....
`
`'·'
`
`•
`
`UN1TED STATES PATENT AND 'lRAoEMARK OFFICE
`
`.
`
`I'NITED STATES DEPARTMENT OF COMMERCE
`1itcd Sto.tcl!l Patent and Tro.denuark Office
`J;ress: COMMISSIONER OF PATENTS AND TRADEMARKS
`\
`Washington, D.C. 20231
`. • www.uspt.o.gev
`.
`
`~-
`
`NOTICE OF ALLOWANCE.AND FEE(S) DUE
`
`1.~.
`f.·
`
`7590
`DENNIS J. DUPRA Y
`1801 BELVEDERE STREET
`GOLDEN, CO 80401
`
`07/29/2002
`
`~~~~·--------~--EX~~R
`PHAN, DAOUNDA
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`3662
`
`342-457000
`
`DATE MAILED: 07/29/2002
`
`APPLICATION NO.
`
`09/194,367
`
`FILING DATE
`11/24/1998
`
`FIRST NAMED INVENTOR
`DENNIS J. DUPRA Y
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`1003-PUS
`
`3112
`
`TITLE OF INVENTION: WIRELESS LOCATION USING MULTIPLE MOBILE STATION LOCATION TECHNIQUES
`
`APPLN.TYPE
`nonprovisional
`
`SMALL ENTITY
`YES
`
`ISSUE FEE
`$640
`
`PUBLICATION FEE
`$0
`
`TOTAL FEE(S) DUE
`$640
`
`DATE DUE
`10/29/2002
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION .QN TilE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEI~:1Jos.
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`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS STATUTORY
`PERIOD CANNOT HE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE REFLECTS A CREDIT
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`
`·'"
`HOW TO REPLY TO THIS NOTICE:
`.. (
`I. Review the SMALL ENTITY status shown above. If the SMALL.
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`A. If the status is changed, pay the PUBLICATION FEE (if required)
`and twice the amount of the ISSUE FEE shown above and notify the
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`See 37 CFR 1.27.
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`II. PART B - FEE(S) TRANSMITTAL should be completed and returned to the United States Patent and Trademark Office (USPTO) with
`your ISSUE FEE and PUBLICATION FEE (if required). Even if the fee(s) have already been paid, Part B- Fee(s) Transmittal should be
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`Page I of 4
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`Apple, Inc. Exhibit 1027 Page 1
`
`

`

`,,
`
`• PART B - FEE(S) TRANSMITTAL •
`
`Complete and send this form, together with applicable fee(s), to: Mail Box ISSUE FEE
`Commissioner for Patents
`Washington, D.C. 20231
`(703 746-4000
`'l'llN~S~T:"1R~U;"7l"C"TT"l:IO~N1'1'S~: -,;Trth~ts:"'7.fo:-::nn=--::s~o::u:r:T"'!:':e-:u:::s:-::e':T"'l!':::o:"r -::tra=ns::m=ttt:!m::g:--::thi:":e:"'i''Is01s;;UE"i"E"1F01E01E;-::an=:r"ip;;uiiB6'L1 Iii'c.-:Ai:'T:lltl· •. ~j FEE (if required). Blocks I through 4 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block I, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
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`Note: A certthcate of mathng can only be used tor domesttc ma1hngs of the
`CdkkhN I COkkhSPONDbNCB ADDkbSS (Note: Ugtbiy maik-up wtih any correchons or use Block I)
`Fee(s) Transmittal. This certificate cannot be used for any other
`07/29/2002
`7590
`accompanying papers. Each additional paper, such as an assignment or
`formaf drawing, must have its own certificate of mailing or transmtssion.
`DENNIS J. DUPRA Y
`1801 BELVEDERE STREET
`GOLDEN, CO 80401
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the
`United States Postal Service with sufficient postage for first class mail in an
`envelope addressed to the Box Issue Fee address above, or being facsimile
`transmttted to the USPTO, on the date indicated below.
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`DENNIS J. DUPRA Y
`11/24/1998
`09/194,367
`TITLE OF INVENTION: WIRELESS LOCATION USING MULTIPLE MOBILE STATION LOCATION TECHNIQUES
`
`1003-PUS
`
`3112
`
`(Signature)
`
`(Dat<)
`
`APPLN. TYPE
`
`nonprovisional
`
`SMALL ENTITY
`
`YES
`
`ISSUE FEE
`$640
`
`PUBLICATION FEE
`$0
`
`TOTAL FEE(S) DUE
`
`$640
`
`DATE DUE
`10/29/2002
`
`EXAMINER
`
`PHAN, DAO LINDA
`
`ART UNIT
`3662
`
`CLASS-SUBCLASS
`
`342-457000
`
`I. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`
`Cl Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`Cl "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list (I)
`the names of up to 3 registered patent attorneys
`or agents OR, alternatively, (2) the name of a
`single firm (having as a member a registered
`attorney or agent) and the names of up to 2
`registered patent attorneys or agents. If no name
`is listed, no name will be printed.
`
`2 ________________ _
`
`3 ________________ _
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. Inclusion of assignee data is only appropriate when an assignment has
`been previously submitted to the 1JSPTO or is being submitted under separate cover. Completion of this form is NOT a substitute for filing an assignment.
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`(A) NAME OF ASSIGNEE
`
`Please check the appropriate assignee category or categories (will not be printed on the patent)
`
`0 individual 0 corporation or other private group entity 0 government
`
`4a. The following fee(s) are enclosed:
`
`0 Issue Fee
`0 Publication Fee
`
`0 Advance Order- #of Copies-------
`
`4b. Payment of Fee(s):
`Cl A check in the amount of the fee(s) is enclosed.
`Cl Payment by credit card. Form PT0-2038 is attached.
`Cl The Commissioner is hereby authorized by charge the required fee(s), or credit any overpayment, to
`(enclose an extra copy of this form).
`Deposit Account Number
`
`Commissioner for Patents is requested to apply the Issue Fee and Publication Fee (if any) or to re-apply any previously paid issue fee to the application identified above.
`
`(Authorized Signature)
`
`(Date)
`
`NOTE; The Issue Fee and PublicatiOn Fee (if requtred) wtl! not be accepted from anyone
`other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the recordS of the United States Patent and Trademark Office.
`Thts collection of mformauon is required by 37 CFR 1.3II. The mformat10n IS required to
`obtain or retain a benefit by the public whtch is to file (and by the USPTO to process) an
`application. Confidentiality ts governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is
`estimated to take 12 minutes to complete, including gathering, preparing, and submitting the
`completed application form to the USPTO. Time wtll vary depending upon the indivtdual
`case. Any comments on the amount of time you require to complete this form and/or
`suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. De_partment of Commerce, Washing!!!~ D.C. 2023 I. DO
`NOT SEND FEES OR COMPLETED FORMS TO THIS ADDiillSS. SEND TO:
`Commissioner for Patents, Washington, DC 20231.
`Under the Paperwork Reduction Act of I995, no _persons are required to respond to a
`collection of information unless it displays a valid OMB control number.
`
`TRANSMIT THIS FORM WITH FEE(S)
`PTOL-85 (REV. 04·02) Approved for use through 0!/31/2004. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Apple, Inc. Exhibit 1027 Page 2
`
`

`

`•
`
`UNITED STATES PATENT AND 1RAoEMARK OFFICE
`
`•'
`
`•
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United StAtoa Pa.tcnt and Trodmnark Office
`Address: COMMISSIONER OF PATENTS AND TRADEMARKS
`Waahingt.on, D.C. 20231
`www .uaptD.gov
`
`APPLICA TJON NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR.
`
`I ATTORNEY DOCKET NO. I CONFIRMATION NO.
`
`09/194,367
`
`11124/1998
`
`DENNIS J. DUPRA Y
`
`1003-PUS
`
`3112
`
`07/29/2002
`
`7590
`DENNIS J. DUPRA Y
`1801 BELVEDERE STREET
`GOLDEN, CO 80401
`UNITED STATES
`
`EXAMINER
`
`PHAN, DAO LINDA
`
`ART UNIT
`
`3662
`
`DATE MAILED: 07/29/2002
`
`PAPER NUMBER
`
`Determination of Patent Term Extension under 35 U.S.C. 154 (b)
`(application filed after June 7, 1995 but prior to May 29, 2000)
`
`The patent term extension is 0 days. Any patent to issue from the above identified application will include an
`indication of the 0 day extension on the front page.
`
`If a continued prosecution application (CPA) was filed in the above-identified application, the filing date that
`determines patent term extension is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) system. (http://pair.uspto.gov)
`
`PTOL-85 (REV. 04-02) Approved for use through 01/31/2004.
`
`Page 3 of4
`
`Apple, Inc. Exhibit 1027 Page 3
`
`

`

`•
`
`UNITED STATES PATENT AND 'IRADEMARK OFFICE
`
`•
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United Sto:tea Potent and TradCll1Qrk Office
`Address: COMMISSIONER OF PATENTS AND TRADEMARKS
`Washington, D.C. 20231
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`09/194,367
`
`I 1/24/1998
`
`DENNIS J. DUPRA Y
`
`1003-PUS
`
`3112
`
`0712912002
`
`7590
`DENNIS J. DUPRA Y
`1801 BELVEDERE STREET
`GOLDEN., CO 80401
`UNITED STATES
`
`EXAMINER
`
`PHAN, DAO LINDA
`
`ART UNIT
`
`PAPER NUMBER
`
`3662
`
`DATE MAILED: 07/29/2002
`
`Notice of Fee Increase on October 1, 2002
`
`If a reply to a "Notice of Allowance and Fee(s) Due" is filed in the Office on or after October 1, 2002, then the
`amount due may be higher than that set forth in the "Notice of Allowance and Fee(s) Due" since there will be an increase
`in fees effective on October 1, 2002. See Reyision of Patent and Trademark Fees for Fiscal Year 2003: Notice of
`Proposed Rulemaking. 67 Fed. Reg. 30634, 30636 (May 7, 2002). Although a change to the amount of the publication fee
`is not currently proposed for October 2002, if the issue fee or publication fee is to be paid on or after October 1, 2002,
`applicant should check the USPTO web site for the current fees before submitting the payment. The USPTO Internet
`address for the fee schedule is: http:ljwww.uspto.goylrnainlhowtofees.htm.
`
`If the issue fee paid is the amount shown on the "Notice of Allowance and Fee(s) Due," but not the correct amount
`in view of the fee increase, a "Notice to Pay Balance of Issue Fee" will be mailed to applicant. In order to avoid
`processing delays associated with mailing of a "Notice to Pay Balance of Issue Fee," if the response to the Notice of
`Allowance and Fee(s) due form is to be filed on or after October 1, 2002 (or mailed with a certificate of mailing on or
`after October 1, 2002), the issue fee paid should be the fee that is required at the time the fee is paid. If the issue fee was
`previously paid, and the response to the "Notice of Allowance and Fee(s) Due" includes a request to apply a
`previously-paid issue fee to the issue fee now due, then the difference between the issue fee amount at the time the
`response is filed and the previously paid issue fee should be paid. ~ Manual of Patent Examining Procedure, Section
`1308.01 (Eighth Edition, August 2001).
`
`Effective October 1, 2002, 37 CFR 1.18 is proposed to be revised to change the patent issue fees as set forth below. As
`stated above, the final fees may be a different amount, and applicant should check the web site given above when paying
`the fee.
`
`(a) Issue fee for issuing each original or reissue patent, except a design or plant patent:
`
`By a small entity (Sec. 1.27(a))--$655.00
`By other than a small entity--$1 ,310.00
`
`(b) Issue fee for issuing a design patent:
`
`By a small entity (Sec. 1.27(a))--$235.00
`By other than a small entity--$470.00
`
`(c) Issue fee for issuing a plant patent:
`
`By a small entity (Sec. 1.27(a))--$315.00
`By other than a small entity--$630.00
`
`Questions relating to issue and publication fee payments should be directed to the Customer Service Center
`of the Office of Patent Publication at (703) 305-8283.
`
`Page 4 of4
`
`~TOL-85 (REV. 04-02) Approved for use through 01131/2004.
`
`Apple, Inc. Exhibit 1027 Page 4
`
`

`

`•
`
`Notice of Allowability
`
`Application No.
`09/194,367
`
`Applicant(s)
`
`Dupray et al
`
`Examiner
`
`Dao L. Phan
`
`Art Unit
`3662
`
`I
`
`I
`
`1-------___,__-~----L
`
`--The MAILING DATE of this communication appears on the cover sheet with the correspondence address--
`
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application. If not included herewith
`(or previously mailed). a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course.
`THIS NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at
`the initiative of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1.1Xl This communication is responsive to =6/.:...:2::..:5,_VI..:;;0..=2'---------------------------
`
`2.1Xl Theallow~daim(s)~~re~~~e=e~M~e~a~ff=a=~~e::..:d~~~e::..:e~V'----------------------~
`
`Aug 20, 2001
`3.1Xl The drawings filed on
`are accepted by the Examiner.
`4. 0 Acknowledgement is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d).
`a) 0 All
`b) 0 Some*
`c) 0 None
`of the:
`1. 0 Certified copies of the priority documents have been received.
`2. 0 Certified copies of the priority documents have been received in Application No. ________ _
`3. 0 Copies of the certified copies of the priority documents have been received in this national stage
`application from the International Bureau (PCT Rule 17.2(a)).
`*CertHi~copi~n~~~iwd: _______________________________ ~
`
`5. 0 Acknowledgement is made of a claim for domestic priority under 35 U.S.C. § 119(e) (to a provisional application).
`(a) 0 The translation of the foreign language provisional application has been received.
`6. 0 Acknowledgement is made of a claim for domestic priority under 35 U.S. C. § § 120 and/or 121.
`
`Applicant has THREE MONTHS FROM THE "MAILING DATE" of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application. THIS THREE-MONTH PERIOD IS NOT
`EXTENDABLE.
`7. 0 A SUBSTITUTE OATH OR DECLARATION must be submitted. Note the attached EXAMINER'S AMENDMENT or NOTICE OF
`INFORMAL PATENT APPLICATION (PT0-152) which gives reason(s) why the oath or declaration is deficient.
`
`8. 0 CORRECTED DRAWINGS must be submitted.
`(a) 0
`including changes required by the Notice of Draftsperson's Patent Drawing Review (PT0-948) attached
`1) 0 hereto or 2) 0
`including changes required by the proposed drawing correction filed ________ , which has been
`approved by the examiner.
`
`to Paper No. __
`
`(b) 0
`
`(c) 0
`
`including changes required by the attached Examiner's Amendment/Comment or in the Office action of
`Paper No. __
`
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the top margin (not the back) of
`each sheat. Tha drawings should be filed as a separate paper with a transmittal letter addressed to the Official Draftsperson.
`
`9. 0 DEPOSIT OF and/or INFORMATION about. the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1 0 Notice of References Cited (PT0-892)
`
`3 0 Notice of Draftsperson's Patent Drawing Review (PT0-948) -
`
`<; 0
`SIXJ
`Information Disclosure Statement(s) IPT0-1449), Paper No(s).
`7 0 Examiner's Comment Regarding Requirement for Deposit of Biological
`Material
`s!XI Other the attached sheet
`
`2 0 Notice of Informal Patent Application (PT0-1 52)
`.4 0
`Interview Summary (PT0-4 1 3), Paper No. __ .
`6 0 Examiner's Amendment/Comment
`8 0 Examiner's Statement of Reasons for Allowance
`~
`
`//~ .tt~:~} ;>~ ._~)J:!
`t~"~·-~~- J.T, ~·: ··. --~ :::~·.~t~R
`
`U. S. Patent and Trademark Office
`PT0-37 (Rev. 04-01)
`
`Notice of Allowability
`
`Part of Paper No. 51
`
`Apple, Inc. Exhibit 1027 Page 5
`
`

`

`·'
`
`'.
`
`•
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`•
`
`Application/Control Number: 09/194367
`
`Page2
`
`Art Unit: 3662
`
`Claims 355-358 have been misnumbered. They have been renumbered as 357-360.
`
`Claims 85-92,94-103, 105-107, 110-135, 137-138, 140-143, 159-161, 163-170, 172,
`
`179-180, 182-188, 190-195, 197-202,245,247-249,251-259,261,263-360 (renumbered 1-
`
`198).
`
`\
`
`'l 1
`
`Apple, Inc. Exhibit 1027 Page 6
`
`