I
`
`REQUEST
`
`--·c> ·'D A I
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`
`~
`
`CONTINUED EXAMINATION (RCE) T.SMiTTAL
`
`09/194,367
`
`November 24, 1998
`
`First Named Inventor
`
`DUPRAY et al.
`
`Examiner Name
`
`Dao L. Phan
`
`Attorney Docket Number
`
`1 003-PUS
`
`,
`1---~------~----------------------------~~r~
`f§'fl,
`t'v
`
`Title
`
`LOCATION OF A MOBILE STATION
`
`(Any
`
`~
`
`This is a Request for Continued Examination (RCE) under 37 C.F.R. §1.114 of the above-identified application.
`1. Submission required under 37 C.F.R. § 1.114
`a. D Previously submitted:
`i. D Consider the amendment(s)/reply under 37 C.F.R. § 1.116 previously filed on
`unentered amendment(s) referred to above will be entered).
`0 Consider the arguments in the Appeal Brief or Reply Brief previously filed on
`ii.
`iii. 0 Other
`[X] Enclosed:
`i. D Amendment/Reply
`ii. D Affidavit( s )/Declaration( s)
`Information Disclosure statement (IDS)
`iii.
`[X]
`iv. D Other
`2. Miscellaneous
`a. D Suspension of action on the above-identified application is requested under 37 C.F.R. § 1.1 03(c) for a period
`of __ months. (Period of suspension shall not exceed 3 months; Fee under 37 C.F.R. § 1.17(i) required).
`Other ____________________________________________ __
`
`b.
`
`b. D
`3. Fees
`a.
`[X]
`
`~· .
`
`i.
`ii.
`iii
`b.
`[X]
`c. 0
`
`The Director is hereby authorized to contact the undersigned Applicant for any additional fees due in
`connection witl1 the present transmittal.
`[X] RCE fee required under 37 C.F.R. § 1.17(e)
`D Extension of time fee (37 C.F.R. §§ 1.136 and 1.17)
`0 Other __________________ _
`Check in the amount of$ 355.00
`enclosed.
`Payment by credit card (Form PT0-2038 enclosed).
`
`~~~C€t•,
`·V'/2{)
`S[pl_, ., lOOt
`"o3Boo
`MAIL Roo
`"EXPRESS MAIL" MAILING LABEL NUMBER: EL8225805.,US
`DATE OF DEPOSIT: September 18, 2001
`
`RESPECTFULLY SUBMITTED,
`
`01 FC:203
`02 FC:202
`By:~~~~;!Y:~~~.::;;)~:!:::::::::::::::...~:__-
`
`C9/21/2001 GTEFFERA 00000138 09194367
`o~ :=c:279
`355,00 OP
`
`I HEREBY CERTIFY THAT THIS PAPER OR FEE IS BEING
`DEPOSITED WITH THE UNITED STATES POSTAL SERVICE
`"EXPRESS MAIL POST OFFICE TO ADDRESSEE" SERVICE
`UNDER 37 CFR 1.10 ON THE DATE INDICATED ABOVE AND IS
`ADDRESSED TO THE ASSISTANT COMMISSIONER FOR
`PATENTS, WASHINGTON, D.C. 20231.
`
`TYPED OR P~:: Chasity C. Rossum
`
`SIGNATURE:~ - !?t ~
`
`Match & Retum
`
`Apple, Inc. Exhibit 1020 Page 1
`
`

`
`I
`
`I
`
`REQUEST l CClNTINUED EXAMINATION (RCE) T.SMITT AL
`
`-
`
`-~~o~v~~~~
`
`09/194,367
`
`November 24, 1998
`
`DUPRAYet al.
`
`.. ;•~.:·.
`
`Title
`
`"WIRELESS LOCATION USING MULTIPLE MOBil:_E STATION LOCATION
`TECHNIQUES"
`.
`
`Examiner Name
`
`··Attorney Docket Number
`
`Dao L. Phan
`
`1003-PUS
`
`b.
`
`This is a Request for Continued Examination (RCE) under 37 C.F.R. §1.114 of the above-identified application.
`1. Submission required under 37 C.F .R. § 1.114
`Dt:CF=IVEn
`a. U Previouslysubmitted:
`i. U Consider the amendment(s)/reply under 37 C.F.R. § 1.116 previously~ · ••
`~ny
`MAR 0 5 2002
`unentered amendment(s) refe"ed to above will be entered).
`0 Consider the arguments in the Appeal Brief or Reply Brief previously filed on ___ _
`ii.
`.. GROUP 36QQ
`iii. 0 Other
`[X] Enclosed:
`i.
`[X] Amendment/Reply
`0 Affidavit(s)/Declaration(s)
`ii.
`iii.
`Information Disclosure statement (IDS) (including 22 references)
`[X]
`[X] Other Submission of Substitute Drawings (Figs. 4. 30 and 31)
`iv.
`2. 1 Miscellaneous
`a. 0 Suspension of action on the above-identified application is requested under 37 C.F.R. § 1.103(c} for a period
`of __ months. (Period of suspension shall not exceed 3 months; Fee under 37 C.F.R. § 1.17(i) required).
`Other ____________________________________________ __
`
`3.
`
`b. D
`Fees
`a.
`[X]
`
`i.
`ii.
`iii
`[X]
`b.
`c. 0
`
`The Director is hereby authorized to charge the following fees, or credit any overpayments, to Deposit
`Account No. 19-1970.
`[X] RCE fee required under 37 C.F.R. § 1.17(e)
`0 Extension of time fee (37 C.F.R. §§ 1.136 and 1.17)
`0 Other __________________ _
`enclosed
`Check in the amount of$ 342.00 and 370.00
`Payment by credit card (Form PT0-2038 enclosed).
`
`CERTIFICATE OF MAILING
`
`I HEREBY CERTIFY THAT THIS CORRESPONDENCE IS
`BEING DEPOSITED WITH THE UNITED STATES POSTAL
`IN AN ENVELOPE
`SERVICE AS FIRST CLASS MAIL
`ADDRESSED TO THE ASSISTANT COMMISSIONER FOR
`P!TENTS, WASHINGTON, DC 20231 ON THIS 15_ DAY OF
`, 2002.
`'1:..1f.bUu:t.t'?
`
`Sir!ERIDAN ROSS P.C.
`
`BY: (}}t ~tJ nlc~th:f2um
`
`By:~~~~~~w;,W,I4/!~::::::_:~---­
`Dennls J. Du
`Registration o. 45,580
`1801 Belvedere Street
`Golden, Colorado 8040
`Phone: (303} 863-2975
`Facsimile: (303} 863-0223
`03/04/2002 JADDOl
`00000003 09194367
`01 FC:279
`370.00 OP
`
`..__
`
`I
`~\
`
`Apple, Inc. Exhibit 1020 Page 2
`
`

`
`rJ
`
`( 0 - <!:-)if- ~ {..... i
`REQUEST F>~CONTINUED EXAMINA'h~N (RCE) TRJ.~ITT AL
`
`'
`
`;
`
`09/194,367
`
`Filing Date
`
`·· November 24, 1998
`
`First Named Jnventor
`
`DUPRAYet al.
`
`Title
`
`"WIRELESS LOCATION USING MULTIPLE MOBILE STATION LOCATION
`TECHNIQUES"
`
`Examiner Name
`
`Dao L. Phan
`
`Attorney Docket Number
`
`1003-PUS
`
`Express Mail Label No.
`
`EL822599415US
`
`•
`
`b.
`
`(Any
`
`RECEIVED
`OCT 0 8 2002
`~GROUP3600
`
`This is a Request for Continued Examination (RCE) under 37 C.F.R. §1 .114 of the above-identified application.
`1. Submission required under 37 C. F. R. § 1 .114
`a . 0 Previously submitted:
`0 Consider the amendment(s)/reply under 37 C.F.R. § 1.116 previously filed on
`i.
`unentered amendment(s) referred to above will be entered).
`ii. 0 Consider the arguments in the Appeal Brief or Reply Brief previously filed on
`iii. 0 Other
`[X] Enclosed:
`0 Amendment/Reply
`i.
`ii. 0 Affidavit( s )/Declaration ( s)
`[X]
`iii.
`Information Disclosure statement (IDS) (including 8 references)
`iv. 0 Other
`2. Miscellaneous
`a. 0 Suspension of action on the above-identified application is requested under 37 C.F.R. § 1.1 03(c) for a period
`of __ months. (Period of suspension shall not exceed 3 months; Fee und.er-37 C.F.R. § 1.17(i) required).
`-~
`Other
`·.·
`
`3.
`
`b. 0
`Fees
`[X] The Director is hereby authorized to charge the following fees, or credit any overpayments, to Deposit
`a.
`
`Account No. 19-1970.
`[X] RCE fee required under 37 C.F.R. § 1.17(e)
`i.
`ii. 0 Extension of time fee (37 C.F.R. §§ 1.136 and 1.17)
`iii 0 Other __________________ _
`b.
`[X] Check in the amount of$ 370.00
`enclosed
`c. 0 Payment by credit card (Form PT0-2038 enclosed).
`
`Match & R t
`e urn
`
`RESPECTFULLY SUBMITTED,
`SHERIDAN R
`.C.
`
`10/07/2002 AWOHDRFl 00000147 09194367
`01 FC:279
`
`370.00 OP
`
`By:~~~~~~(____jt/e.~ .. { LoaZ-
`
`IS J. Dupr
`Registration
`. 45,580
`1801 Belvedere Street
`Golden, Colorado 80401
`Phone: (303) 863-2975
`Facsimile: (303) 863-0223
`
`,I .;
`I
`
`1
`
`Apple, Inc. Exhibit 1020 Page 3
`
`

`
`~ . .
`
`•
`
`!
`
`·
`RE~UES~·R CONTINUED EXAMI;TION (RCE) 1.
`-
`.
`
`o 1-(o -o3.
`
`Application Number
`
`09/194,367
`
`Filing Date
`
`November 24, 1998
`
`I
`
`First Named Inventor
`
`Title
`
`DUPRAY et al.
`
`.• ~
`"WIRELESS LOCATION USING MULTIPLE MOBILE STATION LOCATION
`TECHNIQUES"
`
`~-
`
`.
`
`I
`
`1
`
`II!
`
`J4SV~
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`"6
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`II FEB 0 6 2003 ~
`..
`-~,ry
`~
`.o.¥ ~)
`iu~
`r uD;
`Y!
`
`Examiner Name
`
`Dao L. Phan
`
`Attorney Docket Number
`
`1003-PUS
`
`Express Mail Label No.
`
`EL923664325US
`
`· ·
`ii'.
`j/1 ....
`13
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`
`'.\1
`
`This is a Request for Continued Examination (RCE) under 37 C.F.R. §1.114 ofthe above-identified application.
`1. Submission required under 37 C.F.R. § 1.114
`a. 0 Previously submitted:
`0 Consider the amendment(s)/reply under 37 C.F.R. § 1.116 previously filed on _____ (Any
`i.
`unentered amendment(s) referred to above will be entered).
`ii. 0 Consider the arguments in the Appeal Brief or Reply Brief previously filed on ___ _
`iii. 0 O the r - - - - - - - - - - - - - - - - - - -
`RECEIVED
`[X]
`Enclosed:
`0 Amendment/Reply
`i.
`0 Affidavit(s)/Declaration(s§\IJATf':J..I R. Dt:=
`ii.
`FEB 1 9 2003
`Information Disclosure statement1T'DS) ~l~lflfj"TrfJRNs)
`iii.
`[X]
`GROUP3600
`iv. 0 O the r - - - - - - - - - - - - - - - - - - -
`2. Miscellaneous
`a. 0 Suspension of action on the above-identified application is requested under 37 C.F.R. § 1.103(c) for a
`period of __ months. (Period of suspension shall not exceed 3 months; Fee under 37 C.F.R. § 1.17(i) required).
`
`b.
`
`3.
`
`b. 0
`Fees
`[ ]
`a.
`
`O the r - - - - - - - - - - - - - - - - - - - - - - - - -
`
`The Director is hereby authorized to charge the following fees, or credit any overpayments, to Deposit
`Account No. __ _
`
`i.
`ii.
`iii
`[X]
`b.
`c. 0
`
`[X] RCE fee required under 37 C.F.R. § 1.17(e)
`0 Extension of time fee (37 C.F.R. §§ 1.136 and 1.17)
`D Other
`,
`Check in the amount of$ 375.00
`is enclosed
`Payment by credit card (Form PT0-2038 enclosed).
`
`02/11/2003 nGEBRE~1 00000001 09194367
`01 FC:2801
`375.00 0~
`
`Match & Return ! J , a.:z.
`
`Apple, Inc. Exhibit 1020 Page 4
`
`

`
`I
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`REQUEST FOR CO~UEO EXAMINATION (RCE) TRANSMIT'TAL ~ .
`· b 6 1-
`3 ~' J
`f 6~
`o?
`
`I
`
`,
`
`Address to:
`Commlssioner for Patents
`Mall Stop RCE
`P.O. Box 1450
`Alexandria, VA 22313--1450
`
`.
`
`Application Number
`
`09/194,367
`
`Filing Date
`
`First Named Inventor
`
`Examiner Name
`
`November 24, 1998
`
`Oupray, et al.
`
`Oao L. Phan
`
`Attorney Docket Number
`
`1003--PUS
`
`•
`
`Jll
`
`rv•t-t •r_.:r • & Heturn
`
`This is a Request for Continued Examination (RCE) under 37 C.F .R. § 1.114 of the above-Identified application.
`1. Submission required under 37 C.F.R. § 1.114
`a.
`[X] Previously submitted:
`i. D Consider the amendment(s)lreply under 37 C.F.R. § 1.116 previously filed on
`unentered am&ndment(s) referred to above wm be enteted).
`ii. D Consider the arguments in the Appeal Brief or Reply Brief previously filed on __ _
`[X] Other The Information Qlsc!osure Statement <Form 1449l filed June 3. 2Q03
`iii.
`b. D Enclosed:
`I.
`Amendment/Reply
`11
`RECEIVED
`11
`Affldavit(s)JDeclaration(s)
`ii.
`Ill. D
`Information Disclosure statement (IDS)
`JUN 11 2003
`iv. D Other _________________ _
`. ;is~llan:~:enslon of action on the above-identified application is requested under ~RQV,R~~eriod
`
`..
`
`2
`
`(Any
`
`of __ months. (Period of SlJSI)eflslon shan not exceed 3 months; Fee under 37 C.F.R. § 1. 17(1) required).
`~er ______________________________________ ___
`
`b. 0
`1- &u
`a.
`[]
`
`The Director Is hereby authorized to charge the following fees, or credit any overpayments, to Deposit
`A~unt No . - - - - - - - -
`0 RCE fee required under 37 C.F.R. § 1.17(e)
`D Extension of time fee (37 c.F.R. §§ 1.136 and 1.17)
`[)
`O~er __________________________________ ___
`
`I.
`li.
`IIi
`[x] Check In ~e amount of $375.00 enclosed
`[]
`Payment by credit card (Fonn PT0-2038 enclosed).
`
`b.
`c.
`
`RESPECTFULLY SUBMITTED,
`
`By:..Q~~~~L..,j~~tfl
`0 nsJ. Dup
`6,299
`Registration N
`1560 Broadway, Suite 1200
`Denver, Colorado 80202-5141
`Phone: (303) 863--9700
`Facsimile: (303) 863-0223
`06/09/2003 CHGUYEN 00000153 09194367
`01 FC:2801
`375.00 OP
`
`"EXPRESS MAIL" MAIUNG LABEL NUMBER: EV331283720US
`DATE OF DEPOSIT: June 6, 2003
`
`I HEREBY CERTIFY THAT 11-IIS PAPER OR FEE IS BEING
`DEPOSITED Willi 11-IE UNITED STATES POSTAL SERVICE
`"EXPRESS MAIL POST OFFICE TO ADDRESSEE" SERVICE
`UNDER 37 CfR 1.10 ON THE DATE INDICA TEO ABOVE AND IS
`ADDRESSED TO THE COMMISSIONER FOR PATENTS, P.O. BOX
`1450, ALEXANDRIA, VIRGINIA 22313-1450.
`~QR PRINTED NAME:Zl
`
`-bf.l 01/L d __ . ~ -
`
`AIMEftVHUERK J
`
`Apple, Inc. Exhibit 1020 Page 5
`
`

`
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`
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`
`' Applica.~ Number
`
`nrrny uate
`
`First Named Inventor
`
`Title
`
`a f -1 f/ -o/L(
`
`REQUEST FOR CONTINUED EXAMINATION (RCE) TRANSMITTAL
`
`09/194,367
`
`November 24, 1998
`
`DUPRAYetal.
`
`~--~~
`- ~~5!!>
`/
`' /
`
`"WIRELESS LOCATION USING MULTIPLE MOBILE STATION LOCATION
`TECHNIQUES"
`
`Examiner Name
`
`Dao L. Phan
`
`Attorney Docket Number
`
`1003-PUS
`
`Express Mail Label No.
`
`EV33~284402US
`
`(Any
`
`This is a Request for Continued Examination (RCE) under 37 C.F.R. §1.114 of the above-identified application.
`1. Submission required under 37 C.F.R. § 1.114
`a. 0 Previously submitted:
`0 Consider the amendment(s)/reply under 37 C.F.R. § 1.116 previously filed on
`i.
`unentered amendment(s) referred to above will be entered).
`ii. 0 Consider the arguments in the Appeal Brief or Reply Brief previously filed on ___ _
`iii. 0 Other __________________ _
`[X] Enclosed:
`0 Amendment/Reply
`i.
`0 Affidavit(s)/Declaration(s)
`ii.
`iii.
`[X]
`Information Disclosure statement (IDS) (including 2 references)
`iv. 0 Other ___________________ _
`2. Miscellaneous
`a. 0 Suspension of action on the above-identified application is requested under 37 C.F.R. § 1.1 03(c) for a period
`of __ months. (Period of suspension shall not exceed 3 months; Fee under 37 C.F.R. § 1.17(i) required).
`Other __________________________________________ _
`
`b.
`
`3.
`
`b. 0
`Fees
`[ ]
`a.
`
`The Director is hereby authorized to charge the following fees, or credit any overpayments, to Deposit
`
`Account No. - - - - -
`[X] RCE fee required under 37 C.F.R. § 1.17(e)
`0
`Extension of time fee (37 C.F.R. §§ 1.136 and 1.17)
`0 Other __________________ __
`Check in the amount of $ 385.00
`is enclosed
`Payment by credit card (Form PT0-2038 enclosed).
`
`i.
`ii.
`iii
`b. pq
`c. 0
`
`By::~~~~~~~~~~~~----
`nis J. Du
`. 45,58
`Registration
`1801 Belve
`re Street
`Golden, Colorado 80401
`Phone: (303) 863-2975
`Facsimile: (303) 863-0223
`04/15/2004 RMEBRAH1 00000015 091943b7
`385.00 OP
`
`01 FC:2801
`
`"EXPRESS MAIL" MAILING LABEL NUMBER: EV331284402US
`DATE OF DEPOSIT: April12, 2004
`
`I HEREBY CERTIFY THAT THIS PAPER OR FEE IS BEING DEPOSITED
`WITH THE UNITED STATES POSTAL SERVICE 'EXPRESS MAIL POST
`OFFICE TO ADDRESSEE' SERVICE UNDER 37 CFR 1.10 ON THE DATE
`INDICATED ABOVE AND IS ADDRESSED TO THE COMMISSIONER
`FOR PATENTS, P.O. BOX 1450, ALEXANDRIA, VIRGINIA 22313-1450.
`
`TYPED OR PRJ~ ~AME'
`
`AIMEE M. THUERK
`
`SIGNATURE: ~·~~
`
`Apple, Inc. Exhibit 1020 Page 6
`
`

`
`! ( /
`
`o3 LY?;
`
`u~
`(RCE) TRANSMITTAL
`
`INATIO
`REQUEST FOR CONTINUED EXA
`·
`Address to:
`Commissioner for Patents
`Mail Stop RCE
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Application Number
`
`09/194,367
`
`Filing Date
`
`November 24, 1998
`
`First Named Inventor
`
`Examiner Name
`
`Dupray et al.
`
`Dao L. Phan
`
`Attorney Docket Number
`
`1003-PUS
`
`b.
`
`(Any
`
`This is a Request for Continued Examination (RCE) under 37 C.F.R. §1.114 of the above-identified application.
`1. Submission required under 37 C.F.R. § 1.114
`a. 0 Previously submitted:
`0 Consider the amendment(s)/reply under 37 C.F.R. § 1.116 previously filed on
`i.
`unentered amendment(s) referred to above will be entered).
`0 Consider the arguments in the Appeal Brief or Reply Brief previously filed on ___ _
`ii.
`iii. 0 Other ___________________ _
`[X] Enclosed:
`0 Amendment/Reply
`i.
`0 Affidavit(s)/Declaration(s)
`ii.
`iii.
`[X]
`Information Disclosure statement (IDS)
`iv. D Other ____________________ _
`2. Miscellaneous
`a. 0 Suspension of action on the above-identified application is requested under 37 C.F.R. § 1.103(c) for a period
`of __ months. (Period of suspension shall not exceed 3 months; Fee under 37 C.F.R. § 1.17(i) required).
`Other ______________________ _
`
`3.
`
`b. D
`Fees
`a. D
`
`i.
`ii.
`iii
`[X]
`b.
`c. D
`
`The Director is hereby authorized to charge the following fees, or credit any overpayments, to Deposit
`Account No. 19-1970.
`D RCE fee required under 37 C.F.R. § 1.17(e)
`D Extension of time fee (37 C.F.R. §§ 1.136 and 1.17)
`D Other ___________________ _
`enclosed
`Check in the amount of$ $395.00
`Payment by credit card (Form PT0-2038 enclosed).
`
`1·
`
`03/2412005 I'IAHMED1 00000073 091943&7
`01 FC:2801
`395.00 Of.'
`
`RESPECTFULLY SUBMITTED,
`
`ennis J. D
`ay
`Registration No. 46,299
`1801 Belvedere St.
`Golden, Colorado 80401
`Phone: (303) 863-9700
`Facsimile: (303) 863-0223
`
`"EXPRESS MAIL" MAILING LABEL NUMBER: EV51 0771197US
`DATE OF DEPOSIT: March 21,2005
`
`I HEREBY CERTIFY THAT THIS PAPER OR FEE IS BEING
`DEPOSITED WITH THE UNITED STATES POSTAL SERVICE
`"EXPRESS MAIL POST OFFICE TO ADDRESSEE" SERVICE
`UNDER 37 CFR 1.10 ON THE DATE INDICATED ABOVE AND IS
`ADDRESSED TO THE ASSISTANT COMMISSIONER FOR
`PATENTS, WASHINGTON, D.C. 20231.
`TYPEDORPR~ :Jt~:t
`SIGNATURE: f..MJ21.iL <'~AI f_
`
`Apple, Inc. Exhibit 1020 Page 7
`
`

`
`REQUEST FOR
`CONTINUED EXAMINATION (RCE)
`TRANSM
`E ~
`c&
`J~N t 41111\6 /;
`~cr'I'RA~~
`
`Address to:
`Mail Stop RCE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Application No.
`
`09/194,367
`
`Filing Date
`
`November 24, 1998
`
`First Named Inventor Dennis J. Dupray
`
`Art Unit
`
`Examiner
`
`3662
`
`Dao Linda Phan
`
`Attorney Docket No.
`
`1003-PUS
`
`Express Mail No.
`
`EV 655365801 US
`
`This is a Request for Continued Examination (RCE) under 37 C.F.R. §1.114 of the above-identified application.
`Request for Continued Examination (RCE) practice under 37 CFR 1.114 does not apply to any utility or plant application filed prior to June
`8, 1995, or to any design application.
`
`1. Submission required under 37 C.F.R. § 1.114. Note: If the RCE is proper, any previously-filed, unentered amendments and
`amendments enclosed with the RCE will be entered in the order in which they were filed unless applicant instructs otherwise. If applicant does
`not wish to have any previously filed unentered amendment(s) entered, applicant must request non-entry of such amendments.
`Previously submitted. If a final Office Action is outstanding, any amendments filed after the final Office
`Action may be considered as a submission even if this box is not checked.
`
`a.
`
`D
`
`i. Dconsider the arguments in the Appeal Brief or Reply Brief previously filed on
`
`ii. Dother - - - - - - - - - - - - - - - - - - - - -
`
`b. 181 Enclosed
`
`i. D AmendmenUReply
`
`iii. 1811nformation Disclosure Statement (IDS)
`
`ii. D Affidavit(s)/Declaration(s)
`
`iv. Dother ___________ _
`
`2. Miscellaneous
`D Suspension of action on the above-identified application is requested under 37 CFR 1.1 03(c) for a period
`of __ months. (Period of suspension shall not exceed 3 months; Fee under 37 C.F.R. § 1.17(i) required).
`a.
`b. D Other ______________________________ _
`
`3. Fees. The RCE fee under 37 CFR 1.17(e) is required by 37 CFR 1.114 when the RCE is filed.
`D The Director is hereby authorized to charge the following fees, or credit any overpayments, to Deposit
`Account No. 19-1970. I have enclosed a duplicate copy of this sheet
`
`a.
`
`i. D RCE fee required under 37 C.F.R. § 1.17(e)
`
`ii. D Extension of time fee (37 C.F.R. §§ 1.136 and 1.17)
`
`01/27/200& HGUTEMA1 00000003 091943&7
`395.00 OP
`01 FC:2801
`iii. D Other ____________________ _
`
`b.
`
`181 Check in the amount of$ $395.00
`
`enclosed
`
`c. D
`
`Signature
`
`Name
`(PrinUType)
`
`Registration No.
`(Attorney/ Agent
`
`46,299
`
`Apple, Inc. Exhibit 1020 Page 8
`
`

`
`PTOISB/30EFS (05/07)
`Approved for use through 11/3012007. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`REQUEST FOR CONTINUED EXAMINATION(RCE)TRANSMITTAL
`(Submitted Only via EFS-Web)
`
`Application
`Number
`First Named
`Inventor
`
`09194367
`
`Dupray
`
`I Filing
`Date
`
`11998-11-24
`
`Docket Number
`(if applicable)
`Examiner
`Name
`
`1003-pus
`
`Phan, Dao Linda
`
`I Art
`Unit
`
`1 3662
`
`This is a Request for Continued Examination (RCE) under 37 CFR 1.114 of the above-identified application.
`Request for Continued Examination (RCE) practice under 37 CFR 1.114 does not apply to any utility or plant application filed prior to June 8,
`1995, or to any design application. The Instruction Sheet for this form is located at WWW.USPTO.GOV
`
`SUBMISSION REQUIRED UNDER 37 CFR 1.114
`
`Note: If the RCE is proper, any previously filed unentered amendments and amendments enclosed with the RCE will be entered in the order
`in which they were filed unless applicant instructs otherwise. If applicant does not wish to have any previously filed unentered amendment(s)
`entered, applicant must request non-entry of such amendment(s).
`D Previously submitted. If a final Office action is outstanding, any amendments filed after the final Office action may be considered as a
`submission even if this box is not checked.
`
`D Consider the arguments in the Appeal Brief or Reply Brief previously filed on
`
`D Other
`
`[g] Enclosed
`
`D Amendment/Reply
`
`[g] Information Disclosure Statement (IDS)
`
`D Affidavit(s)/ Declaration(s)
`
`D Other
`
`D Suspension of action on the above-identified application is requested under 37 CFR 1.1 03(c) for a period of months
`(Period of suspension shall not exceed 3 months; Fee under 37 CFR 1.17(i) required)
`
`MISCELLANEOUS
`
`D Other
`
`The RCE fee under 37 CFR 1.17(e) is required by 37 CFR 1.114 when the RCE is filed.
`D The Director is hereby authorized to charge any underpayment of fees, or credit any overpayments, to
`Deposit Account No
`
`SIGNATURE OF APPLICANT, ATTORNEY, OR AGENT REQUIRED
`
`FEES
`
`D Patent Practitioner Signature
`[g] Applicant Signature
`
`EFS - Web 2.0.2
`
`Apple, Inc. Exhibit 1020 Page 9
`
`

`
`PTOISB/30EFS (05/07)
`Approved for use through 11/3012007. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Applicant 1
`
`Signature
`
`/Dennis J. Dupray/
`
`Name
`
`Dennis J. Dupray
`
`Applicant Signature
`
`I Remove I
`I Date (YYYY-MM-DD)
`
`12008-02-18
`
`Click ADD for additional Applicant Signature
`
`I
`
`Add
`
`I
`
`This collection of information is required by 37 CFR 1.114_ The information is required to obtain or retain a benefit by the public which is to
`file (and by the USPTO to process) an application_ Confidentiality is governed by 35 u_s_c_ 122 and 37 CFR 1.11 and 1.14_ This collection is
`estimated to take 12 minutes to complete, including gathering, preparing, and submitting the completed application form to the USPTO_ Time
`will vary depending upon the individual case_ Any comments on the amount of time you require to complete this form and/or suggestions for
`reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce,
`P.O. Box 1450, Alexandria, VA 22313-1450_
`If you need assistance in completing the form, ca/11-800-PT0-9199 and select option 2.
`
`EFS - Web 2.0.2
`
`Apple, Inc. Exhibit 1020 Page 10
`
`

`
`r
`
`PTO/SB/30 (01-08)
`Approved for use through 02/29/2008. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paoerwork Reduction Act of 1995 no oersons are reauired to resoond to a collection of information unless it contains a valid OMB control number.
`Request
`for
`Continued Examination (RCE)
`Transmittal
`
`Application Number
`
`Filing Date
`
`09/194,367
`
`11-24-1998
`
`First Named Inventor
`
`DUPRAY
`
`Art Unit
`
`3662
`
`Address to:
`Mail Stop RCE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Examiner Name
`Attorney Docket Number 1003-PUS
`This is a Request for Continued Examination (RCE) under 37 CFR 1.114 of the above-identified application.
`Request for Continued Examination (RCE) practice under 37 CFR 1.114 does not apply to any utility or plant application filed prior to June 8,
`1995, or to any design application. See Instruction Sheet for RCEs (not to be submitted to the USPTO) on page 2.
`l Submission required under 37 CFR 1.11 ~Note: If the RCE is proper, any previously filed unentered amendments and
`1.
`amendments enclosed with the RCE will be entered in the order in which they were filed unless applicant instructs otherwise. If
`applicant does not wish to have any previously filed unentered amendment(s) entered, applicant must request non-entry of such
`amendment(s).
`
`PHAN, DAO LINDA
`
`considered as a submission even if this box is not checked.
`
`iii. 0 Information Disclosure Statement (IDS)
`iv. 0 Other
`
`2.
`
`3.
`
`a.
`
`a.
`
`a. 0 Previously submitted. If a final Office action is outstanding, any amendments filed after the final Office action may be
`i. 0 Consider the arguments in the Appeal Brief or Reply Brief previously filed on
`li. 0 Other
`b. [Z] Enclosed
`I. 0 AmendmenUReply
`ii. 0 Affidavit(s)/ Declaration(s)
`[Miscellaneous )
`Suspension of action on the above-identified application is requested under 37 CFR 1.1 03(c) for a
`0
`months. (Period of suspension shall not exceed 3 months; Fee under 37 CFR 1.17(i) required)
`period of
`b. 0 Other
`[Fees] The RCE fee under 37 CFR 1.17(e) is required by 37 CFR 1.114 when the RCE is filed.
`The Director is hereby authorized to charge the following fees, any underpayment of fees, or credit any overpayments, to
`0
`. I have enclosed a duplicate copy of this sheet.
`Deposit Account No.
`i. 0 RCE fee required under 37 CFR 1.17(e)
`ii. 0 Extension oftime fee {37 CFR 1.136 and 1.17)
`iii. 0 Other
`b. 0 Check in the amount of$
`c. [{] Payment by credit card.
`WARNING: Information on this form may become public. Credit card information should not be included on this form. Provide credit
`card information and autl!2_1'12!11tion on PT0-2038.
`
`enclosed
`
`~ /~ SIGN_ATjJftEj)F APPLICANT, ATTORNEY, OR AGENT REQUIRED
`I oat~~ (J ztooQ:5
`Signature
`V.t::~
`./~..-'7L.f3J)~
`Name (Print/Type) I Dennis J. Du¢[y
`1 Registration No. 146299
`
`/
`
`___-/
`
`t£R11FICA TE OF MAILING OR TRANSMISSION
`I hereby certify that this correspondence is being deposited with the United States Postal Service with sufficient postage as first class mail in an envelope
`addressed to: Mail Stop RCE, Commissioner for Patents, P. 0. Box 1450, Alexandria, VA 22313-1450 or facsimile transmitted to the U.S. Patent and Trademark
`Office on the date shown below.
`I
`Signature
`Name (Print/Type) I
`1 Date
`Th1s collection of mformat1on IS required by 37 CFR 1.114. The mformat1on IS requ1red to obtain or ret am a benefit by the public wh1ch IS to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Depariment of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Mail Stop RCE, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, ca/11-800-PT0-9199 and select option 2.
`
`Apple, Inc. Exhibit 1020 Page 11