`corporaticn {"Cff'}, and CI$CS SV$TEM$, lNe., a Califarnia corparati